CARLYLE GROUP INC CG
COM · Common Stock · CUSIP 14316J108 · ISIN US14316J1088
American alternative asset management company
- SectorFinancials
- IndustryInvestment Advice
- HeadquartersWashington, DC
- Founded1987
- Websitecarlyle.com
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($38.2m this quarter). Holder counts are more reliable. Shares outstanding: 357.7m as of 2024-10-31, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $43.10. Options: 20 managers hold calls ($118.5m notional), 16 hold puts ($38.7m).
Trends to Q3 2024
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 416 |
| Q4 2022 | 428 |
| Q1 2023 | 428 |
| Q2 2023 | 396 |
| Q3 2023 | 414 |
| Q4 2023 | 472 |
| Q1 2024 | 518 |
| Q2 2024 | 516 |
| Q3 2024 | 525 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 235 | 183 |
| Q1 2023 | 208 | 216 |
| Q2 2023 | 179 | 205 |
| Q3 2023 | 190 | 172 |
| Q4 2023 | 235 | 190 |
| Q1 2024 | 268 | 198 |
| Q2 2024 | 236 | 239 |
| Q3 2024 | 260 | 216 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q4 2023 | $148.3m | $67.9m | 0.46 |
| Q1 2024 | $142.2m | $54.2m | 0.38 |
| Q2 2024 | $101.8m | $41.1m | 0.40 |
| Q3 2024 | $118.5m | $38.7m | 0.33 |
Biggest buyers
| NORGES BANK | Added | +2.4m |
| FMR LLC | Added | +1.7m |
| JPMORGAN CHASE & CO | Added | +1.6m |
| Boston Partners | Added | +1.5m |
| Balyasny Asset Management L.P. | Added | +1.2m |
| Amundi | Added | +873.8k |
| MARSHALL WACE, LLP | Added | +451.4k |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | Added | +391.6k |
| ALGEBRIS (UK) LTD | Added | +358.1k |
| MILLENNIUM MANAGEMENT LLC | Added | +315.3k |
Biggest sellers
| Thrivent Financial for Lutherans | Reduced | -1.1m |
| AMERIPRISE FINANCIAL INC | Reduced | -748.9k |
| Vulcan Value Partners, LLC | Reduced | -707.9k |
| FRONTIER CAPITAL MANAGEMENT CO LLC | Reduced | -706.0k |
| BANK OF AMERICA CORP /DE/ | Reduced | -669.3k |
| EAGLE ASSET MANAGEMENT INC | Reduced | -582.9k |
| BARCLAYS PLC | Reduced | -549.4k |
| CANADA PENSION PLAN INVESTMENT BOARD | Reduced | -397.3k |
| Capital International Investors | Reduced | -359.7k |
| VANGUARD GROUP INC | Reduced | -356.5k |
Biggest calls
| CITADEL ADVISORS LLC | Added | $21.0m487.1k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $19.1m442.5k shares |
| GROUP ONE TRADING LLC | Added | $12.9m299.9k shares |
| JANE STREET GROUP, LLC | Reduced | $12.2m282.7k shares |
| CAPITAL FUND MANAGEMENT S.A. | Added | $11.7m271.3k shares |
| SIMPLEX TRADING, LLC | Reduced | $9.2m212.9k shares |
| D. E. Shaw & Co., Inc. | Unchanged | $8.4m194.4k shares |
| GTS SECURITIES LLC | Added | $5.2m121.9k shares |
| WOLVERINE TRADING, LLC | Added | $3.7m85.5k shares |
| IMC-Chicago, LLC | Added | $3.7m84.8k shares |
Biggest puts
| CITADEL ADVISORS LLC | Reduced | $8.1m188.5k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $7.0m163.0k shares |
| CAPITAL FUND MANAGEMENT S.A. | Added | $5.1m119.5k shares |
| BARCLAYS PLC | New | $4.3m100.0k shares |
| SIMPLEX TRADING, LLC | Added | $3.2m74.7k shares |
| JANE STREET GROUP, LLC | Added | $2.0m46.6k shares |
| Walleye Trading LLC | Reduced | $1.8m41.6k shares |
| Walleye Capital LLC | Reduced | $1.6m38.3k shares |
| GROUP ONE TRADING LLC | Added | $1.2m27.8k shares |
| Cubist Systematic Strategies, LLC | Reduced | $1.1m25.1k shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| D'Aniello Daniel A. 13G · exempt (held before listing) filed 2025-04-17 | 9.0% |
| CONWAY WILLIAM E JR 13G · exempt (held before listing) filed 2025-04-17 | 8.3% |
| Rubenstein David M. 13G · exempt (held before listing) filed 2025-04-17 | 8.1% |
| BlackRock, Inc. 13G · institution filed 2026-07-27 | 7.4% |
Fell to 5% or below in the last year: Capital World Investors (5.0%, 2026-05-14), VANGUARD GROUP INC (0.0%, 2026-03-26)
Insider purchases and sales in Q3 2024
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q4 2022 | 0 | — | 0 | — | — |
| Q1 2023 | 0 | — | 4 | $4.0m | — |
| Q2 2023 | 0 | — | 0 | — | — |
| Q3 2023 | 0 | — | 5 | $2.7m | — |
| Q4 2023 | 0 | — | 1 | $12.3m | $12.3m |
| Q1 2024 | 0 | — | 0 | — | — |
| Q2 2024 | 0 | — | 0 | — | — |
| Q3 2024 | 0 | — | 0 | — | — |
None reported in Q3 2024.
Holders, Q3 2024
| Manager | Shares | Change |
|---|---|---|
| VANGUARD GROUP INC 0.02% of their portfolio | 23.0m $989.5m | Reduced -356.5k |
| BlackRock, Inc. 0.02% of their portfolio | 21.3m $919.2m | First filing |
| Capital World Investors 0.13% of their portfolio | 19.7m $849.5m | Reduced -317.2k |
| MORGAN STANLEY 0.04% of their portfolio | 12.7m $545.7m | Reduced -183.3k |
| WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 1.22% of their portfolio | 11.5m $494.2m | Reduced -69.0k |
| ALKEON CAPITAL MANAGEMENT LLC 1.94% of their portfolio | 8.2m $354.8m | Reduced -6.1k |
| STATE STREET CORP 0.01% of their portfolio | 7.6m $328.0m | Reduced -94.1k |
| Vulcan Value Partners, LLC 4.89% of their portfolio | 6.8m $292.3m | Reduced -707.9k |
| Boston Partners 0.34% of their portfolio | 6.6m $285.8m | Added +1.5m |
| ARIEL INVESTMENTS, LLC 2.24% of their portfolio | 5.1m $219.1m | Added +150.7k |
| Beutel, Goodman & Co Ltd. 0.91% of their portfolio | 4.3m $184.6m | Reduced -45.0k |
| FMR LLC 0.01% of their portfolio | 4.1m $174.5m | Added +1.7m |
| GEODE CAPITAL MANAGEMENT, LLC 0.01% of their portfolio | 3.9m $166.8m | Reduced -37.3k |
| JPMORGAN CHASE & CO 0.01% of their portfolio | 3.8m $165.3m | Added +1.6m |
| Legal & General Group Plc 0.04% of their portfolio | 3.6m $156.4m | Reduced -56.5k |
| NORGES BANK 0.02% of their portfolio | 3.5m $151.8m | Added +2.4m |
| Bank of New York Mellon Corp 0.02% of their portfolio | 2.6m $111.5m | Reduced -138.1k |
| DIMENSIONAL FUND ADVISORS LP 0.02% of their portfolio | 2.3m $99.1m | Added +34.0k |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 0.03% of their portfolio | 2.1m $90.7m | Added +391.6k |
| AMERIPRISE FINANCIAL INC 0.02% of their portfolio | 2.1m $89.1m | Reduced -748.9k |
| Capital International Investors 0.02% of their portfolio | 2.1m $88.3m | Reduced -359.7k |
| ARGENT CAPITAL MANAGEMENT LLC 2.42% of their portfolio | 2.0m $87.4m | Reduced -39.3k |
| NORTHERN TRUST CORP 0.01% of their portfolio | 1.9m $82.6m | Added +13.8k |
| BAMCO INC /NY/ 0.21% of their portfolio | 1.9m $80.4m | Reduced -75.0k |
| Amundi 0.03% of their portfolio | 1.8m $82.6m | Added +873.8k |
| Davis Asset Management, L.P. 2.58% of their portfolio | 1.5m $64.6m | Unchanged |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.02% of their portfolio | 1.4m $60.5m | Added +36.5k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio | 1.4m $59.9m | Reduced -23.1k |
| MARSHALL WACE, LLP 0.08% of their portfolio | 1.4m $59.1m | Added +451.4k |
| Markel Group Inc. 0.51% of their portfolio | 1.3m $57.1m | Unchanged |
| BROWN ADVISORY INC 0.07% of their portfolio | 1.3m $55.7m | Reduced -113.0k |
| Balyasny Asset Management L.P. 0.14% of their portfolio | 1.3m $54.5m | Added +1.2m |
| FRONTIER CAPITAL MANAGEMENT CO LLC 0.50% of their portfolio | 1.2m $53.2m | Reduced -706.0k |
| EAGLE ASSET MANAGEMENT INC 0.29% of their portfolio | 1.1m $57.8m | Reduced -582.9k |
| GOLDMAN SACHS GROUP INC 0.01% of their portfolio | 927.1k $39.9m | Added +99.5k |
| LGT CAPITAL PARTNERS LTD. 1.37% of their portfolio | 916.0k $39.4m | Reduced -54.0k |
| DEPRINCE RACE & ZOLLO INC 0.67% of their portfolio | 817.7k $35.2m | Added +193.4k |
| Polaris Capital Management, LLC 1.64% of their portfolio | 771.3k $33.2m | Reduced -5.7k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 734.0k $31.6m | Reduced -669.3k |
| NATIONAL BANK OF CANADA /FI/ 0.04% of their portfolio | 731.6k $31.5m | Reduced -33.2k |
| PRIVATE MANAGEMENT GROUP INC 1.06% of their portfolio | 704.1k $30.3m | Added +101.3k |
| Rockefeller Capital Management L.P. 0.08% of their portfolio | 693.5k $29.9m | Reduced -149.2k |
| Russell Investments Group, Ltd. 0.04% of their portfolio | 658.0k $28.3m | Added +1.5k |
| UBS Group AG 0.01% of their portfolio | 653.3k $28.1m | Reduced -252.3k |
| ALGEBRIS (UK) LTD 9.78% of their portfolio | 605.1k $23.4m | Added +358.1k |
| RHUMBLINE ADVISERS 0.02% of their portfolio | 598.6k $25.8m | Reduced -22.1k |
| Invesco Ltd. 0.00% of their portfolio | 593.1k $25.5m | Reduced -52.6k |
| MILLENNIUM MANAGEMENT LLC 0.02% of their portfolio | 580.2k $25.0m | Added +315.3k |
| RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio | 546.4k $23.5m | Added +55.4k |
| Thrivent Financial for Lutherans 0.04% of their portfolio | 517.0k $22.3m | Reduced -1.1m |
| Sumitomo Mitsui Trust Group, Inc. 0.01% of their portfolio | 501.6k $21.6m | Added +10.4k |
| SpiderRock Advisors, LLC 0.46% of their portfolio | 500.0k $21.5m | Unchanged |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.02% of their portfolio | 493.0k $21.2m | Added +18.7k |
| PRINCIPAL FINANCIAL GROUP INC 0.01% of their portfolio | 487.5k $21.0m | Reduced -231.8k |
| SIRIOS CAPITAL MANAGEMENT L P 3.60% of their portfolio | 471.9k $20.3m | Reduced -43.2k |
| Nuveen Asset Management, LLC 0.01% of their portfolio | 456.3k $19.6m | Reduced -1.7k |
| Caisse de depot et placement du Quebec 0.04% of their portfolio | 442.8k $19.1m | Reduced -754 |
| Partners Group Holding AG 1.21% of their portfolio | 435.7k $18.8m | Reduced -57.9k |
| Walleye Capital LLC 0.20% of their portfolio | 434.9k $18.7m | Reduced -47.7k |
| Holocene Advisors, LP 0.08% of their portfolio | 432.6k $18.6m | Added +64.6k |
| WORLDQUANT MILLENNIUM ADVISORS LLC 0.13% of their portfolio | 425.8k $18.3m | Added +127.1k |
| ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio | 415.6k $17.9m | Added +51.7k |
| AEGON ASSET MANAGEMENT UK Plc 0.23% of their portfolio | 393.5k $16.9m | Reduced -6.7k |
| BARCLAYS PLC 0.01% of their portfolio | 388.2k $16.7m | Reduced -549.4k |
| Prana Capital Management, LP 0.76% of their portfolio | 384.3k $16.5m | Reduced -252.7k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 375.5k $16.2m | Reduced -26.3k |
| California Public Employees Retirement System 0.01% of their portfolio | 366.4k $15.8m | Added +11.0k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 358.9k $15.5m | Added +23.3k |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.02% of their portfolio | 358.4k $15.4m | Reduced -2.2k |
| OPPENHEIMER & CO INC 0.22% of their portfolio | 342.4k $14.7m | Reduced -57.4k |
| LAZARD ASSET MANAGEMENT LLC 0.02% of their portfolio | 338.2k $14.6m | Reduced -17.6k |
| ASSETMARK, INC 0.04% of their portfolio | 333.0k $14.3m | Added +86.4k |
| DEUTSCHE BANK AG\ 0.01% of their portfolio | 297.6k $12.8m | Added +27.6k |
| ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio | 291.2k $12.5m | Reduced -10.9k |
| CANADA LIFE ASSURANCE Co 0.02% of their portfolio | 284.6k $12.3m | Added +11.9k |
| Sargent Investment Group, LLC 2.20% of their portfolio | 283.8k $12.2m | Added +3.9k |
| Assenagon Asset Management S.A. 0.02% of their portfolio | 268.6k $11.6m | Reduced -118.7k |
| Retirement Systems of Alabama 0.04% of their portfolio | 255.4k $11.0m | Reduced -11.1k |
| Corebridge Financial, Inc. 0.06% of their portfolio | 248.7k $10.7m | Reduced -24.4k |
| BANK OF MONTREAL /CAN/ 0.01% of their portfolio | 248.4k $10.8m | Added +3.3k |
| Channing Capital Management, LLC 0.24% of their portfolio | 218.7k $9.4m | Reduced -43.5k |
| SIT INVESTMENT ASSOCIATES INC 0.20% of their portfolio | 209.8k $9.0m | Added +825 |
| Brandywine Global Investment Management, LLC 0.07% of their portfolio | 202.1k $9.8m | Added +8.9k |
| NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio | 181.5k $7.8m | Reduced -28.6k |
| STIFEL FINANCIAL CORP 0.01% of their portfolio | 181.2k $7.8m | Reduced -54.7k |
| CANADA PENSION PLAN INVESTMENT BOARD 0.01% of their portfolio | 180.5k $7.8m | Reduced -397.3k |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.67% of their portfolio | 178.5k $7.7m | Added +16.2k |
| Phase 2 Partners, LLC 4.37% of their portfolio | 171.9k $7.4m | New |
| Skandinaviska Enskilda Banken AB (publ) 0.03% of their portfolio | 162.6k $7.0m | Added +500 |
| Gator Capital Management, LLC 3.09% of their portfolio | 162.3k $7.0m | Unchanged |
| Man Group plc 0.02% of their portfolio | 160.0k $6.9m | Added +147.9k |
| WESBANCO BANK INC 0.23% of their portfolio | 159.6k $6.9m | Added +33.9k |
| Empowered Funds, LLC 0.11% of their portfolio | 157.7k $6.8m | Added +128.6k |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio | 156.8k $3.6k | New |
| DNB Asset Management AS 0.03% of their portfolio | 155.2k $6.7m | Reduced -35.9k |
| Mitsubishi UFJ Asset Management Co., Ltd. 0.01% of their portfolio | 155.0k $6.7m | Added +23.6k |
| EDMOND DE ROTHSCHILD HOLDING S.A. 0.11% of their portfolio | 153.8k $6.6m | Added +27.2k |
| VAN ECK ASSOCIATES CORP 0.01% of their portfolio | 152.7k $7.5m | Added +75.0k |
| SOL Capital Management CO 0.72% of their portfolio | 151.1k $6.5m | Added +7.5k |
| TD Asset Management Inc 0.01% of their portfolio | 150.9k $6.6m | Reduced -1.2k |