Vault-13

CELULARITY INC CELU

CL A NEW · Common Stock · CUSIP 151190204

39 institutional holders +1 vs Q1 2026
2,201,3472.2m shares reported held*
7.6% of all shares outstanding*
$2.4mreported value*
4 new 9 added 4 reduced 4 sold out net bought ≈ $19.1k (+32.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 28.9m as of 2026-04-28, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $1.11. Options: 1 managers hold calls ($9.0k notional), 0 hold puts (—).

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

02040Q1 24: 31Q2 24: 27Q3 24: 28Q4 24: 33Q1 25: 30Q2 25: 35Q3 25: 38Q4 25: 36Q1 26: 38Q2 26: 3939Q1 24Q3 24Q1 25Q3 25Q1 26Q2 26
Numbers
QuarterHolders
Q1 202431
Q2 202427
Q3 202428
Q4 202433
Q1 202530
Q2 202535
Q3 202538
Q4 202536
Q1 202638
Q2 202639

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q3 24: 6 bought or addedQ3 24: 8 cut or sold outQ4 24: 10 bought or addedQ4 24: 10 cut or sold outQ4 24Q1 25: 12 bought or addedQ1 25: 7 cut or sold outQ2 25: 13 bought or addedQ2 25: 10 cut or sold outQ2 25Q3 25: 16 bought or addedQ3 25: 12 cut or sold outQ4 25: 11 bought or addedQ4 25: 13 cut or sold outQ4 25Q1 26: 11 bought or addedQ1 26: 11 cut or sold outQ2 26: 13 bought or addedQ2 26: 8 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 202468
Q4 20241010
Q1 2025127
Q2 20251310
Q3 20251612
Q4 20251113
Q1 20261111
Q2 2026138

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$25k$50k$75k$100kQ3 25 calls: $82.1kQ3 25 puts: $66.7kQ3 25P/C 0.81Q4 25 calls: $68.3kQ4 25 puts: $333Q4 25P/C 0.00Q1 26 calls: $19.9kQ1 26 puts: $0Q1 26P/C 0.00Q2 26 calls: $9.0kQ2 26 puts: $0Q2 26P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2025$82.1k$66.7k0.81
Q4 2025$68.3k$3330.00
Q1 2026$19.9k$00.00
Q2 2026$9.0k$00.00

Biggest buyers

CITADEL ADVISORS LLC New +99,054+99.1k
HRT FINANCIAL LP Added +43,807+43.8k
JANE STREET GROUP, LLC New +28,713+28.7k
Virtu Financial LLC New +18,697+18.7k
IFP Advisors, Inc Added +4,000+4.0k
GROUP ONE TRADING LLC Added +3,500+3.5k
CenterStar Asset Management, LLC Added +3,150+3.1k
SIMPLEX TRADING, LLC Added +2,133+2.1k
Tower Research Capital LLC (TRC) Added +1,847+1.8k
KEYNOTE FINANCIAL SERVICES LLC Added +600+600

Biggest sellers

BlackRock, Inc. Reduced -51,142-51.1k
Valmark Advisers, Inc. Sold out -49,983-50.0k
GEODE CAPITAL MANAGEMENT, LLC Reduced -23,926-23.9k
TWO SIGMA SECURITIES, LLC Sold out -14,866-14.9k
XTX Topco Ltd Sold out -12,811-12.8k
OSAIC HOLDINGS, INC. Sold out -10,000-10.0k
HB Wealth Management, LLC Reduced -8,500-8.5k
UBS Group AG Reduced -2,849-2.8k

Biggest calls

CenterStar Asset Management, LLC Unchanged $9.0k15.0k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Dragasac Ltd 13D · may seek influence +4.6 pts · filed 2025-07-28
Stated purposeItem 4 of the Schedule 13D is hereby amended and supplemented as follows: Pursuant to the terms agreed upon in the binding term sheet ("Term Sheet") between the Issuer and RWI dated February 12, 2025, RWI agreed to, among other things, an extension of that certain second forbearance agreement dated as of March 13, 2024. Specifically, RWI agreed not to exercise its rights and remedies upon the occurrence of any default under the second amended and restated senior secured loan agreement dated as of January 12, 2024 until an amendment is entered into between the Issuer and RWI whereby the maturity date of the following loans is extended to February 15, 2026: (i) an initial loan in the aggregate principal amount of $6,000,000, (ii) a second loan in the aggregate principal amount of $6,000,0… Full filing
41.0% +4.6 pts 14.1m≈ $7.8m 2025-07-28
Philip & Daniele Barach Family Trust 13D · may seek influence +13.2 pts · filed 2026-09-28
Stated purposeIn connection with the Financing, on September 23, 2026, the Trust and the Company entered into a Board Rights Agreement, pursuant to which the size of the Company's board of directors is to be fixed at five directors, with the Trust having the right to designate two persons to be appointed to the board of directors (the "Trust Directors"). Philip Barach, a trustee of the Trust, was appointed to the Company's board of directors as a designee of the Trust under the Board Rights Agreement on September 24, 2026. In addition, the reasonable approval of the Trust Directors must be obtained for the appointment of an independent director by the other directors, and the Company's ability spend the proceeds received in the Financing will be limited until the Company's board of directors is composed… Full filing
29.0% +13.2 pts 11.9m≈ $5.5m 2026-09-28

Fell to 5% or below in the last year: Lincoln Alternative Strategies LLC (0.0%, 2026-02-11)

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported since 1 Apr 2026.

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 C V STARR & CO INC 0.84% of their portfolio NEW YORK, NY 764,069764.1k $1.6m $1.6m 0.84% Unchanged
2 VANGUARD CAPITAL MANAGEMENT LLC 0.00% of their portfolio MALVERN, PA 621,105621.1k $371.4k $371.4k 0.00% Unchanged
3 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 167,150167.2k $100.0k $100.0k 0.00% Reduced -23.9k -23,926
4 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 99,05499.1k $59.2k $59.2k 0.00% New
5 VANGUARD FIDUCIARY TRUST CO 0.00% of their portfolio MALVERN, PA 79,87479.9k $47.8k $47.8k 0.00% Unchanged
6 BlackRock, Inc. 0.00% of their portfolio New York, NY 76,35976.4k $45.7k $45.7k 0.00% Reduced -51.1k -51,142
7 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 57,83057.8k $34.6k $34.6k 0.00% Unchanged
8 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 56,59156.6k $33.0k $33.0k 0.00% Added +43.8k +43,807
9 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 44,16344.2k $26.4k $26.4k 0.00% Unchanged
10 Biltmore Family Office, LLC 0.00% of their portfolio CHARLOTTE, NC 35,00035.0k $20.9k $20.9k 0.00% Unchanged
11 HB Wealth Management, LLC 0.00% of their portfolio Atlanta, GA 31,91531.9k $19.1k $19.1k 0.00% Reduced -8.5k -8,500
12 KEYNOTE FINANCIAL SERVICES LLC 0.01% of their portfolio VERNON, CT 29,92029.9k $17.9k $17.9k 0.01% Added +600 +600
13 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 28,71328.7k $17.2k $17.2k 0.00% New
14 CenterStar Asset Management, LLC 0.01% of their portfolio CHICAGO, IL 21,00021.0k $12.9k $12.9k 0.01% Added +3.1k +3,150
15 Virtu Financial LLC 0.00% of their portfolio New York, NY 18,69718.7k $11.0k $11.0k 0.00% New
16 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 18,00018.0k $11.0k $11.0k 0.00% Unchanged
17 IPG Investment Advisors LLC 0.00% of their portfolio SAN DIEGO, CA 17,16917.2k $10.3k $10.3k 0.00% Unchanged
18 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 12,00012.0k $7.2k $7.2k 0.00% Added +4.0k +4,000
19 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 5,1115.1k $3.1k $3.1k 0.00% Added +1.8k +1,847
20 GROUP ONE TRADING LLC 0.00% of their portfolio CHICAGO, IL 3,5953.6k $2.1k $2.1k 0.00% Added +3.5k +3,500
21 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 2,5002.5k $1.5k $1.5k 0.00% Unchanged
22 Vanguard Global Advisers, LLC 0.00% of their portfolio MALVERN, PA 2,3152.3k $1.4k $1.4k 0.00% Unchanged
23 SBI Securities Co., Ltd. 0.00% of their portfolio TOKYO, M0 2,2842.3k $1.4k $1.4k 0.00% Added +461 +461
24 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 2,1882.2k $1.3k $1.3k 0.00% Added +2.1k +2,133
25 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,6801.7k $1.0k $1.0k 0.00% Reduced -2.8k -2,849
26 CALDWELL SUTTER CAPITAL, INC. 0.00% of their portfolio SAUSALITO, CA 1,0001.0k $598 $598 0.00% Unchanged
27 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 500500 $299 $299 0.00% Unchanged
28 HighMark Wealth Management LLC 0.00% of their portfolio ST. PAUL, MN 441441 $263 $263 0.00% Unchanged
29 Weaver Capital Management LLC 0.00% of their portfolio SUWANEE, GA 300300 $399 $399 0.00% Unchanged
30 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 300300 $179 $179 0.00% First filing
31 Financial Perspectives, Inc 0.00% of their portfolio MINNEAPOLIS, MN 171171 $102 $102 0.00% Unchanged
32 VALLEY NATIONAL ADVISERS INC 0.00% of their portfolio BETHLEHEM, PA 100100 $60 $60 0.00% New
33 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 9999 $59 $59 0.00% Unchanged
34 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 8282 $51 $51 0.00% Unchanged
35 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2121 $13 $13 0.00% Added +20 +20
36 United Financial Planning Group LLC 0.00% of their portfolio HAUPPAUGE, NY 1919 $11 $11 0.00% Unchanged
37 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1616 $10 $10 0.00% Unchanged
38 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1515 $9 $9 0.00% Unchanged
39 DANSKE BANK A/S 0.00% of their portfolio COPENHAGEN V, G7 11 $1 $1 0.00% Unchanged