Vault-13

CAPITAL GROUP GBL GROWTH EQT CGGO

SHS CREATION UNI · ETP · CUSIP 14020X104

186 institutional holders +36 vs Q3 2023
69,365,21669.4m shares reported held*
$1.8bnreported value*
26 new 102 added 32 reduced 4 sold out net bought ≈ $247.4m (+9.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $25.73.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 72Q4 22: 97Q1 23: 111Q2 23: 132Q3 23: 150Q4 23: 186186Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202272
Q4 202297
Q1 2023111
Q2 2023132
Q3 2023150
Q4 2023186

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 83 bought or addedQ4 22: 6 cut or sold outQ4 22Q1 23: 81 bought or addedQ1 23: 24 cut or sold outQ1 23Q2 23: 102 bought or addedQ2 23: 20 cut or sold outQ2 23Q3 23: 118 bought or addedQ3 23: 35 cut or sold outQ3 23Q4 23: 128 bought or addedQ4 23: 36 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022836
Q1 20238124
Q2 202310220
Q3 202311835
Q4 202312836

Biggest buyers

Capital Group Private Client Services, Inc. Added +1,998,085+2.0m
LPL Financial LLC Added +1,189,924+1.2m
Raymond James Financial Services Advisors, Inc. Added +764,306+764.3k
RAYMOND JAMES & ASSOCIATES Added +746,409+746.4k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +674,269+674.3k
Reliant Wealth Planning Added +638,762+638.8k
OLD MISSION CAPITAL LLC New +443,223+443.2k
BANK OF AMERICA CORP /DE/ Added +403,448+403.4k
WELLS FARGO & COMPANY/MN Added +384,257+384.3k
COMMONWEALTH EQUITY SERVICES, LLC Added +327,454+327.5k

Biggest sellers

JANE STREET GROUP, LLC Reduced -533,245-533.2k
Paragon Advisors, LLC Reduced -180,244-180.2k
Atria Wealth Solutions, Inc. Reduced -146,374-146.4k
Ameritas Advisory Services, LLC Reduced -56,331-56.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -49,629-49.6k
Fermata Advisors, LLC Sold out -32,692-32.7k
ST GERMAIN D J CO INC Reduced -30,913-30.9k
AXXCESS WEALTH MANAGEMENT, LLC Reduced -22,330-22.3k
Mutual Advisors, LLC Reduced -18,525-18.5k
Colonial River Investments, LLC Reduced -18,392-18.4k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Capital Group Private Client Services, Inc. 2.89% of their portfolio Los Angeles, CA 10,851,19510.9m $279.2m $279.2m 2.89% Added +2.0m +1,998,085
2 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.20% of their portfolio MILWAUKEE, WI 7,016,1867.0m $180.5m $180.5m 0.20% Added +674.3k +674,269
3 RAYMOND JAMES & ASSOCIATES 0.09% of their portfolio ST PETERSBURG, FL 4,523,5514.5m $116.4m $116.4m 0.09% Added +746.4k +746,409
4 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 3,849,4043.8m $99.0m $99.0m 0.06% Added +1.2m +1,189,924
5 Raymond James Financial Services Advisors, Inc. 0.16% of their portfolio ST. PETERSBURG, FL 3,824,0523.8m $98.4m $98.4m 0.16% Added +764.3k +764,306
6 UBS Group AG 0.03% of their portfolio ZURICH, V8 3,225,5443.2m $83.0m $83.0m 0.03% Added +184.0k +184,039
7 COMMONWEALTH EQUITY SERVICES, LLC 0.11% of their portfolio WALTHAM, MA 2,421,8932.4m $62.3m $62.3m 0.11% Added +327.5k +327,454
8 OSAIC HOLDINGS, INC. 0.09% of their portfolio SCOTTSDALE, AZ 2,002,1172.0m $51.5m $51.5m 0.09% Reduced -18.0k -18,017
9 MML INVESTORS SERVICES, LLC 0.20% of their portfolio SPRINGFIELD, MA 1,665,0881.7m $42.8m $42.8m 0.20% Added +150.0k +150,015
10 Johnson Bixby & Associates, LLC 7.24% of their portfolio VANCOUVER, WA 1,489,9711.5m $38.3m $38.3m 7.24% Added +107.9k +107,931
11 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 1,475,3741.5m $38.0m $38.0m 0.02% Added +243.7k +243,685
12 Cambridge Investment Research Advisors, Inc. 0.16% of their portfolio FAIRFIELD, IA 1,431,9291.4m $36.8m $36.8m 0.16% Added +211.3k +211,268
13 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,372,8011.4m $35.3m $35.3m 0.01% Added +384.3k +384,257
14 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.10% of their portfolio PLYMOUTH, MN 1,272,9941.3m $32.8m $32.8m 0.10% Added +208.0k +207,964
15 WNY Asset Management, LLC 5.41% of their portfolio Williamsville, NY 1,244,7961.2m $32.0m $32.0m 5.41% Reduced -4.2k -4,201
16 Baird Financial Group, Inc. 0.07% of their portfolio MILWAUKEE, WI 1,159,3411.2m $29.8m $29.8m 0.07% Added +212.8k +212,755
17 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,156,0571.2m $29.7m $29.7m 0.01% Added +51.5k +51,452
18 Financial Council, LLC 18.54% of their portfolio TOWSON, MD 1,074,2071.1m $27.6m $27.6m 18.54% Added +49.9k +49,874
19 HoyleCohen, LLC 1.85% of their portfolio SAN DIEGO, CA 880,963881.0k $22.7m $22.7m 1.85% Reduced -7.5k -7,453
20 Janney Montgomery Scott LLC 0.07% of their portfolio PHILADELPHIA, PA 839,168839.2k $21.6m $21.6m 0.07% Added +55.9k +55,923
21 ST GERMAIN D J CO INC 1.12% of their portfolio SPRINGFIELD, MA 838,208838.2k $21.6m $21.6m 1.12% Reduced -30.9k -30,913
22 Corient Private Wealth LP 0.04% of their portfolio MIAMI, FL 822,857822.9k $21.2m $21.2m 0.04% Reduced -13.0k -13,022
23 D.A. DAVIDSON & CO. 0.19% of their portfolio GREAT FALLS, MT 759,624759.6k $19.5m $19.5m 0.19% Reduced -2.0k -1,976
24 Reliant Wealth Planning 8.22% of their portfolio LOUISVILLE, KY 658,088658.1k $16.9m $16.9m 8.22% Added +638.8k +638,762
25 Cetera Advisor Networks LLC 0.08% of their portfolio EL SEGUNDO, CA 583,597583.6k $15.0m $15.0m 0.08% Added +56.1k +56,096
26 Kestra Advisory Services, LLC 0.11% of their portfolio AUSTIN, TX 543,875543.9k $14.0m $14.0m 0.11% Added +61.1k +61,140
27 NewEdge Advisors, LLC 0.13% of their portfolio NEW ORLEANS, LA 523,829523.8k $13.5m $13.5m 0.13% Added +4.5k +4,455
28 OLD MISSION CAPITAL LLC 0.32% of their portfolio CHICAGO, IL 443,223443.2k $11.4m $11.4m 0.32% New
29 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 439,164439.2k $11.3m $11.3m 0.00% Added +403.4k +403,448
30 Simplicity Solutions, LLC 0.30% of their portfolio MINNEAPOLIS, MN 430,729430.7k $11.1m $11.1m 0.30% Added +37.2k +37,238
31 Bleakley Financial Group, LLC 0.35% of their portfolio PARSIPPANY, NJ 430,729430.7k $11.1m $11.1m 0.35% Added +37.2k +37,238
32 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 429,507429.5k $11.1m $11.1m 0.01% Added +10.9k +10,859
33 Main Street Financial Solutions, LLC 1.17% of their portfolio NEWTOWN, PA 352,884352.9k $9.1m $9.1m 1.17% Added +6.1k +6,090
34 BENJAMIN F. EDWARDS & COMPANY, INC. 0.18% of their portfolio ST. LOUIS, MO 352,428352.4k $9.1m $9.1m 0.18% Added +30.0k +29,960
35 LINCOLN NATIONAL CORP 0.15% of their portfolio RADNOR, PA 326,937326.9k $8.4m $8.4m 0.15% Added +16.5k +16,503
36 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.37% of their portfolio RICHMOND, VA 303,462303.5k $7.8m $7.8m 0.37% Reduced -854 -854
37 WEST MICHIGAN ADVISORS, LLC 2.87% of their portfolio HOLLAND, MI 294,101294.1k $7.6m $7.6m 2.87% Added +5.8k +5,784
38 AXXCESS WEALTH MANAGEMENT, LLC 0.22% of their portfolio CARLSBAD, CA 284,859284.9k $7.3m $7.3m 0.22% Reduced -22.3k -22,330
39 Cetera Investment Advisers 0.06% of their portfolio SCHAUMBURG, IL 278,236278.2k $7.2m $7.2m 0.06% Added +85.0k +85,045
40 FinDec Wealth Services, Inc. 4.57% of their portfolio Stockton, CA 265,516265.5k $6.8m $6.8m 4.57% Added +24.5k +24,543
41 PEAPACK GLADSTONE FINANCIAL CORP 0.11% of their portfolio BEDMINSTER, NJ 263,920263.9k $6.8m $6.8m 0.11% Added +20.9k +20,920
42 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 259,800259.8k $6.7m $6.7m 0.01% Reduced -533.2k -533,245
43 NavPoint Financial, Inc. 5.49% of their portfolio Prior Lake, MN 232,560232.6k $6.0m $6.0m 5.49% First filing
44 Souders Financial Advisors 1.02% of their portfolio CINCINNATI, OH 231,911231.9k $6.0m $6.0m 1.02% Added +7.8k +7,754
45 Gerber Kawasaki Wealth & Investment Management 0.33% of their portfolio SANTA MONICA, CA 216,952217.0k $5.6m $5.6m 0.33% Reduced -6.9k -6,944
46 Stratos Wealth Partners, LTD. 0.10% of their portfolio BEACHWOOD, OH 203,375203.4k $5.2m $5.2m 0.10% Added +85.4k +85,399
47 U.S. Capital Wealth Advisors, LLC 0.20% of their portfolio AUSTIN, TX 196,687196.7k $5.1m $5.1m 0.20% Added +3.5k +3,470
48 Carson Advisory Inc. 3.88% of their portfolio ATHENS, GA 193,725193.7k $5.0m $5.0m 3.88% Added +8.9k +8,927
49 ORBA Wealth Advisors, L.L.C. 2.71% of their portfolio CHICAGO, IL 175,935175.9k $4.5m $4.5m 2.71% First filing
50 LVW Advisors, LLC 0.84% of their portfolio PITTSFORD, NY 175,048175.0k $4.5m $4.5m 0.84% Added +103.1k +103,100
51 FINANCIAL MANAGEMENT NETWORK INC 1.23% of their portfolio MISSION VIEJO, CA 167,292167.3k $4.2m $4.2m 1.23% Added +5.8k +5,815
52 Mutual Advisors, LLC 0.15% of their portfolio OMAHA, NE 165,430165.4k $4.3m $4.3m 0.15% Reduced -18.5k -18,525
53 FSM Wealth Advisors, LLC 1.76% of their portfolio CLEVELAND, OH 161,094161.1k $4.1m $4.1m 1.76% Added +50.0k +50,047
54 Valmark Advisers, Inc. 0.07% of their portfolio AKRON, OH 154,558154.6k $4.0m $4.0m 0.07% Added +137.5k +137,535
55 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 140,160140.2k $3.6m $3.6m 0.01% Added +31.2k +31,234
56 AA Financial Advisors, LLC 2.30% of their portfolio Columbus, OH 134,524134.5k $3.5m $3.5m 2.30% First filing
57 OneAscent Financial Services LLC 0.41% of their portfolio BIRMINGHAM, AL 129,514129.5k $3.3m $3.3m 0.41% Added +30.6k +30,649
58 San Luis Wealth Advisors LLC 1.39% of their portfolio SAN LUIS OBISPO, CA 127,757127.8k $3.3m $3.3m 1.39% Reduced -7.7k -7,717
59 Clarity Wealth Advisors, LLC 1.18% of their portfolio SAN JOSE, CA 120,933120.9k $3.1m $3.1m 1.18% New
60 BROWN BROTHERS HARRIMAN & CO 0.03% of their portfolio NEW YORK, NY 117,595117.6k $3.0m $3.0m 0.03% Added +38.3k +38,274
61 Confluence Wealth Services, Inc. 0.31% of their portfolio MCMURRAY, PA 111,398111.4k $2.9m $2.9m 0.31% Added +50.7k +50,677
62 Cetera Advisors LLC 0.04% of their portfolio DENVER, CO 111,155111.2k $2.9m $2.9m 0.04% Added +33.8k +33,777
63 Cedar Brook Financial Partners, LLC 0.61% of their portfolio CLEVELAND, OH 106,870106.9k $2.7m $2.7m 0.61% Added +3.1k +3,140
64 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 101,716101.7k $2.6m $2.6m 0.01% Added +9.2k +9,250
65 Strategic Blueprint, LLC 0.21% of their portfolio ATLANTA, GA 100,219100.2k $2.6m $2.6m 0.21% Added +5.9k +5,913
66 Smallwood Wealth Investment Management, LLC 2.05% of their portfolio RED BANK, NJ 96,32596.3k $2.5m $2.5m 2.05% Added +5.3k +5,329
67 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 94,81494.8k $2.4m $2.4m 0.02% Added +38.5k +38,540
68 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 91,70091.7k $2.4m $2.4m 0.00% Added +79.6k +79,600
69 Arlington Financial Advisors, LLC 0.70% of their portfolio SANTA BARBARA, CA 91,08791.1k $2.3m $2.3m 0.70% Added +52.5k +52,521
70 Leonard Rickey Investment Advisors P.L.L.C. 0.67% of their portfolio YAKIMA, WA 87,25487.3k $2.2m $2.2m 0.67% Reduced -4.5k -4,537
71 Steward Partners Investment Advisory, LLC 0.03% of their portfolio STAMFORD, CT 84,86484.9k $2.2m $2.2m 0.03% Added +6.4k +6,399
72 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 83,03483.0k $2.1m $2.1m 0.01% Added +11.2k +11,212
73 Tradition Wealth Management, LLC 0.22% of their portfolio EDINA, MN 79,93879.9k $2.1m $2.1m 0.22% Unchanged
74 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 77,95978.0k $2.0m $2.0m 0.01% Added +12.4k +12,431
75 HBW ADVISORY SERVICES LLC 0.35% of their portfolio SIMI VALLEY, CA 73,42673.4k $1.9m $1.9m 0.35% Added +5.4k +5,392
76 HARBOUR INVESTMENTS, INC. 0.07% of their portfolio MADISON, WI 69,18769.2k $1.8m $1.8m 0.07% Added +21.4k +21,361
77 Paragon Advisors, LLC 0.69% of their portfolio COLLEGE STATION, TX 63,72163.7k $1.6m $1.6m 0.69% Reduced -180.2k -180,244
78 Mariner, LLC 0.00% of their portfolio Overland Park, KS 60,57560.6k $1.6m $1.6m 0.00% Added +4.3k +4,335
79 Vestmark Advisory Solutions, Inc. 0.08% of their portfolio Wakefield, MA 59,99260.0k $1.5m $1.5m 0.08% Added +13.2k +13,175
80 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 55,44555.4k $1.4m $1.4m 0.00% New
81 CRITERION CAPITAL ADVISORS, LLC 0.92% of their portfolio NASHVILLE, TN 49,06049.1k $1.3m $1.3m 0.92% First filing
82 Advus Financial Partners, LLC 0.42% of their portfolio WINTER PARK, FL 47,54647.5k $1.2m $1.2m 0.42% Added +3.2k +3,160
83 Total Clarity Wealth Management, Inc. 0.50% of their portfolio ST. CHARLES, IL 47,16147.2k $1.2m $1.2m 0.50% Added +269 +269
84 Ergawealth Advisors, Inc. 0.74% of their portfolio OAK BROOK, IL 46,62146.6k $1.2m $1.2m 0.74% Reduced -18.3k -18,309
85 Financial Advocates Investment Management 0.08% of their portfolio OLYMPIA, WA 45,99046.0k $1.2m $1.2m 0.08% Added +801 +801
86 Armstrong, Fleming & Moore, Inc 0.86% of their portfolio WASHINGTON, DC 44,22344.2k $1.1m $1.1m 0.86% Added +3.7k +3,748
87 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 43,01243.0k $1.1m $1.1m 0.01% Reduced -17.5k -17,522
88 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 43,01243.0k $1.1m $1.1m 0.01% Reduced -17.5k -17,522
89 LANARK FINANCIAL, INC. 0.11% of their portfolio BIRMINGHAM, AL 42,53642.5k $1.1m $1.1m 0.11% Added +1.2k +1,156
90 &PARTNERS 0.26% of their portfolio NASHVILLE, TN 42,15442.2k $1.1m $1.1m 0.26% Added +6.7k +6,697
91 PFG Advisors 0.09% of their portfolio Phoenix, AZ 41,97342.0k $1.1m $1.1m 0.09% Added +4.4k +4,360
92 Capital International Investors 0.00% of their portfolio Los Angeles, CA 40,22640.2k $1.0m $1.0m 0.00% Added +8.1k +8,106
93 Meridian Wealth Management, LLC 0.07% of their portfolio LEXINGTON, KY 40,22040.2k $1.0m $1.0m 0.07% Added +3.4k +3,386
94 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 40,08840.1k $1.0m $1.0m 0.01% Added +12.7k +12,680
95 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 39,73639.7k $1.0m $1.0m 0.02% Added +3.4k +3,434
96 Northwest Financial Advisors 0.84% of their portfolio HERNDON, VA 38,59238.6k $993.0k $993.0k 0.84% First filing
97 Burford Brothers, Inc. 0.69% of their portfolio DALLAS, TX 37,99238.0k $977.5k $977.5k 0.69% First filing
98 Ameritas Advisory Services, LLC 0.05% of their portfolio Lincoln, NE 36,98637.0k $975.7k $975.7k 0.05% Reduced -56.3k -56,331
99 CALTON & ASSOCIATES, INC. 0.36% of their portfolio Tampa, FL 34,85434.9k $896.8k $896.8k 0.36% New
100 FOUNDERS FINANCIAL SECURITIES LLC 0.10% of their portfolio TOWSON, MD 33,70433.7k $867.2k $867.2k 0.10% Added +11.8k +11,825