Vault-13

CATALYST BANCORP INC CLST

COMMON STOCK · Common Stock · CUSIP 14888L101

16 institutional holders +0 vs Q1 2023
858,127858.1k shares reported held*
17.5% of all shares outstanding*
$9.5mreported value*
2 new 4 added 1 reduced 2 sold out net bought ≈ $131.9k (+12.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 4.9m as of 2023-08-07, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $11.03.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

01020Q3 22: 16Q4 22: 18Q1 23: 16Q2 23: 1616Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202216
Q4 202218
Q1 202316
Q2 202316

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q4 22: 9 bought or addedQ4 22: 2 cut or sold outQ4 22Q1 23: 8 bought or addedQ1 23: 4 cut or sold outQ1 23Q2 23: 6 bought or addedQ2 23: 3 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 202292
Q1 202384
Q2 202363

Biggest buyers

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO New +15,000+15.0k
GEODE CAPITAL MANAGEMENT, LLC Added +3,676+3.7k
Arcus Capital Partners, LLC Added +1,365+1.4k
BlackRock Inc. Added +434+434
Dryden Capital, LLC Added +372+372
ROYAL BANK OF CANADA New +133+133

Biggest sellers

Price Jennifer C. Sold out -5,623-5.6k
UBS Group AG Sold out -3,356-3.4k
WELLS FARGO & COMPANY/MN Reduced -1-1

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Catalyst Bancorp, Inc. Employee Stock Ownership Plan 13G · institution +0.2 pts · filed 2026-02-13 10.2% +0.2 pts 416.8k≈ $6.9m 2026-02-13
Stilwell Joseph 13D · may seek influence +0.4 pts · filed 2026-08-27
Stated purposeWe are filing this Third Amendment to announce that we have served our notice of intent to nominate Mark D. Alcott for election as a director at the Issuer's upcoming 2027 annual meeting of shareholders (the "2027 Annual Meeting"), with Corissa B. Porcelli as our alternate nominee. Copies of the Nominee Agreements (as defined below) are attached as Exhibits 2 and 3 to this Third Amendment. Additionally, we have submitted a non-binding proposal (the "Sale Proposal") seeking shareholder approval of a request that the Board shall take all necessary steps to promptly effectuate a sale of the Issuer. A copy of the Sale Proposal is attached hereto as Exhibit 5 and is incorporated herein by reference. Our purpose in acquiring shares of Common Stock of the Issuer is to profit from the appreciati… Full filing
9.0% +0.4 pts 364.1k≈ $6.0m 2026-08-27
VANGUARD CAPITAL MANAGEMENT LLC 13G · institution new · filed 2026-04-29 5.3% new 215.5k≈ $3.6m 2026-04-29

Fell to 5% or below in the last year: VANGUARD GROUP INC (0.0%, 2026-03-26; now reported by VANGUARD CAPITAL MANAGEMENT LLC)

Insider purchases and sales in Q2 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
10010Q3 21: 0 buyingQ3 21: 0 sellingQ4 21: 10 buyingQ4 21: 0 sellingQ4 21Q1 22: 0 buyingQ1 22: 0 sellingQ2 22: 0 buyingQ2 22: 0 sellingQ2 22Q3 22: 2 buyingQ3 22: 0 sellingQ4 22: 0 buyingQ4 22: 0 sellingQ4 22Q1 23: 0 buyingQ1 23: 0 sellingQ2 23: 3 buyingQ2 23: 0 sellingQ2 23
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20210—0——
Q4 202110$340.0k0——
Q1 20220—0——
Q2 20220—0——
Q3 20222$45.0k0——
Q4 20220—0——
Q1 20230—0——
Q2 20233$279.9k0——
DateInsiderTradeSharesPrice ValueTheir holding
2023-05-19 Bellard Ted D. Director Bought 4 $10.33 $414 shares +<1%
2023-05-18 Bellard Ted D. Director Bought 2,394 $10.01 $24.0k2.4k shares +8%
2023-05-18 Bellard Ted D. Director Bought 1,600 $10.49 $16.8k1.6k shares +5%
2023-05-16 Bellard Ted D. Director Bought 5,824 $9.91 $57.7k5.8k shares +25%
2023-05-12 Zanco Joseph B PRESIDENT AND CEO, director · By IRA Bought 125 $9.75 $1.2k125 shares +2%
2023-05-11 Zanco Joseph B PRESIDENT AND CEO, director · By IRA Bought 2,301 $9.49 $21.8k2.3k shares +46%
2023-05-08 Kleiser Kirk E. Director · By IRA Bought 3,600 $9.63 $34.7k3.6k shares +48%
2023-05-08 Kleiser Kirk E. Director · By Spouse in IRA Bought 1,600 $9.64 $15.4k1.6k shares +133%
2023-05-04 Zanco Joseph B PRESIDENT AND CEO, director · By IRA Bought 5,000 $9.60 $48.0k5.0k shares new
2023-05-01 Kleiser Kirk E. Director · By IRA Bought 5,500 $10.95 $60.2k5.5k shares +275%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 309,555309.6k $3.4m $3.4m 0.00% Unchanged
2 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 256,021256.0k $2.8m $2.8m 0.00% Unchanged
3 BlackRock Inc. 0.00% of their portfolio New York, NY 68,23068.2k $752.6k $752.6k 0.00% Added +434 +434
4 STILWELL VALUE LLC 0.27% of their portfolio NEW YORK, NY 39,99140.0k $441.1k $441.1k 0.27% Unchanged
5 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 36,66436.7k $404.4k $404.4k 0.00% Added +3.7k +3,676
6 Arcus Capital Partners, LLC 0.10% of their portfolio ATLANTA, GA 30,83430.8k $340.1k $340.1k 0.10% Added +1.4k +1,365
7 Dryden Capital, LLC 0.48% of their portfolio MIAMI, FL 30,59330.6k $337.4k $337.4k 0.48% Added +372 +372
8 Summit Financial Wealth Advisors, LLC 0.07% of their portfolio Lafayette, LA 28,80028.8k $317.7k $317.7k 0.07% Unchanged
9 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 15,00015.0k $165.4k $165.4k 0.00% New
10 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 0.01% of their portfolio NEW YORK, NY 11,24611.2k $124.0k $124.0k 0.01% Unchanged
11 RAFFLES ASSOCIATES LP 0.16% of their portfolio NEW YORK, NY 10,55510.6k $116.4k $116.4k 0.16% Unchanged
12 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 10,36210.4k $114.3k $114.3k 0.00% Unchanged
13 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 10,10710.1k $111.5k $111.5k 0.00% Unchanged
14 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 133133 $1.0k $1.0k 0.00% New
15 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 3636 $397 $397 0.00% Reduced -1 -1
16 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged