Vault-13

CARVER BANCORP INC CARV

COM NEW · Common Stock · CUSIP 146875604

16 institutional holders -1 vs Q3 2024
725,568725.6k shares reported held*
14.2% of all shares outstanding*
$1.3mreported value*
1 new 2 added 4 reduced 2 sold out net bought ≈ $23.6k (+12.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 5.1m as of 2025-02-12, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $1.83.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 17Q4 22: 21Q1 23: 16Q2 23: 19Q3 23: 20Q4 23: 23Q1 24: 20Q2 24: 19Q3 24: 17Q4 24: 1616Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202217
Q4 202221
Q1 202316
Q2 202319
Q3 202320
Q4 202323
Q1 202420
Q2 202419
Q3 202417
Q4 202416

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q1 23: 5 bought or addedQ1 23: 10 cut or sold outQ2 23: 8 bought or addedQ2 23: 5 cut or sold outQ2 23Q3 23: 7 bought or addedQ3 23: 5 cut or sold outQ4 23: 12 bought or addedQ4 23: 7 cut or sold outQ4 23Q1 24: 7 bought or addedQ1 24: 10 cut or sold outQ2 24: 7 bought or addedQ2 24: 11 cut or sold outQ2 24Q3 24: 5 bought or addedQ3 24: 7 cut or sold outQ4 24: 3 bought or addedQ4 24: 6 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023510
Q2 202385
Q3 202375
Q4 2023127
Q1 2024710
Q2 2024711
Q3 202457
Q4 202436

Biggest buyers

CANTOR FITZGERALD, L. P. New +34,657+34.7k
RENAISSANCE TECHNOLOGIES LLC Added +6,000+6.0k
GEODE CAPITAL MANAGEMENT, LLC Added +2,956+3.0k

Biggest sellers

XTX Topco Ltd Sold out -10,736-10.7k
CITADEL ADVISORS LLC Sold out -10,093-10.1k
UBS Group AG Reduced -8,115-8.1k
WELLS FARGO & COMPANY/MN Reduced -1,510-1.5k
Tower Research Capital LLC (TRC) Reduced -225-225
Schonfeld Strategic Advisors LLC Reduced -100-100

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Mann Barry James 13D · may seek influence +2.4 pts · filed 2025-12-29
Stated purposeThe reporting person acquired beneficial ownership in the shares in the belief that the Shares are undervalued. The reporting person also acknowledges that he is now considered an insider since he owns more than 10% of the outstanding shares. As Carver's largest shareholder in terms of both shares owned and "controlled", the reporting person intends to engage in conversations, meetings and other communications with the Issuer's Board, Management and Shareholders as well as industry analysts and other interested parties, in each case to support the efforts of management to improve the efficiency and financial condition of the issuer and to ultimately increase shareholder value. Full filing
12.0% +2.4 pts 634.8k 2025-12-29
Detyga LLC 13D · may seek influence +2.1 pts · filed 2025-12-11
Stated purposeItem 4 of the Prior Statement is not being amended by this Amendment No. 1. Full filing
7.4% +2.1 pts 378.4k 2025-12-11

Insider purchases and sales in Q4 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
505Q1 23: 1 buyingQ1 23: 0 sellingQ2 23: 0 buyingQ2 23: 0 sellingQ2 23Q3 23: 0 buyingQ3 23: 0 sellingQ4 23: 0 buyingQ4 23: 0 sellingQ4 23Q1 24: 1 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24Q3 24: 0 buyingQ3 24: 0 sellingQ4 24: 5 buyingQ4 24: 0 sellingQ4 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q1 20231$1.9k0——
Q2 20230—0——
Q3 20230—0——
Q4 20230—0——
Q1 20241$1.7k0——
Q2 20240—0——
Q3 20240—0——
Q4 20245$180.0k0——
DateInsiderTradeSharesPrice ValueTheir holding
2024-11-25 MacKay Craig C Director Bought 59,880 $1.67 $100.0k59.9k shares +1198%
2024-11-25 Felix Donald President and CEO Bought 26,946 $1.67 $45.0k26.9k shares new
2024-11-25 Grannum Colvin Director Bought 11,976 $1.67 $20.0k12.0k shares +688%
2024-11-25 JACKSON PAZEL G JR Director Bought 8,982 $1.67 $15.0k9.0k shares +142%
2024-11-25 Knuckles Kenneth Director Bought 8,982 $1.67 $15.0k9.0k shares +898%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 157,806157.8k $290.4k $290.4k 0.00% Reduced -1.5k -1,510
2 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 147,262147.3k $271.0k $271.0k 0.00% Unchanged
3 AMERICAN EXPRESS CO 0.02% of their portfolio NEW YORK, NY 134,905134.9k $248.2k $248.2k 0.02% Unchanged
4 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 74,78374.8k $136.1k $136.1k 0.00% Added +3.0k +2,956
5 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 71,28871.3k $129.7k $129.7k 0.00% Unchanged
6 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 53,60053.6k $98.6k $98.6k 0.00% Added +6.0k +6,000
7 CANTOR FITZGERALD, L. P. 0.00% of their portfolio NEW YORK, NY 34,65734.7k $63.8k $63.8k 0.00% New
8 FORTEM FINANCIAL GROUP, LLC 0.01% of their portfolio PALM DESERT, CA 18,00018.0k $32.8k $32.8k 0.01% Unchanged
9 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 17,40817.4k $31.7k $31.7k 0.00% Unchanged
10 Schonfeld Strategic Advisors LLC 0.00% of their portfolio NEW YORK, NY 10,40010.4k $19.1k $19.1k 0.00% Reduced -100 -100
11 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 2,2572.3k $4.2k $4.2k 0.00% Reduced -225 -225
12 FNY Investment Advisers, LLC 0.00% of their portfolio NEW YORK, NY 1,6001.6k $2.0k $2.0k 0.00% Unchanged
13 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,5001.5k $2.8k $2.8k 0.00% Unchanged
14 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 100100 $184 $184 0.00% Unchanged
15 UBS Group AG 0.00% of their portfolio ZURICH, V8 22 $4 $4 0.00% Reduced -8.1k -8,115
16 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged