CELULARITY INC CELU
CL A NEW · Common Stock · CUSIP 151190204
- SectorHealth care
- IndustryPharmaceutical Preparations
- HeadquartersFlorham Park, NJ
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 28.9m as of 2026-04-28, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $1.11. Options: 1 managers hold calls ($9.0k notional), 0 hold puts (—).
Trends to Q2 2026
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q1 2024 | 31 |
| Q2 2024 | 27 |
| Q3 2024 | 28 |
| Q4 2024 | 33 |
| Q1 2025 | 30 |
| Q2 2025 | 35 |
| Q3 2025 | 38 |
| Q4 2025 | 36 |
| Q1 2026 | 38 |
| Q2 2026 | 39 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q3 2024 | 6 | 8 |
| Q4 2024 | 10 | 10 |
| Q1 2025 | 12 | 7 |
| Q2 2025 | 13 | 10 |
| Q3 2025 | 16 | 12 |
| Q4 2025 | 11 | 13 |
| Q1 2026 | 11 | 11 |
| Q2 2026 | 13 | 8 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2025 | $82.1k | $66.7k | 0.81 |
| Q4 2025 | $68.3k | $333 | 0.00 |
| Q1 2026 | $19.9k | $0 | 0.00 |
| Q2 2026 | $9.0k | $0 | 0.00 |
Biggest buyers
| CITADEL ADVISORS LLC | New | +99.1k |
| HRT FINANCIAL LP | Added | +43.8k |
| JANE STREET GROUP, LLC | New | +28.7k |
| Virtu Financial LLC | New | +18.7k |
| IFP Advisors, Inc | Added | +4.0k |
| GROUP ONE TRADING LLC | Added | +3.5k |
| CenterStar Asset Management, LLC | Added | +3.1k |
| SIMPLEX TRADING, LLC | Added | +2.1k |
| Tower Research Capital LLC (TRC) | Added | +1.8k |
| KEYNOTE FINANCIAL SERVICES LLC | Added | +600 |
Biggest sellers
| BlackRock, Inc. | Reduced | -51.1k |
| Valmark Advisers, Inc. | Sold out | -50.0k |
| GEODE CAPITAL MANAGEMENT, LLC | Reduced | -23.9k |
| TWO SIGMA SECURITIES, LLC | Sold out | -14.9k |
| XTX Topco Ltd | Sold out | -12.8k |
| OSAIC HOLDINGS, INC. | Sold out | -10.0k |
| HB Wealth Management, LLC | Reduced | -8.5k |
| UBS Group AG | Reduced | -2.8k |
Biggest calls
| CenterStar Asset Management, LLC | Unchanged | $9.0k15.0k shares |
Biggest puts
| None |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
Dragasac Ltd
13D · may seek influence
+4.6 pts · filed 2025-07-28
Stated purposeItem 4 of the Schedule 13D is hereby amended and supplemented as follows: Pursuant to the terms agreed upon in the binding term sheet ("Term Sheet") between the Issuer and RWI dated February 12, 2025, RWI agreed to, among other things, an extension of that certain second forbearance agreement dated as of March 13, 2024. Specifically, RWI agreed not to exercise its rights and remedies upon the occurrence of any default under the second amended and restated senior secured loan agreement dated as of January 12, 2024 until an amendment is entered into between the Issuer and RWI whereby the maturity date of the following loans is extended to February 15, 2026: (i) an initial loan in the aggregate principal amount of $6,000,000, (ii) a second loan in the aggregate principal amount of $6,000,0… Full filing |
41.0% |
Philip & Daniele Barach Family Trust
13D · may seek influence
+13.2 pts · filed 2026-09-28
Stated purposeIn connection with the Financing, on September 23, 2026, the Trust and the Company entered into a Board Rights Agreement, pursuant to which the size of the Company's board of directors is to be fixed at five directors, with the Trust having the right to designate two persons to be appointed to the board of directors (the "Trust Directors"). Philip Barach, a trustee of the Trust, was appointed to the Company's board of directors as a designee of the Trust under the Board Rights Agreement on September 24, 2026. In addition, the reasonable approval of the Trust Directors must be obtained for the appointment of an independent director by the other directors, and the Company's ability spend the proceeds received in the Financing will be limited until the Company's board of directors is composed… Full filing |
29.0% |
Fell to 5% or below in the last year: Lincoln Alternative Strategies LLC (0.0%, 2026-02-11)
Insider purchases and sales since 1 Apr 2026
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported since 1 Apr 2026.
