Vault-13

CARNIVAL CORP CCL 5.75 10.01.24

NOTE 5.750%10/0 · US DOMESTIC · CUSIP 143658BT8

33 institutional holders +8 vs Q1 2023
2,136,6802.1m shares reported held*
$858.0mreported value*
10 new 6 added 11 reduced 2 sold out net sold ≈ $112.4m (+1.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $401.54.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 19Q4 22: 23Q1 23: 25Q2 23: 3333Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202219
Q4 202223
Q1 202325
Q2 202333

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 15 bought or addedQ4 22: 11 cut or sold outQ4 22Q1 23: 15 bought or addedQ1 23: 9 cut or sold outQ1 23Q2 23: 16 bought or addedQ2 23: 13 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221511
Q1 2023159
Q2 20231613

Biggest buyers

Mint Tower Capital Management B.V. New +30,000,000+30.0m
VOYA INVESTMENT MANAGEMENT LLC New +25,500,000+25.5m
D. E. Shaw & Co., Inc. Added +8,500,000+8.5m
DLD Asset Management, LP New +7,956,000+8.0m
Skaana Management L.P. New +4,869,000+4.9m
ROYAL BANK OF CANADA New +4,515,000+4.5m
CSS LLC/IL Added +2,397,000+2.4m
LORD, ABBETT & CO. LLC New +2,136,000+2.1m
LORD, ABBETT & CO. LLC New +2,136,000+2.1m
STATE STREET CORP Added +1,900,000+1.9m

Biggest sellers

Hudson Bay Capital Management LP Reduced -79,301,000-79.3m
Graham Capital Management, L.P. Sold out -41,024,000-41.0m
LMR Partners LLP Reduced -11,950,000-11.9m
GOLDMAN SACHS GROUP INC Reduced -4,872,000-4.9m
LAZARD ASSET MANAGEMENT LLC Reduced -4,000,000-4.0m
BOOTHBAY FUND MANAGEMENT, LLC Reduced -3,093,000-3.1m
RWC Asset Management LLP Reduced -1,700,000-1.7m
Man Group plc Reduced -1,600,000-1.6m
Worth Venture Partners, LLC Reduced -411,000-411.0k
JANE STREET GROUP, LLC Sold out -200,000-200.0k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 D. E. Shaw & Co., Inc. 0.30% of their portfolio New York, NY 97,533,00097.5m $193.3m $193.3m 0.30% Added +8.5m +8,500,000
2 Hudson Bay Capital Management LP 1.65% of their portfolio STAMFORD, CT 82,301,00082.3m $163.9m $163.9m 1.65% Reduced -79.3m -79,301,000
3 LAZARD ASSET MANAGEMENT LLC 0.10% of their portfolio NEW YORK, NY 41,045,00041.0m $81.2m $81.2m 0.10% Reduced -4.0m -4,000,000
4 WOLVERINE ASSET MANAGEMENT LLC 1.25% of their portfolio CHICAGO, IL 33,701,00033.7m $66.6m $66.6m 1.25% Unchanged
5 CSS LLC/IL 4.64% of their portfolio CHICAGO, IL 30,191,00030.2m $60.2m $60.2m 4.64% Added +2.4m +2,397,000
6 Mint Tower Capital Management B.V. 7.81% of their portfolio AMSTERDAM, P7 30,000,00030.0m $59.7m $59.7m 7.81% New
7 VOYA INVESTMENT MANAGEMENT LLC 0.05% of their portfolio ATLANTA, GA 25,500,00025.5m $50.5m $50.5m 0.05% New
8 Calamos Advisors LLC 0.22% of their portfolio NAPERVILLE, IL 21,500,00021.5m $42.9m $42.9m 0.22% Unchanged
9 LMR Partners LLP 0.45% of their portfolio LONDON, X0 10,050,00010.1m $19.9m $19.9m 0.45% Reduced -11.9m -11,950,000
10 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 9,300,0009.3m $18.7m $18.7m 0.00% Added +1.9m +1,900,000
11 DLD Asset Management, LP 2.14% of their portfolio NEW YORK, NY 7,956,0008.0m $15.9m $15.9m 2.14% New
12 Man Group plc 0.04% of their portfolio LONDON, X0 7,340,0007.3m $14.5m $14.5m 0.04% Reduced -1.6m -1,600,000
13 Skaana Management L.P. 2.82% of their portfolio BROOKLYN, NY 4,869,0004.9m $9.6m $9.6m 2.82% New
14 RWC Asset Management LLP 0.44% of their portfolio LONDON, X0 4,600,0004.6m $9.2m $9.2m 0.44% Reduced -1.7m -1,700,000
15 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 4,515,0004.5m $9.0m $9.0m 0.00% New
16 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 4,044,0004.0m $8.0m $8.0m 0.00% Reduced -4.9m -4,872,000
17 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 4,000,0004.0m $8.0m $8.0m 0.00% Unchanged
18 BlackRock Inc. 0.00% of their portfolio New York, NY 2,525,0002.5m $5.0m $5.0m 0.00% Reduced -100.0k -100,000
19 BOOTHBAY FUND MANAGEMENT, LLC 0.14% of their portfolio NEW YORK, NY 2,205,0002.2m $4.4m $4.4m 0.14% Reduced -3.1m -3,093,000
20 LORD, ABBETT & CO. LLC 0.01% of their portfolio JERSEY CITY, NJ 2,136,0002.1m $4.2m $4.2m 0.01% New
21 LORD, ABBETT & CO. LLC 0.01% of their portfolio JERSEY CITY, NJ 2,136,0002.1m $4.2m $4.2m 0.01% New
22 JUPITER ASSET MANAGEMENT LTD 0.03% of their portfolio London, X0 1,500,0001.5m $3.0m $3.0m 0.03% Unchanged
23 Worth Venture Partners, LLC 0.88% of their portfolio FORT LEE, NJ 809,000809.0k $1.6m $1.6m 0.88% Reduced -411.0k -411,000
24 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 786,000786.0k $1.6m $1.6m 0.00% Added +735.0k +735,000
25 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 586,000586.0k $1.2m $1.2m 0.00% New
26 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 283,000283.0k $563.3k $563.3k 0.00% Added +173.0k +173,000
27 SSI INVESTMENT MANAGEMENT LLC 0.03% of their portfolio Los Angeles, CA 210,000210.0k $414.6k $414.6k 0.03% New
28 Jefferies Financial Group Inc. 0.01% of their portfolio NEW YORK, NY 165,000165.0k $319.3k $319.3k 0.01% Added +100.0k +100,000
29 KBC Group NV 0.00% of their portfolio Brussels, C9 150,000150.0k $301.0k $301.0k 0.00% Reduced -50.0k -50,000
30 ADVENT CAPITAL MANAGEMENT /DE/ 0.00% of their portfolio NEW YORK, NY 102,000102.0k $201.9k $201.9k 0.00% Reduced -68.0k -68,000
31 MacKay Shields LLC 0.00% of their portfolio New York, NY 19,00019.0k $37.6k $37.6k 0.00% Unchanged
32 Activest Wealth Management 0.01% of their portfolio AVENTURA, FL 680680 $17.4k $17.4k 0.01% New
33 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged