Vault-13

CAPITAL GROUP GBL GROWTH EQT CGGO

SHS CREATION UNI · ETP · CUSIP 14020X104

215 institutional holders +29 vs Q4 2023
79,492,08079.5m shares reported held*
$2.3bnreported value*
42 new 110 added 46 reduced 11 sold out net bought ≈ $303.9m (+10.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $28.79.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 72Q4 22: 97Q1 23: 111Q2 23: 132Q3 23: 150Q4 23: 186Q1 24: 215215Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202272
Q4 202297
Q1 2023111
Q2 2023132
Q3 2023150
Q4 2023186
Q1 2024215

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 83 bought or addedQ4 22: 6 cut or sold outQ4 22Q1 23: 81 bought or addedQ1 23: 24 cut or sold outQ1 23Q2 23: 102 bought or addedQ2 23: 20 cut or sold outQ2 23Q3 23: 118 bought or addedQ3 23: 35 cut or sold outQ3 23Q4 23: 128 bought or addedQ4 23: 36 cut or sold outQ4 23Q1 24: 152 bought or addedQ1 24: 57 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022836
Q1 20238124
Q2 202310220
Q3 202311835
Q4 202312836
Q1 202415257

Biggest buyers

Capital Group Private Client Services, Inc. Added +2,028,159+2.0m
Arlington Financial Advisors, LLC Added +970,104+970.1k
Cetera Investment Advisers Added +921,840+921.8k
WELLS FARGO & COMPANY/MN Added +920,150+920.1k
MORGAN STANLEY Added +596,235+596.2k
STEPHENS INC /AR/ New +504,370+504.4k
LPL Financial LLC Added +476,842+476.8k
RAYMOND JAMES & ASSOCIATES Added +475,294+475.3k
BANK OF AMERICA CORP /DE/ Added +474,061+474.1k
ROYAL BANK OF CANADA Added +442,160+442.2k

Biggest sellers

Cetera Advisor Networks LLC Sold out -583,597-583.6k
Johnson Bixby & Associates, LLC Reduced -248,657-248.7k
JANE STREET GROUP, LLC Reduced -216,364-216.4k
Janney Montgomery Scott LLC Reduced -182,591-182.6k
MML INVESTORS SERVICES, LLC Reduced -122,640-122.6k
Cetera Advisors LLC Sold out -111,155-111.2k
D.A. DAVIDSON & CO. Reduced -82,953-83.0k
RENAISSANCE TECHNOLOGIES LLC Reduced -79,900-79.9k
Corient Private Wealth LP Reduced -77,801-77.8k
Reliant Wealth Planning Reduced -61,800-61.8k

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Capital Group Private Client Services, Inc. 3.78% of their portfolio Los Angeles, CA 12,879,35412.9m $370.9m $370.9m 3.78% Added +2.0m +2,028,159
2 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.22% of their portfolio MILWAUKEE, WI 7,327,3747.3m $211.0m $211.0m 0.22% Added +311.2k +311,188
3 RAYMOND JAMES & ASSOCIATES 0.10% of their portfolio ST PETERSBURG, FL 4,998,8455.0m $144.0m $144.0m 0.10% Added +475.3k +475,294
4 LPL Financial LLC 0.07% of their portfolio FORT MILL, SC 4,326,2464.3m $124.6m $124.6m 0.07% Added +476.8k +476,842
5 Raymond James Financial Services Advisors, Inc. 0.18% of their portfolio ST. PETERSBURG, FL 4,161,4924.2m $119.9m $119.9m 0.18% Added +337.4k +337,440
6 UBS Group AG 0.03% of their portfolio ZURICH, V8 3,512,4113.5m $101.2m $101.2m 0.03% Added +286.9k +286,867
7 COMMONWEALTH EQUITY SERVICES, LLC 0.13% of their portfolio WALTHAM, MA 2,732,7672.7m $78.7m $78.7m 0.13% Added +310.9k +310,874
8 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 2,292,9512.3m $66.0m $66.0m 0.02% Added +920.1k +920,150
9 OSAIC HOLDINGS, INC. 0.13% of their portfolio SCOTTSDALE, AZ 1,984,8142.0m $57.2m $57.2m 0.13% Reduced -17.3k -17,303
10 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 1,776,6571.8m $51.2m $51.2m 0.02% Added +301.3k +301,283
11 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,598,2171.6m $46.0m $46.0m 0.01% Added +442.2k +442,160
12 MML INVESTORS SERVICES, LLC 0.18% of their portfolio SPRINGFIELD, MA 1,542,4481.5m $44.4m $44.4m 0.18% Reduced -122.6k -122,640
13 Cambridge Investment Research Advisors, Inc. 0.17% of their portfolio FAIRFIELD, IA 1,516,5451.5m $43.7m $43.7m 0.17% Added +84.6k +84,616
14 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.09% of their portfolio PLYMOUTH, MN 1,254,5441.3m $36.1m $36.1m 0.09% Reduced -18.4k -18,450
15 Johnson Bixby & Associates, LLC 6.21% of their portfolio VANCOUVER, WA 1,241,3141.2m $35.7m $35.7m 6.21% Reduced -248.7k -248,657
16 WNY Asset Management, LLC 5.41% of their portfolio Williamsville, NY 1,231,5101.2m $35.5m $35.5m 5.41% Reduced -13.3k -13,286
17 Baird Financial Group, Inc. 0.07% of their portfolio MILWAUKEE, WI 1,201,6821.2m $34.6m $34.6m 0.07% Added +42.3k +42,341
18 Cetera Investment Advisers 0.08% of their portfolio SCHAUMBURG, IL 1,200,0761.2m $34.6m $34.6m 0.08% Added +921.8k +921,840
19 Financial Council, LLC 19.07% of their portfolio TOWSON, MD 1,119,4581.1m $32.2m $32.2m 19.07% Added +45.3k +45,251
20 Arlington Financial Advisors, LLC 6.71% of their portfolio SANTA BARBARA, CA 1,061,1911.1m $30.6m $30.6m 6.71% Added +970.1k +970,104
21 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 913,225913.2k $26.3m $26.3m 0.00% Added +474.1k +474,061
22 HoyleCohen, LLC 2.00% of their portfolio SAN DIEGO, CA 909,243909.2k $26.2m $26.2m 2.00% Added +28.3k +28,280
23 ST GERMAIN D J CO INC 1.19% of their portfolio SPRINGFIELD, MA 842,417842.4k $24.3m $24.3m 1.19% Added +4.2k +4,209
24 Corient Private Wealth LP 0.04% of their portfolio MIAMI, FL 745,056745.1k $21.5m $21.5m 0.04% Reduced -77.8k -77,801
25 D.A. DAVIDSON & CO. 0.18% of their portfolio GREAT FALLS, MT 676,671676.7k $19.5m $19.5m 0.18% Reduced -83.0k -82,953
26 Janney Montgomery Scott LLC 0.06% of their portfolio PHILADELPHIA, PA 656,577656.6k $18.9m $18.9m 0.06% Reduced -182.6k -182,591
27 NewEdge Advisors, LLC 0.16% of their portfolio NEW ORLEANS, LA 617,806617.8k $17.8m $17.8m 0.16% Added +94.0k +93,977
28 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 606,603606.6k $17.5m $17.5m 0.00% Added +596.2k +596,235
29 Kestra Advisory Services, LLC 0.12% of their portfolio AUSTIN, TX 598,993599.0k $17.3m $17.3m 0.12% Added +55.1k +55,118
30 Reliant Wealth Planning 8.21% of their portfolio LOUISVILLE, KY 596,288596.3k $17.2m $17.2m 8.21% Reduced -61.8k -61,800
31 STEPHENS INC /AR/ 0.23% of their portfolio LITTLE ROCK, AR 504,370504.4k $14.5m $14.5m 0.23% New
32 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 461,473461.5k $13.3m $13.3m 0.02% Added +32.0k +31,966
33 OLD MISSION CAPITAL LLC 0.30% of their portfolio CHICAGO, IL 426,730426.7k $12.3m $12.3m 0.30% Reduced -16.5k -16,493
34 Simplicity Wealth,LLC 0.29% of their portfolio SUMMIT, NJ 421,477421.5k $12.1m $12.1m 0.29% New
35 Bleakley Financial Group, LLC 0.35% of their portfolio PARSIPPANY, NJ 421,477421.5k $12.1m $12.1m 0.35% Reduced -9.3k -9,252
36 LINCOLN NATIONAL CORP 0.19% of their portfolio RADNOR, PA 417,849417.8k $12.0m $12.0m 0.19% Added +90.9k +90,912
37 LVW Advisors, LLC 1.89% of their portfolio PITTSFORD, NY 387,421387.4k $11.2m $11.2m 1.89% Added +212.4k +212,373
38 Main Street Financial Solutions, LLC 1.11% of their portfolio NEWTOWN, PA 361,134361.1k $10.4m $10.4m 1.11% Added +8.2k +8,250
39 BENJAMIN F. EDWARDS & COMPANY, INC. 0.19% of their portfolio ST. LOUIS, MO 357,175357.2k $10.3m $10.3m 0.19% Added +4.7k +4,747
40 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.38% of their portfolio RICHMOND, VA 312,528312.5k $9.0m $9.0m 0.38% Added +9.1k +9,066
41 WEST MICHIGAN ADVISORS, LLC 2.73% of their portfolio HOLLAND, MI 291,474291.5k $8.4m $8.4m 2.73% Reduced -2.6k -2,627
42 PEAPACK GLADSTONE FINANCIAL CORP 0.12% of their portfolio BEDMINSTER, NJ 266,220266.2k $7.7m $7.7m 0.12% Added +2.3k +2,300
43 FinDec Wealth Services, Inc. 4.79% of their portfolio Stockton, CA 264,845264.8k $7.6m $7.6m 4.79% Reduced -671 -671
44 AXXCESS WEALTH MANAGEMENT, LLC 0.20% of their portfolio CARLSBAD, CA 248,289248.3k $7.2m $7.2m 0.20% Reduced -36.6k -36,570
45 Souders Financial Advisors 1.10% of their portfolio CINCINNATI, OH 240,984241.0k $6.9m $6.9m 1.10% Added +9.1k +9,073
46 NavPoint Financial, Inc. 5.94% of their portfolio Prior Lake, MN 237,391237.4k $6.8m $6.8m 5.94% Added +4.8k +4,831
47 Stratos Wealth Partners, LTD. 0.11% of their portfolio BEACHWOOD, OH 233,676233.7k $6.7m $6.7m 0.11% Added +30.3k +30,301
48 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 229,644229.6k $6.6m $6.6m 0.01% New
49 Gerber Kawasaki Wealth & Investment Management 0.34% of their portfolio SANTA MONICA, CA 215,636215.6k $6.2m $6.2m 0.34% Reduced -1.3k -1,316
50 Valmark Advisers, Inc. 0.11% of their portfolio AKRON, OH 209,723209.7k $6.0m $6.0m 0.11% Added +55.2k +55,165
51 MAI Capital Management 0.06% of their portfolio INDEPENDENCE, OH 201,372201.4k $5.8m $5.8m 0.06% New
52 U.S. Capital Wealth Advisors, LLC 0.22% of their portfolio AUSTIN, TX 194,382194.4k $5.6m $5.6m 0.22% Reduced -2.3k -2,305
53 Carson Advisory Inc. 3.92% of their portfolio ATHENS, GA 193,444193.4k $5.6m $5.6m 3.92% Reduced -281 -281
54 Mutual Advisors, LLC 0.17% of their portfolio OMAHA, NE 179,663179.7k $5.2m $5.2m 0.17% Added +14.2k +14,233
55 ORBA Wealth Advisors, L.L.C. 2.82% of their portfolio CHICAGO, IL 177,015177.0k $5.1m $5.1m 2.82% Added +1.1k +1,080
56 FINANCIAL MANAGEMENT NETWORK INC 1.15% of their portfolio MISSION VIEJO, CA 161,081161.1k $4.6m $4.6m 1.15% Reduced -6.2k -6,211
57 Clarity Wealth Advisors, LLC 1.56% of their portfolio SAN JOSE, CA 159,737159.7k $4.6m $4.6m 1.56% Added +38.8k +38,804
58 NATIXIS ADVISORS, LLC 0.01% of their portfolio Boston, MA 153,494153.5k $4.4m $4.4m 0.01% New
59 FSM Wealth Advisors, LLC 1.42% of their portfolio CLEVELAND, OH 138,715138.7k $4.0m $4.0m 1.42% Reduced -22.4k -22,379
60 Confluence Wealth Services, Inc. 0.34% of their portfolio MCMURRAY, PA 133,551133.6k $3.8m $3.8m 0.34% Added +22.2k +22,153
61 Cedar Brook Financial Partners, LLC 0.75% of their portfolio CLEVELAND, OH 131,970132.0k $3.8m $3.8m 0.75% Added +25.1k +25,100
62 San Luis Wealth Advisors LLC 1.98% of their portfolio SAN LUIS OBISPO, CA 130,963131.0k $3.8m $3.8m 1.98% Added +3.2k +3,206
63 Steward Partners Investment Advisory, LLC 0.04% of their portfolio STAMFORD, CT 124,619124.6k $3.6m $3.6m 0.04% Added +39.8k +39,755
64 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 123,338123.3k $3.6m $3.6m 0.03% Added +28.5k +28,524
65 Ameritas Advisory Services, LLC 0.14% of their portfolio Lincoln, NE 117,924117.9k $3.3m $3.3m 0.14% Added +80.9k +80,938
66 AA Financial Advisors, LLC 1.36% of their portfolio Columbus, OH 117,101117.1k $3.4m $3.4m 1.36% Reduced -17.4k -17,423
67 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 115,249115.2k $3.3m $3.3m 0.00% Added +106.6k +106,607
68 Strategic Blueprint, LLC 0.22% of their portfolio ATLANTA, GA 108,902108.9k $3.1m $3.1m 0.22% Added +8.7k +8,683
69 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 108,129108.1k $3.1m $3.1m 0.01% Reduced -32.0k -32,031
70 THREADGILL FINANCIAL, LLC 1.34% of their portfolio SPRING, TX 104,563104.6k $3.0m $3.0m 1.34% New
71 OneAscent Financial Services LLC 0.31% of their portfolio BIRMINGHAM, AL 98,90298.9k $2.8m $2.8m 0.31% Reduced -30.6k -30,612
72 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 98,15198.2k $2.8m $2.8m 0.00% New
73 Smallwood Wealth Investment Management, LLC 2.18% of their portfolio RED BANK, NJ 97,65097.7k $2.8m $2.8m 2.18% Added +1.3k +1,325
74 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 94,84194.8k $2.7m $2.7m 0.01% Reduced -6.9k -6,875
75 HARBOUR INVESTMENTS, INC. 0.09% of their portfolio MADISON, WI 93,07793.1k $2.7m $2.7m 0.09% Added +23.9k +23,890
76 Colonial River Investments, LLC 1.50% of their portfolio MIDLOTHIAN, VA 92,03692.0k $2.7m $2.7m 1.50% Added +67.9k +67,921
77 DAVENPORT & Co LLC 0.02% of their portfolio RICHMOND, VA 90,97791.0k $2.6m $2.6m 0.02% Added +13.0k +13,018
78 Paragon Advisors, LLC 1.05% of their portfolio COLLEGE STATION, TX 90,42690.4k $2.6m $2.6m 1.05% Added +26.7k +26,705
79 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 88,91188.9k $2.6m $2.6m 0.02% Added +48.8k +48,823
80 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 86,07486.1k $2.5m $2.5m 0.01% Added +3.0k +3,040
81 WR Wealth Planners, LLC 0.72% of their portfolio COLUMBIA, MO 80,24080.2k $2.3m $2.3m 0.72% Added +61.8k +61,751
82 BROWN BROTHERS HARRIMAN & CO 0.02% of their portfolio NEW YORK, NY 79,32179.3k $2.3m $2.3m 0.02% Reduced -38.3k -38,274
83 Tradition Wealth Management, LLC 0.23% of their portfolio EDINA, MN 78,95379.0k $2.3m $2.3m 0.23% Reduced -985 -985
84 Leonard Rickey Investment Advisors P.L.L.C. 0.55% of their portfolio YAKIMA, WA 73,93273.9k $2.1m $2.1m 0.55% Reduced -13.3k -13,322
85 HBW ADVISORY SERVICES LLC 0.35% of their portfolio SIMI VALLEY, CA 73,42673.4k $1.9m $1.9m 0.35% Unchanged
86 Mariner, LLC 0.00% of their portfolio Overland Park, KS 73,32073.3k $2.1m $2.1m 0.00% Added +12.7k +12,745
87 Sigma Planning Corp 0.07% of their portfolio ANN ARBOR, MI 73,25373.3k $2.1m $2.1m 0.07% Added +49.8k +49,838
88 Vestmark Advisory Solutions, Inc. 0.08% of their portfolio Wakefield, MA 67,77967.8k $2.0m $2.0m 0.08% Added +7.8k +7,787
89 SILVERLAKE WEALTH MANAGEMENT LLC 0.88% of their portfolio WILLISTON, VT 59,78259.8k $1.7m $1.7m 0.88% Added +26.1k +26,081
90 LANARK FINANCIAL, INC. 0.16% of their portfolio BIRMINGHAM, AL 59,65959.7k $1.7m $1.7m 0.16% Added +17.1k +17,123
91 Prospera Financial Services Inc 0.05% of their portfolio Dallas, TX 54,87154.9k $1.6m $1.6m 0.05% Added +29.0k +29,023
92 Koshinski Asset Management, Inc. 0.15% of their portfolio DECATUR, IL 52,22652.2k $1.5m $1.5m 0.15% Added +32.9k +32,876
93 PRINCIPAL SECURITIES, INC. 0.05% of their portfolio DES MOINES, IA 50,46450.5k $1.5m $1.5m 0.05% Added +30.3k +30,344
94 Balentine LLC 0.04% of their portfolio ATLANTA, GA 49,01549.0k $1.4m $1.4m 0.04% New
95 CRITERION CAPITAL ADVISORS, LLC 0.91% of their portfolio NASHVILLE, TN 47,64547.6k $1.4m $1.4m 0.91% Reduced -1.4k -1,415
96 Total Clarity Wealth Management, Inc. 0.48% of their portfolio ST. CHARLES, IL 47,52847.5k $1.4m $1.4m 0.48% Added +367 +367
97 Advus Financial Partners, LLC 0.42% of their portfolio WINTER PARK, FL 47,33347.3k $1.4m $1.4m 0.42% Reduced -213 -213
98 Northwest Financial Advisors 1.46% of their portfolio HERNDON, VA 46,17746.2k $1.3m $1.3m 1.46% Added +7.6k +7,585
99 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 46,11946.1k $1.3m $1.3m 0.00% New
100 PFG Advisors 0.10% of their portfolio Phoenix, AZ 46,02046.0k $1.3m $1.3m 0.10% Added +4.0k +4,047