Vault-13

CARVER BANCORP INC CARV

COM NEW · Common Stock · CUSIP 146875604

19 institutional holders -1 vs Q1 2024
724,448724.4k shares reported held*
14.2% of all shares outstanding*
$1.0mreported value*
4 new 3 added 6 reduced 5 sold out net sold ≈ $42.7k (-30.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 5.1m as of 2024-07-15, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $1.41.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 17Q4 22: 21Q1 23: 16Q2 23: 19Q3 23: 20Q4 23: 23Q1 24: 20Q2 24: 1919Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202217
Q4 202221
Q1 202316
Q2 202319
Q3 202320
Q4 202323
Q1 202420
Q2 202419

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 11 bought or addedQ4 22: 5 cut or sold outQ4 22Q1 23: 5 bought or addedQ1 23: 10 cut or sold outQ2 23: 8 bought or addedQ2 23: 5 cut or sold outQ2 23Q3 23: 7 bought or addedQ3 23: 5 cut or sold outQ4 23: 12 bought or addedQ4 23: 7 cut or sold outQ4 23Q1 24: 7 bought or addedQ1 24: 10 cut or sold outQ2 24: 7 bought or addedQ2 24: 11 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022115
Q1 2023510
Q2 202385
Q3 202375
Q4 2023127
Q1 2024710
Q2 2024711

Biggest buyers

CITADEL ADVISORS LLC New +14,622+14.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +13,694+13.7k
GEODE CAPITAL MANAGEMENT, LLC Added +6,001+6.0k
RENAISSANCE TECHNOLOGIES LLC Added +4,000+4.0k
MORGAN STANLEY New +1,500+1.5k
WELLS FARGO & COMPANY/MN Added +1,477+1.5k
UBS Group AG New +477+477

Biggest sellers

VANGUARD GROUP INC Reduced -29,885-29.9k
HRT FINANCIAL LP Sold out -18,377-18.4k
JANE STREET GROUP, LLC Sold out -14,732-14.7k
DIMENSIONAL FUND ADVISORS LP Reduced -6,281-6.3k
BlackRock Inc. Sold out -1,385-1.4k
Tower Research Capital LLC (TRC) Reduced -749-749
CALTON & ASSOCIATES, INC. Reduced -250-250
BANK OF AMERICA CORP /DE/ Reduced -138-138
Schonfeld Strategic Advisors LLC Reduced -100-100
American Capital Advisory, LLC Sold out -100-100

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Mann Barry James 13D · may seek influence +2.4 pts · filed 2025-12-29
Stated purposeThe reporting person acquired beneficial ownership in the shares in the belief that the Shares are undervalued. The reporting person also acknowledges that he is now considered an insider since he owns more than 10% of the outstanding shares. As Carver's largest shareholder in terms of both shares owned and "controlled", the reporting person intends to engage in conversations, meetings and other communications with the Issuer's Board, Management and Shareholders as well as industry analysts and other interested parties, in each case to support the efforts of management to improve the efficiency and financial condition of the issuer and to ultimately increase shareholder value. Full filing
12.0% +2.4 pts 634.8k 2025-12-29
Detyga LLC 13D · may seek influence +2.1 pts · filed 2025-12-11
Stated purposeItem 4 of the Prior Statement is not being amended by this Amendment No. 1. Full filing
7.4% +2.1 pts 378.4k 2025-12-11

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q3 22: 1 buyingQ3 22: 0 sellingQ4 22: 1 buyingQ4 22: 0 sellingQ4 22Q1 23: 1 buyingQ1 23: 0 sellingQ2 23: 0 buyingQ2 23: 0 sellingQ2 23Q3 23: 0 buyingQ3 23: 0 sellingQ4 23: 0 buyingQ4 23: 0 sellingQ4 23Q1 24: 1 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20221$7.6k0——
Q4 20221$1.8k0——
Q1 20231$1.9k0——
Q2 20230—0——
Q3 20230—0——
Q4 20230—0——
Q1 20241$1.7k0——
Q2 20240—0——

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 159,316159.3k $224.5k $224.5k 0.00% Added +1.5k +1,477
2 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 147,278147.3k $207.5k $207.5k 0.00% Reduced -138 -138
3 AMERICAN EXPRESS CO 0.02% of their portfolio NEW YORK, NY 134,905134.9k $190.1k $190.1k 0.02% Unchanged
4 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 71,28871.3k $100.4k $100.4k 0.00% Reduced -29.9k -29,885
5 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 68,00468.0k $95.9k $95.9k 0.00% Added +6.0k +6,001
6 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 45,70045.7k $64.4k $64.4k 0.00% Added +4.0k +4,000
7 FORTEM FINANCIAL GROUP, LLC 0.01% of their portfolio PALM DESERT, CA 18,00018.0k $25.4k $25.4k 0.01% Unchanged
8 CALTON & ASSOCIATES, INC. 0.01% of their portfolio Tampa, FL 17,90017.9k $25.2k $25.2k 0.01% Reduced -250 -250
9 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 14,62214.6k $20.6k $20.6k 0.00% New
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 13,69413.7k $19.3k $19.3k 0.00% New
11 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 13,60113.6k $19.2k $19.2k 0.00% Reduced -6.3k -6,281
12 Schonfeld Strategic Advisors LLC 0.00% of their portfolio NEW YORK, NY 10,80010.8k $15.2k $15.2k 0.00% Reduced -100 -100
13 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 5,6425.6k $7.9k $7.9k 0.00% Reduced -749 -749
14 FNY Investment Advisers, LLC 0.00% of their portfolio NEW YORK, NY 1,6001.6k $2.0k $2.0k 0.00% Unchanged
15 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,5001.5k $2.1k $2.1k 0.00% New
16 UBS Group AG 0.00% of their portfolio ZURICH, V8 477477 $672 $672 0.00% New
17 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 100100 $141 $141 0.00% Unchanged
18 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 2121 $0 $0 0.00% Unchanged
19 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged