Vault-13

CEL-SCI CORP

COM PAR NEW · CUSIP 150837607

67 institutional holders -1 vs Q2 2024
5,974,1336.0m shares reported held*
$6.3mreported value*
9 new 15 added 11 reduced 11 sold out net sold ≈ $278.3k (-262.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $1.06. Options: 4 managers hold calls ($138.5k notional), 5 hold puts ($165.0k).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 78Q4 22: 75Q1 23: 64Q2 23: 62Q3 23: 66Q4 23: 74Q1 24: 79Q2 24: 68Q3 24: 6767Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202278
Q4 202275
Q1 202364
Q2 202362
Q3 202366
Q4 202374
Q1 202479
Q2 202468
Q3 202467

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 26 bought or addedQ4 22: 39 cut or sold outQ1 23: 16 bought or addedQ1 23: 32 cut or sold outQ1 23Q2 23: 19 bought or addedQ2 23: 23 cut or sold outQ3 23: 21 bought or addedQ3 23: 17 cut or sold outQ3 23Q4 23: 38 bought or addedQ4 23: 13 cut or sold outQ1 24: 27 bought or addedQ1 24: 26 cut or sold outQ1 24Q2 24: 23 bought or addedQ2 24: 30 cut or sold outQ3 24: 24 bought or addedQ3 24: 22 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222639
Q1 20231632
Q2 20231923
Q3 20232117
Q4 20233813
Q1 20242726
Q2 20242330
Q3 20242422

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ4 23 calls: $1.1mQ4 23 puts: $978.5kQ4 23P/C 0.85Q1 24 calls: $287.0kQ1 24 puts: $454.3kQ1 24P/C 1.58Q2 24 calls: $72.3kQ2 24 puts: $255.2kQ2 24P/C 3.53Q3 24 calls: $138.5kQ3 24 puts: $165.0kQ3 24P/C 1.19
Numbers
QuarterCallsPutsP/C
Q4 2023$1.1m$978.5k0.85
Q1 2024$287.0k$454.3k1.58
Q2 2024$72.3k$255.2k3.53
Q3 2024$138.5k$165.0k1.19

Biggest buyers

GEODE CAPITAL MANAGEMENT, LLC Added +53,879+53.9k
CALTON & ASSOCIATES, INC. New +47,140+47.1k
Kestra Advisory Services, LLC New +43,007+43.0k
TWO SIGMA INVESTMENTS, LP Added +22,809+22.8k
LPL Financial LLC Added +20,594+20.6k
Black Diamond Financial, LLC Added +13,000+13.0k
JANE STREET GROUP, LLC New +10,465+10.5k
United Capital Management of KS, Inc. New +10,000+10.0k
ROYAL BANK OF CANADA Added +5,000+5.0k
SHEETS SMITH WEALTH MANAGEMENT Added +5,000+5.0k

Biggest sellers

RENAISSANCE TECHNOLOGIES LLC Sold out -173,800-173.8k
UBS Group AG Reduced -76,051-76.1k
D. E. Shaw & Co., Inc. Sold out -53,215-53.2k
MILLENNIUM MANAGEMENT LLC Sold out -50,636-50.6k
XTX Topco Ltd Sold out -19,955-20.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -17,557-17.6k
OSAIC HOLDINGS, INC. Reduced -15,546-15.5k
BANK OF AMERICA CORP /DE/ Reduced -14,944-14.9k
Providence Wealth Advisors, LLC Sold out -14,330-14.3k
SIMPLEX TRADING, LLC Reduced -12,712-12.7k

Biggest calls

GROUP ONE TRADING LLC Added $81.7k77.1k shares
CITADEL ADVISORS LLC Added $28.7k27.1k shares
SIMPLEX TRADING, LLC Added $28.0k27.1k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $106.7k100.7k shares
CITADEL ADVISORS LLC Added $51.9k49.0k shares
GROUP ONE TRADING LLC Reduced $6.4k6.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
SIMPLEX TRADING, LLC Reduced $0400 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 2,411,2462.4m $2.6m $2.6m 0.00% Unchanged
2 BlackRock, Inc. 0.00% of their portfolio New York, NY 779,030779.0k $825.8k $825.8k 0.00% First filing
3 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 612,861612.9k $649.8k $649.8k 0.00% Added +53.9k +53,879
4 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 432,127432.1k $458.1k $458.1k 0.00% Reduced -15.5k -15,546
5 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 193,507193.5k $205.1k $205.1k 0.00% Unchanged
6 THOROUGHBRED FINANCIAL SERVICES, LLC 0.01% of their portfolio BRENTWOOD, TN 136,761136.8k $144.0k $144.0k 0.01% Unchanged
7 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 118,312118.3k $125.4k $125.4k 0.00% Unchanged
8 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.00% of their portfolio HOUSTON, TX 118,300118.3k $125.4k $125.4k 0.00% Unchanged
9 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 109,837109.8k $116.4k $116.4k 0.00% Added +22.8k +22,809
10 Cutter & CO Brokerage, Inc. 0.03% of their portfolio Ballwin, MO 108,445108.4k $115.0k $115.0k 0.03% Unchanged
11 Plotkin Financial Advisors, LLC 0.06% of their portfolio CHEVY CHASE, MD 92,00892.0k $97.5k $97.5k 0.06% Unchanged
12 Black Diamond Financial, LLC 0.02% of their portfolio TOWSON, MD 85,00085.0k $90.1k $90.1k 0.02% Added +13.0k +13,000
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 80,34580.3k $85.2k $85.2k 0.00% Reduced -17.6k -17,557
14 CALTON & ASSOCIATES, INC. 0.02% of their portfolio Tampa, FL 47,14047.1k $50.0k $50.0k 0.02% New
15 UBS Group AG 0.00% of their portfolio ZURICH, V8 45,35045.4k $48.1k $48.1k 0.00% Reduced -76.1k -76,051
16 SHEETS SMITH WEALTH MANAGEMENT 0.01% of their portfolio WINSTON-SALEM, NC 45,00045.0k $47.7k $47.7k 0.01% Added +5.0k +5,000
17 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 43,40343.4k $46.0k $46.0k 0.00% Added +20.6k +20,594
18 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 43,00743.0k $45.6k $45.6k 0.00% New
19 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 30,80030.8k $32.6k $32.6k 0.00% Reduced -2.0k -2,000
20 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 27,50027.5k $29.1k $29.1k 0.00% Added +1.0k +1,000
21 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 27,22027.2k $28.9k $28.9k 0.00% Reduced -9.3k -9,254
22 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 26,80026.8k $29.0k $29.0k 0.00% Unchanged
23 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 22,44422.4k $23.8k $23.8k 0.00% Added +1.3k +1,280
24 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 20,02820.0k $21.2k $21.2k 0.00% Added +1.0k +1,000
25 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 20,00820.0k $21.2k $21.2k 0.00% Added +8 +8
26 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 18,87818.9k $20.0k $20.0k 0.00% Unchanged
27 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 18,65118.7k $20.0k $20.0k 0.00% Reduced -2.7k -2,722
28 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 17,37617.4k $18.4k $18.4k 0.00% Unchanged
29 Hyperion Partners, LLC 0.01% of their portfolio BERWYN, PA 16,60016.6k $17.6k $17.6k 0.01% Added +1.5k +1,500
30 Forthright Family Wealth Advisory LLC 0.01% of their portfolio HOUSTON, TX 16,50016.5k $8.2k $8.2k 0.01% Unchanged
31 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 16,48416.5k $17.5k $17.5k 0.00% Unchanged
32 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 16,48116.5k $17.5k $17.5k 0.00% Unchanged
33 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 15,77015.8k $16.7k $16.7k 0.00% Added +250 +250
34 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.00% of their portfolio CEDAR RAPIDS, IA 15,00015.0k $15.9k $15.9k 0.00% Unchanged
35 TWO SIGMA SECURITIES, LLC 0.00% of their portfolio NEW YORK, NY 14,96015.0k $15.9k $15.9k 0.00% Added +1.8k +1,793
36 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 14,65814.7k $15.5k $15.5k 0.00% Reduced -14.9k -14,944
37 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 14,33614.3k $15.2k $15.2k 0.00% Reduced -9.3k -9,285
38 CHILTON CAPITAL MANAGEMENT LLC 0.00% of their portfolio HOUSTON, TX 14,10014.1k $14.9k $14.9k 0.00% Reduced -4.2k -4,202
39 GROUP ONE TRADING LLC 0.00% of their portfolio CHICAGO, IL 11,74411.7k $12.4k $12.4k 0.00% Reduced -11.5k -11,498
40 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 10,46510.5k $11.1k $11.1k 0.00% New
41 MINDSET WEALTH MANAGEMENT, LLC 0.00% of their portfolio INDIANAPOLIS, IN 10,20010.2k $10.8k $10.8k 0.00% First filing
42 Vontobel Holding Ltd. 0.00% of their portfolio ZURICH, V8 10,00010.0k $10.6k $10.6k 0.00% Unchanged
43 United Capital Management of KS, Inc. 0.00% of their portfolio SALINA, KS 10,00010.0k $10.6k $10.6k 0.00% New
44 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 9,6009.6k $10.2k $10.2k 0.00% Unchanged
45 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 6,5006.5k $7.0k $7.0k 0.00% Added +5.0k +5,000
46 FMR LLC 0.00% of their portfolio BOSTON, MA 3,6503.6k $3.9k $3.9k 0.00% Added +665 +665
47 Costello Asset Management, INC 0.00% of their portfolio FEASTERVILLE, PA 3,1003.1k $3.3k $3.3k 0.00% Unchanged
48 Blue Trust, Inc. 0.00% of their portfolio BRENTWOOD, TN 2,8772.9k $3.3k $3.3k 0.00% Unchanged
49 City State Bank 0.00% of their portfolio NORWALK, IA 2,0002.0k $2.1k $2.1k 0.00% Unchanged
50 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 1,2271.2k $1.3k $1.3k 0.00% Unchanged
51 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 1,0021.0k $1.0k $1.0k 0.00% Reduced -12.7k -12,712
52 Annapolis Financial Services, LLC 0.00% of their portfolio ANNAPOLIS, MD 978978 $1.0k $1.0k 0.00% New
53 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 900900 $954 $954 0.00% Added +133 +133
54 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 800800 $848 $848 0.00% Unchanged
55 GABLES CAPITAL MANAGEMENT INC. 0.00% of their portfolio MIAMI, FL 800800 $848 $848 0.00% Unchanged
56 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 518518 $550 $550 0.00% Unchanged
57 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 500500 $530 $530 0.00% Unchanged
58 Community Bank, N.A. 0.00% of their portfolio DeWitt, NY 500500 $525 $525 0.00% Unchanged
59 Householder Group Estate & Retirement Specialist, LLC 0.00% of their portfolio SCOTTSDALE, AZ 211211 $0 $0 0.00% New
60 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 121121 $129 $129 0.00% Unchanged
61 Darwin Wealth Management, LLC 0.00% of their portfolio TAMPA, FL 4545 $48 $48 0.00% New
62 MARK SHEPTOFF FINANCIAL PLANNING, LLC 0.00% of their portfolio GLASTONBURY, CT 4040 $42 $42 0.00% Unchanged
63 BBJS FINANCIAL ADVISORS, LLC 0.00% of their portfolio SEATTLE, WA 4040 $43 $43 0.00% Unchanged
64 Heritage Wealth Advisors 0.00% of their portfolio RICHMOND, VA 2828 $30 $30 0.00% Unchanged
65 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1010 $11 $11 0.00% New
66 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 44 $4 $4 0.00% New
67 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged