Vault-13

CARNIVAL PLC CUK

ADS · ADR · CUSIP 14365C103

106 institutional holders -3 vs Q1 2024
41,021,02841.0m shares reported held*
$697.5mreported value*
15 new 40 added 25 reduced 18 sold out net bought ≈ $41.9m (+3.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($82.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $17.00. Options: 5 managers hold calls ($994.3k notional), 4 hold puts ($264.6k).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 77Q4 22: 83Q1 23: 84Q2 23: 81Q3 23: 93Q4 23: 95Q1 24: 109Q2 24: 106106Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202277
Q4 202283
Q1 202384
Q2 202381
Q3 202393
Q4 202395
Q1 2024109
Q2 2024106

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 34 bought or addedQ4 22: 35 cut or sold outQ4 22Q1 23: 31 bought or addedQ1 23: 41 cut or sold outQ2 23: 37 bought or addedQ2 23: 41 cut or sold outQ2 23Q3 23: 45 bought or addedQ3 23: 35 cut or sold outQ4 23: 40 bought or addedQ4 23: 44 cut or sold outQ4 23Q1 24: 56 bought or addedQ1 24: 39 cut or sold outQ2 24: 55 bought or addedQ2 24: 43 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20223435
Q1 20233141
Q2 20233741
Q3 20234535
Q4 20234044
Q1 20245639
Q2 20245543

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ3 23 calls: $1.6mQ3 23 puts: $577.9kQ3 23P/C 0.36Q4 23 calls: $1.5mQ4 23 puts: $311.7kQ4 23P/C 0.20Q1 24 calls: $663.8kQ1 24 puts: $860.9kQ1 24P/C 1.30Q2 24 calls: $994.3kQ2 24 puts: $264.6kQ2 24P/C 0.27
Numbers
QuarterCallsPutsP/C
Q3 2023$1.6m$577.9k0.36
Q4 2023$1.5m$311.7k0.20
Q1 2024$663.8k$860.9k1.30
Q2 2024$994.3k$264.6k0.27

Biggest buyers

MORGAN STANLEY Added +2,390,559+2.4m
MIRABELLA FINANCIAL SERVICES LLP Added +1,480,697+1.5m
CITADEL ADVISORS LLC Added +511,873+511.9k
UBS Group AG Added +293,438+293.4k
BANK OF AMERICA CORP /DE/ Added +284,148+284.1k
RENAISSANCE TECHNOLOGIES LLC Added +281,300+281.3k
Jump Financial, LLC New +192,132+192.1k
MILLENNIUM MANAGEMENT LLC Added +177,207+177.2k
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Added +140,823+140.8k
CIBC WORLD MARKETS CORP Added +132,580+132.6k

Biggest sellers

TWO SIGMA INVESTMENTS, LP Reduced -1,289,941-1.3m
Qube Research & Technologies Ltd Reduced -523,120-523.1k
ARISTEIA CAPITAL, L.L.C. Reduced -476,245-476.2k
MACKENZIE FINANCIAL CORP Reduced -351,358-351.4k
ACADIAN ASSET MANAGEMENT LLC Reduced -320,951-321.0k
TWO SIGMA ADVISERS, LP Reduced -245,600-245.6k
Dynamic Technology Lab Private Ltd Reduced -156,359-156.4k
Engineers Gate Manager LP Reduced -66,146-66.1k
ENVESTNET ASSET MANAGEMENT INC Sold out -61,192-61.2k
Schonfeld Strategic Advisors LLC Sold out -57,634-57.6k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $743.9k43.2k shares
CITADEL ADVISORS LLC Added $213.5k12.4k shares
SIMPLEX TRADING, LLC Reduced $30.0k1.8k shares
GROUP ONE TRADING LLC Reduced $6.9k400 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Added $253.1k14.7k shares
SIMPLEX TRADING, LLC Reduced $8.0k500 shares
GROUP ONE TRADING LLC Reduced $3.4k200 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ARISTEIA CAPITAL, L.L.C. 7.00% of their portfolio GREENWICH, CT 10,932,72610.9m $188.3m $188.3m 7.00% Reduced -476.2k -476,245
2 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 5,269,1025.3m $90.7m $90.7m 0.00% Added +28.5k +28,530
3 MIRABELLA FINANCIAL SERVICES LLP 4.69% of their portfolio London, X0 4,273,9174.3m $64.3m $64.3m 4.69% Added +1.5m +1,480,697
4 NORGES BANK 0.01% of their portfolio OSLO, Q8 2,963,7483.0m $51.0m $51.0m 0.01% Unchanged
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,560,1252.6m $44.1m $44.1m 0.00% Added +2.4m +2,390,559
6 RENAISSANCE TECHNOLOGIES LLC 0.07% of their portfolio NEW YORK, NY 2,360,8002.4m $40.7m $40.7m 0.07% Added +281.3k +281,300
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,931,2871.9m $33.3m $33.3m 0.00% Added +284.1k +284,148
8 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.02% of their portfolio BOSTON, MA 1,195,1521.2m $20.6m $20.6m 0.02% Added +140.8k +140,823
9 MILLENNIUM MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 1,061,0791.1m $18.3m $18.3m 0.02% Added +177.2k +177,207
10 JANUS HENDERSON GROUP PLC 0.01% of their portfolio LONDON, X0 854,569854.6k $14.7m $14.7m 0.01% Added +69.6k +69,576
11 STATE OF WISCONSIN INVESTMENT BOARD 0.03% of their portfolio MADISON, WI 676,208676.2k $11.6m $11.6m 0.03% Unchanged
12 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 605,963606.0k $10.4m $10.4m 0.01% Added +511.9k +511,873
13 UBS Group AG 0.00% of their portfolio ZURICH, V8 529,645529.6k $9.1m $9.1m 0.00% Added +293.4k +293,438
14 TWO SIGMA ADVISERS, LP 0.02% of their portfolio NEW YORK, NY 508,000508.0k $8.7m $8.7m 0.02% Reduced -245.6k -245,600
15 TWO SIGMA INVESTMENTS, LP 0.02% of their portfolio NEW YORK, NY 475,177475.2k $8.2m $8.2m 0.02% Reduced -1.3m -1,289,941
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 433,834433.8k $7.5m $7.5m 0.01% Added +28.4k +28,425
17 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 413,868413.9k $7.1m $7.1m 0.00% Added +89.3k +89,275
18 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 346,666346.7k $6.0m $6.0m 0.01% Reduced -523.1k -523,120
19 Palliser Capital (UK) Ltd 5.36% of their portfolio LONDON, X0 310,219310.2k $5.3m $5.3m 5.36% Added +70.6k +70,555
20 Trexquant Investment LP 0.08% of their portfolio STAMFORD, CT 310,126310.1k $5.3m $5.3m 0.08% Added +89.9k +89,901
21 ACADIAN ASSET MANAGEMENT LLC 0.02% of their portfolio Boston, MA 291,000291.0k $5.0m $5.0m 0.02% Reduced -321.0k -320,951
22 CIBC WORLD MARKETS CORP 0.03% of their portfolio NEW YORK, NY 233,604233.6k $4.4m $4.4m 0.03% Added +132.6k +132,580
23 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.32% of their portfolio Englewood, NJ 220,311220.3k $3.8m $3.8m 0.32% Reduced -14.2k -14,184
24 Jump Financial, LLC 0.07% of their portfolio Chicago, IL 192,132192.1k $3.3m $3.3m 0.07% New
25 Graham Capital Management, L.P. 0.09% of their portfolio ROWAYTON, CT 151,880151.9k $2.6m $2.6m 0.09% Added +21.8k +21,788
26 Cubist Systematic Strategies, LLC 0.04% of their portfolio STAMFORD, CT 147,010147.0k $2.5m $2.5m 0.04% Added +58.3k +58,261
27 BlackRock Inc. 0.00% of their portfolio New York, NY 141,751141.8k $2.4m $2.4m 0.00% Added +8.3k +8,304
28 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 134,370134.4k $2.3m $2.3m 0.00% Added +63.5k +63,534
29 Mint Tower Capital Management B.V. 0.89% of their portfolio AMSTERDAM, P7 131,490131.5k $2.3m $2.3m 0.89% Unchanged
30 SEVEN EIGHT CAPITAL, LP 0.22% of their portfolio New York, NY 121,277121.3k $2.1m $2.1m 0.22% Added +35.1k +35,066
31 NATIXIS 0.01% of their portfolio PARIS, I0 99,41999.4k $1.7m $1.7m 0.01% Added +21.9k +21,911
32 Optiver Holding B.V. 0.03% of their portfolio AMSTERDAM, P7 98,01898.0k $1.7m $1.7m 0.03% New
33 QRG CAPITAL MANAGEMENT, INC. 0.02% of their portfolio BERWYN, PA 95,73095.7k $1.6m $1.6m 0.02% Added +15.0k +14,987
34 Aristides Capital LLC 0.34% of their portfolio LOUISVILLE, KY 94,40694.4k $1.6m $1.6m 0.34% Added +47.2k +47,203
35 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 93,26993.3k $1.6m $1.6m 0.00% Reduced -513 -513
36 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 82,84682.8k $1.4m $1.4m 0.00% Added +9.5k +9,529
37 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 75,80075.8k $1.3m $1.3m 0.00% New
38 XTX Topco Ltd 0.09% of their portfolio LONDON, X0 63,36763.4k $1.1m $1.1m 0.09% New
39 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 61,72561.7k $1.1m $1.1m 0.00% Added +13.5k +13,499
40 Y-Intercept (Hong Kong) Ltd 0.05% of their portfolio HONG KONG, K3 53,79153.8k $926.3k $926.3k 0.05% Added +2.2k +2,154
41 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 51,32251.3k $883.8k $883.8k 0.00% Added +6.5k +6,517
42 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 33,80733.8k $582.2k $582.2k 0.00% Reduced -666 -666
43 Balyasny Asset Management L.P. 0.00% of their portfolio Chicago, IL 30,09830.1k $518.3k $518.3k 0.00% New
44 Engineers Gate Manager LP 0.01% of their portfolio NEW YORK, NY 28,00228.0k $482.2k $482.2k 0.01% Reduced -66.1k -66,146
45 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 27,29927.3k $470.1k $470.1k 0.00% New
46 Dynamic Technology Lab Private Ltd 0.04% of their portfolio SINGAPORE, U0 22,61522.6k $389.0k $389.0k 0.04% Reduced -156.4k -156,359
47 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 20,20020.2k $347.8k $347.8k 0.00% Reduced -9.7k -9,700
48 MACKENZIE FINANCIAL CORP 0.00% of their portfolio TORONTO ONTARIO, A6 19,34819.3k $333.2k $333.2k 0.00% Reduced -351.4k -351,358
49 EntryPoint Capital, LLC 0.15% of their portfolio NEW YORK, NY 19,09919.1k $328.9k $328.9k 0.15% Added +17.1k +17,088
50 WOLVERINE TRADING, LLC 0.01% of their portfolio CHICAGO, IL 18,21418.2k $313.6k $313.6k 0.01% New
51 Bayesian Capital Management, LP 0.03% of their portfolio Brooklyn, NY 16,78316.8k $289.0k $289.0k 0.03% New
52 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 15,97716.0k $275.1k $275.1k 0.00% Reduced -208 -208
53 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 13,91713.9k $239.7k $239.7k 0.01% New
54 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 12,64312.6k $217.7k $217.7k 0.00% Added +6.5k +6,519
55 Carson Advisory Inc. 0.13% of their portfolio ATHENS, GA 10,80010.8k $186.0k $186.0k 0.13% Reduced -1.9k -1,900
56 Vident Advisory, LLC 0.01% of their portfolio Alpharetta, GA 10,67110.7k $183.8k $183.8k 0.01% Reduced -5.5k -5,543
57 Legal & General Group Plc 0.00% of their portfolio London, X0 10,51410.5k $181.0k $181.0k 0.00% Unchanged
58 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 9,9509.9k $171.3k $171.3k 0.00% Unchanged
59 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 8,8188.8k $151.0k $151.0k 0.00% Reduced -6.7k -6,703
60 Geneos Wealth Management Inc. 0.01% of their portfolio ENGLEWOOD, CO 6,9967.0k $120.5k $120.5k 0.01% Unchanged
61 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 5,6715.7k $97.7k $97.7k 0.00% Added +2.1k +2,053
