Vault-13

CATALENT INC CTLT

COM · Common Stock · CUSIP 148806102 · ISIN US1488061029

426 institutional holders -11 vs Q3 2023
200,700,301200.7m shares reported held*
$9.0bnreported value*
46 new 132 added 176 reduced 68 sold out net bought ≈ $41.9m (+933.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($5.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $44.92. Options: 21 managers hold calls ($63.1m notional), 15 hold puts ($27.4m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 508Q4 22: 486Q1 23: 530Q2 23: 444Q3 23: 437Q4 23: 426426Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022508
Q4 2022486
Q1 2023530
Q2 2023444
Q3 2023437
Q4 2023426

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 305 bought or addedQ4 22: 233 cut or sold outQ4 22Q1 23: 327 bought or addedQ1 23: 218 cut or sold outQ1 23Q2 23: 196 bought or addedQ2 23: 327 cut or sold outQ2 23Q3 23: 218 bought or addedQ3 23: 225 cut or sold outQ3 23Q4 23: 178 bought or addedQ4 23: 244 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022305233
Q1 2023327218
Q2 2023196327
Q3 2023218225
Q4 2023178244

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300mQ1 23 calls: $132.6mQ1 23 puts: $44.6mQ1 23P/C 0.34Q2 23 calls: $293.7mQ2 23 puts: $151.9mQ2 23P/C 0.52Q3 23 calls: $118.5mQ3 23 puts: $66.1mQ3 23P/C 0.56Q4 23 calls: $63.1mQ4 23 puts: $27.4mQ4 23P/C 0.44
Numbers
QuarterCallsPutsP/C
Q1 2023$132.6m$44.6m0.34
Q2 2023$293.7m$151.9m0.52
Q3 2023$118.5m$66.1m0.56
Q4 2023$63.1m$27.4m0.44

Biggest buyers

NOMURA HOLDINGS INC Added +7,149,514+7.1m
PRICE T ROWE ASSOCIATES INC /MD/ Added +2,408,236+2.4m
CITADEL ADVISORS LLC Added +1,532,069+1.5m
MORGAN STANLEY Added +1,098,924+1.1m
Capital World Investors Added +1,098,474+1.1m
Invesco Ltd. Added +1,013,079+1.0m
CADIAN CAPITAL MANAGEMENT, LP Added +759,600+759.6k
KINGDON CAPITAL MANAGEMENT, L.L.C. Added +620,526+620.5k
CITIGROUP INC Added +589,478+589.5k
MARSHALL WACE, LLP Added +541,853+541.9k

Biggest sellers

T. Rowe Price Investment Management, Inc. Reduced -2,237,000-2.2m
FRANKLIN RESOURCES INC Reduced -1,843,540-1.8m
AMERIPRISE FINANCIAL INC Reduced -1,721,341-1.7m
JANUS HENDERSON GROUP PLC Reduced -1,609,885-1.6m
Assenagon Asset Management S.A. Reduced -1,436,429-1.4m
NORGES BANK Reduced -1,347,684-1.3m
GOLDMAN SACHS GROUP INC Reduced -1,220,091-1.2m
Wolf Hill Capital Management, LP Reduced -1,146,813-1.1m
NEUBERGER BERMAN GROUP LLC Reduced -1,107,965-1.1m
BARCLAYS PLC Reduced -1,074,122-1.1m

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $13.4m298.0k shares
Walleye Trading LLC Added $6.8m151.6k shares
CITADEL ADVISORS LLC Reduced $6.7m148.9k shares
JANE STREET GROUP, LLC Reduced $5.4m119.2k shares
Walleye Capital LLC Added $5.3m119.0k shares
GROUP ONE TRADING LLC Reduced $4.0m90.0k shares
MILLENNIUM MANAGEMENT LLC Added $4.0m89.9k shares
Weiss Multi-Strategy Advisers LLC New $3.4m75.0k shares
PEAK6 Investments LLC Added $2.7m59.6k shares
SIMPLEX TRADING, LLC Reduced $2.3m52.1k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $5.7m126.2k shares
MILLENNIUM MANAGEMENT LLC Added $5.1m114.1k shares
CITADEL ADVISORS LLC Reduced $4.8m107.6k shares
SIMPLEX TRADING, LLC Reduced $3.3m73.9k shares
JANE STREET GROUP, LLC Reduced $1.9m42.4k shares
GROUP ONE TRADING LLC Reduced $1.4m30.1k shares
Walleye Trading LLC Added $1.2m27.2k shares
PEAK6 Investments LLC Reduced $1.0m23.2k shares
WOLVERINE TRADING, LLC Reduced $745.8k16.6k shares
Walleye Capital LLC Added $709.9k15.8k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VANGUARD GROUP INC 0.02% of their portfolio Valley Forge, PA 20,186,49920.2m $907.0m $907.0m 0.02% Reduced -281.5k -281,528
2 Capital World Investors 0.15% of their portfolio LOS ANGELES, CA 19,079,99419.1m $857.3m $857.3m 0.15% Added +1.1m +1,098,474
3 BlackRock Inc. 0.02% of their portfolio New York, NY 16,176,10016.2m $726.8m $726.8m 0.02% Added +541.4k +541,396
4 JANUS HENDERSON GROUP PLC 0.36% of their portfolio LONDON, X0 13,249,33913.2m $595.3m $595.3m 0.36% Reduced -1.6m -1,609,885
5 NOMURA HOLDINGS INC 4.62% of their portfolio TOKYO, M0 11,487,34211.5m $516.1m $516.1m 4.62% Added +7.1m +7,149,514
6 T. Rowe Price Investment Management, Inc. 0.33% of their portfolio BALTIMORE, MD 11,209,37411.2m $503.6m $503.6m 0.33% Reduced -2.2m -2,237,000
7 PRICE T ROWE ASSOCIATES INC /MD/ 0.05% of their portfolio BALTIMORE, MD 8,427,3408.4m $378.6m $378.6m 0.05% Added +2.4m +2,408,236
8 STATE STREET CORP 0.02% of their portfolio BOSTON, MA 7,456,0587.5m $335.0m $335.0m 0.02% Added +191.1k +191,128
9 Veritas Asset Management LLP 2.09% of their portfolio London, X0 6,467,9896.5m $290.6m $290.6m 2.09% Reduced -171.8k -171,783
10 CADIAN CAPITAL MANAGEMENT, LP 10.85% of their portfolio NEW YORK, NY 6,064,3846.1m $272.5m $272.5m 10.85% Added +759.6k +759,600
11 Leonard Green & Partners, L.P. 3.20% of their portfolio Los Angeles, CA 4,342,4414.3m $195.1m $195.1m 3.20% Unchanged
12 GEODE CAPITAL MANAGEMENT, LLC 0.02% of their portfolio BOSTON, MA 4,036,6824.0m $180.9m $180.9m 0.02% Added +83.3k +83,311
13 Elliott Investment Management L.P. 1.98% of their portfolio WEST PALM BEACH, FL 4,000,0004.0m $179.7m $179.7m 1.98% Unchanged
14 Invesco Ltd. 0.04% of their portfolio ATLANTA, GA 3,821,2113.8m $171.7m $171.7m 0.04% Added +1.0m +1,013,079
15 BARCLAYS PLC 0.09% of their portfolio LONDON, X0 3,723,5963.7m $167.3m $167.3m 0.09% Reduced -1.1m -1,074,122
16 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 3,332,2183.3m $149.7m $149.7m 0.01% Added +1.1m +1,098,924
17 Capital International Investors 0.03% of their portfolio Los Angeles, CA 2,994,4673.0m $134.5m $134.5m 0.03% Added +34.9k +34,856
18 NORGES BANK 0.02% of their portfolio OSLO, Q8 2,582,2632.6m $116.0m $116.0m 0.02% Reduced -1.3m -1,347,684
19 NORTHERN TRUST CORP 0.02% of their portfolio CHICAGO, IL 2,056,7662.1m $92.4m $92.4m 0.02% Reduced -103.8k -103,837
20 CITADEL ADVISORS LLC 0.08% of their portfolio MIAMI, FL 1,815,7981.8m $81.6m $81.6m 0.08% Added +1.5m +1,532,069
21 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 1,762,1531.8m $79.2m $79.2m 0.02% Reduced -1.7m -1,721,341
22 Bank of New York Mellon Corp 0.02% of their portfolio NEW YORK, NY 1,733,9031.7m $77.9m $77.9m 0.02% Reduced -45.7k -45,696
23 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,715,3101.7m $77.1m $77.1m 0.00% Added +463.3k +463,330
24 DIMENSIONAL FUND ADVISORS LP 0.02% of their portfolio AUSTIN, TX 1,639,1971.6m $73.7m $73.7m 0.02% Added +376.9k +376,931
25 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.02% of their portfolio SAN FRANCISCO, CA 1,560,4701.6m $70.1m $70.1m 0.02% Added +24.2k +24,157
26 FARALLON CAPITAL MANAGEMENT, L.L.C. 0.40% of their portfolio SAN FRANCISCO, CA 1,413,0001.4m $63.5m $63.5m 0.40% Not comparable
27 SCHRODER INVESTMENT MANAGEMENT GROUP 0.08% of their portfolio London, X0 1,331,2621.3m $59.8m $59.8m 0.08% Reduced -4.0k -4,021
28 KINGDON CAPITAL MANAGEMENT, L.L.C. 5.02% of their portfolio NEW YORK, NY 1,170,9261.2m $52.6m $52.6m 5.02% Added +620.5k +620,526
29 EARNEST PARTNERS LLC 0.25% of their portfolio ATLANTA, GA 1,115,7631.1m $50.1m $50.1m 0.25% Reduced -35.1k -35,116
30 Redmile Group, LLC 1.77% of their portfolio LARKSPUR, CA 1,100,4661.1m $49.4m $49.4m 1.77% Added +226.5k +226,500
31 CITIGROUP INC 0.06% of their portfolio NEW YORK, NY 1,054,4461.1m $47.4m $47.4m 0.06% Added +589.5k +589,478
32 MARSHALL WACE, LLP 0.09% of their portfolio LONDON, X0 1,029,6931.0m $46.3m $46.3m 0.09% Added +541.9k +541,853
33 Castle Hook Partners LP 2.88% of their portfolio NEW YORK, NY 1,026,8021.0m $46.1m $46.1m 2.88% Reduced -995.4k -995,446
34 TD Asset Management Inc 0.04% of their portfolio Toronto, A6 989,418989.4k $44.5m $44.5m 0.04% Reduced -123.4k -123,358
35 Legal & General Group Plc 0.01% of their portfolio London, X0 944,711944.7k $42.4m $42.4m 0.01% Reduced -199.6k -199,566
36 THOMPSON SIEGEL & WALMSLEY LLC 0.67% of their portfolio RICHMOND, VA 924,305924.3k $41.5m $41.5m 0.67% Added +220.0k +219,983
37 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 897,944897.9k $40.3m $40.3m 0.01% Reduced -1.2m -1,220,091
38 DEUTSCHE BANK AG\ 0.02% of their portfolio FRANKFURT AM MAIN, 2M 893,420893.4k $40.1m $40.1m 0.02% Added +315.8k +315,839
39 Nuveen Asset Management, LLC 0.01% of their portfolio CHICAGO, IL 875,415875.4k $39.3m $39.3m 0.01% Added +6.7k +6,717
40 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.02% of their portfolio Toronto, A6 771,117771.1k $34.6m $34.6m 0.02% Added +7.1k +7,145
41 UBS Group AG 0.01% of their portfolio ZURICH, V8 726,563726.6k $32.6m $32.6m 0.01% Added +23.8k +23,752
42 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.01% of their portfolio NEW YORK, NY 570,608570.6k $25.6m $25.6m 0.01% Reduced -11.1k -11,050
43 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 567,537567.5k $25.5m $25.5m 0.00% Reduced -237.0k -236,977
44 Swiss National Bank 0.02% of their portfolio ZURICH, V8 562,000562.0k $25.3m $25.3m 0.02% Reduced -17.9k -17,900
45 D. E. Shaw & Co., Inc. 0.03% of their portfolio New York, NY 513,300513.3k $23.1m $23.1m 0.03% New
46 GW&K Investment Management, LLC 0.21% of their portfolio BOSTON, MA 510,413510.4k $22.9m $22.9m 0.21% Reduced -27.0k -26,974
47 ING GROEP NV 0.18% of their portfolio AMSTERDAM, P7 502,580502.6k $22.6m $22.6m 0.18% Added +22.4k +22,448
48 NEW YORK STATE COMMON RETIREMENT FUND 0.03% of their portfolio ALBANY, NY 488,965489.0k $22.0m $22.0m 0.03% Reduced -22.8k -22,752
49 Hudson Bay Capital Management LP 0.19% of their portfolio STAMFORD, CT 479,015479.0k $21.5m $21.5m 0.19% Reduced -126.4k -126,379
50 NEUBERGER BERMAN GROUP LLC 0.02% of their portfolio NEW YORK, NY 474,768474.8k $21.3m $21.3m 0.02% Reduced -1.1m -1,107,965
51 Amundi 0.01% of their portfolio Paris, I0 466,324466.3k $23.0m $23.0m 0.01% Added +151.7k +151,746
52 Assenagon Asset Management S.A. 0.06% of their portfolio SENNINGERBERG, N4 439,400439.4k $19.7m $19.7m 0.06% Reduced -1.4m -1,436,429
53 Sumitomo Mitsui Trust Group, Inc. 0.01% of their portfolio CHIYODA-KU, TOKYO, M0 433,594433.6k $19.5m $19.5m 0.01% Reduced -7.3k -7,318
54 FRONTIER CAPITAL MANAGEMENT CO LLC 0.20% of their portfolio Boston, MA 430,331430.3k $19.3m $19.3m 0.20% Reduced -117.5k -117,474
55 CAXTON ASSOCIATES LP 0.97% of their portfolio NEW YORK, NY 420,000420.0k $18.9m $18.9m 0.97% New
56 FRANKLIN RESOURCES INC 0.01% of their portfolio San Mateo, CA 381,467381.5k $17.1m $17.1m 0.01% Reduced -1.8m -1,843,540
57 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 375,352375.4k $16.9m $16.9m 0.01% Reduced -26.8k -26,820
58 HSBC HOLDINGS PLC 0.02% of their portfolio LONDON, X0 366,224366.2k $16.5m $16.5m 0.02% Added +172.9k +172,902
59 TRAN CAPITAL MANAGEMENT, L.P. 1.89% of their portfolio SAN RAFAEL, CA 361,846361.8k $16.3m $16.3m 1.89% Added +39.2k +39,208
60 WYNNEFIELD CAPITAL INC 6.17% of their portfolio NEW YORK, NY 355,000355.0k $16.0m $16.0m 6.17% Added +250.0k +250,000
61 TOBAM 1.33% of their portfolio PARIS, I0 338,255338.3k $15.2m $15.2m 1.33% Added +8.6k +8,618
62 CREDIT SUISSE AG/ 0.01% of their portfolio ZURICH, V8 328,305328.3k $14.8m $14.8m 0.01% Added +2.5k +2,457
63 NATIONAL BANK OF CANADA /FI/ 0.03% of their portfolio MONTREAL, A8 324,400324.4k $14.6m $14.6m 0.03% Added +67.9k +67,894
64 RHUMBLINE ADVISERS 0.02% of their portfolio BOSTON, MA 322,710322.7k $14.5m $14.5m 0.02% Added +4.4k +4,378
65 NORRIS PERNE & FRENCH LLP/MI 1.06% of their portfolio GRAND RAPIDS, MI 303,989304.0k $13.7m $13.7m 1.06% Reduced -2.6k -2,584
66 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.02% of their portfolio WEST SACRAMENTO, CA 283,666283.7k $12.7m $12.7m 0.02% Reduced -2.0k -2,003
67 ADAGE CAPITAL PARTNERS GP, L.L.C. 0.03% of their portfolio Boston, MA 273,071273.1k $12.3m $12.3m 0.03% Reduced -206.4k -206,430
68 CANADA PENSION PLAN INVESTMENT BOARD 0.01% of their portfolio TORONTO ONTARIO, A6 264,000264.0k $11.9m $11.9m 0.01% New
69 Tri Locum Partners LP 5.77% of their portfolio NEW YORK, NY 261,797261.8k $11.8m $11.8m 5.77% Reduced -24.2k -24,202
70 California Public Employees Retirement System 0.01% of their portfolio Sacramento, CA 254,864254.9k $11.5m $11.5m 0.01% Reduced -14.6k -14,595
71 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 254,252254.3k $11.6m $11.6m 0.00% Added +35.6k +35,571
72 NATIXIS 0.09% of their portfolio PARIS, I0 252,376252.4k $11.3m $11.3m 0.09% Added +241.6k +241,616
73 Redwood Grove Capital, LLC 4.16% of their portfolio New York, NY 250,556250.6k $11.3m $11.3m 4.16% Unchanged
74 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 0.05% of their portfolio DENVER, CO 231,785231.8k $10.4m $10.4m 0.05% Unchanged
75 BANK OF NOVA SCOTIA 0.02% of their portfolio TORONTO, A6 230,874230.9k $10.4m $10.4m 0.02% Added +223.9k +223,886
76 Skandinaviska Enskilda Banken AB (publ) 0.06% of their portfolio STOCKHOLM, V7 221,978222.0k $10.0m $10.0m 0.06% Reduced -3.0k -2,958
77 Wolf Hill Capital Management, LP 0.86% of their portfolio GREENWICH, CT 221,503221.5k $10.0m $10.0m 0.86% Reduced -1.1m -1,146,813
78 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 207,637207.6k $9.3m $9.3m 0.00% Reduced -451 -451
79 MACQUARIE GROUP LTD 0.01% of their portfolio Sydney, NSW 2000, C3 207,109207.1k $9.3m $9.3m 0.01% Added +7.9k +7,877
80 Aristotle Capital Boston, LLC 0.28% of their portfolio BOSTON, MA 203,624203.6k $9.1m $9.1m 0.28% Reduced -17.8k -17,820
81 PRINCIPAL FINANCIAL GROUP INC 0.01% of their portfolio DES MOINES, IA 203,195203.2k $9.1m $9.1m 0.01% Reduced -3.6k -3,584
82 Sixth Street Partners Management Company, L.P. 0.86% of their portfolio Dallas, TX 195,000195.0k $8.8m $8.8m 0.86% New
83 Aberdeen Group plc 0.02% of their portfolio EDINBURGH, X0 192,443192.4k $8.6m $8.6m 0.02% Added +148.5k +148,522
84 MOUNTAIN PACIFIC INVESTMENT ADVISERS LLC 0.53% of their portfolio BOISE, ID 192,043192.0k $8.6m $8.6m 0.53% Reduced -455 -455
85 OMERS ADMINISTRATION Corp 0.11% of their portfolio TORONTO, A6 188,966189.0k $8.5m $8.5m 0.11% Added +36.0k +36,002
86 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.02% of their portfolio TALLAHASSEE, FL 188,710188.7k $8.5m $8.5m 0.02% Added +1.9k +1,905
87 EAGLE ASSET MANAGEMENT INC 0.04% of their portfolio ST PETERSBURG, FL 175,608175.6k $7.9m $7.9m 0.04% Added +10.4k +10,450
88 Mitsubishi UFJ Asset Management Co., Ltd. 0.01% of their portfolio TOKYO, M0 170,847170.8k $7.3m $7.3m 0.01% Reduced -1.6k -1,609
89 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 169,881169.9k $7.6m $7.6m 0.00% Added +34.0k +34,036
90 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 0.02% of their portfolio ALBANY, NY 161,005161.0k $7.2m $7.2m 0.02% Reduced -8 -8
91 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 158,435158.4k $7.1m $7.1m 0.01% Added +83.4k +83,423
92 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 149,279149.3k $6.7m $6.7m 0.01% Added +28.1k +28,106
93 MAIRS & POWER INC 0.06% of their portfolio St Paul, MN 137,182137.2k $6.2m $6.2m 0.06% Reduced -66.5k -66,485
94 13D Management LLC 3.59% of their portfolio New York, NY 135,750135.8k $6.1m $6.1m 3.59% New
95 PRUDENTIAL FINANCIAL INC 0.01% of their portfolio NEWARK, NJ 133,341133.3k $5.8m $5.8m 0.01% Reduced -29.3k -29,282
96 GABELLI FUNDS LLC 0.05% of their portfolio Rye, NY 132,000132.0k $5.9m $5.9m 0.05% Unchanged
97 VAN ECK ASSOCIATES CORP 0.01% of their portfolio NEW YORK, NY 129,298129.3k $5.8m $5.8m 0.01% Reduced -45.4k -45,401
98 Curi Capital, LLC 0.18% of their portfolio CHICAGO, IL 129,129129.1k $5.8m $5.8m 0.18% Added +1.6k +1,615
99 APG Asset Management N.V. 0.01% of their portfolio Amsterdam, P7 129,048129.0k $5.2m $5.2m 0.01% Reduced -8.9k -8,940
100 LAZARD ASSET MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 125,653125.7k $5.6m $5.6m 0.01% Reduced -5.1k -5,083