Vault-13

CARDLYTICS INC CDLX 1 09.15.25

NOTE 1.000% 9/1 · US DOMESTIC · CUSIP 14161WAB1

12 institutional holders -2 vs Q1 2024
$19.4mprincipal reported held*
$42.1mreported value*
0 new 5 added 2 reduced 2 sold out net sold ≈ $3.0m

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

051015Q3 22: 13Q4 22: 12Q1 23: 11Q2 23: 11Q3 23: 12Q4 23: 14Q1 24: 14Q2 24: 1212Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202213
Q4 202212
Q1 202311
Q2 202311
Q3 202312
Q4 202314
Q1 202414
Q2 202412

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 4 bought or addedQ4 22: 6 cut or sold outQ4 22Q1 23: 3 bought or addedQ1 23: 3 cut or sold outQ2 23: 1 bought or addedQ2 23: 2 cut or sold outQ2 23Q3 23: 4 bought or addedQ3 23: 4 cut or sold outQ4 23: 7 bought or addedQ4 23: 3 cut or sold outQ4 23Q1 24: 6 bought or addedQ1 24: 11 cut or sold outQ2 24: 5 bought or addedQ2 24: 4 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 202246
Q1 202333
Q2 202312
Q3 202344
Q4 202373
Q1 2024611
Q2 202454

Biggest buyers

OAKTREE CAPITAL MANAGEMENT LP Added +2,502,000+2.5m
PenderFund Capital Management Ltd. Added +2,500,000+2.5m
Russell Investments Group, Ltd. Added +998,000+998.0k
Context Capital Management, LLC Added +7,000+7.0k
Chicago Capital Management, LLC Added +1,250+1.2k

Biggest sellers

Linden Advisors LP Reduced -6,000,000-6.0m
DeepCurrents Investment Group LLC Sold out -2,500,000-2.5m
Verition Fund Management LLC Sold out -787,000-787.0k
MORGAN STANLEY Reduced -2,000-2.0k

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 PenderFund Capital Management Ltd. 1.58% of their portfolio VANCOUVER, A1 4,500,0004.5m $5.7m $5.7m 1.58% Added +2.5m +2,500,000
2 Linden Advisors LP 0.03% of their portfolio New York, NY 3,500,0003.5m $3.2m $3.2m 0.03% Reduced -6.0m -6,000,000
3 OAKTREE CAPITAL MANAGEMENT LP 0.05% of their portfolio LOS ANGELES, CA 3,206,0003.2m $3.0m $3.0m 0.05% Added +2.5m +2,502,000
4 WHITEBOX ADVISORS LLC 0.11% of their portfolio MINNEAPOLIS, MN 3,000,0003.0m $2.8m $2.8m 0.11% Unchanged
5 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 2,403,0002.4m $2.2m $2.2m 0.00% Unchanged
6 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 1,294,0001.3m $1.2m $1.2m 0.00% Added +998.0k +998,000
7 683 Capital Management, LLC 0.10% of their portfolio NEW YORK, NY 1,000,0001.0m $917.5k $917.5k 0.10% Unchanged
8 Penn Mutual Asset Management 0.98% of their portfolio Conshohocken, PA 500,000500.0k $461.2k $461.2k 0.98% Unchanged
9 Context Capital Management, LLC 0.54% of their portfolio LAJOLLA, CA 16,12016.1k $15.0m $15.0m 0.54% Added +7.0k +7,000
10 Chicago Capital Management, LLC 5.88% of their portfolio CHICAGO, IL 8,2508.2k $7.6m $7.6m 5.88% Added +1.2k +1,250
11 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,0001.0k $920 $920 0.00% Reduced -2.0k -2,000
12 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged