Vault-13

CENTRAL & EASTERN EUROPE FD CEE

COM · Closed-End Fund · CUSIP 153436100

28 institutional holders +2 vs Q1 2026
1,465,1841.5m shares reported held*
$30.1mreported value*
5 new 4 added 5 reduced 3 sold out net bought ≈ $1.9m (+92.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $20.55.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 21Q4 22: 20Q1 23: 19Q2 23: 20Q3 23: 23Q4 23: 26Q1 24: 22Q2 24: 21Q3 24: 20Q4 24: 20Q1 25: 28Q2 25: 30Q3 25: 28Q4 25: 24Q1 26: 26Q2 26: 2828Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202221
Q4 202220
Q1 202319
Q2 202320
Q3 202323
Q4 202326
Q1 202422
Q2 202421
Q3 202420
Q4 202420
Q1 202528
Q2 202530
Q3 202528
Q4 202524
Q1 202626
Q2 202628

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q3 24: 2 bought or addedQ3 24: 9 cut or sold outQ4 24: 6 bought or addedQ4 24: 5 cut or sold outQ4 24Q1 25: 17 bought or addedQ1 25: 7 cut or sold outQ2 25: 10 bought or addedQ2 25: 11 cut or sold outQ2 25Q3 25: 9 bought or addedQ3 25: 11 cut or sold outQ4 25: 5 bought or addedQ4 25: 16 cut or sold outQ4 25Q1 26: 13 bought or addedQ1 26: 5 cut or sold outQ2 26: 9 bought or addedQ2 26: 8 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 202429
Q4 202465
Q1 2025177
Q2 20251011
Q3 2025911
Q4 2025516
Q1 2026135
Q2 202698

Biggest buyers

ROYAL BANK OF CANADA Added +90,600+90.6k
Verde Servicos Internacionais S.A. New +57,000+57.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +13,712+13.7k
Capital Asset Advisory Services LLC New +13,648+13.6k
AXXCESS WEALTH MANAGEMENT, LLC New +9,823+9.8k
LMR Partners LLP Added +7,965+8.0k
Thomas J. Herzfeld Advisors, Inc. New +428+428
UBS Group AG Added +109+109
Janney Montgomery Scott LLC Added +2+2

Biggest sellers

Matisse Capital Sold out -33,995-34.0k
Patriot Financial Group Insurance Agency, LLC Sold out -31,768-31.8k
Freestone Capital Holdings, LLC Reduced -30,200-30.2k
Marex Group Ltd Reduced -3,430-3.4k
OSAIC HOLDINGS, INC. Reduced -554-554
Uncommon Cents Investing LLC Reduced -275-275
Advisory Services Network, LLC Sold out -134-134
STIFEL FINANCIAL CORP Reduced -121-121

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
PHRONESIS PARTNERS L P 13G · passive investor new · filed 2025-10-29 7.2% new 467.4k≈ $9.6m 2025-10-29

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported since 1 Apr 2026.

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 200,105200.1k $4.1m $4.1m 0.00% Unchanged
2 Freestone Capital Holdings, LLC 0.10% of their portfolio Seattle, WA 192,252192.3k $4.0m $4.0m 0.10% Reduced -30.2k -30,200
3 Almitas Capital LLC 0.85% of their portfolio SANTA MONICA, CA 173,254173.3k $3.6m $3.6m 0.85% Unchanged
4 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 147,229147.2k $3.0m $3.0m 0.00% Added +90.6k +90,600
5 GABELLI FUNDS LLC 0.02% of their portfolio Rye, NY 115,500115.5k $2.4m $2.4m 0.02% Unchanged
6 Weiss Asset Management LP 0.02% of their portfolio BOSTON, MA 90,96891.0k $1.9m $1.9m 0.02% Unchanged
7 Uncommon Cents Investing LLC 0.36% of their portfolio JANESVILLE, WI 80,66880.7k $1.7m $1.7m 0.36% Reduced -275 -275
8 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 76,76376.8k $1.6m $1.6m 0.00% Reduced -121 -121
9 Silver Point Capital L.P. 0.11% of their portfolio Greenwich, CT 57,03057.0k $1.2m $1.2m 0.11% Unchanged
10 Verde Servicos Internacionais S.A. 0.43% of their portfolio SAO PAULO, D5 57,00057.0k $1.2m $1.2m 0.43% New
11 LMR Partners LLP 0.01% of their portfolio LONDON, X0 47,98948.0k $986.2k $986.2k 0.01% Added +8.0k +7,965
12 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 34,98235.0k $719.0k $719.0k 0.00% Added +2 +2
13 Wealth Care LLC 0.53% of their portfolio MERRITT ISLAND, FL 31,93631.9k $656.3k $656.3k 0.53% Unchanged
14 Marex Group Ltd 0.00% of their portfolio London, X0 29,19429.2k $599.9k $599.9k 0.00% Reduced -3.4k -3,430
15 Investment Partners Asset Management, Inc. 0.24% of their portfolio METUCHEN, NJ 21,19221.2k $435.5k $435.5k 0.24% Unchanged
16 Annandale Capital, LLC 0.06% of their portfolio DALLAS, TX 20,92820.9k $430.0k $430.0k 0.06% Unchanged
17 Belvedere Trading LLC 0.02% of their portfolio CHICAGO, IL 14,39514.4k $295.8k $295.8k 0.02% Unchanged
18 Dynamic Technology Lab Private Ltd 0.06% of their portfolio SINGAPORE, U0 14,08314.1k $289.0k $289.0k 0.06% Unchanged
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 13,71213.7k $281.8k $281.8k 0.00% New
20 Capital Asset Advisory Services LLC 0.01% of their portfolio Williamston, MI 13,64813.6k $280.5k $280.5k 0.01% New
21 CSS LLC/IL 0.01% of their portfolio CHICAGO, IL 12,99613.0k $267.1k $267.1k 0.01% Unchanged
22 AXXCESS WEALTH MANAGEMENT, LLC 0.00% of their portfolio CARLSBAD, CA 9,8239.8k $201.9k $201.9k 0.00% New
23 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 6,2466.2k $128.3k $128.3k 0.00% Reduced -554 -554
24 Investors Research Corp 0.01% of their portfolio ATLANTA, GA 2,2292.2k $45.8k $45.8k 0.01% Unchanged
25 UBS Group AG 0.00% of their portfolio ZURICH, V8 435435 $8.9k $8.9k 0.00% Added +109 +109
26 Thomas J. Herzfeld Advisors, Inc. 0.00% of their portfolio MIAMI BEACH, FL 428428 $8.8k $8.8k 0.00% New
27 REAP Financial Group, LLC 0.00% of their portfolio AUSTIN, TX 158158 $3.2k $3.2k 0.00% Unchanged
28 Covestor Ltd 0.00% of their portfolio LONDON, X0 4141 $1.0k $1.0k 0.00% Unchanged