Vault-13

CAPITAL GRP FIXED INCM ETF T CGMU

MUNICIPAL INCOME · ETP · CUSIP 14020Y201

82 institutional holders +30 vs Q3 2023
12,288,47012.3m shares reported held*
$332.8mreported value*
28 new 38 added 5 reduced 4 sold out net bought ≈ $175.2m (+6.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $27.08.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100Q4 22: 21Q1 23: 28Q2 23: 37Q3 23: 52Q4 23: 8282Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q4 202221
Q1 202328
Q2 202337
Q3 202352
Q4 202382

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 24 bought or addedQ1 23: 5 cut or sold outQ1 23Q2 23: 30 bought or addedQ2 23: 4 cut or sold outQ2 23Q3 23: 42 bought or addedQ3 23: 9 cut or sold outQ3 23Q4 23: 66 bought or addedQ4 23: 9 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q1 2023245
Q2 2023304
Q3 2023429
Q4 2023669

Biggest buyers

COMMONWEALTH EQUITY SERVICES, LLC Added +835,020+835.0k
STIFEL FINANCIAL CORP Added +789,965+790.0k
UBS Group AG Added +778,342+778.3k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO New +570,276+570.3k
Venturi Wealth Management, LLC New +543,348+543.3k
MML INVESTORS SERVICES, LLC Added +439,708+439.7k
LPL Financial LLC Added +419,974+420.0k
Capital Group Private Client Services, Inc. Added +290,532+290.5k
ENVESTNET ASSET MANAGEMENT INC Added +285,673+285.7k
Cetera Advisors LLC Added +181,193+181.2k

Biggest sellers

JANE STREET GROUP, LLC Sold out -134,617-134.6k
Atria Investments, Inc Reduced -54,422-54.4k
IFP Advisors, Inc Reduced -26,986-27.0k
Sigma Planning Corp Sold out -11,766-11.8k
Inspire Advisors, LLC Reduced -3,927-3.9k
Madison Wealth Partners, Inc Reduced -1,860-1.9k
WR Wealth Planners, LLC Sold out -275-275
New England Capital Financial Advisors LLC Reduced -55-55
FMR LLC Sold out -2-2

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 COMMONWEALTH EQUITY SERVICES, LLC 0.08% of their portfolio WALTHAM, MA 1,550,3911.6m $42.0m $42.0m 0.08% Added +835.0k +835,020
2 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,213,9301.2m $32.9m $32.9m 0.01% Added +778.3k +778,342
3 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 901,786901.8k $24.4m $24.4m 0.03% Added +790.0k +789,965
4 GREAT VALLEY ADVISOR GROUP, INC. 0.60% of their portfolio WILMINGTON, DE 630,641630.6k $17.1m $17.1m 0.60% Added +55.4k +55,441
5 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 630,275630.3k $17.1m $17.1m 0.01% Added +285.7k +285,673
6 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 622,876622.9k $16.9m $16.9m 0.01% Added +420.0k +419,974
7 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.02% of their portfolio MILWAUKEE, WI 570,276570.3k $15.4m $15.4m 0.02% New
8 Venturi Wealth Management, LLC 1.04% of their portfolio AUSTIN, TX 543,348543.3k $14.7m $14.7m 1.04% New
9 MML INVESTORS SERVICES, LLC 0.07% of their portfolio SPRINGFIELD, MA 520,626520.6k $14.1m $14.1m 0.07% Added +439.7k +439,708
10 Capital Group Private Client Services, Inc. 0.13% of their portfolio Los Angeles, CA 468,184468.2k $12.7m $12.7m 0.13% Added +290.5k +290,532
11 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 384,120384.1k $10.4m $10.4m 0.02% Added +41.9k +41,943
12 Pillar Wealth Advisors, LLC 7.95% of their portfolio WESTTOWN, PA 381,264381.3k $10.3m $10.3m 7.95% Added +13.5k +13,476
13 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 306,892306.9k $8.3m $8.3m 0.04% Added +22.5k +22,459
14 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 240,088240.1k $6.5m $6.5m 0.05% Added +49.6k +49,639
15 Capital Planning LLC 1.96% of their portfolio BELLEVUE, WA 202,420202.4k $5.5m $5.5m 1.96% Added +1.2k +1,179
16 Cetera Advisors LLC 0.07% of their portfolio DENVER, CO 190,997191.0k $5.2m $5.2m 0.07% Added +181.2k +181,193
17 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 178,871178.9k $4.8m $4.8m 0.01% Added +136.7k +136,728
18 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 175,169175.2k $4.7m $4.7m 0.03% Added +49.7k +49,660
19 Capital International Investors 0.00% of their portfolio Los Angeles, CA 165,000165.0k $4.5m $4.5m 0.00% Added +65.0k +65,000
20 LINCOLN NATIONAL CORP 0.08% of their portfolio RADNOR, PA 159,066159.1k $4.3m $4.3m 0.08% Added +27.3k +27,316
21 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 144,089144.1k $3.9m $3.9m 0.03% Added +77.1k +77,083
22 WNY Asset Management, LLC 0.65% of their portfolio Williamsville, NY 141,385141.4k $3.8m $3.8m 0.65% Added +23.2k +23,200
23 New England Capital Financial Advisors LLC 1.80% of their portfolio MERIDEN, CT 110,421110.4k $3.0m $3.0m 1.80% Reduced -55 -55
24 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 103,252103.3k $2.8m $2.8m 0.00% Added +41.2k +41,198
25 World Investment Advisors 0.36% of their portfolio LINCROFT, NJ 103,024103.0k $2.8m $2.8m 0.36% New
26 BENJAMIN F. EDWARDS & COMPANY, INC. 0.05% of their portfolio ST. LOUIS, MO 82,92682.9k $2.2m $2.2m 0.05% Added +44.1k +44,139
27 Wealthcare Advisory Partners LLC 0.09% of their portfolio WEST CHESTER, PA 82,44382.4k $2.2m $2.2m 0.09% Added +48.9k +48,919
28 SIGNET FINANCIAL MANAGEMENT, LLC 0.32% of their portfolio PARSIPPANY, NJ 77,87777.9k $2.1m $2.1m 0.32% Added +9.8k +9,828
29 Crumly & Associates Inc. 0.61% of their portfolio SPRINGFIELD, IL 77,67277.7k $2.1m $2.1m 0.61% Added +4.6k +4,628
30 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 69,29469.3k $1.9m $1.9m 0.00% New
31 Landmark Wealth Management, LLC 0.92% of their portfolio MELVILLE, NY 68,79268.8k $1.9m $1.9m 0.92% New
32 U.S. Capital Wealth Advisors, LLC 0.07% of their portfolio AUSTIN, TX 67,54867.5k $1.8m $1.8m 0.07% Added +53.4k +53,448
33 Inspire Advisors, LLC 0.27% of their portfolio Meridian, ID 66,25766.3k $1.8m $1.8m 0.27% Reduced -3.9k -3,927
34 NavPoint Financial, Inc. 1.50% of their portfolio Prior Lake, MN 60,33060.3k $1.6m $1.6m 1.50% First filing
35 BOOTHBAY FUND MANAGEMENT, LLC 0.06% of their portfolio NEW YORK, NY 60,00060.0k $1.6m $1.6m 0.06% New
36 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 58,10858.1k $1.6m $1.6m 0.02% Reduced -54.4k -54,422
37 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 56,40256.4k $1.5m $1.5m 0.01% Added +44.2k +44,248
38 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 53,16653.2k $1.4m $1.4m 0.00% New
39 Bare Financial Services, Inc 2.74% of their portfolio GAP, PA 50,21850.2k $1.4m $1.4m 2.74% First filing
40 Mutual Advisors, LLC 0.05% of their portfolio OMAHA, NE 48,49148.5k $1.3m $1.3m 0.05% Added +23.5k +23,524
