Vault-13

CAPITAL GRP FIXED INCM ETF T CGMU

MUNICIPAL INCOME · ETP · CUSIP 14020Y201

204 institutional holders +16 vs Q4 2024
93,776,95893.8m shares reported held*
$2.5bnreported value*
31 new 114 added 33 reduced 13 sold out net bought ≈ $284.7m (+10.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($441.4k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $26.82.

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

0100200300Q4 22: 21Q1 23: 28Q2 23: 37Q3 23: 52Q4 23: 82Q1 24: 105Q2 24: 121Q3 24: 153Q4 24: 188Q1 25: 204204Q4 22Q2 23Q4 23Q2 24Q4 24Q1 25
Numbers
QuarterHolders
Q4 202221
Q1 202328
Q2 202337
Q3 202352
Q4 202382
Q1 2024105
Q2 2024121
Q3 2024153
Q4 2024188
Q1 2025204

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q2 23: 30 bought or addedQ2 23: 4 cut or sold outQ3 23: 42 bought or addedQ3 23: 9 cut or sold outQ3 23Q4 23: 66 bought or addedQ4 23: 9 cut or sold outQ1 24: 86 bought or addedQ1 24: 9 cut or sold outQ1 24Q2 24: 91 bought or addedQ2 24: 23 cut or sold outQ3 24: 127 bought or addedQ3 24: 16 cut or sold outQ3 24Q4 24: 136 bought or addedQ4 24: 28 cut or sold outQ1 25: 145 bought or addedQ1 25: 46 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 2023304
Q3 2023429
Q4 2023669
Q1 2024869
Q2 20249123
Q3 202412716
Q4 202413628
Q1 202514546

Biggest buyers

MORGAN STANLEY Added +2,072,229+2.1m
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +1,053,284+1.1m
UBS Group AG Added +834,664+834.7k
Capital International Investors Added +757,322+757.3k
ENVESTNET ASSET MANAGEMENT INC Added +586,717+586.7k
Orion Portfolio Solutions, LLC Added +525,933+525.9k
LPL Financial LLC Added +517,925+517.9k
OSAIC HOLDINGS, INC. Added +432,376+432.4k
RAYMOND JAMES FINANCIAL INC Added +374,330+374.3k
WELLS FARGO & COMPANY/MN Added +365,682+365.7k

Biggest sellers

OLD MISSION CAPITAL LLC Reduced -97,747-97.7k
Independent Advisor Alliance Sold out -76,102-76.1k
Envestnet Portfolio Solutions, Inc. Reduced -73,683-73.7k
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Reduced -37,730-37.7k
GWN SECURITIES INC. Reduced -28,965-29.0k
Avidian Wealth Enterprises, LLC Sold out -27,632-27.6k
Kestra Advisory Services, LLC Reduced -26,860-26.9k
CITADEL ADVISORS LLC Sold out -21,121-21.1k
Armstrong, Fleming & Moore, Inc Sold out -19,985-20.0k
RFP Financial Group LLC Sold out -16,261-16.3k

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Capital International Investors 0.21% of their portfolio Los Angeles, CA 39,868,32739.9m $1.1bn $1.1bn 0.21% Added +757.3k +757,322
2 ENVESTNET ASSET MANAGEMENT INC 0.06% of their portfolio Berwyn, PA 7,406,9327.4m $198.7m $198.7m 0.06% Added +586.7k +586,717
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 3,900,5903.9m $104.6m $104.6m 0.01% Added +2.1m +2,072,229
4 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.08% of their portfolio MILWAUKEE, WI 3,663,2173.7m $98.2m $98.2m 0.08% Added +1.1m +1,053,284
5 UBS Group AG 0.02% of their portfolio ZURICH, V8 3,127,0113.1m $83.9m $83.9m 0.02% Added +834.7k +834,664
6 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 2,984,8233.0m $80.1m $80.1m 0.03% Added +517.9k +517,925
7 Cetera Investment Advisers 0.13% of their portfolio SCHAUMBURG, IL 2,575,8592.6m $69.1m $69.1m 0.13% Added +259.5k +259,458
8 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 2,384,0052.4m $63.9m $63.9m 0.02% Added +365.7k +365,682
9 COMMONWEALTH EQUITY SERVICES, LLC 0.08% of their portfolio WALTHAM, MA 2,074,1512.1m $55.6m $55.6m 0.08% Added +109.5k +109,549
10 MML INVESTORS SERVICES, LLC 0.14% of their portfolio SPRINGFIELD, MA 1,545,8541.5m $41.5m $41.5m 0.14% Added +102.5k +102,510
11 OSAIC HOLDINGS, INC. 0.09% of their portfolio SCOTTSDALE, AZ 1,490,2931.5m $40.0m $40.0m 0.09% Added +432.4k +432,376
12 Cambridge Investment Research Advisors, Inc. 0.12% of their portfolio FAIRFIELD, IA 1,352,4261.4m $36.3m $36.3m 0.12% Added +69.9k +69,879
13 GREAT VALLEY ADVISOR GROUP, INC. 0.61% of their portfolio WILMINGTON, DE 1,063,9731.1m $28.5m $28.5m 0.61% Added +80.7k +80,724
14 Orion Portfolio Solutions, LLC 0.13% of their portfolio Omaha, NE 962,758962.8k $25.9m $25.9m 0.13% Added +525.9k +525,933
15 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 953,349953.3k $25.6m $25.6m 0.03% Reduced -10.1k -10,064
16 Vestmark Advisory Solutions, Inc. 0.64% of their portfolio Wakefield, MA 921,729921.7k $24.7m $24.7m 0.64% Added +49.0k +49,044
17 ASSETMARK, INC 0.06% of their portfolio CONCORD, CA 831,795831.8k $22.3m $22.3m 0.06% Added +66.7k +66,669
18 Venturi Wealth Management, LLC 1.14% of their portfolio AUSTIN, TX 818,109818.1k $21.9m $21.9m 1.14% Added +50.2k +50,219
19 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 791,591791.6k $21.2m $21.2m 0.01% Added +374.3k +374,330
20 Capital Group Private Client Services, Inc. 0.18% of their portfolio Los Angeles, CA 705,214705.2k $18.9m $18.9m 0.18% Added +16.5k +16,470
21 Confluence Wealth Services, Inc. 1.17% of their portfolio MCMURRAY, PA 703,135703.1k $18.5m $18.5m 1.17% Added +78.3k +78,278
22 JONES FINANCIAL COMPANIES LLLP 0.02% of their portfolio DES PERES, MO 654,073654.1k $17.5m $17.5m 0.02% Added +198.5k +198,506
23 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 620,848620.8k $16.7m $16.7m 0.00% Added +60.4k +60,437
24 Orion Porfolio Solutions, LLC 0.14% of their portfolio OMAHA, NE 525,933525.9k $14.1m $14.1m 0.14% Added +89.1k +89,108
25 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 523,025523.0k $14.0m $14.0m 0.00% Added +222.3k +222,285
26 Janney Montgomery Scott LLC 0.04% of their portfolio PHILADELPHIA, PA 501,199501.2k $13.4m $13.4m 0.04% Added +37.0k +37,022
27 Private Advisor Group, LLC 0.08% of their portfolio MORRISTOWN, NJ 464,408464.4k $12.5m $12.5m 0.08% Added +52.7k +52,736
28 Envestnet Portfolio Solutions, Inc. 0.04% of their portfolio BERWYN, PA 384,588384.6k $10.3m $10.3m 0.04% Reduced -73.7k -73,683
29 Gutierrez Wealth Advisory, LLC 7.32% of their portfolio LITTLE ROCK, AR 336,418336.4k $9.0m $9.0m 7.32% Added +38.4k +38,419
30 Jacobi Capital Management LLC 0.66% of their portfolio PITTSTON, PA 333,944333.9k $9.0m $9.0m 0.66% Added +34.0k +33,971
31 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 331,516331.5k $8.9m $8.9m 0.01% Added +33.0k +32,963
32 Per Stirling Capital Management, LLC. 1.23% of their portfolio AUSTIN, TX 319,036319.0k $8.6m $8.6m 1.23% Added +41.8k +41,786
33 Royal Harbor Partners, LLC 2.96% of their portfolio HOUSTON, TX 284,521284.5k $7.6m $7.6m 2.96% Reduced -1.2k -1,232
34 Atria Wealth Solutions, Inc. 0.08% of their portfolio NEW YORK, NY 257,096257.1k $6.9m $6.9m 0.08% Added +33.5k +33,471
35 Capital Planning LLC 1.72% of their portfolio BELLEVUE, WA 228,727228.7k $6.1m $6.1m 1.72% Added +25.4k +25,450
36 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 228,094228.1k $6.1m $6.1m 0.01% Added +43.5k +43,538
37 ROBINSON SMITH WEALTH ADVISORS LLC 4.94% of their portfolio South Portland, ME 219,978220.0k $5.9m $5.9m 4.94% Added +20.9k +20,930
38 WNY Asset Management, LLC 0.67% of their portfolio Williamsville, NY 211,598211.6k $5.7m $5.7m 0.67% Added +17.0k +16,986
39 Hartmann Taylor Wealth Management, LLC 5.04% of their portfolio DALLAS, TX 209,814209.8k $5.6m $5.6m 5.04% First filing
40 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 202,901202.9k $5.4m $5.4m 0.01% Added +11.5k +11,455
41 Wealthcare Advisory Partners LLC 0.14% of their portfolio WEST CHESTER, PA 200,336200.3k $5.4m $5.4m 0.14% Added +4.9k +4,910
42 Koshinski Asset Management, Inc. 0.43% of their portfolio DECATUR, IL 190,196190.2k $5.1m $5.1m 0.43% Reduced -950 -950
43 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 189,474189.5k $5.1m $5.1m 0.01% Added +80.1k +80,072
44 BENJAMIN EDWARDS INC 0.07% of their portfolio Clayton, MO 174,299174.3k $4.7m $4.7m 0.07% Added +7.4k +7,435
45 PRINCIPAL SECURITIES, INC. 0.10% of their portfolio DES MOINES, IA 165,656165.7k $4.5m $4.5m 0.10% Unchanged
46 Leverty Financial Group, LLC 1.79% of their portfolio HUDSON, WI 163,260163.3k $4.4m $4.4m 1.79% New
47 Atria Investments, Inc 0.05% of their portfolio Charlotte, NC 150,800150.8k $4.0m $4.0m 0.05% Added +38.9k +38,937
48 World Investment Advisors 0.10% of their portfolio LINCROFT, NJ 148,518148.5k $4.0m $4.0m 0.10% Added +3.5k +3,461
49 Skyline Advisors, Inc. 1.52% of their portfolio BELLINGHAM, WA 143,918143.9k $3.9m $3.9m 1.52% Added +6.4k +6,445
50 Mutual Advisors, LLC 0.10% of their portfolio OMAHA, NE 136,806136.8k $3.6m $3.6m 0.10% Added +6.5k +6,452
51 U.S. Capital Wealth Advisors, LLC 0.11% of their portfolio AUSTIN, TX 133,281133.3k $3.6m $3.6m 0.11% Added +9.6k +9,570
52 New England Capital Financial Advisors LLC 1.68% of their portfolio MERIDEN, CT 123,033123.0k $3.3m $3.3m 1.68% Reduced -15.4k -15,355
53 Prospera Financial Services Inc 0.07% of their portfolio Dallas, TX 121,547121.5k $3.3m $3.3m 0.07% Added +110.2k +110,152
54 Beacon Capital Management, Inc. 0.16% of their portfolio DAYTON, OH 120,000120.0k $3.2m $3.2m 0.16% New
55 CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC 0.65% of their portfolio BETHLEHEM, PA 117,686117.7k $3.2m $3.2m 0.65% New
56 Capital Analysts, LLC 0.12% of their portfolio FORT WASHINGTON, PA 116,898116.9k $3.1m $3.1m 0.12% Added +67.6k +67,565
57 Ashton Thomas Private Wealth, LLC 0.12% of their portfolio SCOTTSDALE, AZ 115,766115.8k $3.1m $3.1m 0.12% Added +22.0k +22,028
58 Betterment LLC 0.01% of their portfolio NEW YORK, NY 114,470114.5k $3.1m $3.1m 0.01% Added +2.2k +2,205
59 Landmark Wealth Management, LLC 1.35% of their portfolio MELVILLE, NY 113,942113.9k $3.1m $3.1m 1.35% Added +12.0k +12,020
60 EQ WEALTH ADVISORS, LLC 2.32% of their portfolio DALLAS, TX 108,531108.5k $2.9m $2.9m 2.32% Added +13.8k +13,769
61 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 105,139105.1k $2.8m $2.8m 0.01% Reduced -26.9k -26,860
62 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.41% of their portfolio CONCORD, MA 101,656101.7k $2.7m $2.7m 0.41% Reduced -5.7k -5,702
63 SIGNET FINANCIAL MANAGEMENT, LLC 0.35% of their portfolio PARSIPPANY, NJ 96,38196.4k $2.6m $2.6m 0.35% Reduced -3.5k -3,514
64 Tempus Wealth Planning, LLC 0.72% of their portfolio IRVINE, CA 89,37889.4k $2.4m $2.4m 0.72% Added +24.3k +24,306
65 PARK AVENUE SECURITIES LLC 0.03% of their portfolio NEW YORK, NY 85,97286.0k $2.3m $2.3m 0.03% Added +8.1k +8,121
66 AdvisorNet Financial, Inc 0.17% of their portfolio MINNETONKA, MN 85,55585.6k $2.3m $2.3m 0.17% Added +19.9k +19,861
67 NavPoint Financial, Inc. 1.58% of their portfolio Prior Lake, MN 83,66183.7k $2.2m $2.2m 1.58% Added +16.9k +16,903
68 OAK HILL WEALTH ADVISORS, LLC 0.51% of their portfolio LANSDOWNE, VA 81,66481.7k $2.2m $2.2m 0.51% Added +43.0k +43,025
69 NOVEM GROUP 0.31% of their portfolio Rochester, NY 81,08481.1k $2.2m $2.2m 0.31% Added +26.2k +26,189
70 Inspire Advisors, LLC 0.24% of their portfolio Meridian, ID 78,28378.3k $2.1m $2.1m 0.24% Reduced -576 -576
71 Main Line Retirement Advisors, LLC 1.30% of their portfolio WHITEFISH, MT 74,80874.8k $2.0m $2.0m 1.30% Added +1.1k +1,053
72 Simplicity Wealth,LLC 0.16% of their portfolio SUMMIT, NJ 74,48174.5k $2.0m $2.0m 0.16% New
73 COMERICA BANK 0.01% of their portfolio DALLAS, TX 71,26371.3k $1.9m $1.9m 0.01% Added +792 +792
74 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 70,50870.5k $1.9m $1.9m 0.00% Added +7.6k +7,634
75 Freedom Financial Partners LLC 0.88% of their portfolio OAKDALE, MN 70,26170.3k $1.9m $1.9m 0.88% Added +11.2k +11,178
76 Blue Chip Partners, LLC 0.16% of their portfolio FARMINGTON HILLS, MI 69,21569.2k $1.9m $1.9m 0.16% New
77 Geneos Wealth Management Inc. 0.03% of their portfolio ENGLEWOOD, CO 68,40468.4k $1.8m $1.8m 0.03% New
78 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 66,55666.6k $1.8m $1.8m 0.01% Added +7.9k +7,889
79 McGlone Suttner Wealth Management, Inc. 0.27% of their portfolio APPLETON, WI 62,07062.1k $1.7m $1.7m 0.27% Reduced -991 -991
80 CWM, LLC 0.01% of their portfolio OMAHA, NE 61,41761.4k $1.6m $1.6m 0.01% Added +988 +988
81 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 60,06460.1k $1.6m $1.6m 0.01% Added +14.3k +14,262
82 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 59,76959.8k $1.6m $1.6m 0.00% Added +414 +414
83 AA Financial Advisors, LLC 0.39% of their portfolio Columbus, OH 59,67059.7k $1.6m $1.6m 0.39% Unchanged
84 STEPHENS INC /AR/ 0.02% of their portfolio LITTLE ROCK, AR 55,08555.1k $1.5m $1.5m 0.02% Added +8.2k +8,245
85 &PARTNERS 0.01% of their portfolio NASHVILLE, TN 52,51752.5k $1.4m $1.4m 0.01% Added +15.7k +15,662
86 WEDBUSH SECURITIES INC 0.05% of their portfolio PASADENA, CA 51,52951.5k $1.4m $1.4m 0.05% Added +660 +660
87 EverSource Wealth Advisors, LLC 0.07% of their portfolio BIRMINGHAM, AL 50,38850.4k $1.4m $1.4m 0.07% Added +22.4k +22,355
88 Spinnaker Investment Group, LLC 0.30% of their portfolio Newport Beach, CA 49,55549.6k $1.3m $1.3m 0.30% New
89 Smith Thornton Advisors LLC 0.82% of their portfolio HUNTSVILLE, AL 49,21049.2k $1.3m $1.3m 0.82% Unchanged
90 Elequin Capital, LP 0.25% of their portfolio NEW YORK, NY 48,92448.9k $1.3m $1.3m 0.25% Added +45.2k +45,176
91 LifeGoal Investments, LLC 1.39% of their portfolio SARATOGA SPRINGS, NY 48,00348.0k $1.3m $1.3m 1.39% Added +10.7k +10,725
92 Entruity Wealth, LLC 1.21% of their portfolio BAKERSFIELD, CA 47,69747.7k $1.3m $1.3m 1.21% Reduced -749 -749
93 Valmark Advisers, Inc. 0.02% of their portfolio AKRON, OH 45,84445.8k $1.2m $1.2m 0.02% Added +6.3k +6,318
94 Souders Financial Advisors 0.16% of their portfolio CINCINNATI, OH 43,88043.9k $1.2m $1.2m 0.16% Reduced -2.0k -1,981
95 HARBOUR INVESTMENTS, INC. 0.03% of their portfolio MADISON, WI 43,27743.3k $1.2m $1.2m 0.03% Reduced -2.9k -2,860
96 LongView Wealth Management 0.34% of their portfolio ATLANTA, GA 41,93241.9k $1.1m $1.1m 0.34% Reduced -3.6k -3,559
97 Belpointe Asset Management LLC 0.06% of their portfolio RENO, NV 41,00241.0k $1.1m $1.1m 0.06% Added +1.2k +1,220
98 Envision Financial Planning, LLC 0.55% of their portfolio MEMPHIS, TN 40,08440.1k $1.1m $1.1m 0.55% Added +1.7k +1,728
99 Thrive Wealth Management, LLC 0.19% of their portfolio AUDUBON, PA 37,85437.9k $1.0m $1.0m 0.19% Added +1.3k +1,304
100 KEELER & NADLER FINANCIAL PLANNING & WEALTH MANAGEMENT 0.45% of their portfolio Dublin, OH 37,39637.4k $1.0m $1.0m 0.45% Added +5.5k +5,544