Vault-13

CASA SYS INC

COM · Common Stock · CUSIP 14713L102 · ISIN US14713L1026

39 institutional holders -4 vs Q4 2023
44,050,65444.1m shares reported held*
$12.1mreported value*
4 new 6 added 14 reduced 8 sold out net sold ≈ $1.0m (-3.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.27. Options: 2 managers hold calls ($10.9k notional), 2 hold puts ($1.0k).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 79Q4 22: 76Q1 23: 77Q2 23: 53Q3 23: 50Q4 23: 43Q1 24: 3939Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202279
Q4 202276
Q1 202377
Q2 202353
Q3 202350
Q4 202343
Q1 202439

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 28 bought or addedQ4 22: 42 cut or sold outQ4 22Q1 23: 32 bought or addedQ1 23: 43 cut or sold outQ1 23Q2 23: 19 bought or addedQ2 23: 57 cut or sold outQ2 23Q3 23: 16 bought or addedQ3 23: 33 cut or sold outQ3 23Q4 23: 13 bought or addedQ4 23: 20 cut or sold outQ4 23Q1 24: 10 bought or addedQ1 24: 22 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222842
Q1 20233243
Q2 20231957
Q3 20231633
Q4 20231320
Q1 20241022

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5k$10k$15k$20kQ2 23 calls: $18.2kQ2 23 puts: $1.1kQ2 23P/C 0.06Q3 23 calls: $13.6kQ3 23 puts: $85Q3 23P/C 0.01Q4 23 calls: $5.4kQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $10.9kQ1 24 puts: $1.0kQ1 24P/C 0.09
Numbers
QuarterCallsPutsP/C
Q2 2023$18.2k$1.1k0.06
Q3 2023$13.6k$850.01
Q4 2023$5.4k$00.00
Q1 2024$10.9k$1.0k0.09

Biggest buyers

Concurrent Investment Advisors, LLC New +125,000+125.0k
VANGUARD GROUP INC Added +47,886+47.9k
RENAISSANCE TECHNOLOGIES LLC Added +40,500+40.5k
Virtu Financial LLC New +37,309+37.3k
Tower Research Capital LLC (TRC) Added +25,256+25.3k
JANE STREET GROUP, LLC New +10,181+10.2k
MORGAN STANLEY Added +8,346+8.3k
FEDERATED HERMES, INC. Added +183+183
WELLS FARGO & COMPANY/MN Added +111+111
ASSETMARK, INC New +58+58

Biggest sellers

ALLIANCEBERNSTEIN L.P. Sold out -2,130,301-2.1m
WESTERLY CAPITAL MANAGEMENT, LLC Reduced -1,405,000-1.4m
KENNEDY CAPITAL MANAGEMENT LLC Reduced -132,849-132.8k
JACOBS LEVY EQUITY MANAGEMENT, INC Reduced -94,714-94.7k
CITIGROUP INC Reduced -61,224-61.2k
BRIDGEWAY CAPITAL MANAGEMENT, LLC Reduced -50,000-50.0k
TWO SIGMA SECURITIES, LLC Sold out -46,245-46.2k
ACADIAN ASSET MANAGEMENT LLC Reduced -45,226-45.2k
Squarepoint Ops LLC Sold out -29,059-29.1k
XTX Topco Ltd Reduced -21,055-21.1k

Biggest calls

CITADEL ADVISORS LLC Added $10.9k40.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SIMPLEX TRADING, LLC Unchanged $1.0k700 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 SUMMIT PARTNERS L P 0.51% of their portfolio BOSTON, MA 34,124,48034.1m $9.3m $9.3m 0.51% Unchanged
2 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 2,391,6092.4m $654.3k $654.3k 0.00% Added +47.9k +47,886
3 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 2,370,3642.4m $648.5k $648.5k 0.00% Reduced -5.0k -4,957
4 WESTERLY CAPITAL MANAGEMENT, LLC 0.31% of their portfolio SAN FRANCISCO, CA 2,195,0002.2m $600.6k $600.6k 0.31% Reduced -1.4m -1,405,000
5 BlackRock Inc. 0.00% of their portfolio New York, NY 535,387535.4k $146.5k $146.5k 0.00% Reduced -788 -788
6 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 505,800505.8k $138.0k $138.0k 0.00% Added +40.5k +40,500
7 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 352,703352.7k $96.5k $96.5k 0.00% Unchanged
8 JACOBS LEVY EQUITY MANAGEMENT, INC 0.00% of their portfolio FLORHAM PARK, NJ 279,924279.9k $76.6k $76.6k 0.00% Reduced -94.7k -94,714
9 KENNEDY CAPITAL MANAGEMENT LLC 0.00% of their portfolio ST LOUIS, MO 222,314222.3k $60.8k $60.8k 0.00% Reduced -132.8k -132,849
10 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.00% of their portfolio HOUSTON, TX 178,000178.0k $48.7k $48.7k 0.00% Reduced -50.0k -50,000
11 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 146,137146.1k $40.0k $40.0k 0.00% Unchanged
12 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 145,703145.7k $39.9k $39.9k 0.00% Unchanged
13 Concurrent Investment Advisors, LLC 0.00% of their portfolio Tampa, FL 125,000125.0k $34.2k $34.2k 0.00% New
14 ACADIAN ASSET MANAGEMENT LLC 0.00% of their portfolio Boston, MA 84,09584.1k $22.0k $22.0k 0.00% Reduced -45.2k -45,226
15 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 61,32061.3k $16.8k $16.8k 0.00% Unchanged
16 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 50,00050.0k $13.7k $13.7k 0.00% Unchanged
17 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 42,46242.5k $11.6k $11.6k 0.00% Added +25.3k +25,256
18 Virtu Financial LLC 0.00% of their portfolio New York, NY 37,30937.3k $10.0k $10.0k 0.00% New
19 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 28,14928.1k $7.7k $7.7k 0.00% Reduced -14.9k -14,890
20 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 25,65625.7k $7.0k $7.0k 0.00% Added +8.3k +8,346
21 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 24,37024.4k $6.7k $6.7k 0.00% Reduced -1.9k -1,948
22 Capital Investment Advisors, LLC 0.00% of their portfolio ATLANTA, GA 23,75023.8k $6.5k $6.5k 0.00% Unchanged
23 American Investment Services, Inc. 0.00% of their portfolio GREAT BARRINGTON, MA 20,00020.0k $5.5k $5.5k 0.00% Unchanged
24 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 15,71015.7k $4.3k $4.3k 0.00% Unchanged
25 XTX Topco Ltd 0.00% of their portfolio LONDON, X0 15,65615.7k $4.3k $4.3k 0.00% Reduced -21.1k -21,055
26 Engineers Gate Manager LP 0.00% of their portfolio NEW YORK, NY 11,43511.4k $3.1k $3.1k 0.00% Unchanged
27 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 10,18110.2k $2.8k $2.8k 0.00% New
28 CIC Wealth, LLC 0.00% of their portfolio ROCKVILLE, MD 10,00010.0k $2.7k $2.7k 0.00% Unchanged
29 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 8,9709.0k $2.4k $2.4k 0.00% Unchanged
30 FEDERATED HERMES, INC. 0.00% of their portfolio PITTSBURGH, PA 5,0645.1k $1.4k $1.4k 0.00% Added +183 +183
31 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,8131.8k $496 $496 0.00% Added +111 +111
32 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,2741.3k $348 $348 0.00% Reduced -316 -316
33 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 340340 $0 $0 0.00% Reduced -60 -60
34 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 285285 $78 $78 0.00% Unchanged
35 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 224224 $0 $0 0.00% Reduced -128 -128
36 Strengthening Families & Communities, LLC 0.00% of their portfolio BOSTON, MA 100100 $0 $0 0.00% Unchanged
37 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 5858 $16 $16 0.00% New
38 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 1212 $3 $3 0.00% Reduced -61.2k -61,224
39 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged