Vault-13

CATALENT INC CTLT

COM · Common Stock · CUSIP 148806102 · ISIN US1488061029

473 institutional holders +23 vs Q2 2024
179,690,197179.7m shares reported held*
$10.9bnreported value*
65 new 161 added 163 reduced 49 sold out net sold ≈ $371.8m (-6.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $60.62. Options: 15 managers hold calls ($39.0m notional), 22 hold puts ($141.7m).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 508Q4 22: 486Q1 23: 530Q2 23: 444Q3 23: 437Q4 23: 426Q1 24: 443Q2 24: 450Q3 24: 473473Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022508
Q4 2022486
Q1 2023530
Q2 2023444
Q3 2023437
Q4 2023426
Q1 2024443
Q2 2024450
Q3 2024473

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 305 bought or addedQ4 22: 233 cut or sold outQ1 23: 327 bought or addedQ1 23: 218 cut or sold outQ1 23Q2 23: 196 bought or addedQ2 23: 327 cut or sold outQ3 23: 218 bought or addedQ3 23: 225 cut or sold outQ3 23Q4 23: 178 bought or addedQ4 23: 244 cut or sold outQ1 24: 233 bought or addedQ1 24: 236 cut or sold outQ1 24Q2 24: 213 bought or addedQ2 24: 222 cut or sold outQ3 24: 226 bought or addedQ3 24: 212 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022305233
Q1 2023327218
Q2 2023196327
Q3 2023218225
Q4 2023178244
Q1 2024233236
Q2 2024213222
Q3 2024226212

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150mQ4 23 calls: $63.1mQ4 23 puts: $27.4mQ4 23P/C 0.44Q1 24 calls: $58.5mQ1 24 puts: $46.4mQ1 24P/C 0.79Q2 24 calls: $45.9mQ2 24 puts: $52.4mQ2 24P/C 1.14Q3 24 calls: $39.0mQ3 24 puts: $141.7mQ3 24P/C 3.63
Numbers
QuarterCallsPutsP/C
Q4 2023$63.1m$27.4m0.44
Q1 2024$58.5m$46.4m0.79
Q2 2024$45.9m$52.4m1.14
Q3 2024$39.0m$141.7m3.63

Biggest buyers

FIL Ltd Added +2,746,907+2.7m
HBK INVESTMENTS L P Added +1,599,192+1.6m
Capital World Investors Added +1,486,760+1.5m
NATIXIS Added +1,271,495+1.3m
BANK OF MONTREAL /CAN/ Added +1,169,044+1.2m
NATIONAL BANK OF CANADA /FI/ Added +1,095,578+1.1m
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) Added +1,071,806+1.1m
BANK OF NOVA SCOTIA Added +1,050,314+1.1m
Weiss Asset Management LP Added +990,172+990.2k
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND Added +863,624+863.6k

Biggest sellers

NOMURA HOLDINGS INC Reduced -9,825,002-9.8m
PRICE T ROWE ASSOCIATES INC /MD/ Reduced -4,624,780-4.6m
Veritas Asset Management LLP Sold out -4,395,354-4.4m
JANUS HENDERSON GROUP PLC Reduced -2,893,356-2.9m
Hudson Bay Capital Management LP Reduced -2,113,454-2.1m
Leonard Green & Partners, L.P. Reduced -1,553,470-1.6m
CITADEL ADVISORS LLC Reduced -804,544-804.5k
Bank of New York Mellon Corp Reduced -767,244-767.2k
Balyasny Asset Management L.P. Reduced -747,679-747.7k
BARCLAYS PLC Reduced -681,431-681.4k

Biggest calls

Caption Management, LLC New $15.4m255.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $5.8m95.0k shares
SUMMIT SECURITIES GROUP LLC New $4.7m77.5k shares
JANE STREET GROUP, LLC Added $4.0m65.3k shares
GROUP ONE TRADING LLC Reduced $2.6m42.8k shares
CITADEL ADVISORS LLC Reduced $1.8m28.9k shares
TORNO CAPITAL, LLC Unchanged $1.2m20.0k shares
Walleye Trading LLC Added $1.0m17.0k shares
SIMPLEX TRADING, LLC Reduced $896.0k14.8k shares
Cubist Systematic Strategies, LLC Unchanged $472.4k7.8k shares

Biggest puts

Caption Management, LLC New $33.7m556.5k shares
LMR Partners LLP Added $27.3m450.0k shares
Maven Securities LTD New $16.7m276.3k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $13.5m222.9k shares
Squarepoint Ops LLC New $12.1m200.0k shares
Schonfeld Strategic Advisors LLC New $12.1m200.0k shares
Centiva Capital, LP Added $9.1m150.0k shares
NOMURA HOLDINGS INC New $6.1m100.0k shares
SIMPLEX TRADING, LLC Added $3.2m53.4k shares
JANE STREET GROUP, LLC New $1.4m23.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VANGUARD GROUP INC 0.02% of their portfolio Valley Forge, PA 20,232,75020.2m $1.2bn $1.2bn 0.02% Reduced -158.3k -158,328
2 BlackRock, Inc. 0.02% of their portfolio New York, NY 15,908,96915.9m $963.6m $963.6m 0.02% First filing
3 FARALLON CAPITAL MANAGEMENT, L.L.C. 2.79% of their portfolio SAN FRANCISCO, CA 8,394,0008.4m $508.4m $508.4m 2.79% Added +794.0k +794,000
4 STATE STREET CORP 0.02% of their portfolio BOSTON, MA 7,451,1357.5m $451.3m $451.3m 0.02% Added +113.1k +113,095
5 Capital World Investors 0.06% of their portfolio LOS ANGELES, CA 6,398,4836.4m $387.6m $387.6m 0.06% Added +1.5m +1,486,760
6 NORGES BANK 0.04% of their portfolio OSLO, Q8 4,786,1334.8m $289.9m $289.9m 0.04% Added +197.4k +197,357
7 MILLENNIUM MANAGEMENT LLC 0.24% of their portfolio NEW YORK, NY 4,517,9534.5m $273.7m $273.7m 0.24% Added +438.0k +437,989
8 BARCLAYS PLC 0.11% of their portfolio LONDON, X0 4,284,6434.3m $259.5m $259.5m 0.11% Reduced -681.4k -681,431
9 GEODE CAPITAL MANAGEMENT, LLC 0.02% of their portfolio BOSTON, MA 4,265,7954.3m $257.5m $257.5m 0.02% Reduced -44.9k -44,869
10 Elliott Investment Management L.P. 2.27% of their portfolio WEST PALM BEACH, FL 4,000,0004.0m $242.3m $242.3m 2.27% Unchanged
11 Davidson Kempner Capital Management LP 5.12% of their portfolio New York, NY 3,893,3503.9m $235.8m $235.8m 5.12% Reduced -20.7k -20,690
12 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 5.80% of their portfolio CHICAGO, IL 3,856,4723.9m $233.6m $233.6m 5.80% Added +1.1m +1,071,806
13 Balyasny Asset Management L.P. 0.57% of their portfolio Chicago, IL 3,626,2723.6m $219.6m $219.6m 0.57% Reduced -747.7k -747,679
14 FIL Ltd 0.20% of their portfolio HAMILTON, D0 3,577,9073.6m $216.7m $216.7m 0.20% Added +2.7m +2,746,907
15 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 3,040,6163.0m $184.2m $184.2m 0.01% Added +398.9k +398,854
16 Invesco Ltd. 0.03% of their portfolio ATLANTA, GA 2,905,7592.9m $176.0m $176.0m 0.03% Added +172.2k +172,208
17 HBK INVESTMENTS L P 3.20% of their portfolio DALLAS, TX 2,875,0012.9m $174.1m $174.1m 3.20% Added +1.6m +1,599,192
18 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,627,0312.6m $159.1m $159.1m 0.01% Added +778.6k +778,566
19 ALPINE ASSOCIATES MANAGEMENT INC. 5.92% of their portfolio PALM BEACH, FL 2,131,1262.1m $129.1m $129.1m 5.92% Added +69.9k +69,875
20 Taconic Capital Advisors LP 10.47% of their portfolio NEW YORK, NY 1,938,7901.9m $117.4m $117.4m 10.47% Added +113.1k +113,145
21 Amundi 0.04% of their portfolio Paris, I0 1,870,2781.9m $113.6m $113.6m 0.04% Added +655.4k +655,410
22 BANK OF MONTREAL /CAN/ 0.05% of their portfolio TORONTO, A6 1,813,1671.8m $109.4m $109.4m 0.05% Added +1.2m +1,169,044
23 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.02% of their portfolio SAN FRANCISCO, CA 1,656,5061.7m $100.3m $100.3m 0.02% Added +17.7k +17,681
24 NORTHERN TRUST CORP 0.02% of their portfolio CHICAGO, IL 1,583,2971.6m $95.9m $95.9m 0.02% Reduced -43.9k -43,904
25 DEUTSCHE BANK AG\ 0.04% of their portfolio FRANKFURT AM MAIN, 2M 1,581,8311.6m $95.8m $95.8m 0.04% Reduced -380.7k -380,665
26 TIG Advisors, LLC 6.34% of their portfolio New York, NY 1,544,5781.5m $93.6m $93.6m 6.34% Added +109.7k +109,682
27 BANK OF NOVA SCOTIA 0.19% of their portfolio TORONTO, A6 1,538,5621.5m $93.2m $93.2m 0.19% Added +1.1m +1,050,314
28 NATIXIS 0.57% of their portfolio PARIS, I0 1,537,7871.5m $93.1m $93.1m 0.57% Added +1.3m +1,271,495
29 NATIONAL BANK OF CANADA /FI/ 0.12% of their portfolio MONTREAL, A8 1,460,8131.5m $88.5m $88.5m 0.12% Added +1.1m +1,095,578
30 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,447,6141.4m $87.7m $87.7m 0.01% Added +222.6k +222,626
31 Westchester Capital Management, LLC 4.06% of their portfolio VALHALLA, NY 1,445,7021.4m $87.6m $87.6m 4.06% Added +315.5k +315,525
32 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,420,2301.4m $86.0m $86.0m 0.02% Added +259.5k +259,480
33 MARSHALL WACE, LLP 0.11% of their portfolio LONDON, X0 1,384,8321.4m $83.9m $83.9m 0.11% Reduced -408.1k -408,119
34 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.20% of their portfolio TORONTO, A6 1,382,4241.4m $83.7m $83.7m 0.20% Added +863.6k +863,624
35 NOMURA HOLDINGS INC 0.54% of their portfolio TOKYO, M0 1,173,2781.2m $71.1m $71.1m 0.54% Reduced -9.8m -9,825,002
36 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 1,163,3771.2m $70.5m $70.5m 0.01% Reduced -767.2k -767,244
37 CITADEL ADVISORS LLC 0.07% of their portfolio MIAMI, FL 1,158,3791.2m $70.2m $70.2m 0.07% Reduced -804.5k -804,544
38 ING GROEP NV 0.40% of their portfolio AMSTERDAM, P7 1,130,5041.1m $68.5m $68.5m 0.40% Added +699.9k +699,851
39 Hudson Bay Capital Management LP 0.47% of their portfolio STAMFORD, CT 1,118,2691.1m $67.7m $67.7m 0.47% Reduced -2.1m -2,113,454
40 ALLIANCEBERNSTEIN L.P. 0.02% of their portfolio NASHVILLE, TN 1,113,2191.1m $67.4m $67.4m 0.02% Reduced -137.3k -137,251
41 DIMENSIONAL FUND ADVISORS LP 0.02% of their portfolio AUSTIN, TX 1,069,5951.1m $64.8m $64.8m 0.02% Reduced -10.8k -10,786
42 ADAGE CAPITAL PARTNERS GP, L.L.C. 0.11% of their portfolio Boston, MA 1,048,5941.0m $63.5m $63.5m 0.11% Reduced -297.2k -297,200
43 Magnetar Financial LLC 1.36% of their portfolio EVANSTON, IL 1,039,5171.0m $63.0m $63.0m 1.36% Added +44.0k +43,967
44 Melqart Asset Management (UK) Ltd 6.13% of their portfolio London, X0 1,030,2401.0m $62.4m $62.4m 6.13% Added +632.5k +632,515
45 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.02% of their portfolio NEW YORK, NY 1,024,2401.0m $62.0m $62.0m 0.02% Added +45.6k +45,564
46 Weiss Asset Management LP 1.54% of their portfolio BOSTON, MA 997,061997.1k $60.4m $60.4m 1.54% Added +990.2k +990,172
47 Legal & General Group Plc 0.01% of their portfolio London, X0 881,174881.2k $53.4m $53.4m 0.01% Added +59.4k +59,422
48 Qube Research & Technologies Ltd 0.09% of their portfolio LONDON, X0 827,758827.8k $50.1m $50.1m 0.09% Added +827.7k +827,731
49 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 764,082764.1k $46.3m $46.3m 0.01% Reduced -590.4k -590,359
50 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 721,983722.0k $43.7m $43.7m 0.01% Added +417.0k +417,008
51 LMR Partners LLP 0.96% of their portfolio LONDON, X0 720,811720.8k $43.7m $43.7m 0.96% Reduced -140.0k -139,992
52 MACQUARIE GROUP LTD 0.05% of their portfolio Sydney, NSW 2000, C3 706,769706.8k $42.8m $42.8m 0.05% Added +701.1k +701,104
53 HSBC HOLDINGS PLC 0.03% of their portfolio LONDON, X0 700,101700.1k $42.4m $42.4m 0.03% Reduced -281.6k -281,621
54 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.03% of their portfolio Toronto, A6 657,289657.3k $39.8m $39.8m 0.03% Reduced -744 -744
55 Squarepoint Ops LLC 0.13% of their portfolio NEW YORK, NY 655,984656.0k $39.7m $39.7m 0.13% Added +450.3k +450,295
56 Caisse de depot et placement du Quebec 0.08% of their portfolio Montreal, A8 645,243645.2k $39.1m $39.1m 0.08% New
57 Redmile Group, LLC 2.13% of their portfolio LARKSPUR, CA 595,570595.6k $36.1m $36.1m 2.13% Unchanged
58 Woodline Partners LP 0.30% of their portfolio San Francisco, CA 581,346581.3k $35.2m $35.2m 0.30% Reduced -7.5k -7,487
59 NEUBERGER BERMAN GROUP LLC 0.03% of their portfolio NEW YORK, NY 575,749575.7k $34.9m $34.9m 0.03% Added +159.3k +159,271
60 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.09% of their portfolio Paris, I0 575,446575.4k $34.9m $34.9m 0.09% Reduced -266.7k -266,690
61 WATER ISLAND CAPITAL LLC 3.55% of their portfolio NEW YORK, NY 567,174567.2k $34.4m $34.4m 3.55% Added +29.3k +29,318
62 Leonard Green & Partners, L.P. 0.72% of their portfolio Los Angeles, CA 542,711542.7k $32.9m $32.9m 0.72% Reduced -1.6m -1,553,470
63 Swiss National Bank 0.02% of their portfolio ZURICH, V8 535,800535.8k $32.5m $32.5m 0.02% Unchanged
64 CAXTON ASSOCIATES LP 1.45% of their portfolio NEW YORK, NY 525,377525.4k $31.8m $31.8m 1.45% Added +230.3k +230,257
65 Polar Asset Management Partners Inc. 0.76% of their portfolio TORONTO, A6 525,000525.0k $31.8m $31.8m 0.76% Added +515.0k +515,000
66 AQR Arbitrage LLC 0.72% of their portfolio Greenwich, CT 512,091512.1k $30.9m $30.9m 0.72% Added +153.9k +153,924
67 SONA ASSET MANAGEMENT (US) LLC 1.61% of their portfolio NEW YORK, NY 503,575503.6k $30.5m $30.5m 1.61% Added +428.6k +428,575
68 MIZUHO MARKETS AMERICAS LLC 0.74% of their portfolio NEW YORK, NY 500,000500.0k $30.3m $30.3m 0.74% New
69 Nuveen Asset Management, LLC 0.01% of their portfolio CHICAGO, IL 495,262495.3k $30.0m $30.0m 0.01% Reduced -198.8k -198,770
70 PICTON MAHONEY ASSET MANAGEMENT 1.06% of their portfolio Toronto, A6 450,000450.0k $27.3m $27.3m 1.06% Added +400.0k +400,000
71 Sand Grove Capital Management LLP 10.49% of their portfolio LONDON, X0 429,848429.8k $26.0m $26.0m 10.49% Reduced -57.3k -57,346
72 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.03% of their portfolio WEST SACRAMENTO, CA 419,173419.2k $25.4m $25.4m 0.03% Added +128.1k +128,082
73 Castle Hook Partners LP 0.74% of their portfolio NEW YORK, NY 409,419409.4k $24.8m $24.8m 0.74% Reduced -422.0k -422,018
74 GABELLI FUNDS LLC 0.18% of their portfolio Rye, NY 408,363408.4k $24.7m $24.7m 0.18% Reduced -37.3k -37,308
75 Sumitomo Mitsui Trust Group, Inc. 0.02% of their portfolio CHIYODA-KU, TOKYO, M0 405,318405.3k $24.6m $24.6m 0.02% Added +14.4k +14,373
76 TUDOR INVESTMENT CORP ET AL 0.26% of their portfolio STAMFORD, CT 388,525388.5k $23.5m $23.5m 0.26% Reduced -130.2k -130,155
77 Silphium Asset Management Ltd 8.29% of their portfolio London, X0 380,000380.0k $23.0m $23.0m 8.29% Added +35.0k +35,000
78 Verition Fund Management LLC 0.15% of their portfolio GREENWICH, CT 364,683364.7k $22.1m $22.1m 0.15% Reduced -53.9k -53,864
79 D. E. Shaw & Co., Inc. 0.03% of their portfolio New York, NY 364,543364.5k $22.1m $22.1m 0.03% Added +103.7k +103,650
80 Grantham, Mayo, Van Otterloo & Co. LLC 0.07% of their portfolio Boston, MA 343,016343.0k $20.8m $20.8m 0.07% Reduced -123.7k -123,735
81 RHUMBLINE ADVISERS 0.02% of their portfolio BOSTON, MA 323,916323.9k $19.6m $19.6m 0.02% Reduced -4.6k -4,608
82 Jefferies Financial Group Inc. 0.31% of their portfolio NEW YORK, NY 317,989318.0k $19.3m $19.3m 0.31% Reduced -18.9k -18,879
83 California Public Employees Retirement System 0.01% of their portfolio Sacramento, CA 303,396303.4k $18.4m $18.4m 0.01% Added +67.9k +67,860
84 Boussard & Gavaudan Investment Management LLP 1.67% of their portfolio London, X0 302,336302.3k $18.3m $18.3m 1.67% Reduced -80.5k -80,500
85 New York Life Investment Management LLC 0.18% of their portfolio New York, NY 297,744297.7k $18.0m $18.0m 0.18% Reduced -159 -159
86 OSSIAM 0.35% of their portfolio PARIS, I0 295,811295.8k $17.9m $17.9m 0.35% Added +284.9k +284,876
87 RENAISSANCE TECHNOLOGIES LLC 0.03% of their portfolio NEW YORK, NY 285,300285.3k $17.3m $17.3m 0.03% New
88 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 285,163285.2k $17.3m $17.3m 0.00% Reduced -4.6m -4,624,780
89 Slotnik Capital, LLC 6.04% of their portfolio DALLAS, TX 283,500283.5k $17.2m $17.2m 6.04% Added +88.0k +88,000
90 NORRIS PERNE & FRENCH LLP/MI 1.14% of their portfolio GRAND RAPIDS, MI 274,761274.8k $16.6m $16.6m 1.14% Reduced -30.4k -30,393
91 Governors Lane LP 2.59% of their portfolio NEW YORK, NY 272,400272.4k $16.5m $16.5m 2.59% Reduced -43.2k -43,200
92 JANE STREET GROUP, LLC 0.03% of their portfolio NEW YORK, NY 269,980270.0k $16.4m $16.4m 0.03% Reduced -21.2k -21,231
93 BNP PARIBAS FINANCIAL MARKETS 0.02% of their portfolio PARIS, I0 267,219267.2k $16.2m $16.2m 0.02% Added +22.8k +22,785
94 FMR LLC 0.00% of their portfolio BOSTON, MA 265,369265.4k $16.1m $16.1m 0.00% Added +12.2k +12,241
95 CANADA PENSION PLAN INVESTMENT BOARD 0.02% of their portfolio TORONTO ONTARIO, A6 264,000264.0k $16.0m $16.0m 0.02% Unchanged
96 GABELLI & Co INVESTMENT ADVISERS, INC. 2.58% of their portfolio Rye, NY 249,650249.7k $15.1m $15.1m 2.58% Reduced -22.2k -22,250
97 Walleye Capital LLC 0.16% of their portfolio NEW YORK, NY 242,339242.3k $14.7m $14.7m 0.16% Reduced -48.6k -48,565
98 Mitsubishi UFJ Asset Management Co., Ltd. 0.02% of their portfolio TOKYO, M0 240,335240.3k $14.6m $14.6m 0.02% Added +5.8k +5,818
99 Marex Group Ltd 0.31% of their portfolio London, X0 222,182222.2k $13.5m $13.5m 0.31% Added +52.2k +52,182
100 PRINCIPAL FINANCIAL GROUP INC 0.01% of their portfolio DES MOINES, IA 208,206208.2k $12.6m $12.6m 0.01% Added +229 +229