Vault-13

CAPITAL GRP FIXED INCM ETF T CGMU

MUNICIPAL INCOME · ETP · CUSIP 14020Y201

153 institutional holders +32 vs Q2 2024
75,724,88575.7m shares reported held*
$2.1bnreported value*
37 new 90 added 12 reduced 4 sold out net bought ≈ $1.6bn (+57.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $27.46.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q4 22: 21Q1 23: 28Q2 23: 37Q3 23: 52Q4 23: 82Q1 24: 105Q2 24: 121Q3 24: 153153Q4 22Q2 23Q4 23Q2 24Q3 24
Numbers
QuarterHolders
Q4 202221
Q1 202328
Q2 202337
Q3 202352
Q4 202382
Q1 2024105
Q2 2024121
Q3 2024153

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q1 23: 24 bought or addedQ1 23: 5 cut or sold outQ1 23Q2 23: 30 bought or addedQ2 23: 4 cut or sold outQ3 23: 42 bought or addedQ3 23: 9 cut or sold outQ3 23Q4 23: 66 bought or addedQ4 23: 9 cut or sold outQ1 24: 86 bought or addedQ1 24: 9 cut or sold outQ1 24Q2 24: 91 bought or addedQ2 24: 23 cut or sold outQ3 24: 127 bought or addedQ3 24: 16 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023245
Q2 2023304
Q3 2023429
Q4 2023669
Q1 2024869
Q2 20249123
Q3 202412716

Biggest buyers

Capital International Investors Added +37,900,739+37.9m
ENVESTNET ASSET MANAGEMENT INC Added +5,405,007+5.4m
JPMORGAN CHASE & CO Added +2,219,694+2.2m
Cetera Investment Advisers Added +1,249,983+1.2m
WELLS FARGO & COMPANY/MN Added +1,000,270+1.0m
Cambridge Investment Research Advisors, Inc. Added +779,147+779.1k
Vestmark Advisory Solutions, Inc. New +737,129+737.1k
ASSETMARK, INC New +721,857+721.9k
MORGAN STANLEY Added +686,739+686.7k
LPL Financial LLC Added +659,892+659.9k

Biggest sellers

Pillar Wealth Advisors, LLC Reduced -185,058-185.1k
GOLDMAN SACHS GROUP INC Sold out -68,551-68.6k
Kestra Advisory Services, LLC Reduced -44,210-44.2k
WINTRUST INVESTMENTS LLC Reduced -27,942-27.9k
Johnson Bixby & Associates, LLC Reduced -24,442-24.4k
WMS Partners, LLC Sold out -19,567-19.6k
Valmark Advisers, Inc. Sold out -8,600-8.6k
Burford Brothers, Inc. Reduced -4,015-4.0k
Aspire Wealth Management Corp Reduced -2,983-3.0k
Frazier Financial Advisors, LLC Reduced -2,933-2.9k

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Capital International Investors 0.20% of their portfolio Los Angeles, CA 37,990,73938.0m $1.0bn $1.0bn 0.20% Added +37.9m +37,900,739
2 ENVESTNET ASSET MANAGEMENT INC 0.05% of their portfolio Berwyn, PA 6,112,9516.1m $167.9m $167.9m 0.05% Added +5.4m +5,405,007
3 UBS Group AG 0.02% of their portfolio ZURICH, V8 2,265,6352.3m $62.2m $62.2m 0.02% Added +396.4k +396,435
4 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,221,0442.2m $61.0m $61.0m 0.00% Added +2.2m +2,219,694
5 Cetera Investment Advisers 0.13% of their portfolio SCHAUMBURG, IL 2,169,0512.2m $59.6m $59.6m 0.13% Added +1.2m +1,249,983
6 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 1,853,2801.9m $50.9m $50.9m 0.02% Added +659.9k +659,892
7 COMMONWEALTH EQUITY SERVICES, LLC 0.07% of their portfolio WALTHAM, MA 1,793,9301.8m $49.3m $49.3m 0.07% Added +50.9k +50,942
8 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.04% of their portfolio MILWAUKEE, WI 1,555,9851.6m $42.7m $42.7m 0.04% Added +568.0k +567,972
9 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,486,4771.5m $40.8m $40.8m 0.01% Added +1.0m +1,000,270
10 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,302,4341.3m $35.8m $35.8m 0.00% Added +686.7k +686,739
11 MML INVESTORS SERVICES, LLC 0.12% of their portfolio SPRINGFIELD, MA 1,203,9681.2m $33.1m $33.1m 0.12% Added +635.1k +635,133
12 Cambridge Investment Research Advisors, Inc. 0.11% of their portfolio FAIRFIELD, IA 1,139,0101.1m $31.3m $31.3m 0.11% Added +779.1k +779,147
13 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 1,012,9201.0m $27.8m $27.8m 0.06% Added +325.6k +325,621
14 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 970,719970.7k $26.7m $26.7m 0.03% Added +83.2k +83,194
15 GREAT VALLEY ADVISOR GROUP, INC. 0.61% of their portfolio WILMINGTON, DE 905,293905.3k $24.9m $24.9m 0.61% Added +145.4k +145,439
16 Venturi Wealth Management, LLC 1.06% of their portfolio AUSTIN, TX 739,531739.5k $20.3m $20.3m 1.06% Added +125.6k +125,646
17 Vestmark Advisory Solutions, Inc. 0.75% of their portfolio Wakefield, MA 737,129737.1k $20.2m $20.2m 0.75% New
18 ASSETMARK, INC 0.06% of their portfolio CONCORD, CA 721,857721.9k $19.8m $19.8m 0.06% New
19 Capital Group Private Client Services, Inc. 0.18% of their portfolio Los Angeles, CA 677,581677.6k $18.6m $18.6m 0.18% Added +61.2k +61,231
20 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 496,391496.4k $13.6m $13.6m 0.00% Added +371.5k +371,491
21 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 424,593424.6k $11.7m $11.7m 0.03% Added +405.8k +405,813
22 Envestnet Portfolio Solutions, Inc. 0.04% of their portfolio BERWYN, PA 420,514420.5k $11.5m $11.5m 0.04% New
23 Orion Porfolio Solutions, LLC 0.11% of their portfolio OMAHA, NE 413,771413.8k $11.4m $11.4m 0.11% New
24 Orion Portfolio Solutions, LLC 0.11% of their portfolio Omaha, NE 413,771413.8k $11.4m $11.4m 0.11% New
25 Private Advisor Group, LLC 0.06% of their portfolio MORRISTOWN, NJ 377,161377.2k $10.4m $10.4m 0.06% Added +87.5k +87,481
26 Jacobi Capital Management LLC 0.64% of their portfolio PITTSTON, PA 309,573309.6k $8.5m $8.5m 0.64% Added +157.0k +156,979
27 Royal Harbor Partners, LLC 3.05% of their portfolio HOUSTON, TX 286,013286.0k $7.9m $7.9m 3.05% Added +23.3k +23,307
28 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 281,950281.9k $7.7m $7.7m 0.01% New
29 Per Stirling Capital Management, LLC. 1.03% of their portfolio AUSTIN, TX 269,034269.0k $7.4m $7.4m 1.03% New
30 Capital Planning LLC 1.50% of their portfolio BELLEVUE, WA 195,139195.1k $5.4m $5.4m 1.50% Reduced -714 -714
31 Atria Wealth Solutions, Inc. 0.06% of their portfolio NEW YORK, NY 190,721190.7k $5.2m $5.2m 0.06% Added +139.6k +139,569
32 Wealthcare Advisory Partners LLC 0.14% of their portfolio WEST CHESTER, PA 184,944184.9k $5.1m $5.1m 0.14% Added +4.3k +4,332
33 WNY Asset Management, LLC 0.52% of their portfolio Williamsville, NY 162,484162.5k $4.5m $4.5m 0.52% Added +4.9k +4,889
34 ROBINSON SMITH WEALTH ADVISORS LLC 3.74% of their portfolio South Portland, ME 160,219160.2k $4.4m $4.4m 3.74% Added +152.2k +152,244
35 BENJAMIN EDWARDS INC 0.06% of their portfolio Clayton, MO 158,184158.2k $4.3m $4.3m 0.06% New
36 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 153,314153.3k $4.2m $4.2m 0.01% Added +11.8k +11,776
37 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 148,174148.2k $4.1m $4.1m 0.00% Added +24.6k +24,598
38 Koshinski Asset Management, Inc. 0.34% of their portfolio DECATUR, IL 144,570144.6k $4.0m $4.0m 0.34% Added +14.7k +14,721
39 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 143,757143.8k $3.9m $3.9m 0.00% Added +104.4k +104,429
40 PRINCIPAL SECURITIES, INC. 0.09% of their portfolio DES MOINES, IA 142,824142.8k $3.9m $3.9m 0.09% Added +129.2k +129,174
41 World Investment Advisors 0.12% of their portfolio LINCROFT, NJ 134,741134.7k $3.7m $3.7m 0.12% Added +10.4k +10,438
42 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 133,832133.8k $3.7m $3.7m 0.02% Reduced -44.2k -44,210
43 New England Capital Financial Advisors LLC 1.85% of their portfolio MERIDEN, CT 130,010130.0k $3.6m $3.6m 1.85% Added +11.8k +11,824
44 Mutual Advisors, LLC 0.10% of their portfolio OMAHA, NE 128,328128.3k $3.5m $3.5m 0.10% Added +5.0k +5,005
45 U.S. Capital Wealth Advisors, LLC 0.11% of their portfolio AUSTIN, TX 117,190117.2k $3.2m $3.2m 0.11% Added +2.4k +2,368
46 Atria Investments, Inc 0.04% of their portfolio Charlotte, NC 111,236111.2k $3.1m $3.1m 0.04% Added +15.0k +15,010
47 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 101,214101.2k $2.8m $2.8m 0.00% Added +43.0k +42,972
48 SIGNET FINANCIAL MANAGEMENT, LLC 0.35% of their portfolio PARSIPPANY, NJ 98,68298.7k $2.7m $2.7m 0.35% Added +4.2k +4,172
49 Landmark Wealth Management, LLC 1.10% of their portfolio MELVILLE, NY 92,12592.1k $2.5m $2.5m 1.10% Added +6.4k +6,397
50 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 80,20180.2k $2.2m $2.2m 0.00% Added +15.5k +15,497
51 Inspire Advisors, LLC 0.25% of their portfolio Meridian, ID 75,38975.4k $2.1m $2.1m 0.25% Added +5.9k +5,901
52 COMERICA BANK 0.01% of their portfolio DALLAS, TX 66,56166.6k $1.8m $1.8m 0.01% Added +9.2k +9,249
53 NavPoint Financial, Inc. 1.47% of their portfolio Prior Lake, MN 66,55466.6k $1.8m $1.8m 1.47% Added +1.8k +1,826
54 PARK AVENUE SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 62,90762.9k $1.7m $1.7m 0.02% New
55 McGlone Suttner Wealth Management, Inc. 0.34% of their portfolio APPLETON, WI 60,41660.4k $1.7m $1.7m 0.34% Added +51.8k +51,766
56 Ashton Thomas Private Wealth, LLC 0.09% of their portfolio SCOTTSDALE, AZ 59,42359.4k $1.6m $1.6m 0.09% Added +16.1k +16,105
57 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 58,71358.7k $1.6m $1.6m 0.00% Added +340 +340
58 AA Financial Advisors, LLC 0.45% of their portfolio Columbus, OH 56,16156.2k $1.5m $1.5m 0.45% Unchanged
59 Tempus Wealth Planning, LLC 0.55% of their portfolio IRVINE, CA 54,69454.7k $1.5m $1.5m 0.55% Added +1.0k +1,004
60 Bare Financial Services, Inc 0.60% of their portfolio GAP, PA 53,34053.3k $1.5m $1.5m 0.60% Added +21 +21
61 WEDBUSH SECURITIES INC 0.05% of their portfolio PASADENA, CA 49,43949.4k $1.4m $1.4m 0.05% New
62 Smith Thornton Advisors LLC 0.89% of their portfolio HUNTSVILLE, AL 49,21049.2k $1.4m $1.4m 0.89% Added +21.3k +21,295
63 Souders Financial Advisors 0.18% of their portfolio CINCINNATI, OH 47,68047.7k $1.3m $1.3m 0.18% Added +3.2k +3,165
64 Thrive Wealth Management, LLC 0.24% of their portfolio AUDUBON, PA 47,31347.3k $1.3m $1.3m 0.24% Added +15.7k +15,659
65 Confluence Wealth Services, Inc. 0.09% of their portfolio MCMURRAY, PA 46,62146.6k $1.3m $1.3m 0.09% Added +33.8k +33,849
66 Simplicity Wealth,LLC 0.12% of their portfolio SUMMIT, NJ 46,27946.3k $1.3m $1.3m 0.12% New
67 STEPHENS INC /AR/ 0.02% of their portfolio LITTLE ROCK, AR 41,39541.4k $1.1m $1.1m 0.02% Added +85 +85
68 Elequin Capital, LP 0.12% of their portfolio NEW YORK, NY 40,01240.0k $1.1m $1.1m 0.12% Added +39.1k +39,064
69 LongView Wealth Management 0.35% of their portfolio ATLANTA, GA 39,88839.9k $1.1m $1.1m 0.35% Added +29 +29
70 Belpointe Asset Management LLC 0.07% of their portfolio RENO, NV 39,78239.8k $1.1m $1.1m 0.07% Added +7.8k +7,760
71 AdvisorNet Financial, Inc 0.08% of their portfolio MINNETONKA, MN 39,54539.5k $1.1m $1.1m 0.08% Added +19.1k +19,056
72 CONTINENTAL INVESTORS SERVICES, INC. 2.23% of their portfolio LONGVIEW, WA 39,52139.5k $1.1m $1.1m 2.23% New
73 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.06% of their portfolio BIRMINGHAM, AL 37,35637.4k $1.0m $1.0m 0.06% Added +6.4k +6,367
74 Intergy Private Wealth, LLC 0.39% of their portfolio COLORADO SPRINGS, CO 37,24337.2k $1.0m $1.0m 0.39% Added +570 +570
75 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 37,13737.1k $1.0m $1.0m 0.01% Added +18.9k +18,930
76 RFP Financial Group LLC 0.33% of their portfolio ATLANTA, GA 36,64436.6k $1.0m $1.0m 0.33% Added +18.9k +18,890
77 Madison Wealth Partners, Inc 0.28% of their portfolio MADISON, WI 34,70634.7k $953.0k $953.0k 0.28% Reduced -452 -452
78 HARBOUR INVESTMENTS, INC. 0.03% of their portfolio MADISON, WI 32,51232.5k $892.8k $892.8k 0.03% Added +6.8k +6,827
79 Avidian Wealth Enterprises, LLC 0.04% of their portfolio Houston, TX 30,69630.7k $842.9k $842.9k 0.04% Added +1.8k +1,816
80 &PARTNERS 0.02% of their portfolio NASHVILLE, TN 30,21130.2k $829.6k $829.6k 0.02% Added +2.1k +2,107
81 Skyline Advisors, Inc. 0.31% of their portfolio BELLINGHAM, WA 27,65427.7k $759.4k $759.4k 0.31% Added +150 +150
82 FLAGSHIP HARBOR ADVISORS, LLC 0.04% of their portfolio BOSTON, MA 26,31526.3k $722.6k $722.6k 0.04% Unchanged
83 SK Wealth Management, LLC 0.34% of their portfolio PROVIDENCE, RI 24,82124.8k $667.0k $667.0k 0.34% First filing
84 IFG Advisory, LLC 0.04% of their portfolio ATLANTA, GA 24,58024.6k $675.0k $675.0k 0.04% Added +1.1k +1,124
85 TrueWealth Advisors, LLC 0.22% of their portfolio BIRMINGHAM, AL 23,99324.0k $658.8k $658.8k 0.22% Added +5.1k +5,124
86 EverSource Wealth Advisors, LLC 0.04% of their portfolio BIRMINGHAM, AL 23,52523.5k $646.0k $646.0k 0.04% Added +19.1k +19,134
87 Frazier Financial Advisors, LLC 0.44% of their portfolio COLUMBUS, OH 20,68920.7k $568.1k $568.1k 0.44% Reduced -2.9k -2,933
88 Ascent Group, LLC 0.04% of their portfolio VIRGINIA BEACH, VA 20,59520.6k $565.5k $565.5k 0.04% New
89 Aspire Wealth Management Corp 0.30% of their portfolio WALTHAM, MA 20,09520.1k $551.8k $551.8k 0.30% Reduced -3.0k -2,983
90 KEELER & NADLER FINANCIAL PLANNING & WEALTH MANAGEMENT 0.27% of their portfolio Dublin, OH 20,06520.1k $551.0k $551.0k 0.27% New
91 Armstrong, Fleming & Moore, Inc 0.32% of their portfolio WASHINGTON, DC 19,98520.0k $548.8k $548.8k 0.32% Unchanged
92 INSIGNEO ADVISORY SERVICES, LLC 0.05% of their portfolio MIAMI, FL 19,46419.5k $534.5k $534.5k 0.05% Unchanged
93 Burton Enright Welch 0.11% of their portfolio WALNUT CREEK, CA 19,05319.1k $523.2k $523.2k 0.11% Reduced -543 -543
94 PRIVATE TRUST CO NA 0.05% of their portfolio CLEVELAND, OH 18,50718.5k $508.2k $508.2k 0.05% Unchanged
95 Pillar Wealth Advisors, LLC 14.13% of their portfolio WESTTOWN, PA 17,21517.2k $472.7k $472.7k 14.13% Reduced -185.1k -185,058
96 American Financial Advisors, LLC 0.06% of their portfolio Marietta, GA 16,07716.1k $441.5k $441.5k 0.06% Added +5.3k +5,340
97 Johnson Bixby & Associates, LLC 0.07% of their portfolio VANCOUVER, WA 15,76515.8k $432.9k $432.9k 0.07% Reduced -24.4k -24,442
98 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 15,09715.1k $414.6k $414.6k 0.01% Added +4.4k +4,444
99 New Century Financial Group, LLC 0.15% of their portfolio PRINCETON, NJ 14,91914.9k $409.7k $409.7k 0.15% New
100 Midwest Heritage Bank, FSB 0.19% of their portfolio WEST DES MOINES, IA 14,79214.8k $406.2k $406.2k 0.19% Added +68 +68