Vault-13

CARVER BANCORP INC CARV

COM NEW · Common Stock · CUSIP 146875604

23 institutional holders +3 vs Q3 2023
906,309906.3k shares reported held*
18.2% of all shares outstanding*
$1.8mreported value*
4 new 8 added 5 reduced 2 sold out net sold ≈ $35.2k (-17.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 5.0m as of 2024-02-13, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $1.97.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 17Q4 22: 21Q1 23: 16Q2 23: 19Q3 23: 20Q4 23: 2323Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202217
Q4 202221
Q1 202316
Q2 202319
Q3 202320
Q4 202323

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 11 bought or addedQ4 22: 5 cut or sold outQ4 22Q1 23: 5 bought or addedQ1 23: 10 cut or sold outQ1 23Q2 23: 8 bought or addedQ2 23: 5 cut or sold outQ2 23Q3 23: 7 bought or addedQ3 23: 5 cut or sold outQ3 23Q4 23: 12 bought or addedQ4 23: 7 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022115
Q1 2023510
Q2 202385
Q3 202375
Q4 2023127

Biggest buyers

CALTON & ASSOCIATES, INC. New +22,150+22.1k
JANE STREET GROUP, LLC New +11,326+11.3k
RENAISSANCE TECHNOLOGIES LLC Added +11,300+11.3k
CITADEL ADVISORS LLC Added +8,423+8.4k
Tower Research Capital LLC (TRC) Added +4,020+4.0k
SUMMIT SECURITIES GROUP LLC New +2,000+2.0k
VANGUARD GROUP INC Added +1,305+1.3k
UBS Group AG New +985+985
GEODE CAPITAL MANAGEMENT, LLC Added +958+958
FNY Investment Advisers, LLC Added +260+260

Biggest sellers

MALTESE CAPITAL MANAGEMENT LLC Reduced -58,300-58.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -11,179-11.2k
DIMENSIONAL FUND ADVISORS LP Reduced -10,709-10.7k
FMR LLC Sold out -157-157
Schonfeld Strategic Advisors LLC Reduced -100-100
OSAIC HOLDINGS, INC. Reduced -100-100
ROYAL BANK OF CANADA Reduced -61-61

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Mann Barry James 13D · may seek influence +2.4 pts · filed 2025-12-29
Stated purposeThe reporting person acquired beneficial ownership in the shares in the belief that the Shares are undervalued. The reporting person also acknowledges that he is now considered an insider since he owns more than 10% of the outstanding shares. As Carver's largest shareholder in terms of both shares owned and "controlled", the reporting person intends to engage in conversations, meetings and other communications with the Issuer's Board, Management and Shareholders as well as industry analysts and other interested parties, in each case to support the efforts of management to improve the efficiency and financial condition of the issuer and to ultimately increase shareholder value. Full filing
12.0% +2.4 pts 634.8k 2025-12-29
Detyga LLC 13D · may seek influence +2.1 pts · filed 2025-12-11
Stated purposeItem 4 of the Prior Statement is not being amended by this Amendment No. 1. Full filing
7.4% +2.1 pts 378.4k 2025-12-11

Insider purchases and sales in Q4 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q1 22: 0 buyingQ1 22: 0 sellingQ2 22: 0 buyingQ2 22: 0 sellingQ2 22Q3 22: 1 buyingQ3 22: 0 sellingQ4 22: 1 buyingQ4 22: 0 sellingQ4 22Q1 23: 1 buyingQ1 23: 0 sellingQ2 23: 0 buyingQ2 23: 0 sellingQ2 23Q3 23: 0 buyingQ3 23: 0 sellingQ4 23: 0 buyingQ4 23: 0 sellingQ4 23
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q1 20220—0——
Q2 20220—0——
Q3 20221$7.6k0——
Q4 20221$1.8k0——
Q1 20231$1.9k0——
Q2 20230—0——
Q3 20230—0——
Q4 20230—0——

None reported in Q4 2023.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 204,399204.4k $402.7k $402.7k 0.00% Added +1.3k +1,305
2 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 157,838157.8k $310.9k $310.9k 0.00% Added +4 +4
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 147,229147.2k $290.0k $290.0k 0.00% Added +2 +2
4 AMERICAN EXPRESS CO 0.03% of their portfolio NEW YORK, NY 134,905134.9k $265.8k $265.8k 0.03% First filing
5 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 60,01960.0k $118.3k $118.3k 0.00% Added +958 +958
6 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 46,90046.9k $92.0k $92.0k 0.00% Added +11.3k +11,300
7 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 37,19837.2k $73.3k $73.3k 0.00% Added +8.4k +8,423
8 CALTON & ASSOCIATES, INC. 0.02% of their portfolio Tampa, FL 22,15022.1k $43.6k $43.6k 0.02% New
9 MALTESE CAPITAL MANAGEMENT LLC 0.01% of their portfolio New York, NY 21,70021.7k $42.7k $42.7k 0.01% Reduced -58.3k -58,300
10 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 19,88219.9k $39.2k $39.2k 0.00% Reduced -10.7k -10,709
11 FORTEM FINANCIAL GROUP, LLC 0.02% of their portfolio PALM DESERT, CA 18,00018.0k $35.5k $35.5k 0.02% Unchanged
12 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 11,32611.3k $22.3k $22.3k 0.00% New
13 Schonfeld Strategic Advisors LLC 0.00% of their portfolio NEW YORK, NY 11,10011.1k $21.9k $21.9k 0.00% Reduced -100 -100
14 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 6,0576.1k $11.9k $11.9k 0.00% Added +4.0k +4,020
15 SUMMIT SECURITIES GROUP LLC 0.00% of their portfolio NEW YORK, NY 2,0002.0k $4.0k $4.0k 0.00% New
16 FNY Investment Advisers, LLC 0.00% of their portfolio NEW YORK, NY 1,6001.6k $3.0k $3.0k 0.00% Added +260 +260
17 ATLAS CAPITAL ADVISORS INC. 0.00% of their portfolio JACKSON, WY 1,4171.4k $2.8k $2.8k 0.00% Unchanged
18 BlackRock Inc. 0.00% of their portfolio New York, NY 1,3851.4k $2.7k $2.7k 0.00% Unchanged
19 UBS Group AG 0.00% of their portfolio ZURICH, V8 985985 $1.9k $1.9k 0.00% New
20 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 100100 $197 $197 0.00% Reduced -100 -100
21 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 6262 $0 $0 0.00% Reduced -61 -61
22 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 5757 $112 $112 0.00% Unchanged
23 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged