CEL-SCI CORP
COM PAR NEW · CUSIP 150837607
79
institutional holders
+5 vs Q4 2023
7.6m
shares reported held*
$14.6mreported value*
11 new
16 added
20 reduced
6 sold out
net bought ≈ $1.9m (+982.8k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $1.92. Options: 5 managers hold calls ($287.0k notional), 6 hold puts ($454.3k).
Trends to Q1 2024
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 78 |
| Q4 2022 | 75 |
| Q1 2023 | 64 |
| Q2 2023 | 62 |
| Q3 2023 | 66 |
| Q4 2023 | 74 |
| Q1 2024 | 79 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 26 | 39 |
| Q1 2023 | 16 | 32 |
| Q2 2023 | 19 | 23 |
| Q3 2023 | 21 | 17 |
| Q4 2023 | 38 | 13 |
| Q1 2024 | 27 | 26 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q2 2023 | $1.4m | $946.7k | 0.69 |
| Q3 2023 | $525.0k | $223.9k | 0.43 |
| Q4 2023 | $1.1m | $978.5k | 0.85 |
| Q1 2024 | $287.0k | $454.3k | 1.58 |
Biggest buyers
| CVI Holdings, LLC | New | +878.8k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | +280.7k |
| VANGUARD GROUP INC | Added | +113.7k |
| RENAISSANCE TECHNOLOGIES LLC | Added | +94.1k |
| D. E. Shaw & Co., Inc. | Added | +83.0k |
| MILLENNIUM MANAGEMENT LLC | New | +69.7k |
| TWO SIGMA INVESTMENTS, LP | Added | +59.0k |
| NORTHERN TRUST CORP | Added | +34.5k |
| UBS Group AG | Added | +30.0k |
| LINCOLN NATIONAL CORP | Added | +28.2k |
Biggest sellers
| D.A. DAVIDSON & CO. | Reduced | -258.6k |
| CITIGROUP INC | Reduced | -134.2k |
| CANTOR FITZGERALD, L. P. | Reduced | -70.9k |
| THOROUGHBRED FINANCIAL SERVICES, LLC | Reduced | -70.0k |
| OSAIC HOLDINGS, INC. | Reduced | -56.3k |
| Virtu Financial LLC | Reduced | -42.3k |
| MORGAN STANLEY | Reduced | -32.4k |
| GROUP ONE TRADING LLC | Reduced | -29.8k |
| Bank of New York Mellon Corp | Sold out | -26.9k |
| Man Group plc | Reduced | -23.2k |
Biggest calls
| CITADEL ADVISORS LLC | Reduced | $96.6k50.6k shares |
| GROUP ONE TRADING LLC | Added | $94.9k49.7k shares |
| SIMPLEX TRADING, LLC | Added | $74.0k38.9k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $21.4k11.2k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $207.8k108.8k shares |
| SIMPLEX TRADING, LLC | Added | $130.0k68.2k shares |
| CITADEL ADVISORS LLC | Reduced | $60.7k31.8k shares |
| GROUP ONE TRADING LLC | Reduced | $41.1k21.5k shares |
| CANTOR FITZGERALD, L. P. | New | $14.7k50.1k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q1 2024
| Manager | Shares | Change |
|---|---|---|
| VANGUARD GROUP INC 0.00% of their portfolio | 2.2m $4.2m | Added +113.7k |
| CVI Holdings, LLC 1.58% of their portfolio | 878.8k $1.7m | New |
| BlackRock Inc. 0.00% of their portfolio | 763.4k $1.5m | Added +8.6k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 669.0k $1.3m | Added +280.7k |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 464.4k $887.3k | Reduced -14.0k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 308.2k $588.6k | Reduced -56.3k |
| STATE STREET CORP 0.00% of their portfolio | 194.0k $370.6k | Unchanged |
| D. E. Shaw & Co., Inc. 0.00% of their portfolio | 188.5k $360.1k | Added +83.0k |
| TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio | 159.5k $304.6k | Added +59.0k |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.01% of their portfolio | 151.9k $290.1k | Added +2.0k |
| RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio | 133.8k $256.0k | Added +94.1k |
| NORTHERN TRUST CORP 0.00% of their portfolio | 118.4k $226.1k | Added +34.5k |
| LINCOLN NATIONAL CORP 0.00% of their portfolio | 115.2k $220.1k | Added +28.2k |
| Plotkin Financial Advisors, LLC 0.12% of their portfolio | 92.0k $175.7k | Unchanged |
| Cutter & CO Brokerage, Inc. 0.04% of their portfolio | 83.8k $160.1k | Reduced -900 |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 69.7k $133.1k | New |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 58.9k $112.5k | Reduced -1.3k |
| THOROUGHBRED FINANCIAL SERVICES, LLC 0.01% of their portfolio | 56.8k $108.0k | Reduced -70.0k |
| MORGAN STANLEY 0.00% of their portfolio | 54.4k $103.8k | Reduced -32.4k |
| Black Diamond Financial, LLC 0.04% of their portfolio | 53.0k $144.2k | Unchanged |
| UBS Group AG 0.00% of their portfolio | 52.3k $99.9k | Added +30.0k |
| CANTOR FITZGERALD, L. P. 0.02% of their portfolio | 50.1k $91.7k | Reduced -70.9k |
| GROUP ONE TRADING LLC 0.00% of their portfolio | 40.9k $78.2k | Reduced -29.8k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 35.5k $67.9k | Reduced -11.0k |
| D.A. DAVIDSON & CO. 0.00% of their portfolio | 32.3k $61.7k | Reduced -258.6k |
| SIMPLEX TRADING, LLC 0.00% of their portfolio | 31.4k $59.0k | Added +2.9k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 29.2k $55.7k | Reduced -1.4k |
| PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio | 26.8k $52.0k | Unchanged |
| Creative Planning 0.00% of their portfolio | 26.5k $50.6k | Unchanged |
| GSA CAPITAL PARTNERS LLP 0.00% of their portfolio | 25.6k $49.0k | New |
| Vontobel Holding Ltd. 0.00% of their portfolio | 25.0k $47.8k | Unchanged |
| LPL Financial LLC 0.00% of their portfolio | 22.8k $43.6k | Unchanged |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 21.6k $41.0k | Added +11.3k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 20.0k $38.2k | New |
| SHEETS SMITH WEALTH MANAGEMENT 0.00% of their portfolio | 20.0k $38.2k | Unchanged |
| Man Group plc 0.00% of their portfolio | 19.7k $37.6k | Reduced -23.2k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 18.9k $36.1k | Unchanged |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 18.6k $35.6k | Added +1.1k |
| Virtu Financial LLC 0.00% of their portfolio | 17.8k $34.0k | Reduced -42.3k |
| CITIGROUP INC 0.00% of their portfolio | 17.1k $32.7k | Reduced -134.2k |
| Forthright Family Wealth Advisory LLC 0.02% of their portfolio | 16.5k $31.5k | Unchanged |
| DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio | 16.5k $31.5k | Reduced -8.2k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 16.5k $31.5k | Unchanged |
| XTX Topco Ltd 0.00% of their portfolio | 16.3k $31.2k | New |
| CHILTON CAPITAL MANAGEMENT LLC 0.00% of their portfolio | 16.3k $31.1k | Added +12.2k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 15.5k $29.6k | Unchanged |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.00% of their portfolio | 15.0k $28.6k | Unchanged |
| Benedetti & Gucer, Inc. 0.01% of their portfolio | 14.3k $27.0k | Reduced -2.4k |
| Hyperion Partners, LLC 0.02% of their portfolio | 14.1k $26.9k | Unchanged |
| Tidal Investments LLC 0.00% of their portfolio | 13.9k $26.5k | New |
| Cresset Asset Management, LLC 0.00% of their portfolio | 12.4k $23.6k | Unchanged |
| TWO SIGMA SECURITIES, LLC 0.00% of their portfolio | 11.6k $22.1k | New |
| Squarepoint Ops LLC 0.00% of their portfolio | 11.3k $21.6k | New |
| Qube Research & Technologies Ltd 0.00% of their portfolio | 11.1k $21.1k | Added +828 |
| Providence Wealth Advisors, LLC 0.02% of their portfolio | 10.3k $18.1k | New |
| US BANCORP \DE\ 0.00% of their portfolio | 10.0k $19.0k | Added +5.6k |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 9.6k $18.3k | Reduced -2 |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 5.4k $10.4k | Reduced -10.8k |
| Costello Asset Management, INC 0.00% of their portfolio | 3.1k $5.9k | Unchanged |
| Blue Trust, Inc. 0.00% of their portfolio | 2.9k $5.5k | Unchanged |
| City State Bank 0.00% of their portfolio | 2.0k $4.0k | Unchanged |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 1.5k $3.0k | Reduced -4.0k |
| BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio | 1.2k $2.3k | Unchanged |
| RHUMBLINE ADVISERS 0.00% of their portfolio | 1.2k $2.3k | Unchanged |
| Missouri Trust & Investment Co 0.00% of their portfolio | 1.0k $2.0k | Unchanged |
| NewEdge Advisors, LLC 0.00% of their portfolio | 802 $1.5k | Reduced -700 |
| GABLES CAPITAL MANAGEMENT INC. 0.00% of their portfolio | 800 $1.5k | Unchanged |
| Cornerstone Planning Group LLC 0.00% of their portfolio | 575 $938 | New |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 518 $990 | Unchanged |
| HUNTINGTON NATIONAL BANK 0.00% of their portfolio | 500 $956 | Unchanged |
| Community Bank, N.A. 0.00% of their portfolio | 500 $950 | Unchanged |
| Householder Group Estate & Retirement Specialist, LLC 0.00% of their portfolio | 211 $403 | Unchanged |
| Allworth Financial LP 0.00% of their portfolio | 121 $232 | Unchanged |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC 0.00% of their portfolio | 40 $76 | Unchanged |
| BBJS FINANCIAL ADVISORS, LLC 0.00% of their portfolio | 40 $77 | Unchanged |
| Heritage Wealth Advisors 0.00% of their portfolio | 28 $53 | Unchanged |
| LANARK FINANCIAL, INC. 0.00% of their portfolio | 19 $1.0k | New |
| FIRST MANHATTAN CO. LLC. 0.00% of their portfolio | 8 $15 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |