Vault-13

CAPITAL GRP FIXED INCM ETF T CGSM

SHORT DURATION M · ETP · CUSIP 14020Y607

148 institutional holders +16 vs Q4 2025
36,331,35536.3m shares reported held*
$954.9mreported value*
27 new 77 added 28 reduced 9 sold out net bought ≈ $131.5m (+5.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($71.3k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $26.28.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

050100150Q3 23: 5Q4 23: 12Q1 24: 20Q2 24: 33Q3 24: 56Q4 24: 69Q1 25: 84Q2 25: 99Q3 25: 111Q4 25: 132Q1 26: 148148Q3 23Q1 24Q3 24Q1 25Q3 25Q1 26
Numbers
QuarterHolders
Q3 20235
Q4 202312
Q1 202420
Q2 202433
Q3 202456
Q4 202469
Q1 202584
Q2 202599
Q3 2025111
Q4 2025132
Q1 2026148

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q2 24: 28 bought or addedQ2 24: 6 cut or sold outQ3 24: 53 bought or addedQ3 24: 3 cut or sold outQ3 24Q4 24: 48 bought or addedQ4 24: 14 cut or sold outQ1 25: 64 bought or addedQ1 25: 12 cut or sold outQ1 25Q2 25: 65 bought or addedQ2 25: 24 cut or sold outQ3 25: 85 bought or addedQ3 25: 23 cut or sold outQ3 25Q4 25: 97 bought or addedQ4 25: 25 cut or sold outQ1 26: 104 bought or addedQ1 26: 37 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 2024286
Q3 2024533
Q4 20244814
Q1 20256412
Q2 20256524
Q3 20258523
Q4 20259725
Q1 202610437

Biggest buyers

MORGAN STANLEY Added +858,565+858.6k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +746,997+747.0k
LPL Financial LLC Added +602,132+602.1k
Cetera Investment Advisers Added +288,245+288.2k
ENVESTNET ASSET MANAGEMENT INC Added +281,585+281.6k
JONES FINANCIAL COMPANIES LLLP Added +268,513+268.5k
Kestra Advisory Services, LLC Added +221,749+221.7k
Boulder Wealth Advisors, LLC Added +168,317+168.3k
Apella Capital, LLC New +151,956+152.0k
ROYAL BANK OF CANADA Added +150,064+150.1k

Biggest sellers

CAPTRUST FINANCIAL ADVISORS Reduced -148,310-148.3k
J.W. COLE ADVISORS, INC. Sold out -145,281-145.3k
StoneX Group Inc. Sold out -113,285-113.3k
Beta Wealth Group, Inc. Sold out -63,237-63.2k
Valmark Advisers, Inc. Reduced -53,086-53.1k
MML INVESTORS SERVICES, LLC Reduced -37,970-38.0k
PUREfi Wealth, LLC Reduced -29,952-30.0k
GOLDMAN SACHS GROUP INC Sold out -29,400-29.4k
OSAIC HOLDINGS, INC. Reduced -29,370-29.4k
EverSource Wealth Advisors, LLC Reduced -18,655-18.7k

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Capital International Investors 0.08% of their portfolio Los Angeles, CA 13,168,00213.2m $346.1m $346.1m 0.08% Added +141.3k +141,300
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 3,688,4633.7m $96.9m $96.9m 0.01% Added +858.6k +858,565
3 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 2,928,5602.9m $77.0m $77.0m 0.02% Added +281.6k +281,585
4 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 2,191,4082.2m $57.6m $57.6m 0.02% Added +602.1k +602,132
5 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.02% of their portfolio MILWAUKEE, WI 1,104,6901.1m $29.0m $29.0m 0.02% Added +747.0k +746,997
6 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 989,257989.3k $26.0m $26.0m 0.03% Added +288.2k +288,245
7 Capital Group Private Client Services, Inc. 0.35% of their portfolio Los Angeles, CA 800,815800.8k $21.0m $21.0m 0.35% Added +21.8k +21,839
8 CAPTRUST FINANCIAL ADVISORS 0.03% of their portfolio RALEIGH, NC 712,535712.5k $18.7m $18.7m 0.03% Reduced -148.3k -148,310
9 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 690,408690.4k $18.1m $18.1m 0.00% Added +74.3k +74,252
10 JONES FINANCIAL COMPANIES LLLP 0.01% of their portfolio DES PERES, MO 656,761656.8k $17.3m $17.3m 0.01% Added +268.5k +268,513
11 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 419,385419.4k $11.0m $11.0m 0.01% Added +32.7k +32,702
12 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 395,994396.0k $10.4m $10.4m 0.00% Added +52.0k +51,961
13 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 372,711372.7k $9.8m $9.8m 0.01% Reduced -29.4k -29,370
14 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 360,873360.9k $9.5m $9.5m 0.01% Added +66.1k +66,133
15 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 348,737348.7k $9.2m $9.2m 0.03% Reduced -38.0k -37,970
16 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 326,116326.1k $8.6m $8.6m 0.00% Added +150.1k +150,064
17 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 310,024310.0k $8.1m $8.1m 0.03% Added +221.7k +221,749
18 Vestmark Advisory Solutions, Inc. 0.09% of their portfolio Wakefield, MA 304,185304.2k $8.0m $8.0m 0.09% Added +73.4k +73,372
19 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 290,883290.9k $7.6m $7.6m 0.02% Added +19.1k +19,120
20 Boulder Wealth Advisors, LLC 2.63% of their portfolio BOULDER, CO 250,801250.8k $6.6m $6.6m 2.63% Added +168.3k +168,317
21 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 202,450202.4k $5.3m $5.3m 0.01% Added +38.2k +38,155
22 INTEGRATED WEALTHCARE, LLC 4.31% of their portfolio DURHAM, NC 195,969196.0k $5.2m $5.2m 4.31% Added +418 +418
23 Steward Partners Investment Advisory, LLC 0.03% of their portfolio STAMFORD, CT 191,624191.6k $5.0m $5.0m 0.03% Added +12.7k +12,745
24 Financial Connections Group, Inc. 1.74% of their portfolio CORTE MADERA, CA 190,872190.9k $5.0m $5.0m 1.74% Added +13.8k +13,758
25 PRINCIPAL SECURITIES, INC. 0.07% of their portfolio DES MOINES, IA 188,695188.7k $5.0m $5.0m 0.07% Added +17.1k +17,131
26 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 187,205187.2k $4.9m $4.9m 0.02% Added +37.5k +37,522
27 Hartmann Taylor Wealth Management, LLC 2.71% of their portfolio DALLAS, TX 155,916155.9k $4.1m $4.1m 2.71% Reduced -8.9k -8,875
28 Apella Capital, LLC 0.06% of their portfolio WEST HARTFORD, CT 151,956152.0k $4.0m $4.0m 0.06% New
29 BENJAMIN EDWARDS INC 0.04% of their portfolio Clayton, MO 149,961150.0k $3.9m $3.9m 0.04% Added +104.9k +104,936
30 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 149,372149.4k $3.9m $3.9m 0.01% Added +47.7k +47,661
31 NATIXIS ADVISORS, LLC 0.01% of their portfolio Boston, MA 142,364142.4k $3.7m $3.7m 0.01% Added +105.4k +105,444
32 Total Clarity Wealth Management, Inc. 0.87% of their portfolio ST. CHARLES, IL 140,438140.4k $3.7m $3.7m 0.87% Added +19.8k +19,833
33 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 137,966138.0k $3.6m $3.6m 0.00% Added +102.7k +102,717
34 Orion Porfolio Solutions, LLC 0.03% of their portfolio OMAHA, NE 123,276123.3k $3.2m $3.2m 0.03% Reduced -453 -453
35 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 122,757122.8k $3.2m $3.2m 0.01% Reduced -9.0k -9,017
36 &PARTNERS 0.02% of their portfolio NASHVILLE, TN 118,017118.0k $3.1m $3.1m 0.02% Added +40.8k +40,827
37 FWG Holdings, LLC 1.16% of their portfolio WINTER PARK, FL 116,934116.9k $3.1m $3.1m 1.16% Added +64.1k +64,082
38 Royal Harbor Partners, LLC 0.99% of their portfolio HOUSTON, TX 110,981111.0k $2.9m $2.9m 0.99% Added +4.5k +4,472
39 CWM, LLC 0.01% of their portfolio OMAHA, NE 109,982110.0k $2.9m $2.9m 0.01% Added +109.9k +109,943
40 GREAT VALLEY ADVISOR GROUP, INC. 0.05% of their portfolio WILMINGTON, DE 104,317104.3k $2.7m $2.7m 0.05% Added +15.5k +15,475
41 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 99,41199.4k $2.6m $2.6m 0.00% Added +7.3k +7,322
42 KEELER & NADLER FINANCIAL PLANNING & WEALTH MANAGEMENT 0.87% of their portfolio Dublin, OH 97,92797.9k $2.6m $2.6m 0.87% Added +12.4k +12,399
43 OLD MISSION CAPITAL LLC 0.06% of their portfolio CHICAGO, IL 93,95894.0k $2.5m $2.5m 0.06% New
44 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 90,52690.5k $2.4m $2.4m 0.00% Added +35.1k +35,097
45 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 90,26890.3k $2.4m $2.4m 0.00% Added +16.1k +16,110
46 Cauble & Harre Wealth Management, Inc. 1.86% of their portfolio SAINT LOUIS, MO 88,51888.5k $2.3m $2.3m 1.86% Added +11.1k +11,072
47 Transamerica Financial Advisors, LLC 0.20% of their portfolio CEDAR RAPIDS, IA 87,33187.3k $2.3m $2.3m 0.20% Added +47.1k +47,055
48 Betterment LLC 0.00% of their portfolio NEW YORK, NY 82,31782.3k $2.2m $2.2m 0.00% Reduced -11.7k -11,688
49 Jacobi Capital Management LLC 0.12% of their portfolio PITTSTON, PA 81,88381.9k $2.2m $2.2m 0.12% Added +4.9k +4,902
50 Tribridge Partners Financial LLC 0.88% of their portfolio COLUMBIA, MD 80,76580.8k $2.1m $2.1m 0.88% Added +7.7k +7,748
51 COTTONWOOD CAPITAL ADVISORS, LLC 1.39% of their portfolio SALT LAKE CITY, UT 74,94174.9k $2.0m $2.0m 1.39% Added +4.2k +4,151
52 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 72,80372.8k $1.9m $1.9m 0.01% Added +21.0k +21,013
53 PUREfi Wealth, LLC 1.17% of their portfolio BOSTON, MA 68,16068.2k $1.8m $1.8m 1.17% Reduced -30.0k -29,952
54 Simplicity Wealth,LLC 0.10% of their portfolio SUMMIT, NJ 66,96167.0k $1.8m $1.8m 0.10% Added +5.0k +4,957
55 Gateway Wealth Partners, LLC 0.07% of their portfolio APPLETON, WI 64,44164.4k $1.7m $1.7m 0.07% Added +38.8k +38,834
56 Smith Thornton Advisors LLC 0.79% of their portfolio HUNTSVILLE, AL 59,89059.9k $1.6m $1.6m 0.79% Unchanged
57 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 58,75058.8k $1.5m $1.5m 0.00% New
58 Bison Wealth, LLC 0.14% of their portfolio ATLANTA, GA 54,09254.1k $1.4m $1.4m 0.14% Added +396 +396
59 EverSource Wealth Advisors, LLC 0.04% of their portfolio BIRMINGHAM, AL 53,44353.4k $1.4m $1.4m 0.04% Reduced -18.7k -18,655
60 WEDBUSH SECURITIES INC 0.04% of their portfolio PASADENA, CA 48,77348.8k $1.3m $1.3m 0.04% Added +9.9k +9,864
61 JHP Wealth Management, LLC 1.15% of their portfolio CENTENNIAL, CO 45,82645.8k $1.2m $1.2m 1.15% Reduced -994 -994
62 Burton Enright Welch 0.15% of their portfolio WALNUT CREEK, CA 43,34343.3k $1.1m $1.1m 0.15% Added +768 +768
63 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 43,26043.3k $1.1m $1.1m 0.01% Reduced -12.3k -12,305
64 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 41,73141.7k $1.1m $1.1m 0.00% Added +13.1k +13,129
65 Greykasell Wealth Strategies, Inc. 0.44% of their portfolio DANVILLE, CA 41,35641.4k $1.1m $1.1m 0.44% Added +2.9k +2,870
66 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 39,43339.4k $1.0m $1.0m 0.00% Added +24.2k +24,196
67 Aprio Wealth Management, LLC 0.05% of their portfolio ATLANTA, GA 37,95038.0k $997.3k $997.3k 0.05% Added +700 +700
68 PETREDIS INVESTMENT ADVISORS LLC 0.08% of their portfolio WARRENDALE, PA 37,90037.9k $996.0k $996.0k 0.08% New
69 Souders Financial Advisors 0.11% of their portfolio CINCINNATI, OH 36,78636.8k $966.7k $966.7k 0.11% Added +7.6k +7,620
70 Confluence Wealth Services, Inc. 0.04% of their portfolio MCMURRAY, PA 36,09336.1k $948.5k $948.5k 0.04% Reduced -10.9k -10,916
71 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 36,04536.0k $947.3k $947.3k 0.01% Reduced -26 -26
72 Sunrise Financial Services, LLC 0.66% of their portfolio BURIEN, WA 35,56135.6k $934.5k $934.5k 0.66% Reduced -1.7k -1,717
73 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 35,36535.4k $929.4k $929.4k 0.01% Added +863 +863
74 U.S. Capital Wealth Advisors, LLC 0.02% of their portfolio AUSTIN, TX 33,27533.3k $874.5k $874.5k 0.02% Unchanged
75 Lakeside Advisors, INC. 0.58% of their portfolio SEATTLE, WA 33,00033.0k $867.2k $867.2k 0.58% Added +21.5k +21,500
76 Acorn Wealth Advisors, LLC 0.25% of their portfolio Grand Blanc, MI 32,77732.8k $861.4k $861.4k 0.25% Unchanged
77 SFG Wealth Management, LLC. 0.35% of their portfolio TOWSON, MD 32,37732.4k $850.9k $850.9k 0.35% New
78 Cullen/Frost Bankers, Inc. 0.01% of their portfolio San Antonio, TX 30,51530.5k $801.9k $801.9k 0.01% Added +2.8k +2,787
79 GWN SECURITIES INC. 0.15% of their portfolio Palm Beach Gardens, FL 29,48129.5k $774.8k $774.8k 0.15% Reduced -650 -650
80 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 29,47529.5k $774.6k $774.6k 0.01% Added +4.0k +4,000
81 Visionary Wealth Advisors 0.03% of their portfolio O'FALLON, IL 29,42429.4k $773.3k $773.3k 0.03% Added +2.4k +2,428
82 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.02% of their portfolio LOS ANGELES, CA 28,43328.4k $747.2k $747.2k 0.02% New
83 Capital Investment Management, Inc. 0.24% of their portfolio LEES SUMMIT, MO 26,99027.0k $709.3k $709.3k 0.24% Reduced -767 -767
84 MCF Advisors LLC 0.03% of their portfolio LEXINGTON, KY 25,66925.7k $674.6k $674.6k 0.03% New
85 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 25,25425.3k $663.7k $663.7k 0.01% Unchanged
86 LANDAAS & CO /WI /ADV 0.13% of their portfolio MILWAUKEE, WI 21,77921.8k $572.4k $572.4k 0.13% Reduced -9.4k -9,441
87 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 21,15321.2k $555.9k $555.9k 0.01% Added +3.4k +3,359
88 World Investment Advisors 0.01% of their portfolio LINCROFT, NJ 21,07321.1k $553.8k $553.8k 0.01% Added +3.7k +3,699
89 Peterson Wealth Advisors, LLC 0.07% of their portfolio Orem, UT 20,96021.0k $550.8k $550.8k 0.07% Reduced -2.0k -1,996
90 RICHARDS, MERRILL & PETERSON, INC. 0.20% of their portfolio SPOKANE, WA 20,80020.8k $546.6k $546.6k 0.20% Reduced -25 -25
91 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 19,43819.4k $510.8k $510.8k 0.00% Added +4.5k +4,453
92 Astoria Portfolio Advisors LLC. 0.11% of their portfolio NEW YORK, NY 19,08419.1k $504.4k $504.4k 0.11% Added +96 +96
93 UHLMANN PRICE SECURITIES, LLC 0.03% of their portfolio SKOKIE, IL 18,39318.4k $483.4k $483.4k 0.03% Reduced -1.1k -1,114
94 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 16,76416.8k $440.6k $440.6k 0.00% New
95 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 16,73816.7k $439.9k $439.9k 0.00% New
96 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 16,65716.7k $437.7k $437.7k 0.01% Added +5.0k +5,041
97 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.03% of their portfolio ORLANDO, FL 15,72415.7k $413.5k $413.5k 0.03% Added +24 +24
98 BCS Wealth Management 0.08% of their portfolio JOHNSON CITY, TN 15,68415.7k $412.2k $412.2k 0.08% New
99 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 15,54215.5k $409.4k $409.4k 0.00% Added +2.4k +2,360
100 Wood Tarver Financial Group, LLC 0.10% of their portfolio BOISE, ID 14,34314.3k $376.0k $376.0k 0.10% Added +29 +29