Vault-13

CAPITAL GRP FIXED INCM ETF T CGMU

MUNICIPAL INCOME · ETP · CUSIP 14020Y201

188 institutional holders +35 vs Q3 2024
82,996,50183.0m shares reported held*
$2.2bnreported value*
31 new 105 added 20 reduced 8 sold out net bought ≈ $172.7m (+6.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $26.92.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q4 22: 21Q1 23: 28Q2 23: 37Q3 23: 52Q4 23: 82Q1 24: 105Q2 24: 121Q3 24: 153Q4 24: 188188Q4 22Q2 23Q4 23Q2 24Q4 24
Numbers
QuarterHolders
Q4 202221
Q1 202328
Q2 202337
Q3 202352
Q4 202382
Q1 2024105
Q2 2024121
Q3 2024153
Q4 2024188

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q1 23: 24 bought or addedQ1 23: 5 cut or sold outQ2 23: 30 bought or addedQ2 23: 4 cut or sold outQ2 23Q3 23: 42 bought or addedQ3 23: 9 cut or sold outQ4 23: 66 bought or addedQ4 23: 9 cut or sold outQ4 23Q1 24: 86 bought or addedQ1 24: 9 cut or sold outQ2 24: 91 bought or addedQ2 24: 23 cut or sold outQ2 24Q3 24: 127 bought or addedQ3 24: 16 cut or sold outQ4 24: 136 bought or addedQ4 24: 28 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023245
Q2 2023304
Q3 2023429
Q4 2023669
Q1 2024869
Q2 20249123
Q3 202412716
Q4 202413628

Biggest buyers

Capital International Investors Added +1,120,266+1.1m
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +1,053,948+1.1m
ENVESTNET ASSET MANAGEMENT INC Added +707,264+707.3k
LPL Financial LLC Added +613,618+613.6k
Confluence Wealth Services, Inc. Added +578,236+578.2k
WELLS FARGO & COMPANY/MN Added +531,846+531.8k
MORGAN STANLEY Added +525,927+525.9k
JONES FINANCIAL COMPANIES LLLP Added +311,810+311.8k
MML INVESTORS SERVICES, LLC Added +239,376+239.4k
JANE STREET GROUP, LLC Added +173,430+173.4k

Biggest sellers

JPMORGAN CHASE & CO Reduced -1,920,304-1.9m
Bare Financial Services, Inc Reduced -49,578-49.6k
Simplicity Wealth,LLC Sold out -46,279-46.3k
Elequin Capital, LP Reduced -36,264-36.3k
RFP Financial Group LLC Reduced -20,383-20.4k
Pillar Wealth Advisors, LLC Sold out -17,215-17.2k
PRIVATE TRUST CO NA Reduced -11,965-12.0k
BRIGHTON JONES LLC Sold out -10,780-10.8k
Thrive Wealth Management, LLC Reduced -10,763-10.8k
Jacobi Capital Management LLC Reduced -9,600-9.6k

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Capital International Investors 0.20% of their portfolio Los Angeles, CA 39,111,00539.1m $1.1bn $1.1bn 0.20% Added +1.1m +1,120,266
2 ENVESTNET ASSET MANAGEMENT INC 0.06% of their portfolio Berwyn, PA 6,820,2156.8m $183.6m $183.6m 0.06% Added +707.3k +707,264
3 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.06% of their portfolio MILWAUKEE, WI 2,609,9332.6m $70.3m $70.3m 0.06% Added +1.1m +1,053,948
4 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 2,466,8982.5m $66.4m $66.4m 0.03% Added +613.6k +613,618
5 Cetera Investment Advisers 0.13% of their portfolio SCHAUMBURG, IL 2,316,4012.3m $62.4m $62.4m 0.13% Added +147.3k +147,350
6 UBS Group AG 0.01% of their portfolio ZURICH, V8 2,292,3472.3m $61.7m $61.7m 0.01% Added +26.7k +26,712
7 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 2,018,3232.0m $54.3m $54.3m 0.01% Added +531.8k +531,846
8 COMMONWEALTH EQUITY SERVICES, LLC 0.08% of their portfolio WALTHAM, MA 1,964,6022.0m $52.9m $52.9m 0.08% Added +170.7k +170,672
9 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,828,3611.8m $49.2m $49.2m 0.00% Added +525.9k +525,927
10 MML INVESTORS SERVICES, LLC 0.13% of their portfolio SPRINGFIELD, MA 1,443,3441.4m $38.9m $38.9m 0.13% Added +239.4k +239,376
11 Cambridge Investment Research Advisors, Inc. 0.12% of their portfolio FAIRFIELD, IA 1,282,5471.3m $34.5m $34.5m 0.12% Added +143.5k +143,537
12 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 1,057,9171.1m $28.5m $28.5m 0.06% Added +45.0k +44,997
13 GREAT VALLEY ADVISOR GROUP, INC. 0.59% of their portfolio WILMINGTON, DE 983,249983.2k $26.5m $26.5m 0.59% Added +78.0k +77,956
14 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 963,413963.4k $25.9m $25.9m 0.03% Reduced -7.3k -7,306
15 Vestmark Advisory Solutions, Inc. 0.81% of their portfolio Wakefield, MA 872,685872.7k $23.5m $23.5m 0.81% Added +135.6k +135,556
16 Venturi Wealth Management, LLC 1.02% of their portfolio AUSTIN, TX 767,890767.9k $20.7m $20.7m 1.02% Added +28.4k +28,359
17 ASSETMARK, INC 0.06% of their portfolio CONCORD, CA 765,126765.1k $20.6m $20.6m 0.06% Added +43.3k +43,269
18 Capital Group Private Client Services, Inc. 0.17% of their portfolio Los Angeles, CA 688,744688.7k $18.5m $18.5m 0.17% Added +11.2k +11,163
19 Confluence Wealth Services, Inc. 1.09% of their portfolio MCMURRAY, PA 624,857624.9k $16.8m $16.8m 1.09% Added +578.2k +578,236
20 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 560,411560.4k $15.1m $15.1m 0.00% Added +64.0k +64,020
21 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 464,177464.2k $12.5m $12.5m 0.03% Added +39.6k +39,584
22 Envestnet Portfolio Solutions, Inc. 0.04% of their portfolio BERWYN, PA 458,271458.3k $12.3m $12.3m 0.04% Added +37.8k +37,757
23 JONES FINANCIAL COMPANIES LLLP 0.01% of their portfolio DES PERES, MO 455,567455.6k $12.3m $12.3m 0.01% Added +311.8k +311,810
24 Orion Porfolio Solutions, LLC 0.12% of their portfolio OMAHA, NE 436,825436.8k $11.8m $11.8m 0.12% Added +23.1k +23,054
25 Orion Portfolio Solutions, LLC 0.12% of their portfolio Omaha, NE 436,825436.8k $11.8m $11.8m 0.12% Added +23.1k +23,054
26 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 417,261417.3k $11.2m $11.2m 0.00% First filing
27 Private Advisor Group, LLC 0.06% of their portfolio MORRISTOWN, NJ 411,672411.7k $11.1m $11.1m 0.06% Added +34.5k +34,511
28 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 300,740300.7k $8.1m $8.1m 0.00% Reduced -1.9m -1,920,304
29 Jacobi Capital Management LLC 0.60% of their portfolio PITTSTON, PA 299,973300.0k $8.1m $8.1m 0.60% Reduced -9.6k -9,600
30 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 298,553298.6k $8.0m $8.0m 0.01% Added +16.6k +16,603
31 Gutierrez Wealth Advisory, LLC 6.62% of their portfolio LITTLE ROCK, AR 297,999298.0k $8.0m $8.0m 6.62% First filing
32 Royal Harbor Partners, LLC 2.90% of their portfolio HOUSTON, TX 285,753285.8k $7.7m $7.7m 2.90% Reduced -260 -260
33 Per Stirling Capital Management, LLC. 1.06% of their portfolio AUSTIN, TX 277,250277.2k $7.5m $7.5m 1.06% Added +8.2k +8,216
34 Atria Wealth Solutions, Inc. 0.07% of their portfolio NEW YORK, NY 223,625223.6k $6.0m $6.0m 0.07% Added +32.9k +32,904
35 Capital Planning LLC 1.44% of their portfolio BELLEVUE, WA 203,277203.3k $5.5m $5.5m 1.44% Added +8.1k +8,138
36 ROBINSON SMITH WEALTH ADVISORS LLC 4.54% of their portfolio South Portland, ME 199,048199.0k $5.4m $5.4m 4.54% Added +38.8k +38,829
37 Wealthcare Advisory Partners LLC 0.15% of their portfolio WEST CHESTER, PA 195,426195.4k $5.3m $5.3m 0.15% Added +10.5k +10,482
38 WNY Asset Management, LLC 0.65% of their portfolio Williamsville, NY 194,612194.6k $5.2m $5.2m 0.65% Added +32.1k +32,128
39 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 191,446191.4k $5.2m $5.2m 0.01% Added +38.1k +38,132
40 Koshinski Asset Management, Inc. 0.44% of their portfolio DECATUR, IL 191,146191.1k $5.1m $5.1m 0.44% Added +46.6k +46,576
41 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 184,556184.6k $5.0m $5.0m 0.01% Added +173.4k +173,430
42 BENJAMIN EDWARDS INC 0.06% of their portfolio Clayton, MO 166,864166.9k $4.5m $4.5m 0.06% Added +8.7k +8,680
43 PRINCIPAL SECURITIES, INC. 0.10% of their portfolio DES MOINES, IA 165,656165.7k $4.5m $4.5m 0.10% Added +22.8k +22,832
44 World Investment Advisors 0.11% of their portfolio LINCROFT, NJ 145,057145.1k $3.9m $3.9m 0.11% Added +10.3k +10,316
45 New England Capital Financial Advisors LLC 1.82% of their portfolio MERIDEN, CT 138,388138.4k $3.7m $3.7m 1.82% Added +8.4k +8,378
46 Skyline Advisors, Inc. 1.44% of their portfolio BELLINGHAM, WA 137,473137.5k $3.7m $3.7m 1.44% Added +109.8k +109,819
47 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 131,999132.0k $3.6m $3.6m 0.02% Reduced -1.8k -1,833
48 Mutual Advisors, LLC 0.10% of their portfolio OMAHA, NE 130,354130.4k $3.5m $3.5m 0.10% Added +2.0k +2,026
49 OLD MISSION CAPITAL LLC 0.08% of their portfolio CHICAGO, IL 127,616127.6k $3.4m $3.4m 0.08% New
50 U.S. Capital Wealth Advisors, LLC 0.10% of their portfolio AUSTIN, TX 123,711123.7k $3.3m $3.3m 0.10% Added +6.5k +6,521
51 Betterment LLC 0.01% of their portfolio NEW YORK, NY 112,265112.3k $3.0m $3.0m 0.01% New
52 Atria Investments, Inc 0.04% of their portfolio Charlotte, NC 111,863111.9k $3.0m $3.0m 0.04% Added +627 +627
53 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 109,402109.4k $2.9m $2.9m 0.01% Added +29.2k +29,201
54 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.43% of their portfolio CONCORD, MA 107,358107.4k $2.9m $2.9m 0.43% New
55 Landmark Wealth Management, LLC 1.22% of their portfolio MELVILLE, NY 101,922101.9k $2.7m $2.7m 1.22% Added +9.8k +9,797
56 SIGNET FINANCIAL MANAGEMENT, LLC 0.34% of their portfolio PARSIPPANY, NJ 99,89599.9k $2.7m $2.7m 0.34% Added +1.2k +1,213
57 EQ WEALTH ADVISORS, LLC 2.45% of their portfolio DALLAS, TX 94,76294.8k $2.6m $2.6m 2.45% First filing
58 Ashton Thomas Private Wealth, LLC 0.10% of their portfolio SCOTTSDALE, AZ 93,73893.7k $2.5m $2.5m 0.10% Added +34.3k +34,315
59 Inspire Advisors, LLC 0.26% of their portfolio Meridian, ID 78,85978.9k $2.1m $2.1m 0.26% Added +3.5k +3,470
60 PARK AVENUE SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 77,85177.9k $2.1m $2.1m 0.02% Added +14.9k +14,944
61 Independent Advisor Alliance 0.03% of their portfolio CHARLOTTE, NC 76,10276.1k $2.0m $2.0m 0.03% New
62 Main Line Retirement Advisors, LLC 1.31% of their portfolio WHITEFISH, MT 73,75573.8k $2.0m $2.0m 1.31% New
63 COMERICA BANK 0.01% of their portfolio DALLAS, TX 70,47170.5k $1.9m $1.9m 0.01% Added +3.9k +3,910
64 NavPoint Financial, Inc. 1.42% of their portfolio Prior Lake, MN 66,75866.8k $1.8m $1.8m 1.42% Added +204 +204
65 AdvisorNet Financial, Inc 0.15% of their portfolio MINNETONKA, MN 65,69465.7k $1.8m $1.8m 0.15% Added +26.1k +26,149
66 Tempus Wealth Planning, LLC 0.54% of their portfolio IRVINE, CA 65,07265.1k $1.8m $1.8m 0.54% Added +10.4k +10,378
67 McGlone Suttner Wealth Management, Inc. 0.28% of their portfolio APPLETON, WI 63,06163.1k $1.7m $1.7m 0.28% Added +2.6k +2,645
68 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 62,87462.9k $1.7m $1.7m 0.00% Added +48.9k +48,874
69 CWM, LLC 0.01% of their portfolio OMAHA, NE 60,42960.4k $1.6m $1.6m 0.01% Added +56.9k +56,895
70 AA Financial Advisors, LLC 0.43% of their portfolio Columbus, OH 59,67059.7k $1.6m $1.6m 0.43% Added +3.5k +3,509
71 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 59,35559.4k $1.6m $1.6m 0.00% Added +642 +642
72 Freedom Financial Partners LLC 0.77% of their portfolio OAKDALE, MN 59,08359.1k $1.6m $1.6m 0.77% First filing
73 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 58,66758.7k $1.6m $1.6m 0.01% Added +21.5k +21,530
74 NOVEM GROUP 0.22% of their portfolio Rochester, NY 54,89554.9k $1.5m $1.5m 0.22% First filing
75 WEDBUSH SECURITIES INC 0.05% of their portfolio PASADENA, CA 50,86950.9k $1.4m $1.4m 0.05% Added +1.4k +1,430
76 Capital Analysts, LLC 0.05% of their portfolio FORT WASHINGTON, PA 49,33349.3k $1.3m $1.3m 0.05% New
77 Smith Thornton Advisors LLC 0.84% of their portfolio HUNTSVILLE, AL 49,21049.2k $1.3m $1.3m 0.84% Unchanged
78 Entruity Wealth, LLC 1.29% of their portfolio BAKERSFIELD, CA 48,44648.4k $1.3m $1.3m 1.29% First filing
79 STEPHENS INC /AR/ 0.02% of their portfolio LITTLE ROCK, AR 46,84046.8k $1.3m $1.3m 0.02% Added +5.4k +5,445
80 HARBOUR INVESTMENTS, INC. 0.04% of their portfolio MADISON, WI 46,13746.1k $1.2m $1.2m 0.04% Added +13.6k +13,625
81 Souders Financial Advisors 0.17% of their portfolio CINCINNATI, OH 45,86145.9k $1.2m $1.2m 0.17% Reduced -1.8k -1,819
82 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 45,80245.8k $1.2m $1.2m 0.01% Added +35.2k +35,179
83 LongView Wealth Management 0.37% of their portfolio ATLANTA, GA 45,49145.5k $1.2m $1.2m 0.37% Added +5.6k +5,603
84 Belpointe Asset Management LLC 0.07% of their portfolio RENO, NV 39,78239.8k $1.1m $1.1m 0.07% Unchanged
85 Valmark Advisers, Inc. 0.02% of their portfolio AKRON, OH 39,52639.5k $1.1m $1.1m 0.02% New
86 GWN SECURITIES INC. 0.28% of their portfolio Palm Beach Gardens, FL 39,08039.1k $1.0m $1.0m 0.28% First filing
87 OAK HILL WEALTH ADVISORS, LLC 0.25% of their portfolio LANSDOWNE, VA 38,63938.6k $1.0m $1.0m 0.25% New
88 Envision Financial Planning, LLC 0.53% of their portfolio MEMPHIS, TN 38,35638.4k $1.0m $1.0m 0.53% New
89 Intergy Private Wealth, LLC 0.38% of their portfolio COLORADO SPRINGS, CO 37,99438.0k $1.0m $1.0m 0.38% Added +751 +751
90 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.06% of their portfolio BIRMINGHAM, AL 37,73037.7k $1.0m $1.0m 0.06% Added +374 +374
91 LifeGoal Investments, LLC 1.09% of their portfolio SARATOGA SPRINGS, NY 37,27837.3k $1.0m $1.0m 1.09% First filing
92 &PARTNERS 0.01% of their portfolio NASHVILLE, TN 36,85536.9k $993.6k $993.6k 0.01% Added +6.6k +6,644
93 Thrive Wealth Management, LLC 0.18% of their portfolio AUDUBON, PA 36,55036.5k $983.9k $983.9k 0.18% Reduced -10.8k -10,763
94 CONTINENTAL INVESTORS SERVICES, INC. 1.94% of their portfolio LONGVIEW, WA 36,35136.4k $978.6k $978.6k 1.94% Reduced -3.2k -3,170
95 Madison Wealth Partners, Inc 0.25% of their portfolio MADISON, WI 33,52633.5k $902.5k $902.5k 0.25% Reduced -1.2k -1,180
96 IFG Advisory, LLC 0.05% of their portfolio ATLANTA, GA 32,78432.8k $882.5k $882.5k 0.05% Added +8.2k +8,204
97 KEELER & NADLER FINANCIAL PLANNING & WEALTH MANAGEMENT 0.40% of their portfolio Dublin, OH 31,85231.9k $857.4k $857.4k 0.40% Added +11.8k +11,787
98 FLAGSHIP HARBOR ADVISORS, LLC 0.04% of their portfolio BOSTON, MA 31,35931.4k $844.2k $844.2k 0.04% Added +5.0k +5,044
99 TrueWealth Advisors, LLC 0.25% of their portfolio BIRMINGHAM, AL 28,11128.1k $756.7k $756.7k 0.25% Added +4.1k +4,118
100 Sovran Advisors, LLC 0.11% of their portfolio SAN DIEGO, CA 28,05328.1k $751.3k $751.3k 0.11% First filing