Vault-13

CATALENT INC CTLT

COM · Common Stock · CUSIP 148806102 · ISIN US1488061029

443 institutional holders +17 vs Q4 2023
189,983,096190.0m shares reported held*
$10.7bnreported value*
93 new 140 added 155 reduced 81 sold out net sold ≈ $867.4m (-15.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($8.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $56.45. Options: 24 managers hold calls ($58.5m notional), 23 hold puts ($46.4m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 508Q4 22: 486Q1 23: 530Q2 23: 444Q3 23: 437Q4 23: 426Q1 24: 443443Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022508
Q4 2022486
Q1 2023530
Q2 2023444
Q3 2023437
Q4 2023426
Q1 2024443

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 305 bought or addedQ4 22: 233 cut or sold outQ4 22Q1 23: 327 bought or addedQ1 23: 218 cut or sold outQ1 23Q2 23: 196 bought or addedQ2 23: 327 cut or sold outQ2 23Q3 23: 218 bought or addedQ3 23: 225 cut or sold outQ3 23Q4 23: 178 bought or addedQ4 23: 244 cut or sold outQ4 23Q1 24: 233 bought or addedQ1 24: 236 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022305233
Q1 2023327218
Q2 2023196327
Q3 2023218225
Q4 2023178244
Q1 2024233236

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300mQ2 23 calls: $293.7mQ2 23 puts: $151.9mQ2 23P/C 0.52Q3 23 calls: $118.5mQ3 23 puts: $66.1mQ3 23P/C 0.56Q4 23 calls: $63.1mQ4 23 puts: $27.4mQ4 23P/C 0.44Q1 24 calls: $58.5mQ1 24 puts: $46.4mQ1 24P/C 0.79
Numbers
QuarterCallsPutsP/C
Q2 2023$293.7m$151.9m0.52
Q3 2023$118.5m$66.1m0.56
Q4 2023$63.1m$27.4m0.44
Q1 2024$58.5m$46.4m0.79

Biggest buyers

Hudson Bay Capital Management LP Added +2,784,439+2.8m
ALPINE ASSOCIATES MANAGEMENT INC. New +1,985,551+2.0m
MILLENNIUM MANAGEMENT LLC Added +1,787,022+1.8m
NORGES BANK Added +1,687,661+1.7m
FARALLON CAPITAL MANAGEMENT, L.L.C. Added +1,137,000+1.1m
BARCLAYS PLC Added +1,042,370+1.0m
Magnetar Financial LLC New +999,628+999.6k
Westchester Capital Management, LLC New +981,725+981.7k
MORGAN STANLEY Added +961,871+961.9k
Balyasny Asset Management L.P. New +924,417+924.4k

Biggest sellers

T. Rowe Price Investment Management, Inc. Reduced -7,110,776-7.1m
Capital World Investors Reduced -6,155,573-6.2m
JANUS HENDERSON GROUP PLC Reduced -3,688,641-3.7m
PRICE T ROWE ASSOCIATES INC /MD/ Reduced -3,283,122-3.3m
CADIAN CAPITAL MANAGEMENT, LP Reduced -2,838,550-2.8m
AMERIPRISE FINANCIAL INC Reduced -1,613,186-1.6m
Capital International Investors Reduced -1,526,537-1.5m
CITADEL ADVISORS LLC Reduced -1,377,555-1.4m
KINGDON CAPITAL MANAGEMENT, L.L.C. Sold out -1,170,926-1.2m
BlackRock Inc. Reduced -979,453-979.5k

