Vault-13

CAPITAL GROUP EQUITY ETF TR CGMM

US SM MI CA ETF · ETP · CUSIP 14022A102

201 institutional holders +24 vs Q4 2025
58,622,60558.6m shares reported held*
$1.7bnreported value*
36 new 131 added 15 reduced 10 sold out net bought ≈ $683.4m (+23.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $29.35.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

0100200300Q1 25: 45Q2 25: 83Q3 25: 124Q4 25: 177Q1 26: 201201Q1 25Q2 25Q3 25Q4 25Q1 26
Numbers
QuarterHolders
Q1 202545
Q2 202583
Q3 2025124
Q4 2025177
Q1 2026201

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q2 25: 72 bought or addedQ2 25: 6 cut or sold outQ2 25Q3 25: 112 bought or addedQ3 25: 9 cut or sold outQ3 25Q4 25: 144 bought or addedQ4 25: 18 cut or sold outQ4 25Q1 26: 167 bought or addedQ1 26: 25 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 2025726
Q3 20251129
Q4 202514418
Q1 202616725

Biggest buyers

LPL Financial LLC Added +10,263,390+10.3m
ENVESTNET ASSET MANAGEMENT INC Added +1,818,161+1.8m
Pathstone Holdings, LLC Added +1,667,441+1.7m
WELLS FARGO & COMPANY/MN Added +1,443,185+1.4m
JONES FINANCIAL COMPANIES LLLP Added +1,009,098+1.0m
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +656,161+656.2k
Presper Financial Architects, LLC New +641,703+641.7k
Kestra Investment Management, LLC Added +512,078+512.1k
RAYMOND JAMES FINANCIAL INC Added +481,950+481.9k
COMMONWEALTH EQUITY SERVICES, LLC Added +450,785+450.8k

Biggest sellers

Janney Montgomery Scott LLC Sold out -386,967-387.0k
CMC Financial Group Sold out -119,727-119.7k
PARK AVENUE SECURITIES LLC Sold out -57,903-57.9k
Concurrent Investment Advisors, LLC Reduced -51,413-51.4k
STEPHENS INC /AR/ Reduced -37,367-37.4k
JANE STREET GROUP, LLC Sold out -29,251-29.3k
Capital International Investors Sold out -21,632-21.6k
CARY STREET PARTNERS FINANCIAL LLC Reduced -16,022-16.0k
Diversify Advisory Services, LLC Sold out -13,796-13.8k
KINGSWOOD WEALTH ADVISORS, LLC Reduced -13,214-13.2k

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.10% of their portfolio FORT MILL, SC 13,218,45413.2m $388.1m $388.1m 0.10% Added +10.3m +10,263,390
2 ENVESTNET ASSET MANAGEMENT INC 0.07% of their portfolio Berwyn, PA 9,119,7819.1m $267.8m $267.8m 0.07% Added +1.8m +1,818,161
3 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 3,031,4533.0m $89.0m $89.0m 0.02% Added +1.4m +1,443,185
4 OSAIC HOLDINGS, INC. 0.07% of their portfolio SCOTTSDALE, AZ 1,685,7491.7m $49.5m $49.5m 0.07% Added +150.8k +150,842
5 Pathstone Holdings, LLC 0.20% of their portfolio ENGLEWOOD, NJ 1,679,3701.7m $49.3m $49.3m 0.20% Added +1.7m +1,667,441
6 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 1,520,2911.5m $44.6m $44.6m 0.05% Added +350.8k +350,828
7 JONES FINANCIAL COMPANIES LLLP 0.02% of their portfolio DES PERES, MO 1,478,8901.5m $42.5m $42.5m 0.02% Added +1.0m +1,009,098
8 Merit Financial Group, LLC 0.31% of their portfolio ALPHARETTA, GA 1,404,0211.4m $41.2m $41.2m 0.31% Added +43.6k +43,590
9 COMMONWEALTH EQUITY SERVICES, LLC 0.06% of their portfolio WALTHAM, MA 1,370,9031.4m $40.2m $40.2m 0.06% Added +450.8k +450,785
10 CAPTRUST FINANCIAL ADVISORS 0.06% of their portfolio RALEIGH, NC 1,112,5991.1m $32.7m $32.7m 0.06% Added +77.1k +77,096
11 Kestra Investment Management, LLC 0.55% of their portfolio AUSTIN, TX 1,077,2031.1m $31.6m $31.6m 0.55% Added +512.1k +512,078
12 SEI INVESTMENTS CO 0.03% of their portfolio OAKS, PA 977,455977.5k $28.7m $28.7m 0.03% Added +227.0k +226,974
13 MML INVESTORS SERVICES, LLC 0.08% of their portfolio SPRINGFIELD, MA 946,539946.5k $27.8m $27.8m 0.08% Added +93.4k +93,394
14 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.02% of their portfolio MILWAUKEE, WI 937,734937.7k $27.5m $27.5m 0.02% Added +656.2k +656,161
15 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 926,659926.7k $27.2m $27.2m 0.03% Added +36.9k +36,911
16 Kestra Advisory Services, LLC 0.10% of their portfolio AUSTIN, TX 913,227913.2k $26.8m $26.8m 0.10% Added +14.8k +14,815
17 ASSETMARK, INC 0.05% of their portfolio CONCORD, CA 890,379890.4k $26.1m $26.1m 0.05% Added +139.2k +139,216
18 Ergawealth Advisors, Inc. 10.31% of their portfolio OAK BROOK, IL 794,117794.1k $23.3m $23.3m 10.31% Added +45.0k +45,009
19 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 793,978794.0k $23.3m $23.3m 0.00% Added +159.2k +159,187
20 NewEdge Advisors, LLC 0.08% of their portfolio NEW ORLEANS, LA 743,518743.5k $21.8m $21.8m 0.08% Added +67.8k +67,790
21 Capital Group Private Client Services, Inc. 0.37% of their portfolio Los Angeles, CA 738,682738.7k $21.7m $21.7m 0.37% Added +255.3k +255,340
22 Presper Financial Architects, LLC 11.20% of their portfolio AKRON, OH 641,703641.7k $18.8m $18.8m 11.20% New
23 BENJAMIN EDWARDS INC 0.16% of their portfolio Clayton, MO 534,271534.3k $15.7m $15.7m 0.16% Added +184.7k +184,671
24 Main Line Retirement Advisors, LLC 7.68% of their portfolio WHITEFISH, MT 523,944523.9k $15.4m $15.4m 7.68% Added +2.4k +2,440
25 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 518,250518.2k $15.2m $15.2m 0.04% Added +87.3k +87,350
26 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 495,747495.7k $14.6m $14.6m 0.00% Added +481.9k +481,950
27 Strategic Blueprint, LLC 0.77% of their portfolio ATLANTA, GA 449,631449.6k $13.2m $13.2m 0.77% Added +13.8k +13,799
28 &PARTNERS 0.06% of their portfolio NASHVILLE, TN 435,324435.3k $12.8m $12.8m 0.06% Added +101.1k +101,142
29 STEPHENS INC /AR/ 0.15% of their portfolio LITTLE ROCK, AR 396,342396.3k $11.6m $11.6m 0.15% Reduced -37.4k -37,367
30 Concurrent Investment Advisors, LLC 0.10% of their portfolio Tampa, FL 317,661317.7k $9.3m $9.3m 0.10% Reduced -51.4k -51,413
31 Souders Financial Advisors 0.96% of their portfolio CINCINNATI, OH 287,605287.6k $8.4m $8.4m 0.96% Added +46.9k +46,884
32 Vestmark Advisory Solutions, Inc. 0.09% of their portfolio Wakefield, MA 286,242286.2k $8.4m $8.4m 0.09% Added +64.4k +64,439
33 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 281,245281.2k $8.4m $8.4m 0.02% Added +70.5k +70,523
34 Coign Capital Advisors LLC 4.29% of their portfolio Draper, UT 278,294278.3k $8.2m $8.2m 4.29% Added +23.4k +23,353
35 NATIXIS ADVISORS, LLC 0.01% of their portfolio Boston, MA 267,919267.9k $7.9m $7.9m 0.01% Added +180.6k +180,646
36 Orion Porfolio Solutions, LLC 0.07% of their portfolio OMAHA, NE 265,374265.4k $7.8m $7.8m 0.07% Added +29.8k +29,762
37 National Wealth Management Group, LLC 2.73% of their portfolio CINCINNATI, OH 249,900249.9k $7.3m $7.3m 2.73% Added +5.4k +5,438
38 GREAT VALLEY ADVISOR GROUP, INC. 0.12% of their portfolio WILMINGTON, DE 230,107230.1k $6.8m $6.8m 0.12% New
39 J. Derek Lewis & Associates Inc. 1.50% of their portfolio NEWPORT BEACH, CA 225,804225.8k $6.7m $6.7m 1.50% Added +54.9k +54,877
40 Valmark Advisers, Inc. 0.07% of their portfolio AKRON, OH 208,654208.7k $6.1m $6.1m 0.07% Added +66.9k +66,928
41 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 206,541206.5k $6.1m $6.1m 0.01% Added +141.8k +141,816
42 Compton Financial Group, LLC 1.27% of their portfolio TOWSON, MD 195,976196.0k $5.8m $5.8m 1.27% Added +188.5k +188,520
43 CARY STREET PARTNERS FINANCIAL LLC 0.13% of their portfolio RICHMOND, VA 180,562180.6k $5.3m $5.3m 0.13% Reduced -16.0k -16,022
44 Royal Harbor Partners, LLC 1.73% of their portfolio HOUSTON, TX 174,194174.2k $5.1m $5.1m 1.73% New
45 Smartleaf Asset Management LLC 0.17% of their portfolio BOSTON, MA 164,361164.4k $4.7m $4.7m 0.17% Added +21.0k +21,016
46 Per Stirling Capital Management, LLC. 0.52% of their portfolio AUSTIN, TX 161,057161.1k $4.7m $4.7m 0.52% New
47 StoneCrest Wealth Management, Inc. 1.73% of their portfolio CHANDLER, AZ 139,692139.7k $4.1m $4.1m 1.73% Added +2.5k +2,540
48 BNB Wealth Management, LLC 2.51% of their portfolio SILVER SPRING, MD 133,176133.2k $3.9m $3.9m 2.51% Added +14.1k +14,079
49 Smith Thornton Advisors LLC 1.97% of their portfolio HUNTSVILLE, AL 133,010133.0k $3.9m $3.9m 1.97% Added +6.9k +6,922
50 HARBOUR INVESTMENTS, INC. 0.06% of their portfolio MADISON, WI 128,667128.7k $3.8m $3.8m 0.06% Added +70.1k +70,095
51 Tradition Wealth Management, LLC 0.26% of their portfolio EDINA, MN 124,585124.6k $3.7m $3.7m 0.26% Added +3.7k +3,730
52 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 123,791123.8k $3.6m $3.6m 0.00% Added +11.6k +11,584
53 Laurel Wealth Planning LLC 1.89% of their portfolio EDINA, MN 121,831121.8k $3.6m $3.6m 1.89% Added +59.2k +59,223
54 Cullen/Frost Bankers, Inc. 0.04% of their portfolio San Antonio, TX 121,501121.5k $3.6m $3.6m 0.04% Added +23.5k +23,458
55 Envestnet Portfolio Solutions, Inc. 0.02% of their portfolio BERWYN, PA 118,246118.2k $3.5m $3.5m 0.02% Added +11.3k +11,317
56 Sigma Planning Corp 0.10% of their portfolio ANN ARBOR, MI 117,049117.0k $3.4m $3.4m 0.10% Added +64.7k +64,658
57 Gateway Wealth Partners, LLC 0.13% of their portfolio APPLETON, WI 109,720109.7k $3.2m $3.2m 0.13% New
58 INDEPENDENT FINANCIAL GROUP, LLC 0.07% of their portfolio SAN DIEGO, CA 108,495108.5k $3.2m $3.2m 0.07% Added +16.9k +16,862
59 Essex Financial Services, Inc. 0.18% of their portfolio ESSEX, CT 108,398108.4k $3.2m $3.2m 0.18% Added +15.4k +15,359
60 PRINCIPAL SECURITIES, INC. 0.04% of their portfolio DES MOINES, IA 103,089103.1k $3.0m $3.0m 0.04% Added +12.2k +12,229
61 NavPoint Financial, Inc. 1.22% of their portfolio Prior Lake, MN 102,614102.6k $3.0m $3.0m 1.22% Added +27.1k +27,088
62 Mariner, LLC 0.00% of their portfolio Overland Park, KS 97,93597.9k $2.9m $2.9m 0.00% Added +44.3k +44,292
63 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 94,70794.7k $2.8m $2.8m 0.00% New
64 Wealth Science Advisors LLC 1.51% of their portfolio ALPHARETTA, GA 93,26993.3k $2.7m $2.7m 1.51% Unchanged
65 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 92,52092.5k $2.7m $2.7m 0.02% Added +65.2k +65,161
66 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 90,21790.2k $2.6m $2.6m 0.01% Added +38.4k +38,440
67 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 84,79784.8k $2.5m $2.5m 0.00% Added +4.8k +4,833
68 Entruity Wealth, LLC 1.62% of their portfolio BAKERSFIELD, CA 81,50181.5k $2.4m $2.4m 1.62% Reduced -1.3k -1,277
69 World Investment Advisors 0.04% of their portfolio LINCROFT, NJ 77,14077.1k $2.3m $2.3m 0.04% Added +26.3k +26,258
70 Boyer Financial Services, Inc. 2.37% of their portfolio NEWPORT BEACH, CA 76,23176.2k $2.2m $2.2m 2.37% Added +13.4k +13,367
71 NWF Advisory Services Inc. 0.24% of their portfolio Los Angeles, CA 73,62373.6k $2.2m $2.2m 0.24% Added +5.9k +5,867
72 A&I FINANCIAL SERVICES, LLC 1.02% of their portfolio LONE TREE, CO 73,05173.1k $2.1m $2.1m 1.02% Added +6.7k +6,670
73 Hopwood Nicholas Hunter 0.67% of their portfolio PLYMOUTH, MI 71,55871.6k $2.1m $2.1m 0.67% Added +1.3k +1,281
74 Kingsview Wealth Management, LLC 0.03% of their portfolio GRANTS PASS, OR 67,77167.8k $2.0m $2.0m 0.03% Added +23.9k +23,855
75 Mutual Advisors, LLC 0.04% of their portfolio OMAHA, NE 67,58867.6k $2.0m $2.0m 0.04% Added +51.0k +51,032
76 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 60,28260.3k $1.8m $1.8m 0.02% Added +33.3k +33,296
77 Wise Wealth Partners 2.37% of their portfolio PHOENIX, AZ 59,68959.7k $1.8m $1.8m 2.37% Added +2.3k +2,295
78 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 59,61659.6k $1.8m $1.8m 0.01% Added +30.0k +29,983
79 Beta Wealth Group, Inc. 0.71% of their portfolio SAN DIEGO, CA 58,68358.7k $1.7m $1.7m 0.71% Reduced -1.7k -1,681
80 PFG Advisors 0.08% of their portfolio Phoenix, AZ 58,46258.5k $1.7m $1.7m 0.08% Added +12.4k +12,420
81 Aprio Wealth Management, LLC 0.09% of their portfolio ATLANTA, GA 55,77155.8k $1.6m $1.6m 0.09% Added +15.0k +15,036
82 Venture Visionary Partners LLC 0.05% of their portfolio Sylvania, OH 53,64253.6k $1.6m $1.6m 0.05% Added +3.7k +3,661
83 FOUNDERS FINANCIAL SECURITIES LLC 0.09% of their portfolio TOWSON, MD 52,97453.0k $1.6m $1.6m 0.09% Added +25.5k +25,518
84 Trademark Financial Management, LLC 0.74% of their portfolio Bloomington, MN 51,68551.7k $1.5m $1.5m 0.74% Added +33.3k +33,266
85 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 51,11451.1k $1.5m $1.5m 0.00% New
86 Merited Wealth, LLC 1.23% of their portfolio NORTH BAY VILLAGE, FL 50,37050.4k $1.5m $1.5m 1.23% Reduced -911 -911
87 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 49,19849.2k $1.4m $1.4m 0.02% Added +23.0k +22,973
88 Dynamic Advisor Solutions LLC 0.04% of their portfolio PHOENIX, AZ 47,29147.3k $1.4m $1.4m 0.04% Added +2.4k +2,447
89 SAGESPRING WEALTH PARTNERS, LLC 0.03% of their portfolio FRANKLIN, TN 47,23247.2k $1.4m $1.4m 0.03% Added +3.1k +3,055
90 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 46,27446.3k $1.4m $1.4m 0.02% Added +6.7k +6,704
91 LongView Wealth Management 0.35% of their portfolio ATLANTA, GA 44,24544.2k $1.4m $1.4m 0.35% Added +2.2k +2,220
92 Koshinski Asset Management, Inc. 0.08% of their portfolio DECATUR, IL 44,07044.1k $1.3m $1.3m 0.08% Added +8.7k +8,741
93 Blueprint Investment Partners LLC 0.13% of their portfolio GREENSBORO, NC 42,12942.1k $1.2m $1.2m 0.13% Added +2.3k +2,262
94 Blueprint Financial Advisors LLC 0.18% of their portfolio GREENSBOTO, NC 42,12942.1k $1.2m $1.2m 0.18% Added +2.3k +2,262
95 Michael Brady & Co., LLC 1.24% of their portfolio WESTLAKE, OH 42,10442.1k $1.2m $1.2m 1.24% Added +12.0k +11,953
96 HighPoint Advisor Group LLC 0.05% of their portfolio DOWNERS GROVE, IL 41,74041.7k $1.2m $1.2m 0.05% Added +22.6k +22,610
97 RFG Advisory, LLC 0.02% of their portfolio BIRMINGHAM, AL 40,30640.3k $1.2m $1.2m 0.02% Added +1.7k +1,686
98 Alchemi Wealth, LLC 0.64% of their portfolio ESSEX, CT 39,04139.0k $1.1m $1.1m 0.64% Added +3.1k +3,126
99 Security Financial Services, INC. 0.18% of their portfolio Fort Wayne, IN 38,14938.1k $1.1m $1.1m 0.18% Added +5.4k +5,417
100 Forge Financial Services LLC 0.11% of their portfolio EDMOND, OK 36,90436.9k $1.1m $1.1m 0.11% Added +10.2k +10,220