Vault-13

CAPITAL GRP FIXED INCM ETF T CGMU

MUNICIPAL INCOME · ETP · CUSIP 14020Y201

105 institutional holders +23 vs Q4 2023
14,779,63614.8m shares reported held*
$399.2mreported value*
27 new 59 added 5 reduced 4 sold out net bought ≈ $67.3m (+2.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $27.01.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q4 22: 21Q1 23: 28Q2 23: 37Q3 23: 52Q4 23: 82Q1 24: 105105Q4 22Q1 23Q2 23Q3 23Q4 23Q1 24
Numbers
QuarterHolders
Q4 202221
Q1 202328
Q2 202337
Q3 202352
Q4 202382
Q1 2024105

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 24 bought or addedQ1 23: 5 cut or sold outQ1 23Q2 23: 30 bought or addedQ2 23: 4 cut or sold outQ2 23Q3 23: 42 bought or addedQ3 23: 9 cut or sold outQ3 23Q4 23: 66 bought or addedQ4 23: 9 cut or sold outQ4 23Q1 24: 86 bought or addedQ1 24: 9 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023245
Q2 2023304
Q3 2023429
Q4 2023669
Q1 2024869

Biggest buyers

Cetera Investment Advisers Added +478,759+478.8k
LPL Financial LLC Added +280,874+280.9k
MORGAN STANLEY New +219,741+219.7k
COMMONWEALTH EQUITY SERVICES, LLC Added +146,827+146.8k
UBS Group AG Added +144,295+144.3k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +123,260+123.3k
Koshinski Asset Management, Inc. Added +119,889+119.9k
Capital Group Private Client Services, Inc. Added +107,429+107.4k
Private Advisor Group, LLC Added +80,112+80.1k
LINCOLN NATIONAL CORP Added +77,186+77.2k

Biggest sellers

Cetera Advisors LLC Sold out -190,997-191.0k
Cetera Advisor Networks LLC Sold out -175,169-175.2k
BOOTHBAY FUND MANAGEMENT, LLC Sold out -60,000-60.0k
Capital International Investors Reduced -51,000-51.0k
Pillar Wealth Advisors, LLC Reduced -8,744-8.7k
D.A. DAVIDSON & CO. Sold out -7,716-7.7k
Steward Partners Investment Advisory, LLC Reduced -1,560-1.6k
Capital Planning LLC Reduced -1,178-1.2k
Madison Wealth Partners, Inc Reduced -178-178

