Vault-13

CATALENT INC CTLT

COM · Common Stock · CUSIP 148806102 · ISIN US1488061029

437 institutional holders -7 vs Q2 2023
198,769,690198.8m shares reported held*
$9.1bnreported value*
61 new 157 added 156 reduced 69 sold out net sold ≈ $95.9m (-2.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $45.53. Options: 27 managers hold calls ($118.5m notional), 21 hold puts ($66.1m).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 508Q4 22: 486Q1 23: 530Q2 23: 444Q3 23: 437437Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022508
Q4 2022486
Q1 2023530
Q2 2023444
Q3 2023437

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 305 bought or addedQ4 22: 233 cut or sold outQ4 22Q1 23: 327 bought or addedQ1 23: 218 cut or sold outQ1 23Q2 23: 196 bought or addedQ2 23: 327 cut or sold outQ2 23Q3 23: 218 bought or addedQ3 23: 225 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022305233
Q1 2023327218
Q2 2023196327
Q3 2023218225

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300mQ4 22 calls: $20.2mQ4 22 puts: $4.1mQ4 22P/C 0.20Q1 23 calls: $132.6mQ1 23 puts: $44.6mQ1 23P/C 0.34Q2 23 calls: $293.7mQ2 23 puts: $151.9mQ2 23P/C 0.52Q3 23 calls: $118.5mQ3 23 puts: $66.1mQ3 23P/C 0.56
Numbers
QuarterCallsPutsP/C
Q4 2022$20.2m$4.1m0.20
Q1 2023$132.6m$44.6m0.34
Q2 2023$293.7m$151.9m0.52
Q3 2023$118.5m$66.1m0.56

Biggest buyers

Elliott Investment Management L.P. New +4,000,000+4.0m
PRICE T ROWE ASSOCIATES INC /MD/ Added +3,595,039+3.6m
CADIAN CAPITAL MANAGEMENT, LP Added +2,526,750+2.5m
Capital World Investors Added +2,021,185+2.0m
BARCLAYS PLC Added +1,412,058+1.4m
AMERIPRISE FINANCIAL INC Added +1,384,313+1.4m
BlackRock Inc. Added +715,827+715.8k
GOLDMAN SACHS GROUP INC Added +674,633+674.6k
Capital International Investors Added +530,229+530.2k
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Added +516,464+516.5k

Biggest sellers

Corvex Management LP Sold out -5,670,297-5.7m
NOMURA HOLDINGS INC Reduced -4,098,597-4.1m
NORGES BANK Reduced -1,431,248-1.4m
DEUTSCHE BANK AG\ Reduced -1,084,880-1.1m
Coliseum Capital Management, LLC Sold out -848,300-848.3k
Casdin Capital, LLC Sold out -720,000-720.0k
Sachem Head Capital Management LP Sold out -662,000-662.0k
NATIONAL BANK OF CANADA /FI/ Reduced -555,274-555.3k
VOLORIDGE INVESTMENT MANAGEMENT, LLC Sold out -552,094-552.1k
DENDUR CAPITAL LP Sold out -525,000-525.0k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $28.8m631.7k shares
SIMPLEX TRADING, LLC Reduced $13.8m302.6k shares
NOMURA HOLDINGS INC Reduced $12.5m275.1k shares
GROUP ONE TRADING LLC Reduced $11.6m255.2k shares
Eisler Capital (US) LLC Reduced $10.5m230.0k shares
CITADEL ADVISORS LLC Added $6.9m150.6k shares
JANE STREET GROUP, LLC Reduced $6.1m135.0k shares
Caption Management, LLC Reduced $6.0m132.0k shares
Walleye Trading LLC Added $5.0m109.2k shares
WOLVERINE TRADING, LLC Reduced $3.9m86.1k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $20.4m448.3k shares
SIMPLEX TRADING, LLC Reduced $13.0m284.8k shares
CITADEL ADVISORS LLC Reduced $9.4m207.0k shares
GROUP ONE TRADING LLC Reduced $4.6m101.9k shares
PEAK6 Investments LLC Added $4.1m90.6k shares
JANE STREET GROUP, LLC Reduced $3.1m68.2k shares
Caption Management, LLC Reduced $2.3m50.0k shares
WOLVERINE TRADING, LLC Reduced $2.0m44.3k shares
MILLENNIUM MANAGEMENT LLC New $1.4m31.4k shares
CAPITAL FUND MANAGEMENT S.A. Reduced $1.1m23.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VANGUARD GROUP INC 0.02% of their portfolio Valley Forge, PA 20,468,02720.5m $931.9m $931.9m 0.02% Added +365.6k +365,648
2 Capital World Investors 0.16% of their portfolio LOS ANGELES, CA 17,981,52018.0m $818.7m $818.7m 0.16% Added +2.0m +2,021,185
3 BlackRock Inc. 0.02% of their portfolio New York, NY 15,634,70415.6m $711.8m $711.8m 0.02% Added +715.8k +715,827
4 JANUS HENDERSON GROUP PLC 0.44% of their portfolio LONDON, X0 14,859,22414.9m $676.5m $676.5m 0.44% Added +121.8k +121,789
5 T. Rowe Price Investment Management, Inc. 0.43% of their portfolio BALTIMORE, MD 13,446,37413.4m $612.2m $612.2m 0.43% Added +12.5k +12,527
6 STATE STREET CORP 0.02% of their portfolio BOSTON, MA 7,264,9307.3m $330.8m $330.8m 0.02% Reduced -271.0k -270,970
7 Veritas Asset Management LLP 2.28% of their portfolio London, X0 6,639,7726.6m $302.3m $302.3m 2.28% Reduced -144.6k -144,594
8 PRICE T ROWE ASSOCIATES INC /MD/ 0.04% of their portfolio BALTIMORE, MD 6,019,1046.0m $274.1m $274.1m 0.04% Added +3.6m +3,595,039
9 CADIAN CAPITAL MANAGEMENT, LP 9.72% of their portfolio NEW YORK, NY 5,304,7845.3m $241.5m $241.5m 9.72% Added +2.5m +2,526,750
10 BARCLAYS PLC 0.14% of their portfolio LONDON, X0 4,797,7184.8m $218.4m $218.4m 0.14% Added +1.4m +1,412,058
11 Leonard Green & Partners, L.P. 4.06% of their portfolio Los Angeles, CA 4,342,4414.3m $197.7m $197.7m 4.06% Unchanged
12 NOMURA HOLDINGS INC 2.13% of their portfolio TOKYO, M0 4,337,8284.3m $197.5m $197.5m 2.13% Reduced -4.1m -4,098,597
13 Elliott Investment Management L.P. 2.18% of their portfolio WEST PALM BEACH, FL 4,000,0004.0m $182.1m $182.1m 2.18% New
14 GEODE CAPITAL MANAGEMENT, LLC 0.02% of their portfolio BOSTON, MA 3,953,3714.0m $179.6m $179.6m 0.02% Added +67.8k +67,761
15 NORGES BANK 0.04% of their portfolio OSLO, Q8 3,929,9473.9m $178.9m $178.9m 0.04% Reduced -1.4m -1,431,248
16 AMERIPRISE FINANCIAL INC 0.05% of their portfolio MINNEAPOLIS, MN 3,483,4943.5m $158.6m $158.6m 0.05% Added +1.4m +1,384,313
17 Capital International Investors 0.03% of their portfolio Los Angeles, CA 2,959,6113.0m $134.8m $134.8m 0.03% Added +530.2k +530,229
18 Invesco Ltd. 0.03% of their portfolio ATLANTA, GA 2,808,1322.8m $127.9m $127.9m 0.03% Reduced -424.2k -424,248
19 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,233,2942.2m $101.7m $101.7m 0.01% Reduced -416.6k -416,617
20 FRANKLIN RESOURCES INC 0.05% of their portfolio San Mateo, CA 2,225,0072.2m $101.3m $101.3m 0.05% Added +3.9k +3,895
21 NORTHERN TRUST CORP 0.02% of their portfolio CHICAGO, IL 2,160,6032.2m $98.4m $98.4m 0.02% Added +258.5k +258,482
22 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 2,118,0352.1m $96.4m $96.4m 0.02% Added +674.6k +674,633
23 Castle Hook Partners LP 6.20% of their portfolio NEW YORK, NY 2,022,2482.0m $92.1m $92.1m 6.20% Added +292.8k +292,838
24 Assenagon Asset Management S.A. 0.30% of their portfolio SENNINGERBERG, N4 1,875,8291.9m $85.4m $85.4m 0.30% Added +428.3k +428,260
25 Bank of New York Mellon Corp 0.02% of their portfolio NEW YORK, NY 1,779,5991.8m $81.0m $81.0m 0.02% Added +571 +571
26 NEUBERGER BERMAN GROUP LLC 0.07% of their portfolio NEW YORK, NY 1,582,7331.6m $72.1m $72.1m 0.07% Added +262.2k +262,208
27 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.02% of their portfolio SAN FRANCISCO, CA 1,536,3131.5m $69.9m $69.9m 0.02% Added +516.5k +516,464
28 Wolf Hill Capital Management, LP 5.72% of their portfolio GREENWICH, CT 1,368,3161.4m $62.3m $62.3m 5.72% Reduced -56.5k -56,500
29 SCHRODER INVESTMENT MANAGEMENT GROUP 0.09% of their portfolio London, X0 1,335,2831.3m $60.8m $60.8m 0.09% Added +103.2k +103,241
30 DIMENSIONAL FUND ADVISORS LP 0.02% of their portfolio AUSTIN, TX 1,262,2661.3m $57.5m $57.5m 0.02% Added +58.6k +58,634
31 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 1,251,9801.3m $57.0m $57.0m 0.01% Reduced -37.1k -37,138
32 EARNEST PARTNERS LLC 0.30% of their portfolio ATLANTA, GA 1,150,8791.2m $52.4m $52.4m 0.30% Added +216.9k +216,870
33 Legal & General Group Plc 0.02% of their portfolio London, X0 1,144,2771.1m $52.1m $52.1m 0.02% Added +32.2k +32,170
34 TD Asset Management Inc 0.06% of their portfolio Toronto, A6 1,112,7761.1m $50.7m $50.7m 0.06% Added +149.3k +149,269
35 Redmile Group, LLC 1.89% of their portfolio LARKSPUR, CA 873,966874.0k $39.8m $39.8m 1.89% Reduced -288.2k -288,200
36 Nuveen Asset Management, LLC 0.01% of their portfolio CHICAGO, IL 868,698868.7k $39.6m $39.6m 0.01% Reduced -4.6k -4,575
37 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 804,514804.5k $36.6m $36.6m 0.00% Added +223.1k +223,098
38 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.02% of their portfolio Toronto, A6 763,972764.0k $34.8m $34.8m 0.02% Added +29.6k +29,594
39 THOMPSON SIEGEL & WALMSLEY LLC 0.53% of their portfolio RICHMOND, VA 704,322704.3k $32.1m $32.1m 0.53% Added +223.9k +223,944
40 UBS Group AG 0.01% of their portfolio ZURICH, V8 702,811702.8k $32.0m $32.0m 0.01% Added +237.2k +237,232
41 Hudson Bay Capital Management LP 0.13% of their portfolio STAMFORD, CT 605,394605.4k $27.6m $27.6m 0.13% Added +175.5k +175,453
42 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.01% of their portfolio NEW YORK, NY 581,658581.7k $26.5m $26.5m 0.01% Added +4.4k +4,362
43 Swiss National Bank 0.02% of their portfolio ZURICH, V8 579,900579.9k $26.4m $26.4m 0.02% Reduced -67.8k -67,800
44 DEUTSCHE BANK AG\ 0.02% of their portfolio FRANKFURT AM MAIN, 2M 577,581577.6k $26.3m $26.3m 0.02% Reduced -1.1m -1,084,880
45 KINGDON CAPITAL MANAGEMENT, L.L.C. 4.58% of their portfolio NEW YORK, NY 550,400550.4k $25.1m $25.1m 4.58% Added +71.3k +71,300
46 FRONTIER CAPITAL MANAGEMENT CO LLC 0.27% of their portfolio Boston, MA 547,805547.8k $24.9m $24.9m 0.27% Added +95.0k +94,987
47 GW&K Investment Management, LLC 0.25% of their portfolio BOSTON, MA 537,387537.4k $24.5m $24.5m 0.25% Reduced -26.0k -26,046
48 Balyasny Asset Management L.P. 0.07% of their portfolio Chicago, IL 536,168536.2k $24.4m $24.4m 0.07% Reduced -58.7k -58,680
49 Think Investments LP 5.64% of their portfolio San Francisco, CA 535,600535.6k $24.4m $24.4m 5.64% Unchanged
50 NEW YORK STATE COMMON RETIREMENT FUND 0.03% of their portfolio ALBANY, NY 511,717511.7k $23.3m $23.3m 0.03% Added +12.2k +12,155
51 MARSHALL WACE, LLP 0.05% of their portfolio LONDON, X0 487,840487.8k $22.2m $22.2m 0.05% New
52 ING GROEP NV 0.19% of their portfolio AMSTERDAM, P7 480,132480.1k $21.9m $21.9m 0.19% Reduced -230.6k -230,593
53 ADAGE CAPITAL PARTNERS GP, L.L.C. 0.05% of their portfolio Boston, MA 479,501479.5k $21.8m $21.8m 0.05% Added +72.3k +72,308
54 CITIGROUP INC 0.03% of their portfolio NEW YORK, NY 464,968465.0k $21.2m $21.2m 0.03% Reduced -100.6k -100,588
55 Sumitomo Mitsui Trust Group, Inc. 0.02% of their portfolio CHIYODA-KU, TOKYO, M0 440,912440.9k $20.1m $20.1m 0.02% Reduced -5.1k -5,084
56 Point72 Asset Management, L.P. 0.07% of their portfolio STAMFORD, CT 430,217430.2k $19.6m $19.6m 0.07% New
57 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 402,172402.2k $18.3m $18.3m 0.01% Added +129.4k +129,385
58 QVIDTVM Management LLC 13.40% of their portfolio THE WOODLANDS, TX 378,991379.0k $17.3m $17.3m 13.40% Reduced -53.8k -53,832
59 Philosophy Capital Management LLC 3.53% of their portfolio Alamo, CA 371,603371.6k $16.9m $16.9m 3.53% Added +140.3k +140,298
60 TOBAM 1.20% of their portfolio PARIS, I0 329,637329.6k $15.0m $15.0m 1.20% Added +11.7k +11,704
61 CREDIT SUISSE AG/ 0.02% of their portfolio ZURICH, V8 325,848325.8k $14.8m $14.8m 0.02% Reduced -11.4k -11,407
62 TRAN CAPITAL MANAGEMENT, L.P. 1.89% of their portfolio SAN RAFAEL, CA 322,638322.6k $14.7m $14.7m 1.89% New
63 RHUMBLINE ADVISERS 0.02% of their portfolio BOSTON, MA 318,332318.3k $14.5m $14.5m 0.02% Added +263 +263
64 Amundi 0.01% of their portfolio Paris, I0 314,578314.6k $14.6m $14.6m 0.01% Reduced -262.5k -262,477
65 NORRIS PERNE & FRENCH LLP/MI 1.22% of their portfolio GRAND RAPIDS, MI 306,573306.6k $14.0m $14.0m 1.22% Added +1.9k +1,885
66 Alyeska Investment Group, L.P. 0.09% of their portfolio CHICAGO, IL 300,000300.0k $13.7m $13.7m 0.09% New
67 Tri Locum Partners LP 4.18% of their portfolio NEW YORK, NY 285,999286.0k $13.0m $13.0m 4.18% Added +85.0k +85,002
68 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.02% of their portfolio WEST SACRAMENTO, CA 285,669285.7k $13.0m $13.0m 0.02% Reduced -8.2k -8,234
69 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 283,729283.7k $12.9m $12.9m 0.01% Added +67.2k +67,202
70 Senator Investment Group LP 0.70% of their portfolio New York, NY 275,000275.0k $12.5m $12.5m 0.70% Reduced -425.0k -425,000
71 California Public Employees Retirement System 0.01% of their portfolio Sacramento, CA 269,459269.5k $12.3m $12.3m 0.01% Added +7.3k +7,324
72 NATIONAL BANK OF CANADA /FI/ 0.02% of their portfolio MONTREAL, A8 256,506256.5k $11.4m $11.4m 0.02% Reduced -555.3k -555,274
73 Redwood Grove Capital, LLC 4.57% of their portfolio New York, NY 250,556250.6k $11.4m $11.4m 4.57% Added +30.0k +30,000
74 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 0.05% of their portfolio DENVER, CO 231,785231.8k $10.6m $10.6m 0.05% Unchanged
75 Skandinaviska Enskilda Banken AB (publ) 0.07% of their portfolio STOCKHOLM, V7 224,936224.9k $10.2m $10.2m 0.07% Reduced -60 -60
76 Aristotle Capital Boston, LLC 0.33% of their portfolio BOSTON, MA 221,444221.4k $10.1m $10.1m 0.33% Added +22.0k +21,982
77 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 218,681218.7k $10.8m $10.8m 0.00% Reduced -37.9k -37,903
78 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 208,088208.1k $9.5m $9.5m 0.00% Reduced -45.9k -45,927
79 SECTOR GAMMA AS 2.41% of their portfolio OSLO, Q8 207,129207.1k $9.4m $9.4m 2.41% Added +27.0k +27,041
80 PRINCIPAL FINANCIAL GROUP INC 0.01% of their portfolio DES MOINES, IA 206,779206.8k $9.4m $9.4m 0.01% Reduced -2.8k -2,756
81 MAIRS & POWER INC 0.11% of their portfolio St Paul, MN 203,667203.7k $9.3m $9.3m 0.11% Reduced -480.3k -480,264
82 MACQUARIE GROUP LTD 0.01% of their portfolio Sydney, NSW 2000, C3 199,232199.2k $9.1m $9.1m 0.01% Added +2.2k +2,177
83 HSBC HOLDINGS PLC 0.01% of their portfolio LONDON, X0 193,322193.3k $8.8m $8.8m 0.01% Added +58.2k +58,240
84 MOUNTAIN PACIFIC INVESTMENT ADVISERS LLC 0.61% of their portfolio BOISE, ID 192,498192.5k $8.8m $8.8m 0.61% Reduced -2.7k -2,713
85 TORONTO DOMINION BANK 0.01% of their portfolio TORONTO, ONTARIO, A6 188,572188.6k $8.6m $8.6m 0.01% Reduced -6.5k -6,520
86 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.02% of their portfolio TALLAHASSEE, FL 186,805186.8k $8.5m $8.5m 0.02% Added +280 +280
87 Walleye Capital LLC 0.12% of their portfolio NEW YORK, NY 183,866183.9k $8.4m $8.4m 0.12% Reduced -32.4k -32,421
88 VAN ECK ASSOCIATES CORP 0.02% of their portfolio NEW YORK, NY 174,699174.7k $8.0m $8.0m 0.02% Reduced -53.0k -53,007
89 Mitsubishi UFJ Asset Management Co., Ltd. 0.02% of their portfolio TOKYO, M0 172,456172.5k $7.9m $7.9m 0.02% Added +12.8k +12,760
90 Davidson Kempner Capital Management LP 0.12% of their portfolio New York, NY 167,155167.2k $7.6m $7.6m 0.12% Reduced -265.7k -265,700
91 EAGLE ASSET MANAGEMENT INC 0.04% of their portfolio ST PETERSBURG, FL 165,158165.2k $7.5m $7.5m 0.04% Reduced -14.2k -14,239
92 PRUDENTIAL FINANCIAL INC 0.01% of their portfolio NEWARK, NJ 162,623162.6k $7.4m $7.4m 0.01% Reduced -21.6k -21,558
93 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 0.02% of their portfolio ALBANY, NY 161,013161.0k $7.3m $7.3m 0.02% Reduced -1.5k -1,459
94 Integral Health Asset Management, LLC 1.03% of their portfolio New York, NY 160,000160.0k $7.3m $7.3m 1.03% New
95 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 153,723153.7k $7.0m $7.0m 0.01% Reduced -148.1k -148,117
96 OMERS ADMINISTRATION Corp 0.10% of their portfolio TORONTO, A6 152,964153.0k $7.0m $7.0m 0.10% Reduced -108.3k -108,279
97 Pacer Advisors, Inc. 0.03% of their portfolio Malvern, PA 150,761150.8k $6.9m $6.9m 0.03% Reduced -38.8k -38,787
98 APG Asset Management N.V. 0.01% of their portfolio Amsterdam, P7 137,988138.0k $6.3m $6.3m 0.01% Reduced -15.6k -15,584
99 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 135,845135.8k $6.2m $6.2m 0.00% Reduced -26.3k -26,317
100 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 135,223135.2k $6.2m $6.2m 0.01% Reduced -176.8k -176,821