CASA SYS INC
COM · Common Stock · CUSIP 14713L102 · ISIN US14713L1026
50
institutional holders
-3 vs Q2 2023
50.3m
shares reported held*
$42.7mreported value*
6 new
10 added
24 reduced
9 sold out
net sold ≈ $704.3k (-831.1k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.85. Options: 2 managers hold calls ($13.6k notional), 2 hold puts ($85).
Trends to Q3 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 79 |
| Q4 2022 | 76 |
| Q1 2023 | 77 |
| Q2 2023 | 53 |
| Q3 2023 | 50 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 28 | 42 |
| Q1 2023 | 32 | 43 |
| Q2 2023 | 19 | 57 |
| Q3 2023 | 16 | 33 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q4 2022 | $10.4k | $19.1k | 1.84 |
| Q1 2023 | $9.5k | $8.0k | 0.84 |
| Q2 2023 | $18.2k | $1.1k | 0.06 |
| Q3 2023 | $13.6k | $85 | 0.01 |
Biggest buyers
| WESTERLY CAPITAL MANAGEMENT, LLC | Added | +685.0k |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | Added | +160.0k |
| KENNEDY CAPITAL MANAGEMENT LLC | Added | +113.8k |
| Squarepoint Ops LLC | Added | +53.9k |
| VANGUARD GROUP INC | Added | +30.6k |
| RENAISSANCE TECHNOLOGIES LLC | Added | +16.3k |
| LPL Financial LLC | New | +14.1k |
| GEODE CAPITAL MANAGEMENT, LLC | Added | +14.1k |
| BANK OF AMERICA CORP /DE/ | Added | +13.6k |
| CIC Wealth, LLC | New | +10.0k |
Biggest sellers
| Benefit Street Partners LLC | Reduced | -857.0k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | Sold out | -165.5k |
| Y-Intercept (Hong Kong) Ltd | Sold out | -158.3k |
| BOOTHBAY FUND MANAGEMENT, LLC | Sold out | -123.9k |
| ALLIANCEBERNSTEIN L.P. | Reduced | -71.5k |
| OSAIC HOLDINGS, INC. | Reduced | -49.4k |
| STATE OF WISCONSIN INVESTMENT BOARD | Reduced | -48.6k |
| Qube Research & Technologies Ltd | Reduced | -44.6k |
| D. E. Shaw & Co., Inc. | Reduced | -43.9k |
| TWO SIGMA ADVISERS, LP | Reduced | -41.8k |
Biggest calls
| CITADEL ADVISORS LLC | Added | $13.6k16.0k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CITADEL ADVISORS LLC | Reduced | $85100 shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q3 2023
| Manager | Shares | Change |
|---|---|---|
| SUMMIT PARTNERS L P 0.99% of their portfolio | 34.1m $28.9m | Unchanged |
| ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio | 4.0m $3.4m | Reduced -71.5k |
| WESTERLY CAPITAL MANAGEMENT, LLC 2.12% of their portfolio | 3.4m $2.9m | Added +685.0k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 2.4m $2.0m | Reduced -3.5k |
| VANGUARD GROUP INC 0.00% of their portfolio | 2.3m $2.0m | Added +30.6k |
| BlackRock Inc. 0.00% of their portfolio | 571.4k $484.3k | Reduced -33.4k |
| JACOBS LEVY EQUITY MANAGEMENT, INC 0.00% of their portfolio | 546.5k $463.2k | Reduced -6.4k |
| KENNEDY CAPITAL MANAGEMENT LLC 0.01% of their portfolio | 541.4k $458.9k | Added +113.8k |
| RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio | 437.7k $371.0k | Added +16.3k |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 352.7k $299.0k | Added +14.1k |
| Benefit Street Partners LLC 1.04% of their portfolio | 243.0k $206.0k | Reduced -857.0k |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 228.0k $193.2k | Added +160.0k |
| D. E. Shaw & Co., Inc. 0.00% of their portfolio | 146.1k $123.9k | Reduced -43.9k |
| STATE STREET CORP 0.00% of their portfolio | 145.7k $123.5k | Unchanged |
| ACADIAN ASSET MANAGEMENT LLC 0.00% of their portfolio | 129.3k $109.0k | Reduced -11.0k |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 120.8k $102.3k | Reduced -36.5k |
| Squarepoint Ops LLC 0.00% of their portfolio | 104.2k $88.3k | Added +53.9k |
| CITIGROUP INC 0.00% of their portfolio | 74.1k $62.8k | Reduced -5.1k |
| Worth Venture Partners, LLC 0.04% of their portfolio | 70.1k $59.4k | Reduced -19.4k |
| NORTHERN TRUST CORP 0.00% of their portfolio | 61.3k $52.0k | Unchanged |
| Creative Planning 0.00% of their portfolio | 50.0k $42.4k | Unchanged |
| CW Advisors, LLC 0.00% of their portfolio | 38.6k $32.7k | Unchanged |
| DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio | 25.9k $22.0k | Reduced -31.8k |
| UBS Group AG 0.00% of their portfolio | 25.2k $21.4k | Reduced -20.8k |
| Capital Investment Advisors, LLC 0.00% of their portfolio | 23.8k $20.1k | Unchanged |
| American Investment Services, Inc. 0.00% of their portfolio | 20.0k $16.9k | Unchanged |
| STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio | 18.8k $16.0k | Reduced -48.6k |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 18.2k $15.4k | Reduced -40.2k |
| Bank of New York Mellon Corp 0.00% of their portfolio | 15.7k $13.3k | Reduced -11.4k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 14.9k $12.6k | Added +13.6k |
| LPL Financial LLC 0.00% of their portfolio | 14.1k $12.0k | New |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 13.2k $11.1k | Added +3.3k |
| MORGAN STANLEY 0.00% of their portfolio | 12.5k $10.6k | Reduced -27.3k |
| TWO SIGMA ADVISERS, LP 0.00% of their portfolio | 11.8k $10.0k | Reduced -41.8k |
| Engineers Gate Manager LP 0.00% of their portfolio | 11.4k $9.7k | Reduced -124 |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 11.3k $9.6k | Reduced -49.4k |
| WEALTH ALLIANCE, LLC 0.00% of their portfolio | 10.0k $8.5k | Unchanged |
| CIC Wealth, LLC 0.00% of their portfolio | 10.0k $8.5k | New |
| NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio | 6.8k $5.8k | Reduced -321 |
| RHUMBLINE ADVISERS 0.00% of their portfolio | 4.7k $4.0k | Reduced -3.6k |
| Qube Research & Technologies Ltd 0.00% of their portfolio | 4.4k $3.7k | Reduced -44.6k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 1.7k $1.4k | Reduced -56 |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 1.7k $1.4k | New |
| Tower View Wealth Management LLC 0.00% of their portfolio | 1.0k $1.0k | New |
| FEDERATED HERMES, INC. 0.00% of their portfolio | 789 $669 | New |
| SIMPLEX TRADING, LLC 0.00% of their portfolio | 681 $0 | Reduced -72 |
| BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio | 285 $242 | Added +16 |
| Strengthening Families & Communities, LLC 0.00% of their portfolio | 100 $0 | Unchanged |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 7 $0 | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |