Vault-13

CAPITAL GROUP GBL GROWTH EQT CGGO

SHS CREATION UNI · ETP · CUSIP 14020X104

298 institutional holders +48 vs Q3 2024
121,739,889121.7m shares reported held*
$3.6bnreported value*
33 new 163 added 48 reduced 9 sold out net bought ≈ $371.1m (+12.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $29.47.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 72Q4 22: 97Q1 23: 111Q2 23: 132Q3 23: 150Q4 23: 186Q1 24: 215Q2 24: 239Q3 24: 250Q4 24: 298298Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202272
Q4 202297
Q1 2023111
Q2 2023132
Q3 2023150
Q4 2023186
Q1 2024215
Q2 2024239
Q3 2024250
Q4 2024298

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q1 23: 81 bought or addedQ1 23: 24 cut or sold outQ2 23: 102 bought or addedQ2 23: 20 cut or sold outQ2 23Q3 23: 118 bought or addedQ3 23: 35 cut or sold outQ4 23: 128 bought or addedQ4 23: 36 cut or sold outQ4 23Q1 24: 152 bought or addedQ1 24: 57 cut or sold outQ2 24: 184 bought or addedQ2 24: 42 cut or sold outQ2 24Q3 24: 186 bought or addedQ3 24: 52 cut or sold outQ4 24: 196 bought or addedQ4 24: 57 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20238124
Q2 202310220
Q3 202311835
Q4 202312836
Q1 202415257
Q2 202418442
Q3 202418652
Q4 202419657

Biggest buyers

MORGAN STANLEY Added +1,254,472+1.3m
LPL Financial LLC Added +1,209,008+1.2m
Capital Group Private Client Services, Inc. Added +949,472+949.5k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +945,216+945.2k
OSAIC HOLDINGS, INC. Added +942,260+942.3k
Janney Montgomery Scott LLC New +888,873+888.9k
ENVESTNET ASSET MANAGEMENT INC Added +731,424+731.4k
ROYAL BANK OF CANADA Added +580,291+580.3k
COMMONWEALTH EQUITY SERVICES, LLC Added +520,373+520.4k
Cetera Investment Advisers Added +512,162+512.2k

Biggest sellers

CARY STREET PARTNERS INVESTMENT ADVISORY LLC Sold out -327,726-327.7k
Kestra Advisory Services, LLC Reduced -268,784-268.8k
UBS Group AG Reduced -145,244-145.2k
Prospera Financial Services Inc Reduced -141,897-141.9k
Johnson Bixby & Associates, LLC Reduced -104,997-105.0k
LANARK FINANCIAL, INC. Reduced -52,189-52.2k
WR Wealth Planners, LLC Reduced -46,867-46.9k
FinDec Wealth Services, Inc. Reduced -29,507-29.5k
FLOW TRADERS U.S. LLC Sold out -29,474-29.5k
Principle Wealth Partners LLC Reduced -26,927-26.9k

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Capital Group Private Client Services, Inc. 4.30% of their portfolio Los Angeles, CA 16,007,89016.0m $467.8m $467.8m 4.30% Added +949.5k +949,472
2 RAYMOND JAMES FINANCIAL INC 0.13% of their portfolio ST. PETERSBURG, FL 12,256,65012.3m $358.1m $358.1m 0.13% First filing
3 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.25% of their portfolio MILWAUKEE, WI 10,144,79110.1m $296.4m $296.4m 0.25% Added +945.2k +945,216
4 LPL Financial LLC 0.08% of their portfolio FORT MILL, SC 6,745,8486.7m $197.1m $197.1m 0.08% Added +1.2m +1,209,008
5 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 6,214,4136.2m $181.6m $181.6m 0.01% Added +1.3m +1,254,472
6 ENVESTNET ASSET MANAGEMENT INC 0.05% of their portfolio Berwyn, PA 4,823,8534.8m $141.0m $141.0m 0.05% Added +731.4k +731,424
7 UBS Group AG 0.03% of their portfolio ZURICH, V8 4,236,5084.2m $123.8m $123.8m 0.03% Reduced -145.2k -145,244
8 COMMONWEALTH EQUITY SERVICES, LLC 0.17% of their portfolio WALTHAM, MA 3,904,6413.9m $114.1m $114.1m 0.17% Added +520.4k +520,373
9 OSAIC HOLDINGS, INC. 0.23% of their portfolio SCOTTSDALE, AZ 3,563,8583.6m $104.2m $104.2m 0.23% Added +942.3k +942,260
10 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 3,190,6693.2m $93.2m $93.2m 0.02% Added +196.0k +196,019
11 Cetera Investment Advisers 0.17% of their portfolio SCHAUMBURG, IL 2,782,1252.8m $81.3m $81.3m 0.17% Added +512.2k +512,162
12 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 2,613,1112.6m $76.4m $76.4m 0.02% Added +580.3k +580,291
13 MML INVESTORS SERVICES, LLC 0.22% of their portfolio SPRINGFIELD, MA 2,161,1732.2m $63.1m $63.1m 0.22% Added +276.1k +276,121
14 Cambridge Investment Research Advisors, Inc. 0.21% of their portfolio FAIRFIELD, IA 2,143,7502.1m $62.6m $62.6m 0.21% Added +124.4k +124,421
15 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.10% of their portfolio PLYMOUTH, MN 1,869,2681.9m $54.6m $54.6m 0.10% Added +162.9k +162,870
16 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,583,0111.6m $46.3m $46.3m 0.00% Added +112.5k +112,475
17 JONES FINANCIAL COMPANIES LLLP 0.04% of their portfolio DES PERES, MO 1,335,0071.3m $39.0m $39.0m 0.04% Added +480.0k +480,012
18 Baird Financial Group, Inc. 0.07% of their portfolio MILWAUKEE, WI 1,308,1091.3m $38.2m $38.2m 0.07% Added +46.6k +46,588
19 Financial Council, LLC 19.35% of their portfolio TOWSON, MD 1,285,1981.3m $37.6m $37.6m 19.35% Added +54.5k +54,488
20 Johnson Bixby & Associates, LLC 5.44% of their portfolio VANCOUVER, WA 1,219,8281.2m $35.6m $35.6m 5.44% Reduced -105.0k -104,997
21 Arlington Financial Advisors, LLC 6.68% of their portfolio SANTA BARBARA, CA 1,150,3301.2m $33.6m $33.6m 6.68% Added +50.7k +50,694
22 Focus Partners Wealth 0.07% of their portfolio ST LOUIS, MO 971,014971.0k $56.7m $56.7m 0.07% Reduced -10.0k -9,968
23 Janney Montgomery Scott LLC 0.07% of their portfolio PHILADELPHIA, PA 888,873888.9k $26.0m $26.0m 0.07% New
24 ST GERMAIN D J CO INC 1.18% of their portfolio SPRINGFIELD, MA 888,218888.2k $26.0m $26.0m 1.18% Added +23.8k +23,822
25 NewEdge Advisors, LLC 0.15% of their portfolio NEW ORLEANS, LA 833,331833.3k $24.3m $24.3m 0.15% Added +72.1k +72,096
26 SEI INVESTMENTS CO 0.03% of their portfolio OAKS, PA 734,080734.1k $21.4m $21.4m 0.03% Added +51.0k +50,977
27 Corient Private Wealth LP 0.04% of their portfolio MIAMI, FL 729,147729.1k $21.3m $21.3m 0.04% Reduced -4.2k -4,153
28 Kestra Advisory Services, LLC 0.12% of their portfolio AUSTIN, TX 727,176727.2k $21.2m $21.2m 0.12% Reduced -268.8k -268,784
29 Forge Financial Services LLC 18.55% of their portfolio EDMOND, OK 721,769721.8k $22.1m $22.1m 18.55% First filing
30 WNY Asset Management, LLC 2.38% of their portfolio Williamsville, NY 656,384656.4k $19.2m $19.2m 2.38% Added +27.2k +27,204
31 D.A. DAVIDSON & CO. 0.15% of their portfolio GREAT FALLS, MT 648,617648.6k $19.0m $19.0m 0.15% Added +5.4k +5,400
32 LVW Advisors, LLC 2.29% of their portfolio PITTSFORD, NY 640,170640.2k $18.7m $18.7m 2.29% Added +98.8k +98,847
33 Private Advisor Group, LLC 0.10% of their portfolio MORRISTOWN, NJ 634,922634.9k $18.6m $18.6m 0.10% Added +118.2k +118,205
34 Reliant Wealth Planning 8.68% of their portfolio LOUISVILLE, KY 633,654633.7k $18.5m $18.5m 8.68% Added +20.9k +20,907
35 STEPHENS INC /AR/ 0.24% of their portfolio LITTLE ROCK, AR 589,851589.9k $17.2m $17.2m 0.24% Added +39.8k +39,839
36 CAPTRUST FINANCIAL ADVISORS 0.05% of their portfolio RALEIGH, NC 582,493582.5k $17.0m $17.0m 0.05% Added +125.9k +125,927
37 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 563,562563.6k $16.5m $16.5m 0.02% Added +40.1k +40,104
38 Prospera Financial Services Inc 0.38% of their portfolio Dallas, TX 557,479557.5k $16.3m $16.3m 0.38% Reduced -141.9k -141,897
39 Independent Advisor Alliance 0.18% of their portfolio CHARLOTTE, NC 461,159461.2k $13.5m $13.5m 0.18% New
40 Principle Wealth Partners LLC 0.91% of their portfolio MADISON, CT 444,245444.2k $13.0m $13.0m 0.91% Reduced -26.9k -26,927
41 BENJAMIN EDWARDS INC 0.19% of their portfolio Clayton, MO 443,561443.6k $13.0m $13.0m 0.19% Added +24.1k +24,062
42 Ridgeline Wealth Planning, LLC 11.62% of their portfolio Centerville, OH 415,422415.4k $12.1m $12.1m 11.62% First filing
43 Bleakley Financial Group, LLC 0.33% of their portfolio PARSIPPANY, NJ 377,447377.4k $11.0m $11.0m 0.33% Reduced -6.1k -6,087
44 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 360,000360.0k $10.5m $10.5m 0.02% Added +159.2k +159,222
45 CARY STREET PARTNERS FINANCIAL LLC 0.33% of their portfolio RICHMOND, VA 348,876348.9k $10.2m $10.2m 0.33% First filing
46 LifeGoal Investments, LLC 10.62% of their portfolio SARATOGA SPRINGS, NY 334,906334.9k $9.8m $9.8m 10.62% First filing
47 OLD MISSION CAPITAL LLC 0.23% of their portfolio CHICAGO, IL 331,424331.4k $9.7m $9.7m 0.23% Added +191.1k +191,110
48 Valmark Advisers, Inc. 0.14% of their portfolio AKRON, OH 310,194310.2k $9.1m $9.1m 0.14% Added +42.8k +42,769
49 Investment Planning Advisors, Inc. 3.76% of their portfolio CUMMING, GA 294,419294.4k $8.6m $8.6m 3.76% Added +43.3k +43,281
