CASA SYS INC
COM · Common Stock · CUSIP 14713L102 · ISIN US14713L1026
43
institutional holders
-7 vs Q3 2023
47.8m
shares reported held*
$25.4mreported value*
3 new
10 added
11 reduced
9 sold out
net sold ≈ $1.2m (-2.3m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.53. Options: 2 managers hold calls ($5.4k notional), 2 hold puts ($0).
Trends to Q4 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 79 |
| Q4 2022 | 76 |
| Q1 2023 | 77 |
| Q2 2023 | 53 |
| Q3 2023 | 50 |
| Q4 2023 | 43 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 28 | 42 |
| Q1 2023 | 32 | 43 |
| Q2 2023 | 19 | 57 |
| Q3 2023 | 16 | 33 |
| Q4 2023 | 13 | 20 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q1 2023 | $9.5k | $8.0k | 0.84 |
| Q2 2023 | $18.2k | $1.1k | 0.06 |
| Q3 2023 | $13.6k | $85 | 0.01 |
| Q4 2023 | $5.4k | $0 | 0.00 |
Biggest buyers
| WESTERLY CAPITAL MANAGEMENT, LLC | Added | +215.0k |
| TWO SIGMA SECURITIES, LLC | New | +46.2k |
| XTX Topco Ltd | New | +36.7k |
| VANGUARD GROUP INC | Added | +29.0k |
| RENAISSANCE TECHNOLOGIES LLC | Added | +27.6k |
| AMERIPRISE FINANCIAL INC | Added | +17.1k |
| PRUDENTIAL FINANCIAL INC | New | +16.4k |
| Tower Research Capital LLC (TRC) | Added | +15.5k |
| JPMORGAN CHASE & CO | Added | +13.2k |
| MORGAN STANLEY | Added | +4.8k |
Biggest sellers
| ALLIANCEBERNSTEIN L.P. | Reduced | -1.9m |
| KENNEDY CAPITAL MANAGEMENT LLC | Reduced | -186.3k |
| JACOBS LEVY EQUITY MANAGEMENT, INC | Reduced | -171.9k |
| MILLENNIUM MANAGEMENT LLC | Reduced | -77.7k |
| Squarepoint Ops LLC | Reduced | -75.1k |
| Worth Venture Partners, LLC | Sold out | -70.1k |
| CW Advisors, LLC | Sold out | -38.6k |
| BlackRock Inc. | Reduced | -35.2k |
| DIMENSIONAL FUND ADVISORS LP | Sold out | -25.9k |
| STATE OF WISCONSIN INVESTMENT BOARD | Sold out | -18.8k |
Biggest calls
| CITADEL ADVISORS LLC | Reduced | $5.4k10.1k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
| SIMPLEX TRADING, LLC | New | $0700 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q4 2023
| Manager | Shares | Change |
|---|---|---|
| SUMMIT PARTNERS L P 0.66% of their portfolio | 34.1m $18.1m | Unchanged |
| WESTERLY CAPITAL MANAGEMENT, LLC 1.15% of their portfolio | 3.6m $1.9m | Added +215.0k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 2.4m $1.3m | Added +17.1k |
| VANGUARD GROUP INC 0.00% of their portfolio | 2.3m $1.2m | Added +29.0k |
| ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio | 2.1m $1.1m | Reduced -1.9m |
| BlackRock Inc. 0.00% of their portfolio | 536.2k $284.2k | Reduced -35.2k |
| RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio | 465.3k $247.0k | Added +27.6k |
| JACOBS LEVY EQUITY MANAGEMENT, INC 0.00% of their portfolio | 374.6k $198.6k | Reduced -171.9k |
| KENNEDY CAPITAL MANAGEMENT LLC 0.00% of their portfolio | 355.2k $188.2k | Reduced -186.3k |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 352.7k $187.0k | Unchanged |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 228.0k $120.8k | Unchanged |
| D. E. Shaw & Co., Inc. 0.00% of their portfolio | 146.1k $77.5k | Unchanged |
| STATE STREET CORP 0.00% of their portfolio | 145.7k $77.2k | Unchanged |
| ACADIAN ASSET MANAGEMENT LLC 0.00% of their portfolio | 129.3k $67.0k | Unchanged |
| NORTHERN TRUST CORP 0.00% of their portfolio | 61.3k $32.5k | Unchanged |
| CITIGROUP INC 0.00% of their portfolio | 61.2k $32.5k | Reduced -12.8k |
| Creative Planning 0.00% of their portfolio | 50.0k $26.5k | Unchanged |
| TWO SIGMA SECURITIES, LLC 0.00% of their portfolio | 46.2k $24.5k | New |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 43.0k $22.8k | Reduced -77.7k |
| XTX Topco Ltd 0.00% of their portfolio | 36.7k $19.5k | New |
| Squarepoint Ops LLC 0.00% of their portfolio | 29.1k $15.4k | Reduced -75.1k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 26.3k $13.9k | Added +13.2k |
| Capital Investment Advisors, LLC 0.00% of their portfolio | 23.8k $12.6k | Unchanged |
| American Investment Services, Inc. 0.00% of their portfolio | 20.0k $10.6k | Unchanged |
| MORGAN STANLEY 0.00% of their portfolio | 17.3k $9.2k | Added +4.8k |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 17.2k $9.1k | Added +15.5k |
| PRUDENTIAL FINANCIAL INC 0.00% of their portfolio | 16.4k $8.7k | New |
| Bank of New York Mellon Corp 0.00% of their portfolio | 15.7k $8.3k | Unchanged |
| UBS Group AG 0.00% of their portfolio | 15.0k $7.9k | Reduced -10.2k |
| Engineers Gate Manager LP 0.00% of their portfolio | 11.4k $6.1k | Unchanged |
| CIC Wealth, LLC 0.00% of their portfolio | 10.0k $5.3k | Unchanged |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 9.0k $4.8k | Reduced -2.4k |
| NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio | 6.8k $3.6k | Unchanged |
| FEDERATED HERMES, INC. 0.00% of their portfolio | 4.9k $2.6k | Added +4.1k |
| RHUMBLINE ADVISERS 0.00% of their portfolio | 4.7k $2.5k | Unchanged |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 1.7k $902 | Added +15 |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 1.6k $843 | Reduced -13.3k |
| Tower View Wealth Management LLC 0.00% of their portfolio | 1.0k $1.0k | Unchanged |
| SIMPLEX TRADING, LLC 0.00% of their portfolio | 400 $0 | Reduced -281 |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 352 $0 | Added +345 |
| BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio | 285 $151 | Unchanged |
| Strengthening Families & Communities, LLC 0.00% of their portfolio | 100 $53 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |