Vault-13

Capital One Finl Corp DP Shs P COF 5 PERP I

PREFERRED STOCK · PUBLIC · CUSIP 14040H824

6 institutional holders +1 vs Q2 2023
80,17380.2k shares reported held*
$1.5mreported value*
1 new 0 added 1 reduced 0 sold out net sold ≈ $64.0k (-3.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $18.78.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0246Q3 22: 3Q4 22: 5Q1 23: 4Q2 23: 5Q3 23: 66Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 20223
Q4 20225
Q1 20234
Q2 20235
Q3 20236

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
202Q4 22: 2 bought or addedQ4 22: 2 cut or sold outQ4 22Q1 23: 2 bought or addedQ1 23: 2 cut or sold outQ1 23Q2 23: 2 bought or addedQ2 23: 1 cut or sold outQ2 23Q3 23: 1 bought or addedQ3 23: 1 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 202222
Q1 202322
Q2 202321
Q3 202311

Biggest buyers

ORG Partners LLC New +31+31

Biggest sellers

PRIVATE ASSET MANAGEMENT INC Reduced -3,450-3.5k

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 PRIVATE ASSET MANAGEMENT INC 0.24% of their portfolio SAN DIEGO, CA 54,81554.8k $1.0m $1.0m 0.24% Reduced -3.5k -3,450
2 KELLY LAWRENCE W & ASSOCIATES INC/CA 0.12% of their portfolio PASADENA, CA 23,70023.7k $448.4k $448.4k 0.12% Unchanged
3 THOMPSON INVESTMENT MANAGEMENT, INC. 0.00% of their portfolio MADISON, WI 1,0001.0k $18.7k $18.7k 0.00% Unchanged
4 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 527527 $9.9k $9.9k 0.00% Unchanged
5 Cornerstone Planning Group LLC 0.00% of their portfolio FAIRFIELD, NJ 100100 $1.9k $1.9k 0.00% Unchanged
6 ORG Partners LLC 0.00% of their portfolio ROANOKE, IN 3131 $580 $580 0.00% New