CEL-SCI CORP
COM PAR NEW · CUSIP 150837607
64
institutional holders
-11 vs Q4 2022
5.6m
shares reported held*
$13.1mreported value*
6 new
10 added
15 reduced
17 sold out
net sold ≈ $474.6k (-205.0k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $2.32. Options: 6 managers hold calls ($1.2m notional), 5 hold puts ($836.7k).
Trends to Q1 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 78 |
| Q4 2022 | 75 |
| Q1 2023 | 64 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 26 | 39 |
| Q1 2023 | 16 | 32 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $2.8m | $2.4m | 0.85 |
| Q4 2022 | $1.7m | $1.2m | 0.66 |
| Q1 2023 | $1.2m | $836.7k | 0.67 |
Biggest buyers
| D.A. DAVIDSON & CO. | Added | +164.9k |
| GSA CAPITAL PARTNERS LLP | New | +99.7k |
| Benedetti & Gucer, Inc. | New | +39.0k |
| D. E. Shaw & Co., Inc. | New | +33.2k |
| Creative Planning | New | +26.8k |
| Black Diamond Financial, LLC | Added | +11.5k |
| VANGUARD GROUP INC | Added | +10.8k |
| FMR LLC | Added | +8.0k |
| NORTHERN TRUST CORP | Added | +4.2k |
| ETF MANAGERS GROUP, LLC | Added | +3.7k |
Biggest sellers
| CITADEL ADVISORS LLC | Sold out | -126.6k |
| MILLENNIUM MANAGEMENT LLC | Reduced | -99.6k |
| BlackRock Inc. | Reduced | -58.1k |
| Virtu Financial LLC | Sold out | -56.0k |
| STATE STREET CORP | Reduced | -31.5k |
| JANE STREET GROUP, LLC | Sold out | -31.2k |
| Qube Research & Technologies Ltd | Sold out | -30.7k |
| RENAISSANCE TECHNOLOGIES LLC | Sold out | -24.0k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | -21.5k |
| CALTON & ASSOCIATES, INC. | Sold out | -16.6k |
Biggest calls
| CITADEL ADVISORS LLC | Reduced | $910.1k392.3k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $177.2k76.4k shares |
| SIMPLEX TRADING, LLC | Added | $64.0k27.8k shares |
| GROUP ONE TRADING LLC | Reduced | $60.3k26.0k shares |
| WOLVERINE TRADING, LLC | New | $30.0k12.8k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| GROUP ONE TRADING LLC | Reduced | $482.6k208.0k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $246.8k106.4k shares |
| CITADEL ADVISORS LLC | Reduced | $61.2k26.4k shares |
| SIMPLEX TRADING, LLC | Added | $46.0k20.1k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q1 2023
| Manager | Shares | Change |
|---|---|---|
| VANGUARD GROUP INC 0.00% of their portfolio | 1.9m $4.4m | Added +10.8k |
| BlackRock Inc. 0.00% of their portfolio | 737.0k $1.7m | Reduced -58.1k |
| D.A. DAVIDSON & CO. 0.01% of their portfolio | 546.8k $1.3m | Added +164.9k |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 382.1k $886.5k | Unchanged |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 379.2k $879.7k | Added +360 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 208.9k $484.7k | Reduced -21.5k |
| GROUP ONE TRADING LLC 0.02% of their portfolio | 188.3k $436.9k | Reduced -8.7k |
| STATE STREET CORP 0.00% of their portfolio | 186.7k $433.2k | Reduced -31.5k |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.01% of their portfolio | 124.9k $289.8k | Unchanged |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 115.5k $268.0k | Reduced -99.6k |
| GSA CAPITAL PARTNERS LLP 0.02% of their portfolio | 99.7k $231.0k | New |
| Plotkin Financial Advisors, LLC 0.20% of their portfolio | 92.0k $213.5k | Unchanged |
| Cutter & CO Brokerage, Inc. 0.06% of their portfolio | 85.3k $198.0k | Unchanged |
| NORTHERN TRUST CORP 0.00% of their portfolio | 79.8k $185.2k | Added +4.2k |
| Benedetti & Gucer, Inc. 0.05% of their portfolio | 39.0k $90.0k | New |
| Black Diamond Financial, LLC 0.03% of their portfolio | 37.5k $87.0k | Added +11.5k |
| D. E. Shaw & Co., Inc. 0.00% of their portfolio | 33.2k $77.1k | New |
| DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio | 32.4k $75.1k | Reduced -5.8k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 32.1k $74.5k | Reduced -44 |
| Bank of New York Mellon Corp 0.00% of their portfolio | 27.3k $63.4k | Unchanged |
| Creative Planning 0.00% of their portfolio | 26.8k $62.2k | New |
| PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio | 26.8k $63.0k | Unchanged |
| MORGAN STANLEY 0.00% of their portfolio | 25.3k $58.8k | Reduced -6.7k |
| LPL Financial LLC 0.00% of their portfolio | 21.5k $49.9k | Unchanged |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 18.4k $42.7k | Unchanged |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 16.5k $38.2k | Unchanged |
| Latitude Advisors, LLC 0.03% of their portfolio | 16.2k $37.5k | Unchanged |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 16.1k $37.5k | Added +126 |
| ETF MANAGERS GROUP, LLC 0.00% of their portfolio | 14.5k $33.7k | Added +3.7k |
| UBS Group AG 0.00% of their portfolio | 14.0k $32.5k | Reduced -7.6k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 13.8k $31.0k | Reduced -2.7k |
| LINCOLN NATIONAL CORP 0.00% of their portfolio | 12.7k $29.5k | Reduced -2.6k |
| Verition Fund Management LLC 0.00% of their portfolio | 11.6k $26.9k | Added +1.5k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 11.5k $26.8k | Added +6 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.00% of their portfolio | 11.5k $26.7k | Unchanged |
| INGALLS & SNYDER LLC 0.00% of their portfolio | 10.1k $23.0k | Reduced -1.6k |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 10.0k $23.0k | Unchanged |
| FMR LLC 0.00% of their portfolio | 8.7k $20.2k | Added +8.0k |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 5.5k $12.8k | Unchanged |
| Costello Asset Management, INC 0.01% of their portfolio | 3.1k $7.2k | Unchanged |
| Blue Trust, Inc. 0.00% of their portfolio | 2.9k $7.0k | Unchanged |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 1.5k $3.0k | Unchanged |
| NewEdge Advisors, LLC 0.00% of their portfolio | 1.5k $3.5k | Unchanged |
| CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.00% of their portfolio | 1.5k $3.5k | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 1.5k $3.4k | Unchanged |
| BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio | 1.3k $3.1k | Reduced -1.2k |
| Quantbot Technologies LP 0.00% of their portfolio | 1.1k $2.6k | Reduced -1.2k |
| Missouri Trust & Investment Co 0.00% of their portfolio | 1.0k $2.4k | Unchanged |
| City State Bank 0.00% of their portfolio | 1.0k $2.0k | Unchanged |
| GABLES CAPITAL MANAGEMENT INC. 0.00% of their portfolio | 800 $1.9k | Unchanged |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 767 $2.0k | Unchanged |
| NISA INVESTMENT ADVISORS, LLC 0.00% of their portfolio | 605 $1.0k | Unchanged |
| Community Bank, N.A. 0.00% of their portfolio | 500 $1.2k | Unchanged |
| SIMPLEX TRADING, LLC 0.00% of their portfolio | 410 $0 | Reduced -13.7k |
| Advisory Services Network, LLC 0.00% of their portfolio | 300 $696 | Unchanged |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 259 $1.0k | Unchanged |
| Householder Group Estate & Retirement Specialist, LLC 0.00% of their portfolio | 211 $0 | New |
| Allworth Financial LP 0.00% of their portfolio | 121 $281 | Unchanged |
| AllSquare Wealth Management LLC 0.00% of their portfolio | 49 $114 | Unchanged |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC 0.00% of their portfolio | 40 $93 | Unchanged |
| BBJS FINANCIAL ADVISORS, LLC 0.00% of their portfolio | 40 $93 | Unchanged |
| Heritage Wealth Advisors 0.00% of their portfolio | 28 $65 | Unchanged |
| FIRST MANHATTAN CO. LLC. 0.00% of their portfolio | 8 $18 | Unchanged |
| CHILTON CAPITAL MANAGEMENT LLC 0.00% of their portfolio | 6 $14 | New |