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 COMMONWEALTH EQUITY SERVICES, LLC 0.08% of their portfolio WALTHAM, MA 1,697,2181.7m $45.8m $45.8m 0.08% Added +146.8k +146,827
2 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,358,2251.4m $36.7m $36.7m 0.01% Added +144.3k +144,295
3 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 922,993923.0k $24.9m $24.9m 0.03% Added +21.2k +21,207
4 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 903,750903.8k $24.4m $24.4m 0.01% Added +280.9k +280,874
5 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 718,847718.8k $19.4m $19.4m 0.05% Added +478.8k +478,759
6 GREAT VALLEY ADVISOR GROUP, INC. 0.57% of their portfolio WILMINGTON, DE 695,277695.3k $18.8m $18.8m 0.57% Added +64.6k +64,636
7 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.02% of their portfolio MILWAUKEE, WI 693,536693.5k $18.7m $18.7m 0.02% Added +123.3k +123,260
8 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 689,187689.2k $18.6m $18.6m 0.01% Added +58.9k +58,912
9 Capital Group Private Client Services, Inc. 0.16% of their portfolio Los Angeles, CA 575,613575.6k $15.5m $15.5m 0.16% Added +107.4k +107,429
10 MML INVESTORS SERVICES, LLC 0.06% of their portfolio SPRINGFIELD, MA 574,108574.1k $15.5m $15.5m 0.06% Added +53.5k +53,482
11 Venturi Wealth Management, LLC 0.95% of their portfolio AUSTIN, TX 549,659549.7k $14.8m $14.8m 0.95% Added +6.3k +6,311
12 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 460,805460.8k $12.4m $12.4m 0.03% Added +76.7k +76,685
13 Pillar Wealth Advisors, LLC 7.60% of their portfolio WESTTOWN, PA 372,520372.5k $10.1m $10.1m 7.60% Reduced -8.7k -8,744
14 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 347,042347.0k $9.4m $9.4m 0.04% Added +40.1k +40,150
15 LINCOLN NATIONAL CORP 0.10% of their portfolio RADNOR, PA 236,252236.3k $6.4m $6.4m 0.10% Added +77.2k +77,186
16 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 224,201224.2k $6.1m $6.1m 0.04% Added +80.1k +80,112
17 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 219,741219.7k $5.9m $5.9m 0.00% New
18 Capital Planning LLC 1.78% of their portfolio BELLEVUE, WA 201,242201.2k $5.4m $5.4m 1.78% Reduced -1.2k -1,178
19 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 182,353182.4k $4.9m $4.9m 0.01% Added +3.5k +3,482
20 WNY Asset Management, LLC 0.63% of their portfolio Williamsville, NY 153,985154.0k $4.2m $4.2m 0.63% Added +12.6k +12,600
21 Koshinski Asset Management, Inc. 0.37% of their portfolio DECATUR, IL 134,080134.1k $3.6m $3.6m 0.37% Added +119.9k +119,889
22 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 133,162133.2k $3.6m $3.6m 0.00% Added +29.9k +29,910
23 Crumly & Associates Inc. 0.86% of their portfolio SPRINGFIELD, IL 120,541120.5k $3.3m $3.3m 0.86% Added +42.9k +42,869
24 Wealthcare Advisory Partners LLC 0.11% of their portfolio WEST CHESTER, PA 120,262120.3k $3.2m $3.2m 0.11% Added +37.8k +37,819
25 Capital International Investors 0.00% of their portfolio Los Angeles, CA 114,000114.0k $3.1m $3.1m 0.00% Reduced -51.0k -51,000
26 New England Capital Financial Advisors LLC 1.69% of their portfolio MERIDEN, CT 110,796110.8k $3.0m $3.0m 1.69% Added +375 +375
27 World Investment Advisors 0.41% of their portfolio LINCROFT, NJ 105,028105.0k $2.9m $2.9m 0.41% Added +2.0k +2,004
28 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 100,007100.0k $2.7m $2.7m 0.00% Added +30.7k +30,713
29 U.S. Capital Wealth Advisors, LLC 0.10% of their portfolio AUSTIN, TX 98,79798.8k $2.7m $2.7m 0.10% Added +31.2k +31,249
30 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 92,21092.2k $2.5m $2.5m 0.02% Added +35.8k +35,808
31 SIGNET FINANCIAL MANAGEMENT, LLC 0.34% of their portfolio PARSIPPANY, NJ 91,06191.1k $2.5m $2.5m 0.34% Added +13.2k +13,184
32 BENJAMIN F. EDWARDS & COMPANY, INC. 0.04% of their portfolio ST. LOUIS, MO 89,18989.2k $2.4m $2.4m 0.04% Added +6.3k +6,263
33 Mutual Advisors, LLC 0.07% of their portfolio OMAHA, NE 81,33581.3k $2.2m $2.2m 0.07% Added +32.8k +32,844
34 Landmark Wealth Management, LLC 1.00% of their portfolio MELVILLE, NY 80,15380.2k $2.2m $2.2m 1.00% Added +11.4k +11,361
35 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 74,71674.7k $2.0m $2.0m 0.00% New
36 Inspire Advisors, LLC 0.26% of their portfolio Meridian, ID 69,38169.4k $1.9m $1.9m 0.26% Added +3.1k +3,124
37 NavPoint Financial, Inc. 1.44% of their portfolio Prior Lake, MN 61,41361.4k $1.7m $1.7m 1.44% Added +1.1k +1,083
38 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 59,60459.6k $1.6m $1.6m 0.02% Added +1.5k +1,496
39 McGlone Suttner Wealth Management, Inc. 0.30% of their portfolio APPLETON, WI 58,42558.4k $1.6m $1.6m 0.30% Added +49.8k +49,775
40 Royal Harbor Partners, LLC 0.67% of their portfolio HOUSTON, TX 57,17857.2k $1.5m $1.5m 0.67% Added +21.6k +21,567
41 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 56,33156.3k $1.5m $1.5m 0.00% Added +3.2k +3,165
42 Bare Financial Services, Inc 1.36% of their portfolio GAP, PA 53,29353.3k $1.4m $1.4m 1.36% Added +3.1k +3,075
43 WINTRUST INVESTMENTS LLC 0.11% of their portfolio CHICAGO, IL 47,17647.2k $1.3m $1.3m 0.11% Added +19.1k +19,146
44 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 45,00645.0k $1.2m $1.2m 0.01% Added +18.0k +17,952
45 STEPHENS INC /AR/ 0.02% of their portfolio LITTLE ROCK, AR 40,95541.0k $1.1m $1.1m 0.02% New
46 Johnson Bixby & Associates, LLC 0.19% of their portfolio VANCOUVER, WA 40,20740.2k $1.1m $1.1m 0.19% Added +847 +847
47 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 39,49039.5k $1.1m $1.1m 0.00% New
48 Souders Financial Advisors 0.16% of their portfolio CINCINNATI, OH 38,18938.2k $1.0m $1.0m 0.16% Added +1.0k +1,000
49 Ashton Thomas Private Wealth, LLC 0.06% of their portfolio SCOTTSDALE, AZ 37,46137.5k $1.0m $1.0m 0.06% Unchanged
50 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 34,44734.4k $930.4k $930.4k 0.00% Added +8.2k +8,247
51 Madison Wealth Partners, Inc 0.33% of their portfolio MADISON, WI 33,74733.7k $911.5k $911.5k 0.33% Reduced -178 -178
52 Avidian Wealth Enterprises, LLC 0.05% of their portfolio Houston, TX 32,85632.9k $887.4k $887.4k 0.05% New
53 COMERICA BANK 0.00% of their portfolio DALLAS, TX 31,00631.0k $837.5k $837.5k 0.00% Added +7.0k +6,956
54 Belpointe Asset Management LLC 0.06% of their portfolio RENO, NV 30,60030.6k $826.5k $826.5k 0.06% Added +1.2k +1,200
55 Frazier Financial Advisors, LLC 0.65% of their portfolio COLUMBUS, OH 29,47029.5k $796.0k $796.0k 0.65% New
56 LongView Wealth Management 0.30% of their portfolio ATLANTA, GA 27,60027.6k $745.5k $745.5k 0.30% Added +3.7k +3,700
57 Tempus Wealth Planning, LLC 0.31% of their portfolio IRVINE, CA 25,88825.9k $699.2k $699.2k 0.31% Added +9.9k +9,858
58 Laird Norton Wetherby Wealth Management, LLC 0.03% of their portfolio Seattle, WA 23,30023.3k $629.3k $629.3k 0.03% Unchanged
59 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 20,55720.6k $555.0k $555.0k 0.00% Added +3.6k +3,633
60 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 20,17620.2k $545.0k $545.0k 0.02% Added +385 +385
61 Armstrong, Fleming & Moore, Inc 0.37% of their portfolio WASHINGTON, DC 19,98520.0k $539.8k $539.8k 0.37% Added +74 +74
62 WMS Partners, LLC 0.04% of their portfolio TOWSON, MD 19,51519.5k $527.1k $527.1k 0.04% New
63 PRIVATE TRUST CO NA 0.05% of their portfolio CLEVELAND, OH 18,50718.5k $499.9k $499.9k 0.05% Unchanged
64 IFG Advisory, LLC 0.03% of their portfolio ATLANTA, GA 17,30517.3k $467.4k $467.4k 0.03% Unchanged
65 Aspire Wealth Management Corp 0.27% of their portfolio WALTHAM, MA 16,29316.3k $440.1k $440.1k 0.27% Unchanged
66 First Heartland Consultants, Inc. 0.04% of their portfolio LAKE ST. LOUIS, MO 14,91314.9k $403.0k $403.0k 0.04% Added +4.9k +4,911
67 Midwest Heritage Bank, FSB 0.21% of their portfolio WEST DES MOINES, IA 14,61214.6k $394.7k $394.7k 0.21% New
68 Intergy Private Wealth, LLC 0.16% of their portfolio COLORADO SPRINGS, CO 14,33914.3k $387.3k $387.3k 0.16% New
69 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 13,90013.9k $375.4k $375.4k 0.00% New
70 Burton Enright Welch 0.09% of their portfolio WALNUT CREEK, CA 13,74013.7k $371.1k $371.1k 0.09% Added +5.8k +5,804
71 Bill Few Associates, Inc. 0.15% of their portfolio SEWICKLEY, PA 13,67413.7k $369.3k $369.3k 0.15% Unchanged
72 PRINCIPAL SECURITIES, INC. 0.01% of their portfolio DES MOINES, IA 13,65013.7k $368.7k $368.7k 0.01% Added +3.5k +3,500
73 Ascent Group, LLC 0.03% of their portfolio VIRGINIA BEACH, VA 13,18913.2k $356.2k $356.2k 0.03% Unchanged
74 TrueWealth Advisors, LLC 0.14% of their portfolio BIRMINGHAM, AL 12,95813.0k $350.0k $350.0k 0.14% New
75 Burford Brothers, Inc. 0.23% of their portfolio DALLAS, TX 12,86512.9k $347.5k $347.5k 0.23% New
76 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 12,61812.6k $340.8k $340.8k 0.01% New
77 Lodestone Wealth Management LLC 0.17% of their portfolio SPOKANE, WA 12,25912.3k $331.1k $331.1k 0.17% New
78 Northwest Financial Advisors 0.35% of their portfolio HERNDON, VA 11,92511.9k $322.1k $322.1k 0.35% Unchanged
79 AdvisorNet Financial, Inc 0.03% of their portfolio MINNETONKA, MN 11,79611.8k $318.6k $318.6k 0.03% Added +1.6k +1,566
80 Patriot Financial Group Insurance Agency, LLC 0.05% of their portfolio Westborough, MA 10,87010.9k $293.6k $293.6k 0.05% New
81 American Financial Advisors, LLC 0.04% of their portfolio Marietta, GA 10,51610.5k $284.0k $284.0k 0.04% Added +137 +137
82 Ballew Advisors, Inc 0.18% of their portfolio Jackson, MS 9,5409.5k $254.8k $254.8k 0.18% Unchanged
83 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.02% of their portfolio BIRMINGHAM, AL 9,5209.5k $257.8k $257.8k 0.02% Added +376 +376
84 Skyline Advisors, Inc. 0.11% of their portfolio BELLINGHAM, WA 9,0009.0k $243.1k $243.1k 0.11% New
85 Ausdal Financial Partners, Inc. 0.03% of their portfolio Davenport, IA 8,5008.5k $229.6k $229.6k 0.03% Unchanged
86 Milestone Investment Advisors LLC 0.06% of their portfolio MIDDLETON, WI 8,4688.5k $228.7k $228.7k 0.06% Added +3.7k +3,727
87 &PARTNERS 0.03% of their portfolio NASHVILLE, TN 8,2378.2k $222.5k $222.5k 0.03% New
88 KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio AUSTIN, TX 8,1818.2k $221.0k $221.0k 0.00% New
89 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.02% of their portfolio CEDAR RAPIDS, IA 8,0508.1k $217.4k $217.4k 0.02% New
90 FLAGSHIP HARBOR ADVISORS, LLC 0.01% of their portfolio BOSTON, MA 8,0308.0k $216.9k $216.9k 0.01% New
91 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 7,8677.9k $212.5k $212.5k 0.01% Added +1.3k +1,301
92 CGN Advisors LLC 0.03% of their portfolio MANHATTAN, KS 7,5667.6k $204.4k $204.4k 0.03% New
93 Quadcap Wealth Management, LLC 0.05% of their portfolio Frisco, TX 7,4447.4k $201.1k $201.1k 0.05% New
94 ROTHSCHILD INVESTMENT LLC 0.01% of their portfolio CHICAGO, IL 7,2207.2k $195.0k $195.0k 0.01% Unchanged
95 WR Wealth Planners, LLC 0.06% of their portfolio COLUMBIA, MO 7,0947.1k $191.6k $191.6k 0.06% New
96 Sunbelt Securities, Inc. 0.02% of their portfolio HOUSTON, TX 6,3586.4k $171.7k $171.7k 0.02% Unchanged
97 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 6,3406.3k $171.2k $171.2k 0.00% New
98 ST GERMAIN D J CO INC 0.01% of their portfolio SPRINGFIELD, MA 6,2006.2k $167.5k $167.5k 0.01% Unchanged
99 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 3,7803.8k $102.1k $102.1k 0.00% Added +3.3k +3,300
100 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 3,1203.1k $84.3k $84.3k 0.00% New