Vault-13

CAPITAL GRP FIXED INCM ETF T CGSD

SHORT DURATION · ETP · CUSIP 14020Y409

188 institutional holders +22 vs Q4 2025
56,418,15156.4m shares reported held*
$1.5bnreported value*
33 new 95 added 39 reduced 11 sold out net bought ≈ $182.6m (+7.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $25.79.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

0100200Q4 22: 13Q1 23: 33Q2 23: 46Q3 23: 54Q4 23: 70Q1 24: 78Q2 24: 83Q3 24: 99Q4 24: 120Q1 25: 136Q2 25: 150Q3 25: 148Q4 25: 166Q1 26: 188188Q4 22Q3 23Q2 24Q1 25Q1 26
Numbers
QuarterHolders
Q4 202213
Q1 202333
Q2 202346
Q3 202354
Q4 202370
Q1 202478
Q2 202483
Q3 202499
Q4 2024120
Q1 2025136
Q2 2025150
Q3 2025148
Q4 2025166
Q1 2026188

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q2 24: 60 bought or addedQ2 24: 27 cut or sold outQ3 24: 71 bought or addedQ3 24: 23 cut or sold outQ3 24Q4 24: 69 bought or addedQ4 24: 32 cut or sold outQ1 25: 98 bought or addedQ1 25: 33 cut or sold outQ1 25Q2 25: 98 bought or addedQ2 25: 40 cut or sold outQ3 25: 102 bought or addedQ3 25: 41 cut or sold outQ3 25Q4 25: 105 bought or addedQ4 25: 44 cut or sold outQ1 26: 128 bought or addedQ1 26: 50 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 20246027
Q3 20247123
Q4 20246932
Q1 20259833
Q2 20259840
Q3 202510241
Q4 202510544
Q1 202612850

Biggest buyers

BENJAMIN EDWARDS INC Added +1,404,052+1.4m
MORGAN STANLEY Added +942,038+942.0k
Baird Financial Group, Inc. Added +814,492+814.5k
ENVESTNET ASSET MANAGEMENT INC Added +669,863+669.9k
LPL Financial LLC Added +646,141+646.1k
WELLS FARGO & COMPANY/MN Added +517,445+517.4k
JONES FINANCIAL COMPANIES LLLP Added +412,246+412.2k
Integras Partners LLC New +266,927+266.9k
Conservest Capital Advisors, Inc. Added +259,855+259.9k
COMMONWEALTH EQUITY SERVICES, LLC Added +255,018+255.0k

Biggest sellers

CAPTRUST FINANCIAL ADVISORS Reduced -867,000-867.0k
RFP Financial Group LLC Reduced -773,506-773.5k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -239,727-239.7k
New England Capital Financial Advisors LLC Reduced -184,772-184.8k
SOL Capital Management CO Sold out -144,360-144.4k
StoneX Group Inc. Sold out -130,520-130.5k
OSAIC HOLDINGS, INC. Reduced -62,689-62.7k
Parsonex Advisory Services, Inc. Sold out -43,130-43.1k
MML INVESTORS SERVICES, LLC Reduced -41,668-41.7k
Merited Wealth, LLC Sold out -29,443-29.4k

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 6,887,0096.9m $177.6m $177.6m 0.01% Added +942.0k +942,038
2 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 6,881,8476.9m $177.5m $177.5m 0.05% Added +646.1k +646,141
3 Cetera Investment Advisers 0.07% of their portfolio SCHAUMBURG, IL 2,487,1552.5m $64.1m $64.1m 0.07% Added +157.3k +157,326
4 COMMONWEALTH EQUITY SERVICES, LLC 0.09% of their portfolio WALTHAM, MA 2,399,8352.4m $61.9m $61.9m 0.09% Added +255.0k +255,018
5 Capital Group Private Client Services, Inc. 1.04% of their portfolio Los Angeles, CA 2,389,0772.4m $61.6m $61.6m 1.04% Added +42.2k +42,169
6 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 2,249,3652.2m $58.0m $58.0m 0.01% Added +517.4k +517,445
7 Merit Financial Group, LLC 0.38% of their portfolio ALPHARETTA, GA 1,982,3612.0m $51.1m $51.1m 0.38% Added +71.4k +71,433
8 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 1,920,1351.9m $49.5m $49.5m 0.01% Added +669.9k +669,863
9 JONES FINANCIAL COMPANIES LLLP 0.02% of their portfolio DES PERES, MO 1,724,4831.7m $44.5m $44.5m 0.02% Added +412.2k +412,246
10 BENJAMIN EDWARDS INC 0.41% of their portfolio Clayton, MO 1,615,0831.6m $41.7m $41.7m 0.41% Added +1.4m +1,404,052
11 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,530,3471.5m $39.5m $39.5m 0.01% Added +236.3k +236,256
12 Wood Tarver Financial Group, LLC 10.73% of their portfolio BOISE, ID 1,506,1661.5m $38.8m $38.8m 10.73% Added +129.9k +129,922
13 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 1,354,0821.4m $34.9m $34.9m 0.01% Added +74.5k +74,471
14 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,276,2271.3m $32.9m $32.9m 0.01% Reduced -5.4k -5,351
15 Baird Financial Group, Inc. 0.05% of their portfolio MILWAUKEE, WI 1,203,3441.2m $31.0m $31.0m 0.05% Added +814.5k +814,492
16 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 1,193,0211.2m $30.8m $30.8m 0.05% Reduced -62.7k -62,689
17 Bridgewealth Advisory Group, LLC 5.53% of their portfolio Fresno, CA 1,034,7441.0m $26.7m $26.7m 5.53% Added +70.2k +70,209
18 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 869,383869.4k $22.4m $22.4m 0.02% Added +94.6k +94,573
19 McIlrath & Eck, LLC 1.66% of their portfolio ARLINGTON, WA 866,459866.5k $22.3m $22.3m 1.66% Reduced -11.7k -11,717
20 KESTRA PRIVATE WEALTH SERVICES, LLC 0.20% of their portfolio AUSTIN, TX 615,304615.3k $15.9m $15.9m 0.20% Added +43.5k +43,500
21 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.03% of their portfolio PLYMOUTH, MN 588,870588.9k $15.2m $15.2m 0.03% Reduced -239.7k -239,727
22 LANDAAS & CO /WI /ADV 3.29% of their portfolio MILWAUKEE, WI 581,816581.8k $15.0m $15.0m 3.29% Added +39.9k +39,940
23 IAM Advisory, LLC 3.28% of their portfolio EASTON, PA 568,019568.0k $14.6m $14.6m 3.28% Added +10.9k +10,937
24 Private Advisor Group, LLC 0.06% of their portfolio MORRISTOWN, NJ 520,838520.8k $13.4m $13.4m 0.06% Added +50.7k +50,685
25 Souders Financial Advisors 1.44% of their portfolio CINCINNATI, OH 489,982490.0k $12.6m $12.6m 1.44% Added +34.1k +34,114
26 Valmark Advisers, Inc. 0.15% of their portfolio AKRON, OH 488,831488.8k $12.6m $12.6m 0.15% Added +159.2k +159,160
27 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 461,050461.1k $11.9m $11.9m 0.03% Reduced -41.7k -41,668
28 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 459,061459.1k $11.8m $11.8m 0.03% Reduced -12.7k -12,679
29 NewEdge Advisors, LLC 0.04% of their portfolio NEW ORLEANS, LA 440,502440.5k $11.4m $11.4m 0.04% Added +57.1k +57,096
30 Thayer Financial, L.L.C. 11.55% of their portfolio HICKORY, NC 438,992439.0k $11.3m $11.3m 11.55% Added +26.2k +26,247
31 &PARTNERS 0.04% of their portfolio NASHVILLE, TN 350,870350.9k $9.1m $9.1m 0.04% Added +56.6k +56,619
32 Conservest Capital Advisors, Inc. 0.80% of their portfolio WYNNEWOOD, PA 343,833343.8k $8.9m $8.9m 0.80% Added +259.9k +259,855
33 Cauble & Harre Wealth Management, Inc. 7.04% of their portfolio SAINT LOUIS, MO 342,329342.3k $8.8m $8.8m 7.04% Reduced -3.6k -3,573
34 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 336,296336.3k $8.7m $8.7m 0.01% Added +25.5k +25,508
35 FINANCIAL MANAGEMENT NETWORK INC 1.12% of their portfolio MISSION VIEJO, CA 282,033282.0k $7.3m $7.3m 1.12% Added +11.8k +11,831
36 Integras Partners LLC 4.52% of their portfolio Alpharetta, GA 266,927266.9k $6.9m $6.9m 4.52% New
37 Lodestone Wealth Management LLC 2.63% of their portfolio SPOKANE, WA 257,275257.3k $6.6m $6.6m 2.63% Added +22.1k +22,099
38 GREAT VALLEY ADVISOR GROUP, INC. 0.11% of their portfolio WILMINGTON, DE 244,334244.3k $6.3m $6.3m 0.11% Reduced -22.9k -22,884
39 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 243,445243.4k $6.3m $6.3m 0.01% New
40 Kestra Investment Management, LLC 0.11% of their portfolio AUSTIN, TX 240,119240.1k $6.2m $6.2m 0.11% New
41 SEI INVESTMENTS CO 0.01% of their portfolio OAKS, PA 223,627223.6k $5.8m $5.8m 0.01% Added +39.0k +39,033
42 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 215,737215.7k $5.6m $5.6m 0.02% Added +143.0k +143,012
43 PETREDIS INVESTMENT ADVISORS LLC 0.41% of their portfolio WARRENDALE, PA 193,112193.1k $5.0m $5.0m 0.41% Reduced -16.6k -16,619
44 RICHARDS, MERRILL & PETERSON, INC. 1.77% of their portfolio SPOKANE, WA 186,984187.0k $4.8m $4.8m 1.77% Added +62.7k +62,652
45 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 186,127186.1k $4.8m $4.8m 0.01% Added +156.5k +156,531
46 ROTHSCHILD INVESTMENT LLC 0.23% of their portfolio CHICAGO, IL 168,869168.9k $4.4m $4.4m 0.23% Added +13.2k +13,186
47 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 166,111166.1k $4.3m $4.3m 0.01% Reduced -867.0k -867,000
48 NWF Advisory Services Inc. 0.48% of their portfolio Los Angeles, CA 165,054165.1k $4.3m $4.3m 0.48% Reduced -4.2k -4,160
49 J HAGAN CAPITAL, INC. 2.25% of their portfolio LOUISVILLE, KY 161,576161.6k $4.2m $4.2m 2.25% Reduced -3.2k -3,246
50 World Investment Advisors 0.06% of their portfolio LINCROFT, NJ 145,523145.5k $3.8m $3.8m 0.06% Added +51.2k +51,160
51 Saxony Capital Management, LLC 2.12% of their portfolio ST. LOUIS, MO 141,747141.7k $3.7m $3.7m 2.12% Added +5.9k +5,878
52 EQ WEALTH ADVISORS, LLC 2.12% of their portfolio DALLAS, TX 140,897140.9k $3.6m $3.6m 2.12% Added +151 +151
53 Entruity Wealth, LLC 2.43% of their portfolio BAKERSFIELD, CA 138,840138.8k $3.6m $3.6m 2.43% Reduced -869 -869
54 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 136,707136.7k $3.5m $3.5m 0.00% New
55 Sovran Advisors, LLC 0.27% of their portfolio SAN DIEGO, CA 132,869132.9k $3.4m $3.4m 0.27% Reduced -1.2k -1,240
56 Mariner, LLC 0.00% of their portfolio Overland Park, KS 128,083128.1k $3.3m $3.3m 0.00% Added +14.6k +14,626
57 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.22% of their portfolio ORLANDO, FL 125,051125.1k $3.2m $3.2m 0.22% Reduced -1.9k -1,857
58 Inspire Advisors, LLC 0.24% of their portfolio Meridian, ID 113,738113.7k $2.9m $2.9m 0.24% Added +2.1k +2,080
59 BlackDiamond Wealth Management, LLC 1.36% of their portfolio NEW YORK, NY 109,552109.6k $2.8m $2.8m 1.36% Added +705 +705
60 DeDora Capital, Inc. 0.62% of their portfolio Napa, CA 98,42998.4k $2.5m $2.5m 0.62% Added +5.1k +5,108
61 Troutman Wealth Management, LLC 2.06% of their portfolio MALVERN, PA 95,87795.9k $2.5m $2.5m 2.06% Added +144 +144
62 CLG LLC 0.60% of their portfolio Long Beach, CA 93,05493.1k $2.4m $2.4m 0.60% Added +2.0k +2,028
63 HARBOUR INVESTMENTS, INC. 0.04% of their portfolio MADISON, WI 89,28589.3k $2.3m $2.3m 0.04% Added +35.8k +35,820
64 UPTICK PARTNERS, LLC 0.45% of their portfolio NACOGDOCHES, TX 87,62887.6k $2.3m $2.3m 0.45% New
65 Wealth Science Advisors LLC 1.26% of their portfolio ALPHARETTA, GA 86,04386.0k $2.2m $2.2m 1.26% Unchanged
66 IFP Advisors, Inc 0.05% of their portfolio TAMPA, FL 85,72985.7k $2.2m $2.2m 0.05% Added +67.9k +67,922
67 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 85,04985.0k $2.2m $2.2m 0.01% Added +49.2k +49,169
68 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 79,91879.9k $2.1m $2.1m 0.01% Added +26.5k +26,545
69 Cannon Financial Strategists, Inc. 0.26% of their portfolio ATHENS, GA 77,81677.8k $2.0m $2.0m 0.26% Added +48.4k +48,358
70 Freestate Advisors LLC 1.54% of their portfolio OVERLAND PARK, KS 74,55874.6k $1.9m $1.9m 1.54% Added +14.7k +14,729
71 New England Capital Financial Advisors LLC 0.52% of their portfolio MERIDEN, CT 74,12974.1k $1.9m $1.9m 0.52% Reduced -184.8k -184,772
72 Capital International Investors 0.00% of their portfolio Los Angeles, CA 73,41573.4k $1.9m $1.9m 0.00% Added +2.4k +2,375
73 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 68,05868.1k $1.8m $1.8m 0.02% Added +57.7k +57,660
74 Smith Thornton Advisors LLC 0.87% of their portfolio HUNTSVILLE, AL 67,27367.3k $1.7m $1.7m 0.87% Added +1 +1
75 WNY Asset Management, LLC 0.17% of their portfolio Williamsville, NY 64,38864.4k $1.7m $1.7m 0.17% First filing
76 Independent Advisor Alliance 0.02% of their portfolio CHARLOTTE, NC 63,95664.0k $1.6m $1.6m 0.02% New
77 Werba Rubin Papier Wealth Management 0.22% of their portfolio SAN JOSE, CA 60,94160.9k $1.6m $1.6m 0.22% Added +5.6k +5,626
78 Perennial Investment Advisors, LLC 0.12% of their portfolio Los Angeles, CA 57,59957.6k $1.5m $1.5m 0.12% Added +4.0k +3,955
79 Founders Financial Alliance, LLC 0.27% of their portfolio RALEIGH, NC 57,31457.3k $1.5m $1.5m 0.27% Added +70 +70
80 Summit Financial, LLC 0.02% of their portfolio PARSIPPANY, NJ 57,00457.0k $1.5m $1.5m 0.02% Added +836 +836
81 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 56,67456.7k $1.5m $1.5m 0.00% Added +14.9k +14,909
82 Western Wealth Management, LLC 0.05% of their portfolio GOLDEN, CO 54,32654.3k $1.4m $1.4m 0.05% Added +4.0k +3,975
83 MAI Capital Management 0.01% of their portfolio INDEPENDENCE, OH 51,58651.6k $1.3m $1.3m 0.01% Added +32.1k +32,074
84 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 50,78450.8k $1.3m $1.3m 0.01% Reduced -3.7k -3,711
85 Weaver Consulting Group 0.28% of their portfolio HUNTINGTON BEACH, CA 45,71245.7k $1.2m $1.2m 0.28% New
86 NATIXIS ADVISORS, LLC 0.00% of their portfolio Boston, MA 43,89943.9k $1.1m $1.1m 0.00% Added +22.0k +22,031
87 Confluence Wealth Services, Inc. 0.04% of their portfolio MCMURRAY, PA 40,80240.8k $1.1m $1.1m 0.04% Unchanged
88 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 39,25239.3k $1.0m $1.0m 0.02% Added +28.1k +28,080
89 Pines Wealth Management, LLC 0.32% of their portfolio SOUTHERN PINES, NC 38,07938.1k $982.1k $982.1k 0.32% Added +7.0k +7,039
90 Cyndeo Wealth Partners, LLC 0.05% of their portfolio ST. PETERSBURG, FL 37,71837.7k $972.7k $972.7k 0.05% Added +3.7k +3,696
91 LongView Wealth Management 0.24% of their portfolio ATLANTA, GA 37,44737.4k $970.6k $970.6k 0.24% Added +3.6k +3,627
92 Clearwave Capital, LLC 0.66% of their portfolio UPLAND, CA 37,43537.4k $965.4k $965.4k 0.66% Added +228 +228
93 Eaton Financial Holdings Company, LLC 0.31% of their portfolio Coral Springs, FL 36,87036.9k $950.9k $950.9k 0.31% Added +4.7k +4,689
94 Boyer Financial Services, Inc. 1.01% of their portfolio NEWPORT BEACH, CA 36,83436.8k $950.0k $950.0k 1.01% Added +8.3k +8,285
95 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 35,10235.1k $905.3k $905.3k 0.02% Reduced -240 -240
96 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 34,95835.0k $901.6k $901.6k 0.01% New
97 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 34,89334.9k $899.9k $899.9k 0.00% Added +22.7k +22,703
98 Gateway Wealth Partners, LLC 0.03% of their portfolio APPLETON, WI 33,47133.5k $863.2k $863.2k 0.03% Added +20.1k +20,088
99 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 31,38831.4k $809.5k $809.5k 0.00% Added +3.0k +2,972
100 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 30,03030.0k $774.5k $774.5k 0.01% Added +8.8k +8,842