62 QUADRANT CAPITAL GROUP LLC 0.00% of their portfolio CINCINNATI, OH 3,2343.2k $55.7k $55.7k 0.00% Added +639 +639
63 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 3,0003.0k $51.7k $51.7k 0.00% Reduced -2.1k -2,140
64 Lindbrook Capital, LLC 0.00% of their portfolio CALABASAS, CA 2,9713.0k $51.2k $51.2k 0.00% Added +244 +244
65 FMR LLC 0.00% of their portfolio BOSTON, MA 2,9543.0k $50.9k $50.9k 0.00% Reduced -1.1k -1,064
66 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 2,8812.9k $49.6k $49.6k 0.00% Reduced -9.9k -9,947
67 Point72 Asset Management, L.P. 0.00% of their portfolio STAMFORD, CT 2,7792.8k $47.9k $47.9k 0.00% New
68 Blue Trust, Inc. 0.00% of their portfolio BRENTWOOD, TN 2,3182.3k $34.1k $34.1k 0.00% New
69 GAMMA Investing LLC 0.01% of their portfolio FOSTER CITY, CA 2,2862.3k $39.4k $39.4k 0.01% Reduced -140 -140
70 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 2,1742.2k $37.4k $37.4k 0.00% Added +438 +438
71 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 1,9011.9k $33.0k $33.0k 0.00% Added +127 +127
72 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,5751.6k $27.1k $27.1k 0.00% Unchanged
73 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 1,2631.3k $21.7k $21.7k 0.00% New
74 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 1,2001.2k $19.5k $19.5k 0.00% Unchanged
75 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 1,1191.1k $19.3k $19.3k 0.00% Added +257 +257
76 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1,0661.1k $18.4k $18.4k 0.00% Added +542 +542
77 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 921921 $15.9k $15.9k 0.00% Added +608 +608
78 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 827827 $14.0k $14.0k 0.00% New
79 Plante Moran Financial Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 342342 $5.9k $5.9k 0.00% Unchanged
80 JAMISON PRIVATE WEALTH MANAGEMENT, INC. 0.00% of their portfolio MILTON, GA 317317 $5.9k $5.9k 0.00% Reduced -60 -60
81 Quantbot Technologies LP 0.00% of their portfolio NEW YORK, NY 231231 $4.0k $4.0k 0.00% Reduced -25.0k -24,984
82 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 230230 $4.0k $4.0k 0.00% Unchanged
83 GROUP ONE TRADING LLC 0.00% of their portfolio CHICAGO, IL 201201 $3.5k $3.5k 0.00% Reduced -14 -14
84 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 200200 $3.2k $3.2k 0.00% Unchanged
85 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 200200 $3.4k $3.4k 0.00% Unchanged
86 BOYD WATTERSON ASSET MANAGEMENT LLC/OH 0.00% of their portfolio CLEVELAND, OH 198198 $3.4k $3.4k 0.00% Unchanged
87 RFP Financial Group LLC 0.00% of their portfolio ATLANTA, GA 175175 $3.0k $3.0k 0.00% Added +7 +7
88 Valued Wealth Advisors LLC 0.00% of their portfolio HOLLADAY, UT 160160 $2.8k $2.8k 0.00% Unchanged
89 Clearstead Advisors, LLC 0.00% of their portfolio CLEVELAND, OH 125125 $2.2k $2.2k 0.00% Unchanged
90 KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 0.00% of their portfolio LOS ANGELES, CA 105105 $1.8k $1.8k 0.00% Unchanged
91 Headlands Technologies LLC 0.00% of their portfolio CHICAGO, IL 104104 $1.8k $1.8k 0.00% New
92 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 100100 $1.7k $1.7k 0.00% Unchanged
93 UMB Bank, n.a. 0.00% of their portfolio Kansas City, MO 100100 $1.7k $1.7k 0.00% Unchanged
94 INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 0.00% of their portfolio Fort Collins, CO 100100 $1.7k $1.7k 0.00% Unchanged
95 Householder Group Estate & Retirement Specialist, LLC 0.00% of their portfolio SCOTTSDALE, AZ 100100 $1.0k $1.0k 0.00% Unchanged
96 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 100100 $1.6k $1.6k 0.00% Unchanged
97 Sachetta, LLC 0.00% of their portfolio LYNNFIELD, MA 100100 $1.6k $1.6k 0.00% Unchanged
98 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 8686 $1.5k $1.5k 0.00% Added +33 +33
99 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 7272 $1.2k $1.2k 0.00% Unchanged
100 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 5757 $964 $964 0.00% Reduced -25 -25