Vault-13

CAPITOL SER TR

STERLING CAP ENH · CUSIP 14064D444

26 institutional holders -1 vs Q2 2025
11,941,86411.9m shares reported held*
$304.3mreported value*
5 new 14 added 7 reduced 5 sold out net bought ≈ $14.9m (+582.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($228.5k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $25.48.

Trends to Q3 2025

Institutional holders

Managers reporting a position, each quarter

0102030Q1 25: 1Q2 25: 27Q3 25: 2626Q1 25Q2 25Q3 25
Numbers
QuarterHolders
Q1 20251
Q2 202527
Q3 202526

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q2 25: 26 bought or addedQ2 25: 0 cut or sold outQ2 25Q3 25: 19 bought or addedQ3 25: 12 cut or sold outQ3 25
Numbers
QuarterBought or addedCut or sold out
Q2 2025260
Q3 20251912

Biggest buyers

GOLDMAN SACHS GROUP INC New +310,284+310.3k
CWA Asset Management Group, LLC Added +204,428+204.4k
LifeWealth Investments, LLC Added +130,293+130.3k
HOWARD BAILEY SECURITIES, LLC Added +48,081+48.1k
Kingdom Financial Group LLC. Added +46,522+46.5k
AlphaStar Capital Management, LLC New +19,450+19.4k
FWG Investments, LLC. Added +12,605+12.6k
CreativeOne Wealth, LLC New +12,165+12.2k
Quest 10 Wealth Builders, Inc. Added +12,142+12.1k
FLP Wealth Management, LLC Added +11,789+11.8k

Biggest sellers

Transce3nd, LLC Sold out -93,816-93.8k
AE Wealth Management LLC Reduced -86,658-86.7k
FLOW TRADERS U.S. LLC Sold out -23,058-23.1k
B.O.S.S. Retirement Advisors, LLC Reduced -20,555-20.6k
OLD MISSION CAPITAL LLC Sold out -13,478-13.5k
Lloyd Advisory Services, LLC. Reduced -5,771-5.8k
CITADEL ADVISORS LLC Reduced -2,957-3.0k
Sound Income Strategies, LLC Sold out -2,923-2.9k
Global Wealth Management Investment Advisory, Inc. Reduced -2,617-2.6k
JANE STREET GROUP, LLC Reduced -254-254

Holders, Q3 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 AE Wealth Management LLC 0.84% of their portfolio TOPEKA, KS 5,162,0375.2m $131.5m $131.5m 0.84% Reduced -86.7k -86,658
2 Kingdom Financial Group LLC. 27.82% of their portfolio PEORIA, AZ 1,785,5351.8m $45.5m $45.5m 27.82% Added +46.5k +46,522
3 CWA Asset Management Group, LLC 1.33% of their portfolio NAPLES, FL 1,415,2401.4m $36.1m $36.1m 1.33% Added +204.4k +204,428
4 HOWARD BAILEY SECURITIES, LLC 7.90% of their portfolio FORT WAYNE, IN 1,089,2401.1m $27.8m $27.8m 7.90% Added +48.1k +48,081
5 LifeWealth Investments, LLC 4.15% of their portfolio WINTER GARDEN, FL 1,067,6571.1m $27.2m $27.2m 4.15% Added +130.3k +130,293
6 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 310,284310.3k $7.9m $7.9m 0.00% New
7 Global Wealth Management Investment Advisory, Inc. 1.13% of their portfolio FORT LAUDERDALE, FL 265,173265.2k $6.8m $6.8m 1.13% Reduced -2.6k -2,617
8 FWG Investments, LLC. 4.37% of their portfolio LEXINGTON, KY 249,869249.9k $6.4m $6.4m 4.37% Added +12.6k +12,605
9 B.O.S.S. Retirement Advisors, LLC 0.83% of their portfolio Lehi, UT 136,109136.1k $3.5m $3.5m 0.83% Reduced -20.6k -20,555
10 Quest 10 Wealth Builders, Inc. 2.51% of their portfolio Fuquay-Varina, VA 106,974107.0k $2.7m $2.7m 2.51% Added +12.1k +12,142
11 Lloyd Advisory Services, LLC. 0.76% of their portfolio SUWANEE, GA 63,64663.6k $1.6m $1.6m 0.76% Reduced -5.8k -5,771
12 FSA Advisors, Inc. 1.27% of their portfolio TROY, MI 62,89162.9k $1.6m $1.6m 1.27% Added +5.3k +5,259
13 FLP Wealth Management, LLC 4.05% of their portfolio BENTONVILLE, AR 56,38956.4k $1.4m $1.4m 4.05% Added +11.8k +11,789
14 Decker Retirement Planning Inc. 0.41% of their portfolio LEVI, UT 29,41329.4k $749.4k $749.4k 0.41% Added +5.0k +4,986
15 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 20,91820.9k $533.0k $533.0k 0.00% Reduced -3.0k -2,957
16 AlphaStar Capital Management, LLC 0.04% of their portfolio CORNELIUS, NC 19,45019.4k $495.6k $495.6k 0.04% New
17 Guerra Advisors Inc 0.17% of their portfolio MIAMI, FL 18,12718.1k $461.9k $461.9k 0.17% Added +355 +355
18 Pineridge Advisors LLC 0.13% of their portfolio ST. CHARLES, MO 17,36617.4k $442.5k $442.5k 0.13% Added +1.2k +1,214
19 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 15,28715.3k $389.5k $389.5k 0.00% Reduced -254 -254
20 Arcadia Wealth Management, LLC 0.15% of their portfolio Manchester, NH 14,37314.4k $366.2k $366.2k 0.15% Added +166 +166
21 CreativeOne Wealth, LLC 0.01% of their portfolio OVERLAND PARK, KS 12,16512.2k $310.0k $310.0k 0.01% New
22 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 11,34511.3k $289.1k $289.1k 0.00% New
23 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 9,5509.6k $243.3k $243.3k 0.00% Added +1.2k +1,184
24 LifePlan Investment Advisors, Inc. 0.10% of their portfolio RALEIGH, NC 8,9428.9k $227.8k $227.8k 0.10% Added +295 +295
25 Root Financial Partners, LLC 0.00% of their portfolio ENCINITAS, CA 2,7992.8k $71.3k $71.3k 0.00% New
26 UBS Group AG 0.00% of their portfolio ZURICH, V8 5454 $1.4k $1.4k 0.00% Reduced -151 -151