41 Johnson Bixby & Associates, LLC 0.20% of their portfolio VANCOUVER, WA 39,36039.4k $1.1m $1.1m 0.20% Added +14.3k +14,260
42 Ashton Thomas Private Wealth, LLC 0.06% of their portfolio SCOTTSDALE, AZ 37,46137.5k $1.0m $1.0m 0.06% New
43 Souders Financial Advisors 0.17% of their portfolio CINCINNATI, OH 37,18937.2k $1.0m $1.0m 0.17% Added +10.6k +10,614
44 Royal Harbor Partners, LLC 0.45% of their portfolio HOUSTON, TX 35,61135.6k $964.3k $964.3k 0.45% New
45 Madison Wealth Partners, Inc 0.36% of their portfolio MADISON, WI 33,92533.9k $918.7k $918.7k 0.36% Reduced -1.9k -1,860
46 Belpointe Asset Management LLC 0.07% of their portfolio RENO, NV 29,40029.4k $796.2k $796.2k 0.07% New
47 WINTRUST INVESTMENTS LLC 0.07% of their portfolio CHICAGO, IL 28,03028.0k $759.0k $759.0k 0.07% Added +17.1k +17,144
48 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 27,05427.1k $732.7k $732.7k 0.01% Added +2.2k +2,194
49 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 26,20026.2k $709.5k $709.5k 0.00% Added +16.2k +16,200
50 COMERICA BANK 0.00% of their portfolio DALLAS, TX 24,05024.1k $651.3k $651.3k 0.00% Added +19.1k +19,050
51 LongView Wealth Management 0.29% of their portfolio ATLANTA, GA 23,90023.9k $647.5k $647.5k 0.29% First filing
52 Laird Norton Wetherby Wealth Management, LLC 0.03% of their portfolio Seattle, WA 23,30023.3k $631.0k $631.0k 0.03% New
53 Armstrong, Fleming & Moore, Inc 0.41% of their portfolio WASHINGTON, DC 19,91119.9k $539.2k $539.2k 0.41% New
54 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 19,79119.8k $535.9k $535.9k 0.02% Unchanged
55 PRIVATE TRUST CO NA 0.06% of their portfolio CLEVELAND, OH 18,50718.5k $501.2k $501.2k 0.06% New
56 IFG Advisory, LLC 0.03% of their portfolio ATLANTA, GA 17,30517.3k $468.6k $468.6k 0.03% Added +1.7k +1,745
57 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 16,92416.9k $458.0k $458.0k 0.00% New
58 Aspire Wealth Management Corp 0.30% of their portfolio WALTHAM, MA 16,29316.3k $441.2k $441.2k 0.30% New
59 Tempus Wealth Planning, LLC 0.19% of their portfolio IRVINE, CA 16,03016.0k $434.1k $434.1k 0.19% New
60 Koshinski Asset Management, Inc. 0.06% of their portfolio DECATUR, IL 14,19114.2k $384.3k $384.3k 0.06% Added +3.4k +3,379
61 Bill Few Associates, Inc. 0.17% of their portfolio SEWICKLEY, PA 13,67413.7k $370.3k $370.3k 0.17% Unchanged
62 Ascent Group, LLC 0.03% of their portfolio VIRGINIA BEACH, VA 13,18913.2k $356.6k $356.6k 0.03% New
63 Northwest Financial Advisors 0.27% of their portfolio HERNDON, VA 11,92511.9k $322.9k $322.9k 0.27% First filing
64 American Financial Advisors, LLC 0.04% of their portfolio Marietta, GA 10,37910.4k $281.1k $281.1k 0.04% New
65 AdvisorNet Financial, Inc 0.03% of their portfolio MINNETONKA, MN 10,23010.2k $277.0k $277.0k 0.03% Added +8.2k +8,230
66 PRINCIPAL SECURITIES, INC. 0.01% of their portfolio DES MOINES, IA 10,15010.2k $274.9k $274.9k 0.01% First filing
67 First Heartland Consultants, Inc. 0.03% of their portfolio LAKE ST. LOUIS, MO 10,00210.0k $271.0k $271.0k 0.03% New
68 Ballew Advisors, Inc 0.19% of their portfolio Jackson, MS 9,5409.5k $258.1k $258.1k 0.19% Unchanged
69 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.02% of their portfolio BIRMINGHAM, AL 9,1449.1k $248.5k $248.5k 0.02% Added +2.7k +2,682
70 McGlone Suttner Wealth Management, Inc. 0.05% of their portfolio APPLETON, WI 8,6508.7k $234.2k $234.2k 0.05% New
71 Ausdal Financial Partners, Inc. 0.03% of their portfolio Davenport, IA 8,5008.5k $230.2k $230.2k 0.03% New
72 Burton Enright Welch 0.06% of their portfolio WALNUT CREEK, CA 7,9367.9k $214.9k $214.9k 0.06% New
73 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 7,7167.7k $208.9k $208.9k 0.00% New
74 ROTHSCHILD INVESTMENT LLC 0.02% of their portfolio CHICAGO, IL 7,2207.2k $195.5k $195.5k 0.02% First filing
75 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 6,5666.6k $177.8k $177.8k 0.01% Reduced -27.0k -26,986
76 Sunbelt Securities, Inc. 0.02% of their portfolio HOUSTON, TX 6,3586.4k $172.2k $172.2k 0.02% Unchanged
77 ST GERMAIN D J CO INC 0.01% of their portfolio SPRINGFIELD, MA 6,2006.2k $167.9k $167.9k 0.01% Unchanged
78 Milestone Investment Advisors LLC 0.04% of their portfolio MIDDLETON, WI 4,7414.7k $128.4k $128.4k 0.04% New
79 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2,3032.3k $62.4k $62.4k 0.00% New
80 ICA Group Wealth Management, LLC 0.01% of their portfolio DENVER, CO 1,1701.2k $31.7k $31.7k 0.01% New
81 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 480480 $13.0k $13.0k 0.00% New
82 FNY Investment Advisers, LLC 0.00% of their portfolio NEW YORK, NY 5050 $1.0k $1.0k 0.00% New