Holders, Q2 2026
| Manager | Shares | Change |
|---|---|---|
| C V STARR & CO INC 0.84% of their portfolio | 764.1k $1.6m | Unchanged |
| VANGUARD CAPITAL MANAGEMENT LLC 0.00% of their portfolio | 621.1k $371.4k | Unchanged |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 167.2k $100.0k | Reduced -23.9k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 99.1k $59.2k | New |
| VANGUARD FIDUCIARY TRUST CO 0.00% of their portfolio | 79.9k $47.8k | Unchanged |
| BlackRock, Inc. 0.00% of their portfolio | 76.4k $45.7k | Reduced -51.1k |
| STATE STREET CORP 0.00% of their portfolio | 57.8k $34.6k | Unchanged |
| HRT FINANCIAL LP 0.00% of their portfolio | 56.6k $33.0k | Added +43.8k |
| NORTHERN TRUST CORP 0.00% of their portfolio | 44.2k $26.4k | Unchanged |
| Biltmore Family Office, LLC 0.00% of their portfolio | 35.0k $20.9k | Unchanged |
| HB Wealth Management, LLC 0.00% of their portfolio | 31.9k $19.1k | Reduced -8.5k |
| KEYNOTE FINANCIAL SERVICES LLC 0.01% of their portfolio | 29.9k $17.9k | Added +600 |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 28.7k $17.2k | New |
| CenterStar Asset Management, LLC 0.01% of their portfolio | 21.0k $12.9k | Added +3.1k |
| Virtu Financial LLC 0.00% of their portfolio | 18.7k $11.0k | New |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 18.0k $11.0k | Unchanged |
| IPG Investment Advisors LLC 0.00% of their portfolio | 17.2k $10.3k | Unchanged |
| IFP Advisors, Inc 0.00% of their portfolio | 12.0k $7.2k | Added +4.0k |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 5.1k $3.1k | Added +1.8k |
| GROUP ONE TRADING LLC 0.00% of their portfolio | 3.6k $2.1k | Added +3.5k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 2.5k $1.5k | Unchanged |
| Vanguard Global Advisers, LLC 0.00% of their portfolio | 2.3k $1.4k | Unchanged |
| SBI Securities Co., Ltd. 0.00% of their portfolio | 2.3k $1.4k | Added +461 |
| SIMPLEX TRADING, LLC 0.00% of their portfolio | 2.2k $1.3k | Added +2.1k |
| UBS Group AG 0.00% of their portfolio | 1.7k $1.0k | Reduced -2.8k |
| CALDWELL SUTTER CAPITAL, INC. 0.00% of their portfolio | 1.0k $598 | Unchanged |
| CoreCap Advisors, LLC 0.00% of their portfolio | 500 $299 | Unchanged |
| HighMark Wealth Management LLC 0.00% of their portfolio | 441 $263 | Unchanged |
| Weaver Capital Management LLC 0.00% of their portfolio | 300 $399 | Unchanged |
| Global Retirement Partners, LLC 0.00% of their portfolio | 300 $179 | First filing |
| Financial Perspectives, Inc 0.00% of their portfolio | 171 $102 | Unchanged |
| VALLEY NATIONAL ADVISERS INC 0.00% of their portfolio | 100 $60 | New |
| BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio | 99 $59 | Unchanged |
| JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio | 82 $51 | Unchanged |
| MORGAN STANLEY 0.00% of their portfolio | 21 $13 | Added +20 |
| United Financial Planning Group LLC 0.00% of their portfolio | 19 $11 | Unchanged |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 16 $10 | Unchanged |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 15 $9 | Unchanged |
| DANSKE BANK A/S 0.00% of their portfolio | 1 $1 | Unchanged |