Vault-13

CAPITOL SER TR

STERLING CAP ENH · CUSIP 14064D444

31 institutional holders +3 vs Q4 2025
15,888,39515.9m shares reported held*
$398.6mreported value*
6 new 12 added 8 reduced 3 sold out net bought ≈ $84.6m (+3.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($68.4k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $25.09.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

02040Q1 25: 1Q2 25: 27Q3 25: 26Q4 25: 28Q1 26: 3131Q1 25Q2 25Q3 25Q4 25Q1 26
Numbers
QuarterHolders
Q1 20251
Q2 202527
Q3 202526
Q4 202528
Q1 202631

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q2 25: 26 bought or addedQ2 25: 0 cut or sold outQ2 25Q3 25: 19 bought or addedQ3 25: 12 cut or sold outQ3 25Q4 25: 16 bought or addedQ4 25: 12 cut or sold outQ4 25Q1 26: 18 bought or addedQ1 26: 11 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 2025260
Q3 20251912
Q4 20251612
Q1 20261811

Biggest buyers

Lloyd Advisory Services, LLC. Added +2,235,314+2.2m
Key Capital Management, INC Added +350,839+350.8k
AE Wealth Management LLC Added +213,513+213.5k
LifeWealth Investments, LLC Added +183,850+183.8k
CWA Asset Management Group, LLC Added +109,686+109.7k
Kingdom Financial Group LLC. Added +104,518+104.5k
CITADEL ADVISORS LLC New +100,525+100.5k
HOWARD BAILEY SECURITIES, LLC Added +56,068+56.1k
Triad Wealth Partners, LLC New +37,389+37.4k
HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC New +23,167+23.2k

Biggest sellers

TRUIST FINANCIAL CORP Sold out -20,737-20.7k
Global Wealth Management Investment Advisory, Inc. Reduced -17,636-17.6k
GOLDMAN SACHS GROUP INC Sold out -15,346-15.3k
LifePlan Investment Advisors, Inc. Reduced -8,764-8.8k
FWG Investments, LLC. Reduced -7,289-7.3k
Quest 10 Wealth Builders, Inc. Reduced -4,214-4.2k
FSA Advisors, Inc. Reduced -1,933-1.9k
Centennial Advisors, LLC Reduced -574-574
B.O.S.S. Retirement Advisors, LLC Reduced -490-490
ROYAL BANK OF CANADA Sold out -490-490

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 AE Wealth Management LLC 0.75% of their portfolio TOPEKA, KS 5,492,9915.5m $137.8m $137.8m 0.75% Added +213.5k +213,513
2 Lloyd Advisory Services, LLC. 16.47% of their portfolio SUWANEE, GA 2,294,5152.3m $57.6m $57.6m 16.47% Added +2.2m +2,235,314
3 Kingdom Financial Group LLC. 16.47% of their portfolio PEORIA, AZ 2,294,5152.3m $57.6m $57.6m 16.47% Added +104.5k +104,518
4 CWA Asset Management Group, LLC 1.44% of their portfolio NAPLES, FL 1,673,6831.7m $42.0m $42.0m 1.44% Added +109.7k +109,686
5 HOWARD BAILEY SECURITIES, LLC 12.13% of their portfolio FORT WAYNE, IN 1,176,2641.2m $29.5m $29.5m 12.13% Added +56.1k +56,068
6 Key Capital Management, INC 17.38% of their portfolio HENDERSONVILLE, TN 37075, TN 1,049,0181.0m $26.3m $26.3m 17.38% Added +350.8k +350,839
7 LifeWealth Investments, LLC 5.71% of their portfolio WINTER GARDEN, FL 762,957763.0k $19.1m $19.1m 5.71% Added +183.8k +183,850
8 FWG Investments, LLC. 3.93% of their portfolio LEXINGTON, KY 246,431246.4k $6.2m $6.2m 3.93% Reduced -7.3k -7,289
9 Global Wealth Management Investment Advisory, Inc. 0.95% of their portfolio FORT LAUDERDALE, FL 241,357241.4k $6.1m $6.1m 0.95% Reduced -17.6k -17,636
10 Quest 10 Wealth Builders, Inc. 2.58% of their portfolio Fuquay-Varina, VA 117,122117.1k $2.9m $2.9m 2.58% Reduced -4.2k -4,214
11 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 100,525100.5k $2.5m $2.5m 0.00% New
12 FLP Wealth Management, LLC 4.70% of their portfolio BENTONVILLE, AR 90,98591.0k $2.3m $2.3m 4.70% Added +14.1k +14,080
13 Centennial Advisors, LLC 2.70% of their portfolio AUSTIN, TX 84,59684.6k $2.1m $2.1m 2.70% Reduced -574 -574
14 FSA Advisors, Inc. 1.07% of their portfolio TROY, MI 64,88064.9k $1.6m $1.6m 1.07% Reduced -1.9k -1,933
15 Triad Wealth Partners, LLC 0.07% of their portfolio LAWRENCE, KS 37,38937.4k $937.9k $937.9k 0.07% New
16 B.O.S.S. Retirement Advisors, LLC 0.25% of their portfolio Lehi, UT 32,52232.5k $815.8k $815.8k 0.25% Reduced -490 -490
17 Decker Retirement Planning Inc. 0.36% of their portfolio LEVI, UT 31,28731.3k $784.8k $784.8k 0.36% Added +1.8k +1,807
18 HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC 0.08% of their portfolio PITTSBURGH, PA 23,16723.2k $581.0k $581.0k 0.08% New
19 Foundations Investment Advisors, LLC 0.00% of their portfolio PHOENIX, AZ 15,38115.4k $385.8k $385.8k 0.00% New
20 CreativeOne Wealth, LLC 0.01% of their portfolio OVERLAND PARK, KS 12,16512.2k $305.2k $305.2k 0.01% Unchanged
21 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 10,08710.1k $253.0k $253.0k 0.00% Added +867 +867
22 Networth Advisors, LLC 0.16% of their portfolio CANONSBURG, PA 9,1539.2k $229.6k $229.6k 0.16% Reduced -288 -288
23 LifePlan Investment Advisors, Inc. 0.09% of their portfolio RALEIGH, NC 8,7768.8k $220.1k $220.1k 0.09% Reduced -8.8k -8,764
24 Arcadia Wealth Management, LLC 0.07% of their portfolio Manchester, NH 8,2298.2k $206.4k $206.4k 0.07% Added +44 +44
25 Procyon Advisors, LLC 0.01% of their portfolio SHELTON, CT 8,0048.0k $200.8k $200.8k 0.01% Unchanged
26 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,7591.8k $44.1k $44.1k 0.00% Unchanged
27 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 1,1781.2k $29.6k $29.6k 0.00% New
28 Root Financial Partners, LLC 0.00% of their portfolio ENCINITAS, CA 948948 $23.8k $23.8k 0.00% Unchanged
29 UBS Group AG 0.00% of their portfolio ZURICH, V8 641641 $16.1k $16.1k 0.00% New
30 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 378378 $9.4k $9.4k 0.00% Added +196 +196
31 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 219219 $5.5k $5.5k 0.00% Unchanged