CARLYLE GROUP INC CG
COM · Common Stock · CUSIP 14316J108 · ISIN US14316J1088
American alternative asset management company
- SectorFinancials
- IndustryInvestment Advice
- HeadquartersWashington, DC
- Founded1987
- Websitecarlyle.com
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($22.9m this quarter). Holder counts are more reliable. Shares outstanding: 364.2m as of 2023-02-08, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $29.84. Options: 16 managers hold calls ($49.5m notional), 12 hold puts ($59.8m).
Trends to Q4 2022
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 416 |
| Q4 2022 | 428 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $37.0m | $25.9m | 0.70 |
| Q4 2022 | $49.5m | $59.8m | 1.21 |
Biggest buyers
| ARIEL INVESTMENTS, LLC | New | +2.9m |
| WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC | New | +2.8m |
| NATIXIS | Added | +2.7m |
| MORGAN STANLEY | Added | +2.5m |
| GOLDMAN SACHS GROUP INC | Added | +2.1m |
| PRICE T ROWE ASSOCIATES INC /MD/ | Added | +1.9m |
| MILLENNIUM MANAGEMENT LLC | Added | +1.4m |
| BANK OF NOVA SCOTIA | New | +1.3m |
| Balyasny Asset Management L.P. | Added | +1.3m |
| DIMENSIONAL FUND ADVISORS LP | New | +1.2m |
Biggest sellers
| Capital World Investors | Reduced | -13.8m |
| Assenagon Asset Management S.A. | Reduced | -2.1m |
| Vulcan Value Partners, LLC | Reduced | -1.6m |
| MARSHALL WACE, LLP | Sold out | -1.4m |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | Reduced | -1.2m |
| BANK OF AMERICA CORP /DE/ | Reduced | -667.2k |
| Schonfeld Strategic Advisors LLC | Reduced | -601.1k |
| J.P. Morgan Private Wealth Advisors LLC | Reduced | -591.4k |
| Prana Capital Management, LP | Reduced | -582.0k |
| RENAISSANCE TECHNOLOGIES LLC | Reduced | -581.1k |
Biggest calls
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $12.6m420.8k shares |
| CITADEL ADVISORS LLC | Added | $12.4m414.5k shares |
| SIMPLEX TRADING, LLC | Added | $7.9m265.5k shares |
| JANE STREET GROUP, LLC | Added | $4.9m164.0k shares |
| GROUP ONE TRADING LLC | Added | $3.4m113.1k shares |
| Twin Tree Management, LP | Reduced | $2.9m98.3k shares |
| Walleye Trading LLC | Added | $2.0m66.0k shares |
| CAPITAL FUND MANAGEMENT S.A. | Added | $1.8m59.2k shares |
| PEAK6 Investments LLC | Reduced | $984.7k33.0k shares |
| Cubist Systematic Strategies, LLC | New | $376.0k12.6k shares |
Biggest puts
| CITADEL ADVISORS LLC | Added | $30.1m1.0m shares |
| SIMPLEX TRADING, LLC | Added | $10.1m337.1k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $10.0m335.1k shares |
| GROUP ONE TRADING LLC | Added | $4.2m139.7k shares |
| CAPITAL FUND MANAGEMENT S.A. | Added | $2.1m68.9k shares |
| JANE STREET GROUP, LLC | Reduced | $1.7m56.1k shares |
| TWO SIGMA SECURITIES, LLC | Added | $760.9k25.5k shares |
| JPMORGAN CHASE & CO | New | $534.0k17.9k shares |
| Twin Tree Management, LP | Unchanged | $334.2k11.2k shares |
| Walleye Trading LLC | Reduced | $83.6k2.8k shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| D'Aniello Daniel A. 13G · exempt (held before listing) filed 2025-04-17 | 9.0% |
| CONWAY WILLIAM E JR 13G · exempt (held before listing) filed 2025-04-17 | 8.3% |
| Rubenstein David M. 13G · exempt (held before listing) filed 2025-04-17 | 8.1% |
| BlackRock, Inc. 13G · institution filed 2026-07-27 | 7.4% |
Fell to 5% or below in the last year: Capital World Investors (5.0%, 2026-05-14), VANGUARD GROUP INC (0.0%, 2026-03-26)
Insider purchases and sales in Q4 2022
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q1 2021 | 0 | — | 0 | — | — |
| Q2 2021 | 0 | — | 0 | — | — |
| Q3 2021 | 0 | — | 0 | — | — |
| Q4 2021 | 0 | — | 3 | $204.8m | — |
| Q1 2022 | 0 | — | 5 | $35.0m | — |
| Q2 2022 | 0 | — | 1 | $77.3m | — |
| Q3 2022 | 0 | — | 5 | $3.6m | — |
| Q4 2022 | 0 | — | 0 | — | — |
None reported in Q4 2022.
Holders, Q4 2022
| Manager | Shares | Change |
|---|---|---|
| VANGUARD GROUP INC 0.02% of their portfolio | 25.0m $744.6m | Added +820.1k |
| MORGAN STANLEY 0.08% of their portfolio | 24.7m $737.0m | Added +2.5m |
| BlackRock Inc. 0.01% of their portfolio | 13.4m $398.4m | Added +1.1m |
| ALKEON CAPITAL MANAGEMENT LLC 2.91% of their portfolio | 13.1m $391.7m | Added +333.2k |
| Vulcan Value Partners, LLC 5.07% of their portfolio | 12.6m $377.2m | Reduced -1.6m |
| STATE STREET CORP 0.01% of their portfolio | 5.1m $151.3m | Reduced -123.9k |
| Beutel, Goodman & Co Ltd. 0.75% of their portfolio | 4.1m $123.7m | Added +27.4k |
| NATIXIS 0.68% of their portfolio | 3.9m $115.4m | Added +2.7m |
| Legal & General Group Plc 0.04% of their portfolio | 3.6m $106.2m | Added +103.5k |
| GOLDMAN SACHS GROUP INC 0.03% of their portfolio | 3.5m $105.8m | Added +2.1m |
| NORGES BANK 0.02% of their portfolio | 3.4m $102.4m | Reduced -142.0k |
| GEODE CAPITAL MANAGEMENT, LLC 0.01% of their portfolio | 3.2m $96.4m | Added +149.7k |
| ARIEL INVESTMENTS, LLC 0.89% of their portfolio | 2.9m $87.3m | New |
| WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 0.32% of their portfolio | 2.8m $84.9m | New |
| SECURITY BENEFIT LIFE INSURANCE CO /KS/ 9.92% of their portfolio | 2.6m $78.1m | Unchanged |
| MILLENNIUM MANAGEMENT LLC 0.07% of their portfolio | 2.3m $67.2m | Added +1.4m |
| Capital World Investors 0.01% of their portfolio | 2.2m $66.2m | Reduced -13.8m |
| BAMCO INC /NY/ 0.22% of their portfolio | 2.2m $64.8m | Reduced -80.0k |
| NATIONAL BANK OF CANADA /FI/ 0.17% of their portfolio | 2.1m $62.3m | Added +955.7k |
| PRICE T ROWE ASSOCIATES INC /MD/ 0.01% of their portfolio | 2.0m $58.7m | Added +1.9m |
| Balyasny Asset Management L.P. 0.19% of their portfolio | 1.8m $54.7m | Added +1.3m |
| Allianz Asset Management GmbH 0.12% of their portfolio | 1.8m $54.5m | Added +113.3k |
| Bank of New York Mellon Corp 0.01% of their portfolio | 1.8m $54.0m | Added +845.6k |
| BROWN ADVISORY INC 0.09% of their portfolio | 1.7m $49.3m | Added +95.0k |
| FIRST TRUST ADVISORS LP 0.06% of their portfolio | 1.6m $49.2m | Added +794.8k |
| ARGENT CAPITAL MANAGEMENT LLC 1.75% of their portfolio | 1.6m $48.7m | Reduced -22.1k |
| HSBC HOLDINGS PLC 0.06% of their portfolio | 1.5m $45.0m | Added +622.1k |
| Davis Asset Management, L.P. 2.50% of their portfolio | 1.5m $44.8m | Unchanged |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio | 1.5m $44.7m | Added +114.7k |
| NORTHERN TRUST CORP 0.01% of their portfolio | 1.5m $44.2m | Reduced -112.8k |
| LGT CAPITAL PARTNERS LTD. 1.29% of their portfolio | 1.5m $44.0m | Added +163.0k |
| Assenagon Asset Management S.A. 0.17% of their portfolio | 1.4m $40.3m | Reduced -2.1m |
| FMR LLC 0.00% of their portfolio | 1.3m $40.2m | Added +218.1k |
| Markel Group Inc. 0.53% of their portfolio | 1.3m $39.6m | Added +20.0k |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.20% of their portfolio | 1.3m $39.0m | Reduced -1.2m |
| BANK OF NOVA SCOTIA 0.10% of their portfolio | 1.3m $38.0m | New |
| Artisan Partners Limited Partnership 0.06% of their portfolio | 1.2m $36.4m | Reduced -343.0k |
| CITADEL ADVISORS LLC 0.04% of their portfolio | 1.2m $34.7m | Reduced -58.0k |
| DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio | 1.2m $34.4m | New |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 1.1m $31.4m | Reduced -667.2k |
| Polaris Capital Management, LLC 1.05% of their portfolio | 1.0m $30.2m | Added +32.8k |
| Alyeska Investment Group, L.P. 0.30% of their portfolio | 955.9k $28.5m | Added +575.4k |
| Robeco Institutional Asset Management B.V. 0.08% of their portfolio | 947.5k $28.3m | Added +442.1k |
| CREDIT SUISSE AG/ 0.03% of their portfolio | 943.8k $28.2m | Reduced -174.4k |
| Nuveen Asset Management, LLC 0.01% of their portfolio | 893.5k $26.7m | Added +30.1k |
| Weiss Multi-Strategy Advisers LLC 0.69% of their portfolio | 805.3k $24.0m | Added +534.7k |
| MOORE CAPITAL MANAGEMENT, LP 0.62% of their portfolio | 735.9k $22.0m | New |
| UBS Group AG 0.01% of their portfolio | 727.4k $21.7m | Added +162.8k |
| ALGEBRIS (UK) LTD 9.85% of their portfolio | 722.4k $21.5m | Added +31.2k |
| Invesco Ltd. 0.01% of their portfolio | 716.8k $21.4m | Added +323.1k |
| TWINBEECH CAPITAL LP 0.40% of their portfolio | 709.7k $21.2m | Added +136.9k |
| VICTORY CAPITAL MANAGEMENT INC 0.02% of their portfolio | 656.4k $19.6m | Reduced -56.3k |
| Thrivent Financial for Lutherans 0.05% of their portfolio | 637.1k $19.0m | Added +191.4k |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.01% of their portfolio | 620.2k $18.5m | Reduced -3.7k |
| PANAGORA ASSET MANAGEMENT INC 0.12% of their portfolio | 618.0k $18.4m | Added +604.0k |
| DEUTSCHE BANK AG\ 0.01% of their portfolio | 598.2k $17.9m | Added +115.1k |
| PRUDENTIAL FINANCIAL INC 0.03% of their portfolio | 595.4k $17.8m | Added +572.5k |
| RENAISSANCE TECHNOLOGIES LLC 0.02% of their portfolio | 579.5k $17.3m | Reduced -581.1k |
| Partners Group Holding AG 1.31% of their portfolio | 574.6k $17.1m | Added +66.6k |
| Sumitomo Mitsui Trust Group, Inc. 0.01% of their portfolio | 554.4k $16.5m | Reduced -13.7k |
| PUTNAM INVESTMENTS LLC 0.03% of their portfolio | 533.8k $15.9m | Added +303.2k |
| NEUBERGER BERMAN GROUP LLC 0.02% of their portfolio | 532.0k $15.9m | Added +4.6k |
| ING GROEP NV 0.15% of their portfolio | 500.0k $14.9m | Added +243.0k |
| Walleye Capital LLC 0.32% of their portfolio | 487.3k $14.5m | New |
| Phase 2 Partners, LLC 6.50% of their portfolio | 482.6k $14.4m | Added +111.1k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 476.0k $14.2m | Reduced -207.3k |
| California Public Employees Retirement System 0.01% of their portfolio | 460.9k $13.8m | Reduced -21.4k |
