CARIBOU BIOSCIENCES INC CRBU
COM · Common Stock · CUSIP 142038108 · ISIN US1420381089
- SectorHealth care
- IndustryBiological Products, (No Diagnostic Substances)
- HeadquartersBerkeley, CA
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($60.7k this quarter). Holder counts are more reliable. Shares outstanding: 107.2m as of 2026-08-07, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $1.75. Options: 5 managers hold calls ($555.1k notional), 4 hold puts ($175.1k).
Trends to Q2 2026
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 114 |
| Q4 2022 | 135 |
| Q1 2023 | 128 |
| Q2 2023 | 123 |
| Q3 2023 | 128 |
| Q4 2023 | 146 |
| Q1 2024 | 152 |
| Q2 2024 | 141 |
| Q3 2024 | 130 |
| Q4 2024 | 135 |
| Q1 2025 | 132 |
| Q2 2025 | 130 |
| Q3 2025 | 117 |
| Q4 2025 | 124 |
| Q1 2026 | 137 |
| Q2 2026 | 137 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q3 2024 | 58 | 60 |
| Q4 2024 | 71 | 49 |
| Q1 2025 | 53 | 61 |
| Q2 2025 | 61 | 78 |
| Q3 2025 | 36 | 75 |
| Q4 2025 | 47 | 49 |
| Q1 2026 | 52 | 54 |
| Q2 2026 | 70 | 45 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2025 | $190.6k | $306.8k | 1.61 |
| Q4 2025 | $343.3k | $225.1k | 0.66 |
| Q1 2026 | $751.1k | $244.1k | 0.33 |
| Q2 2026 | $555.1k | $175.1k | 0.32 |
Biggest buyers
| BlackRock, Inc. | Added | +5.7m |
| MACKENZIE FINANCIAL CORP | Added | +2.7m |
| GEODE CAPITAL MANAGEMENT, LLC | Added | +1.4m |
| STATE STREET CORP | Added | +1.2m |
| ACADIAN ASSET MANAGEMENT LLC | Added | +849.4k |
| VANGUARD PORTFOLIO MANAGEMENT LLC | New | +613.8k |
| NORTHERN TRUST CORP | Added | +495.2k |
| VANGUARD CAPITAL MANAGEMENT LLC | Added | +441.3k |
| Qube Research & Technologies Ltd | Added | +369.1k |
| DIMENSIONAL FUND ADVISORS LP | Added | +302.1k |
Biggest sellers
| Aberdeen Group plc | Sold out | -1.2m |
| MILLENNIUM MANAGEMENT LLC | Reduced | -1.0m |
| MARSHALL WACE, LLP | Reduced | -830.0k |
| TWO SIGMA INVESTMENTS, LP | Reduced | -713.7k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | -671.5k |
| PFM Health Sciences, LP | Reduced | -603.1k |
| Point72 Asset Management, L.P. | Reduced | -171.9k |
| MORGAN STANLEY | Reduced | -123.8k |
| OMERS ADMINISTRATION Corp | Sold out | -120.2k |
| CITADEL ADVISORS LLC | Reduced | -118.6k |
Biggest calls
| CITADEL ADVISORS LLC | Added | $217.0k123.3k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $120.0k68.2k shares |
| SIMPLEX TRADING, LLC | Added | $116.7k66.3k shares |
| JANE STREET GROUP, LLC | Reduced | $66.7k37.9k shares |
| GROUP ONE TRADING LLC | Reduced | $34.7k19.7k shares |
Biggest puts
| JANE STREET GROUP, LLC | New | $80.4k45.7k shares |
| CITADEL ADVISORS LLC | Reduced | $60.0k34.1k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $20.6k11.7k shares |
| SIMPLEX TRADING, LLC | Added | $14.1k8.0k shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| BlackRock, Inc. 13G · institution +5.2 pts · filed 2026-07-27 | 7.2% |
Haurwitz Rachel E.
13D · may seek influence
new · filed 2025-04-25
Stated purposeThe Reporting Persons intend to continuously review their investment in the Issuer, and may in the future determine to (1) acquire additional securities of the Issuer, through open market purchases, private agreements, or otherwise (subject to the Issuer's Insider Trading Policy); (2) dispose of all or a portion of the securities of the Issuer owned by them (including through 10b5-1 plans) (subject to the Issuer's Insider Trading Policy); or (3) take any other available course of action. Notwithstanding anything contained herein, the Reporting Persons specifically reserve the right to change their intention with respect to any or all of such matters. Dr. Haurwitz is the President and Chief Executive Officer and serves as a member of the Board of Directors of the Issuer and acquired her se… Full filing |
5.0% |
Insider purchases and sales since 1 Apr 2026
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q4 2024 | 0 | — | 0 | — | — |
| Q1 2025 | 2 | $45.1k | 3 | $4.8k | — |
| Q2 2025 | 0 | — | 0 | — | — |
| Q3 2025 | 0 | — | 0 | — | — |
| Q4 2025 | 0 | — | 0 | — | — |
| Q1 2026 | 0 | — | 4 | $33.9k | $2.1k |
| Q2 2026 | 0 | — | 0 | — | — |
| Q3 2026 | 0 | — | 0 | — | — |
None reported since 1 Apr 2026.
Holders, Q2 2026
| Manager | Shares | Change |
|---|---|---|
| BlackRock, Inc. 0.00% of their portfolio | 7.8m $13.8m | Added +5.7m |
| Pfizer Inc 4.63% of their portfolio | 4.7m $7.9m | Unchanged |
| VANGUARD CAPITAL MANAGEMENT LLC 0.00% of their portfolio | 4.2m $7.4m | Added +441.3k |
| MACKENZIE FINANCIAL CORP 0.01% of their portfolio | 3.7m $6.4m | Added +2.7m |
| RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio | 2.8m $4.9m | Added +183.0k |
| Kynam Capital Management, LP 0.24% of their portfolio | 2.5m $4.4m | Unchanged |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 2.4m $4.2m | Added +1.4m |
| ACADIAN ASSET MANAGEMENT LLC 0.00% of their portfolio | 1.8m $3.1m | Added +849.4k |
| STATE STREET CORP 0.00% of their portfolio | 1.6m $2.9m | Added +1.2m |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 1.4m $2.5m | Added +113.8k |
| TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio | 1.0m $1.8m | Reduced -713.7k |
| DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio | 975.3k $1.7m | Added +302.1k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 775.8k $1.4m | Added +216.2k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 764.8k $1.3m | Added +217.8k |
| FMR LLC 0.00% of their portfolio | 727.1k $1.3m | Added +3.2k |
| NORTHERN TRUST CORP 0.00% of their portfolio | 713.0k $1.3m | Added +495.2k |
| MAVERICK CAPITAL LTD 0.01% of their portfolio | 652.5k $1.1m | Unchanged |
| VANGUARD PORTFOLIO MANAGEMENT LLC 0.00% of their portfolio | 613.8k $1.1m | New |
| VANGUARD FIDUCIARY TRUST CO 0.00% of their portfolio | 606.4k $1.1m | Added +86.3k |
| Qube Research & Technologies Ltd 0.00% of their portfolio | 545.8k $960.5k | Added +369.1k |
| UBS Group AG 0.00% of their portfolio | 517.4k $910.6k | Added +258.2k |
| 72 Investment Holdings, LLC 1.67% of their portfolio | 474.1k $834.4k | Unchanged |
| GSA CAPITAL PARTNERS LLP 0.05% of their portfolio | 463.4k $816.0k | Reduced -17.3k |
| JACOBS LEVY EQUITY MANAGEMENT, INC 0.00% of their portfolio | 411.0k $723.3k | Added +52.0k |
| MARSHALL WACE, LLP 0.00% of their portfolio | 375.7k $661.2k | Reduced -830.0k |
| Green Alpha Advisors, LLC 0.43% of their portfolio | 364.3k $641.2k | Reduced -9.3k |
| PFM Health Sciences, LP 0.05% of their portfolio | 354.7k $624.2k | Reduced -603.1k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 322.9k $568.3k | Reduced -53.7k |
| Invesco Ltd. 0.00% of their portfolio | 301.1k $530.0k | Added +217.6k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 298.3k $525.0k | Reduced -5.3k |
| XTX Topco Ltd 0.01% of their portfolio | 269.2k $473.7k | Reduced -54.3k |
| Bruce & Co., Inc. 0.12% of their portfolio | 250.0k $440.0k | Unchanged |
| Man Group plc 0.00% of their portfolio | 240.1k $422.5k | Added +162.9k |
| Bank of New York Mellon Corp 0.00% of their portfolio | 222.6k $391.7k | Added +210.0k |
| MILESTONE ASSET MANAGEMENT, LLC 0.06% of their portfolio | 200.1k $352.1k | Added +38.0k |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.00% of their portfolio | 173.4k $305.1k | Added +84.9k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 165.4k $291.1k | Reduced -671.5k |
| Susquehanna Portfolio Strategies, LLC 0.00% of their portfolio | 158.6k $279.1k | New |
| Graham Capital Management, L.P. 0.01% of their portfolio | 155.9k $274.4k | Added +117.2k |
| AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio | 140.6k $247.4k | Added +28.1k |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 132.0k $232.3k | Unchanged |
| Nuveen, LLC 0.00% of their portfolio | 123.5k $217.4k | New |
| LPL Financial LLC 0.00% of their portfolio | 122.8k $216.1k | Added +87.5k |
| MORGAN STANLEY 0.00% of their portfolio | 121.3k $213.5k | Reduced -123.8k |
| NANO CAP NEW MILLENNIUM GROWTH FUND L P 0.16% of their portfolio | 117.5k $206.8k | Unchanged |
| DEUTSCHE BANK AG\ 0.00% of their portfolio | 89.6k $157.7k | New |
| Quadrature Capital Ltd 0.00% of their portfolio | 89.0k $156.6k | Added +49.4k |
| CANADA PENSION PLAN INVESTMENT BOARD 0.00% of their portfolio | 81.1k $142.7k | Added +23.2k |
| Keystone Financial Group 0.01% of their portfolio | 80.8k $142.3k | Added +350 |
| BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio | 70.9k $124.8k | Added +68.8k |
| RHUMBLINE ADVISERS 0.00% of their portfolio | 68.6k $120.7k | New |
| CITIGROUP INC 0.00% of their portfolio | 61.3k $107.9k | Added +4.4k |
| Nelson Capital Management, LLC 0.01% of their portfolio | 58.7k $103.3k | Unchanged |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 51.2k $90.1k | Reduced -1.0m |
| BARCLAYS PLC 0.00% of their portfolio | 50.3k $88.5k | Added +23.6k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 47.9k $84.3k | Added +3.0k |
| Virtu Financial LLC 0.00% of their portfolio | 45.2k $80.0k | Added +8.6k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 42.9k $76.0k | Added +36.8k |
| SEI INVESTMENTS CO 0.00% of their portfolio | 41.9k $73.8k | Added +10.9k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 40.4k $71.1k | Reduced -118.6k |
| RBF Capital, LLC 0.00% of their portfolio | 40.0k $70.4k | Unchanged |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 0.00% of their portfolio | 39.1k $68.9k | Unchanged |
| Russell Investments Group, Ltd. 0.00% of their portfolio | 37.4k $65.8k | Added +9.8k |
| ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio | 37.1k $70.5k | New |
| Connor, Clark & Lunn Investment Management Ltd. 0.00% of their portfolio | 35.5k $62.5k | Added +4.8k |
| NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio | 35.4k $62.3k | New |
| Vanguard Personalized Indexing Management, LLC 0.00% of their portfolio | 34.7k $61.1k | Reduced -4.5k |
| HSBC HOLDINGS PLC 0.00% of their portfolio | 34.5k $61.9k | Unchanged |
| PRUDENTIAL FINANCIAL INC 0.00% of their portfolio | 34.4k $60.5k | Added +15.4k |
| US BANCORP \DE\ 0.00% of their portfolio | 34.3k $60.3k | Unchanged |
| &PARTNERS 0.00% of their portfolio | 32.5k $57.2k | Unchanged |
| Prime Capital Investment Advisors, LLC 0.00% of their portfolio | 32.3k $56.9k | Unchanged |
| Thrive Wealth Management, LLC 0.01% of their portfolio | 32.0k $56.3k | Unchanged |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 30.3k $53.4k | Added +5.4k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 29.5k $52.0k | Added +100 |
| Vanguard Global Advisers, LLC 0.00% of their portfolio | 29.1k $51.2k | Unchanged |
| CREDIT AGRICOLE S A 0.00% of their portfolio | 29.0k $51.0k | Unchanged |
| Police & Firemen's Retirement System of New Jersey 0.00% of their portfolio | 27.1k $47.7k | New |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 26.5k $46.6k | Added +5.5k |
| Creative Planning 0.00% of their portfolio | 25.5k $44.9k | Added +9.0k |
| Spark Investment Management LLC 0.08% of their portfolio | 23.6k $41.5k | New |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio | 23.5k $41.3k | New |
| RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio | 20.5k $36.1k | Added +4.2k |
| Next Capital Management LLC 0.01% of their portfolio | 20.0k $35.2k | Unchanged |
| INTECH INVESTMENT MANAGEMENT LLC 0.00% of their portfolio | 19.9k $35.0k | New |
| LIBERTY WEALTH MANAGEMENT LLC 0.00% of their portfolio | 19.5k $37.0k | Unchanged |
| HighTower Advisors, LLC 0.00% of their portfolio | 16.9k $29.8k | Unchanged |
| China Universal Asset Management Co., Ltd. 0.00% of their portfolio | 15.8k $27.8k | Reduced -802 |
| Point72 Asset Management, L.P. 0.00% of their portfolio | 15.8k $27.8k | Reduced -171.9k |
| ProShare Advisors LLC 0.00% of their portfolio | 15.3k $26.9k | New |
| Modern Wealth Management, LLC 0.00% of their portfolio | 15.0k $26.4k | Unchanged |
| GREAT VALLEY ADVISOR GROUP, INC. 0.00% of their portfolio | 14.3k $25.2k | Unchanged |
| PINNACLE ASSOCIATES LTD 0.00% of their portfolio | 12.9k $22.7k | Unchanged |
| Pinnacle Wealth Management Advisory Group, LLC 0.00% of their portfolio | 12.9k $22.7k | Unchanged |
| HBK Sorce Advisory LLC 0.00% of their portfolio | 12.3k $19.9k | Unchanged |
| AXQ CAPITAL, LP 0.00% of their portfolio | 12.2k $21.6k | Reduced -2.8k |
| J.W. COLE ADVISORS, INC. 0.00% of their portfolio | 11.3k $19.8k | New |
| Naviter Wealth, LLC 0.00% of their portfolio | 11.1k $19.5k | New |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio | 11.0k $21.2k | New |
| NewEdge Advisors, LLC 0.00% of their portfolio | 10.9k $19.2k | Unchanged |