Biggest calls

LMR Partners LLP New $20.1m356.4k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $12.1m214.4k shares
WATER ISLAND CAPITAL LLC New $5.6m100.0k shares
Walleye Capital LLC Reduced $2.9m50.5k shares
CITADEL ADVISORS LLC Reduced $2.3m41.3k shares
Walleye Trading LLC Reduced $2.2m38.2k shares
Schonfeld Strategic Advisors LLC New $2.1m37.5k shares
JANE STREET GROUP, LLC Reduced $1.9m34.3k shares
Caption Management, LLC Reduced $1.4m25.0k shares
PEAK6 Investments LLC Reduced $1.4m24.4k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $16.1m284.6k shares
CITADEL ADVISORS LLC Reduced $4.1m72.7k shares
SIMPLEX TRADING, LLC Reduced $3.8m68.0k shares
Parallax Volatility Advisers, L.P. New $2.8m50.1k shares
Westchester Capital Management, LLC New $2.8m50.0k shares
Centiva Capital, LP New $2.8m50.0k shares
JANE STREET GROUP, LLC Reduced $2.3m41.1k shares
MILLENNIUM MANAGEMENT LLC Reduced $2.3m40.0k shares
GTS SECURITIES LLC New $2.1m36.7k shares
ExodusPoint Capital Management, LP New $1.7m30.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VANGUARD GROUP INC 0.02% of their portfolio Valley Forge, PA 20,405,18120.4m $1.2bn $1.2bn 0.02% Added +218.7k +218,682
2 BlackRock Inc. 0.02% of their portfolio New York, NY 15,196,64715.2m $857.9m $857.9m 0.02% Reduced -979.5k -979,453
3 Capital World Investors 0.12% of their portfolio LOS ANGELES, CA 12,924,42112.9m $729.6m $729.6m 0.12% Reduced -6.2m -6,155,573
4 NOMURA HOLDINGS INC 5.16% of their portfolio TOKYO, M0 11,261,19411.3m $635.7m $635.7m 5.16% Reduced -226.1k -226,148
5 JANUS HENDERSON GROUP PLC 0.29% of their portfolio LONDON, X0 9,560,6989.6m $539.7m $539.7m 0.29% Reduced -3.7m -3,688,641
6 STATE STREET CORP 0.02% of their portfolio BOSTON, MA 7,421,2647.4m $418.9m $418.9m 0.02% Reduced -34.8k -34,794
7 Veritas Asset Management LLP 2.47% of their portfolio London, X0 6,025,4136.0m $340.1m $340.1m 2.47% Reduced -442.6k -442,576
8 PRICE T ROWE ASSOCIATES INC /MD/ 0.04% of their portfolio BALTIMORE, MD 5,144,2185.1m $290.4m $290.4m 0.04% Reduced -3.3m -3,283,122
9 BARCLAYS PLC 0.12% of their portfolio LONDON, X0 4,765,9664.8m $269.0m $269.0m 0.12% Added +1.0m +1,042,370
10 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 4,294,0894.3m $242.4m $242.4m 0.01% Added +961.9k +961,871
11 NORGES BANK 0.04% of their portfolio OSLO, Q8 4,269,9244.3m $241.0m $241.0m 0.04% Added +1.7m +1,687,661
12 GEODE CAPITAL MANAGEMENT, LLC 0.02% of their portfolio BOSTON, MA 4,174,1974.2m $235.1m $235.1m 0.02% Added +137.5k +137,515
13 T. Rowe Price Investment Management, Inc. 0.14% of their portfolio BALTIMORE, MD 4,098,5984.1m $231.4m $231.4m 0.14% Reduced -7.1m -7,110,776
14 Elliott Investment Management L.P. 2.25% of their portfolio WEST PALM BEACH, FL 4,000,0004.0m $225.8m $225.8m 2.25% Unchanged
15 Leonard Green & Partners, L.P. 3.97% of their portfolio Los Angeles, CA 3,866,0453.9m $218.2m $218.2m 3.97% Reduced -476.4k -476,396
16 Hudson Bay Capital Management LP 1.61% of their portfolio STAMFORD, CT 3,263,4543.3m $184.2m $184.2m 1.61% Added +2.8m +2,784,439
17 CADIAN CAPITAL MANAGEMENT, LP 6.48% of their portfolio NEW YORK, NY 3,225,8343.2m $182.1m $182.1m 6.48% Reduced -2.8m -2,838,550
18 Invesco Ltd. 0.04% of their portfolio ATLANTA, GA 3,142,0363.1m $177.4m $177.4m 0.04% Reduced -679.2k -679,175
19 FARALLON CAPITAL MANAGEMENT, L.L.C. 0.85% of their portfolio SAN FRANCISCO, CA 2,550,0002.5m $143.9m $143.9m 0.85% Added +1.1m +1,137,000
20 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 2,371,4242.4m $133.9m $133.9m 0.01% Added +656.1k +656,114
21 Davidson Kempner Capital Management LP 1.78% of their portfolio New York, NY 2,123,3932.1m $119.9m $119.9m 1.78% Not comparable
22 ALPINE ASSOCIATES MANAGEMENT INC. 4.37% of their portfolio PALM BEACH, FL 1,985,5512.0m $112.1m $112.1m 4.37% New
23 MILLENNIUM MANAGEMENT LLC 0.09% of their portfolio NEW YORK, NY 1,820,1801.8m $102.7m $102.7m 0.09% Added +1.8m +1,787,022
24 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 2.80% of their portfolio CHICAGO, IL 1,723,7721.7m $97.3m $97.3m 2.80% Not comparable
25 MARSHALL WACE, LLP 0.16% of their portfolio LONDON, X0 1,706,4181.7m $96.3m $96.3m 0.16% Added +676.7k +676,725
26 Bank of New York Mellon Corp 0.02% of their portfolio NEW YORK, NY 1,679,6221.7m $94.8m $94.8m 0.02% Reduced -54.3k -54,281
27 NORTHERN TRUST CORP 0.02% of their portfolio CHICAGO, IL 1,645,8671.6m $92.9m $92.9m 0.02% Reduced -410.9k -410,899
28 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.02% of their portfolio SAN FRANCISCO, CA 1,612,1371.6m $91.0m $91.0m 0.02% Added +51.7k +51,667
29 Capital International Investors 0.02% of their portfolio Los Angeles, CA 1,467,9301.5m $82.9m $82.9m 0.02% Reduced -1.5m -1,526,537
30 DEUTSCHE BANK AG\ 0.03% of their portfolio FRANKFURT AM MAIN, 2M 1,318,4851.3m $74.4m $74.4m 0.03% Added +425.1k +425,065
31 DIMENSIONAL FUND ADVISORS LP 0.02% of their portfolio AUSTIN, TX 1,114,0001.1m $62.9m $62.9m 0.02% Reduced -525.2k -525,197
32 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,048,9191.0m $59.2m $59.2m 0.02% Added +322.4k +322,356
33 SCHRODER INVESTMENT MANAGEMENT GROUP 0.07% of their portfolio London, X0 1,024,3311.0m $57.8m $57.8m 0.07% Reduced -306.9k -306,931
34 HBK INVESTMENTS L P 1.42% of their portfolio DALLAS, TX 1,002,0841.0m $56.6m $56.6m 1.42% Not comparable
35 Magnetar Financial LLC 1.26% of their portfolio EVANSTON, IL 999,628999.6k $56.4m $56.4m 1.26% New
36 Westchester Capital Management, LLC 2.35% of their portfolio VALHALLA, NY 981,725981.7k $55.4m $55.4m 2.35% New
37 ALLIANCEBERNSTEIN L.P. 0.02% of their portfolio NASHVILLE, TN 965,060965.1k $54.5m $54.5m 0.02% Added +757.4k +757,423
38 Balyasny Asset Management L.P. 0.13% of their portfolio Chicago, IL 924,417924.4k $52.2m $52.2m 0.13% New
39 FIL Ltd 0.05% of their portfolio HAMILTON, D0 903,000903.0k $51.0m $51.0m 0.05% New
40 Legal & General Group Plc 0.01% of their portfolio London, X0 878,236878.2k $49.6m $49.6m 0.01% Reduced -66.5k -66,475
41 Nuveen Asset Management, LLC 0.01% of their portfolio CHICAGO, IL 837,435837.4k $47.3m $47.3m 0.01% Reduced -38.0k -37,980
42 Assenagon Asset Management S.A. 0.13% of their portfolio SENNINGERBERG, N4 835,029835.0k $47.1m $47.1m 0.13% Added +395.6k +395,629
43 Castle Hook Partners LP 1.70% of their portfolio NEW YORK, NY 831,437831.4k $46.9m $46.9m 1.70% Reduced -195.4k -195,365
44 ADAGE CAPITAL PARTNERS GP, L.L.C. 0.09% of their portfolio Boston, MA 827,300827.3k $46.7m $46.7m 0.09% Added +554.2k +554,229
45 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 803,101803.1k $45.3m $45.3m 0.01% Reduced -94.8k -94,843
46 CITIGROUP INC 0.05% of their portfolio NEW YORK, NY 800,144800.1k $45.2m $45.2m 0.05% Reduced -254.3k -254,302
47 THOMPSON SIEGEL & WALMSLEY LLC 0.66% of their portfolio RICHMOND, VA 756,866756.9k $42.7m $42.7m 0.66% Reduced -167.4k -167,439
48 Woodline Partners LP 0.37% of their portfolio San Francisco, CA 714,585714.6k $40.3m $40.3m 0.37% New
49 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.03% of their portfolio Toronto, A6 661,678661.7k $37.4m $37.4m 0.03% Reduced -109.4k -109,439
50 Redmile Group, LLC 1.31% of their portfolio LARKSPUR, CA 632,464632.5k $35.7m $35.7m 1.31% Reduced -468.0k -468,002
51 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 589,269589.3k $33.3m $33.3m 0.00% Added +21.7k +21,732
52 HSBC HOLDINGS PLC 0.02% of their portfolio LONDON, X0 580,253580.3k $32.7m $32.7m 0.02% Added +214.0k +214,029
53 Quinn Opportunity Partners LLC 3.63% of their portfolio CHARLOTTESVILLE, VA 568,928568.9k $32.1m $32.1m 3.63% New
54 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.01% of their portfolio NEW YORK, NY 559,135559.1k $31.6m $31.6m 0.01% Reduced -11.5k -11,473
55 WATER ISLAND CAPITAL LLC 3.48% of their portfolio NEW YORK, NY 544,860544.9k $30.8m $30.8m 3.48% New
56 Swiss National Bank 0.02% of their portfolio ZURICH, V8 541,000541.0k $30.5m $30.5m 0.02% Reduced -21.0k -21,000
57 AQR Arbitrage LLC 1.06% of their portfolio Greenwich, CT 534,546534.5k $30.2m $30.2m 1.06% New
58 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.08% of their portfolio Paris, I0 516,390516.4k $29.1m $29.1m 0.08% Added +498.5k +498,540
59 BANK OF NOVA SCOTIA 0.06% of their portfolio TORONTO, A6 486,315486.3k $27.5m $27.5m 0.06% Added +255.4k +255,441
60 MANGROVE PARTNERS IM, LLC 1.90% of their portfolio Greenwich, CT 461,981462.0k $26.1m $26.1m 1.90% New
61 GABELLI FUNDS LLC 0.19% of their portfolio Rye, NY 456,147456.1k $25.7m $25.7m 0.19% Added +324.1k +324,147
62 CITADEL ADVISORS LLC 0.02% of their portfolio MIAMI, FL 438,243438.2k $24.7m $24.7m 0.02% Reduced -1.4m -1,377,555
63 ING GROEP NV 0.17% of their portfolio AMSTERDAM, P7 431,067431.1k $24.3m $24.3m 0.17% Reduced -71.5k -71,513
64 Sumitomo Mitsui Trust Group, Inc. 0.02% of their portfolio CHIYODA-KU, TOKYO, M0 423,957424.0k $23.9m $23.9m 0.02% Reduced -9.6k -9,637
65 Amundi 0.01% of their portfolio Paris, I0 423,885423.9k $23.7m $23.7m 0.01% Reduced -42.4k -42,439
66 Beryl Capital Management LLC 28.96% of their portfolio REDONDO BEACH, CA 420,836420.8k $23.8m $23.8m 28.96% New
67 Jefferies Financial Group Inc. 0.42% of their portfolio NEW YORK, NY 366,299366.3k $20.7m $20.7m 0.42% Added +301.4k +301,399
68 NEW YORK STATE COMMON RETIREMENT FUND 0.03% of their portfolio ALBANY, NY 365,110365.1k $20.6m $20.6m 0.03% Reduced -123.9k -123,855
69 TD Asset Management Inc 0.02% of their portfolio Toronto, A6 350,356350.4k $19.8m $19.8m 0.02% Reduced -639.1k -639,062
70 RHUMBLINE ADVISERS 0.02% of their portfolio BOSTON, MA 326,726326.7k $18.4m $18.4m 0.02% Added +4.0k +4,016
71 NATIONAL BANK OF CANADA /FI/ 0.03% of their portfolio MONTREAL, A8 319,358319.4k $17.8m $17.8m 0.03% Reduced -5.0k -5,042
72 Redwood Grove Capital, LLC 5.42% of their portfolio New York, NY 308,156308.2k $17.4m $17.4m 5.42% Added +57.6k +57,600
73 NORRIS PERNE & FRENCH LLP/MI 1.23% of their portfolio GRAND RAPIDS, MI 304,003304.0k $17.2m $17.2m 1.23% Added +14 +14
74 FMR LLC 0.00% of their portfolio BOSTON, MA 295,155295.2k $16.7m $16.7m 0.00% Added +178.3k +178,253
75 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.02% of their portfolio WEST SACRAMENTO, CA 284,815284.8k $16.1m $16.1m 0.02% Added +1.1k +1,149
76 CANADA PENSION PLAN INVESTMENT BOARD 0.02% of their portfolio TORONTO ONTARIO, A6 264,000264.0k $14.9m $14.9m 0.02% Unchanged
77 Segantii Capital Management Ltd 1.38% of their portfolio HONG KONG, K3 250,000250.0k $14.1m $14.1m 1.38% New
78 NATIXIS 0.08% of their portfolio PARIS, I0 248,370248.4k $14.0m $14.0m 0.08% Reduced -4.0k -4,006
79 California Public Employees Retirement System 0.01% of their portfolio Sacramento, CA 243,879243.9k $13.8m $13.8m 0.01% Reduced -11.0k -10,985
80 GABELLI & Co INVESTMENT ADVISERS, INC. 2.34% of their portfolio Rye, NY 238,400238.4k $13.5m $13.5m 2.34% New
81 Walleye Capital LLC 0.14% of their portfolio NEW YORK, NY 232,242232.2k $13.1m $13.1m 0.14% Added +133.5k +133,504
82 Silphium Asset Management Ltd 6.72% of their portfolio London, X0 230,000230.0k $13.0m $13.0m 6.72% New
83 EARNEST PARTNERS LLC 0.06% of their portfolio ATLANTA, GA 227,264227.3k $12.8m $12.8m 0.06% Reduced -888.5k -888,499
84 Mitsubishi UFJ Asset Management Co., Ltd. 0.02% of their portfolio TOKYO, M0 218,586218.6k $12.3m $12.3m 0.02% Added +47.7k +47,739
85 BNP PARIBAS FINANCIAL MARKETS 0.02% of their portfolio PARIS, I0 216,311216.3k $12.2m $12.2m 0.02% Added +131.4k +131,360
86 CREDIT SUISSE AG/ 0.01% of their portfolio ZURICH, V8 210,037210.0k $11.9m $11.9m 0.01% Reduced -118.3k -118,268
87 Carlson Capital, L.P. 0.96% of their portfolio DALLAS, TX 209,809209.8k $11.8m $11.8m 0.96% New
88 PRINCIPAL FINANCIAL GROUP INC 0.01% of their portfolio DES MOINES, IA 206,694206.7k $11.7m $11.7m 0.01% Added +3.5k +3,499
89 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 200,039200.0k $11.3m $11.3m 0.00% Reduced -54.2k -54,213
90 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 199,151199.2k $11.2m $11.2m 0.00% Added +29.3k +29,270
91 Aristotle Capital Boston, LLC 0.34% of their portfolio BOSTON, MA 197,590197.6k $11.2m $11.2m 0.34% Reduced -6.0k -6,034
92 NEUBERGER BERMAN GROUP LLC 0.01% of their portfolio NEW YORK, NY 192,782192.8k $10.9m $10.9m 0.01% Reduced -282.0k -281,986
93 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.03% of their portfolio TALLAHASSEE, FL 189,038189.0k $12.4m $12.4m 0.03% Added +328 +328
94 Sand Grove Capital Management LLP 2.35% of their portfolio LONDON, X0 182,320182.3k $10.3m $10.3m 2.35% New
95 Slotnik Capital, LLC 6.55% of their portfolio DALLAS, TX 179,500179.5k $10.1m $10.1m 6.55% New
96 New York Life Investment Management LLC 0.10% of their portfolio New York, NY 177,401177.4k $10.0m $10.0m 0.10% Added +131.9k +131,900
97 OMERS ADMINISTRATION Corp 0.11% of their portfolio TORONTO, A6 169,560169.6k $9.6m $9.6m 0.11% Reduced -19.4k -19,406
98 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 0.02% of their portfolio ALBANY, NY 161,033161.0k $9.1m $9.1m 0.02% Added +28 +28
99 Skandinaviska Enskilda Banken AB (publ) 0.04% of their portfolio STOCKHOLM, V7 159,439159.4k $9.0m $9.0m 0.04% Reduced -62.5k -62,539
100 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 148,967149.0k $8.4m $8.4m 0.00% Reduced -1.6m -1,613,186