| AustralianSuper Pty Ltd 0.10% of their portfolio | 452.5k $13.6m | Reduced -83.9k |
| Channing Capital Management, LLC 0.41% of their portfolio | 431.2k $12.9m | New |
| WORLDQUANT MILLENNIUM ADVISORS LLC 0.29% of their portfolio | 429.3k $12.8m | Added +198.4k |
| NEW YORK STATE COMMON RETIREMENT FUND 0.02% of their portfolio | 403.1k $12.0m | Added +10.6k |
| OPPENHEIMER & CO INC 0.27% of their portfolio | 392.1k $11.7m | Added +31.6k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 381.8k $11.4m | Reduced -64.5k |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.02% of their portfolio | 350.5k $10.5m | Added +15.0k |
| Sargent Investment Group, LLC 3.05% of their portfolio | 328.7k $9.8m | Added +10.7k |
| Amundi 0.01% of their portfolio | 324.1k $10.7m | Added +2.2k |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 316.0k $9.6m | Added +45.0k |
| SIT INVESTMENT ASSOCIATES INC 0.25% of their portfolio | 296.7k $8.9m | Added +168.5k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 293.2k $8.7m | Reduced -180.9k |
| FRONTIER CAPITAL MANAGEMENT CO LLC 0.09% of their portfolio | 269.8k $8.0m | Reduced -797 |
| DNB Asset Management AS 0.05% of their portfolio | 244.1k $7.3m | Added +23.9k |
| Brookfield Corp /ON/ 0.03% of their portfolio | 233.2k $7.0m | Added +109.5k |
| Strategic Global Advisors, LLC 1.07% of their portfolio | 224.3k $6.7m | Reduced -4.3k |
| BARCLAYS PLC 0.01% of their portfolio | 223.8k $6.7m | First filing |
| RHUMBLINE ADVISERS 0.01% of their portfolio | 223.1k $6.7m | Added +11.6k |
| Squarepoint Ops LLC 0.04% of their portfolio | 215.7k $6.4m | Added +7.1k |
| RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio | 213.9k $6.4m | Reduced -6.9k |
| FRANKLIN RESOURCES INC 0.00% of their portfolio | 201.9k $6.0m | Reduced -6.2k |
| BESSEMER GROUP INC 0.01% of their portfolio | 200.0k $6.0m | Unchanged |
| Cinctive Capital Management LP 0.29% of their portfolio | 185.5k $5.5m | Added +2.2k |
| FEDERATED HERMES, INC. 0.01% of their portfolio | 176.4k $5.3m | Reduced -85.0k |
| Gator Capital Management, LLC 3.83% of their portfolio | 174.5k $5.2m | New |
| CANADA LIFE ASSURANCE Co 0.01% of their portfolio | 174.3k $5.2m | Added +45.8k |
| Baltimore-Washington Financial Advisors, Inc. 0.49% of their portfolio | 169.3k $5.1m | Reduced -32.3k |
| Skandinaviska Enskilda Banken AB (publ) 0.04% of their portfolio | 168.9k $5.0m | Reduced -200.9k |
| AVIVA PLC 0.02% of their portfolio | 167.4k $5.0m | Reduced -21.7k |
| AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio | 166.8k $5.0m | Added +31.5k |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.39% of their portfolio | 162.3k $4.8m | Added +40.3k |
| AXA S.A. 0.02% of their portfolio | 157.0k $4.7m | Added +18.8k |
| ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio | 153.9k $4.6m | Reduced -53.1k |