50 PEAPACK GLADSTONE FINANCIAL CORP 0.12% of their portfolio BEDMINSTER, NJ 291,580291.6k $8.5m $8.5m 0.12% Added +3.3k +3,285
51 Souders Financial Advisors 1.19% of their portfolio CINCINNATI, OH 291,042291.0k $8.5m $8.5m 1.19% Added +25.6k +25,590
52 Royal Harbor Partners, LLC 3.06% of their portfolio HOUSTON, TX 277,217277.2k $8.1m $8.1m 3.06% New
53 AA Financial Advisors, LLC 2.11% of their portfolio Columbus, OH 270,175270.2k $7.9m $7.9m 2.11% Added +40.5k +40,512
54 Clarity Wealth Advisors, LLC 2.11% of their portfolio SAN JOSE, CA 264,290264.3k $7.7m $7.7m 2.11% Added +32.2k +32,190
55 Stratos Wealth Partners, LTD. 0.11% of their portfolio BEACHWOOD, OH 260,408260.4k $7.6m $7.6m 0.11% Added +13.4k +13,426
56 FinDec Wealth Services, Inc. 5.17% of their portfolio Stockton, CA 255,040255.0k $7.5m $7.5m 5.17% Reduced -29.5k -29,507
57 NavPoint Financial, Inc. 5.77% of their portfolio Prior Lake, MN 249,766249.8k $7.3m $7.3m 5.77% Reduced -5.0k -5,038
58 AXXCESS WEALTH MANAGEMENT, LLC 0.18% of their portfolio CARLSBAD, CA 247,323247.3k $7.2m $7.2m 0.18% Reduced -23.2k -23,231
59 Main Street Financial Solutions, LLC 0.71% of their portfolio NEWTOWN, PA 245,962246.0k $7.2m $7.2m 0.71% Added +4.1k +4,058
60 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 235,403235.4k $6.9m $6.9m 0.01% Added +10.6k +10,553
61 Gerber Kawasaki Wealth & Investment Management 0.29% of their portfolio SANTA MONICA, CA 230,012230.0k $6.7m $6.7m 0.29% Added +12.7k +12,707
62 NOVEM GROUP 0.97% of their portfolio Rochester, NY 224,217224.2k $6.6m $6.6m 0.97% First filing
63 Steward Partners Investment Advisory, LLC 0.06% of their portfolio STAMFORD, CT 223,648223.6k $6.5m $6.5m 0.06% Added +23.3k +23,287
64 Strategic Blueprint, LLC 0.39% of their portfolio ATLANTA, GA 222,307222.3k $6.5m $6.5m 0.39% Added +101.7k +101,685
65 ASSETMARK, INC 0.02% of their portfolio CONCORD, CA 217,873217.9k $6.4m $6.4m 0.02% Added +8.1k +8,133
66 Carson Advisory Inc. 4.40% of their portfolio ATHENS, GA 216,419216.4k $6.3m $6.3m 4.40% Added +935 +935
67 MAI Capital Management 0.05% of their portfolio INDEPENDENCE, OH 212,226212.2k $6.2m $6.2m 0.05% Reduced -10.1k -10,132
68 WEST MICHIGAN ADVISORS, LLC 1.87% of their portfolio HOLLAND, MI 211,638211.6k $6.2m $6.2m 1.87% Reduced -12.2k -12,216
69 U.S. Capital Wealth Advisors, LLC 0.18% of their portfolio AUSTIN, TX 204,046204.0k $6.0m $6.0m 0.18% Added +3.3k +3,327
70 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.15% of their portfolio LOS ANGELES, CA 202,262202.3k $5.9m $5.9m 0.15% Added +44.2k +44,180
71 HARBOUR INVESTMENTS, INC. 0.17% of their portfolio MADISON, WI 199,456199.5k $5.8m $5.8m 0.17% Added +50.7k +50,709
72 Gutierrez Wealth Advisory, LLC 4.76% of their portfolio LITTLE ROCK, AR 197,556197.6k $5.8m $5.8m 4.76% First filing
73 AVANTAX ADVISORY SERVICES, INC. 0.04% of their portfolio DALLAS, TX 192,256192.3k $5.6m $5.6m 0.04% Added +52.1k +52,148
74 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 192,103192.1k $5.6m $5.6m 0.01% Added +122.7k +122,718
75 NATIXIS ADVISORS, LLC 0.01% of their portfolio Boston, MA 191,122191.1k $5.6m $5.6m 0.01% Added +9.8k +9,842
76 Entruity Wealth, LLC 5.22% of their portfolio BAKERSFIELD, CA 180,067180.1k $5.3m $5.3m 5.22% First filing
77 Kestra Investment Management, LLC 0.21% of their portfolio AUSTIN, TX 178,958179.0k $5.2m $5.2m 0.21% Added +29.3k +29,325
78 Merit Financial Group, LLC 0.09% of their portfolio ALPHARETTA, GA 178,947178.9k $5.2m $5.2m 0.09% Added +634 +634
79 Ameritas Advisory Services, LLC 0.18% of their portfolio Lincoln, NE 176,766176.8k $5.2m $5.2m 0.18% Added +49.0k +49,044
80 ORBA Wealth Advisors, L.L.C. 2.64% of their portfolio CHICAGO, IL 172,897172.9k $5.1m $5.1m 2.64% Reduced -7.3k -7,286
81 Envestnet Portfolio Solutions, Inc. 0.02% of their portfolio BERWYN, PA 169,855169.9k $5.0m $5.0m 0.02% Added +42.0k +42,014
82 FINANCIAL MANAGEMENT NETWORK INC 1.03% of their portfolio MISSION VIEJO, CA 168,392168.4k $5.0m $5.0m 1.03% Added +1.8k +1,848
83 Mutual Advisors, LLC 0.14% of their portfolio OMAHA, NE 164,761164.8k $4.9m $4.9m 0.14% Reduced -26.6k -26,616
84 Confluence Wealth Services, Inc. 0.32% of their portfolio MCMURRAY, PA 162,328162.3k $5.0m $5.0m 0.32% Added +19.7k +19,748
85 SMITH, MOORE & CO. 0.42% of their portfolio CLAYTON, MO 157,108157.1k $4.6m $4.6m 0.42% New
86 PRINCIPAL SECURITIES, INC. 0.10% of their portfolio DES MOINES, IA 152,250152.2k $4.4m $4.4m 0.10% Added +30.8k +30,810
87 San Luis Wealth Advisors LLC 0.83% of their portfolio SAN LUIS OBISPO, CA 150,872150.9k $4.4m $4.4m 0.83% Reduced -4.7k -4,676
88 FSM Wealth Advisors, LLC 1.06% of their portfolio CLEVELAND, OH 146,006146.0k $4.3m $4.3m 1.06% Added +3.8k +3,816
89 Atria Wealth Solutions, Inc. 0.05% of their portfolio NEW YORK, NY 145,689145.7k $4.3m $4.3m 0.05% Added +35.3k +35,301
90 OneAscent Financial Services LLC 0.36% of their portfolio BIRMINGHAM, AL 144,302144.3k $4.2m $4.2m 0.36% New
91 LEGACY CAPITAL WEALTH MANAGEMENT, LLC 4.15% of their portfolio THE WOODLANDS, TX 142,965143.0k $4.2m $4.2m 4.15% First filing
92 Burford Brothers, Inc. 2.04% of their portfolio DALLAS, TX 142,121142.1k $4.2m $4.2m 2.04% Added +11.3k +11,283
93 Kera Capital Partners, Inc. 1.17% of their portfolio SACRAMENTO, CA 139,199139.2k $4.1m $4.1m 1.17% First filing
94 &PARTNERS 0.05% of their portfolio NASHVILLE, TN 136,935136.9k $4.0m $4.0m 0.05% Added +46.2k +46,235
95 Paragon Advisors, LLC 1.28% of their portfolio COLLEGE STATION, TX 127,656127.7k $3.7m $3.7m 1.28% Added +15.9k +15,896
96 Koshinski Asset Management, Inc. 0.31% of their portfolio DECATUR, IL 125,521125.5k $3.7m $3.7m 0.31% Added +25.1k +25,137
97 Vestmark Advisory Solutions, Inc. 0.12% of their portfolio Wakefield, MA 119,526119.5k $3.5m $3.5m 0.12% Added +9.2k +9,232
98 Smartleaf Asset Management LLC 0.35% of their portfolio BOSTON, MA 117,847117.8k $3.5m $3.5m 0.35% Added +16.1k +16,150
99 SILVIA MCCOLL WEALTH MANAGEMENT, LLC 2.56% of their portfolio SAN DIEGO, CA 116,686116.7k $3.4m $3.4m 2.56% Reduced -596 -596
100 Leonard Rickey Investment Advisors P.L.L.C. 0.76% of their portfolio YAKIMA, WA 113,063113.1k $3.3m $3.3m 0.76% Added +40.7k +40,701