Vault-13

CAPITAL GROUP GBL GROWTH EQT CGGO

SHS CREATION UNI · ETP · CUSIP 14020X104

132 institutional holders +21 vs Q1 2023
50,263,69550.3m shares reported held*
$1.2bnreported value*
23 new 79 added 15 reduced 5 sold out net bought ≈ $188.8m (+7.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $24.29.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 72Q4 22: 97Q1 23: 111Q2 23: 132132Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202272
Q4 202297
Q1 2023111
Q2 2023132

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 83 bought or addedQ4 22: 6 cut or sold outQ4 22Q1 23: 81 bought or addedQ1 23: 24 cut or sold outQ1 23Q2 23: 102 bought or addedQ2 23: 20 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022836
Q1 20238124
Q2 202310220

Biggest buyers

UBS Group AG Added +1,076,326+1.1m
Capital Group Private Client Services, Inc. Added +972,663+972.7k
JANE STREET GROUP, LLC New +930,894+930.9k
Raymond James Financial Services Advisors, Inc. Added +508,721+508.7k
WELLS FARGO & COMPANY/MN Added +459,215+459.2k
MML INVESTORS SERVICES, LLC Added +314,102+314.1k
LPL Financial LLC Added +293,078+293.1k
Paragon Advisors, LLC New +280,926+280.9k
OSAIC HOLDINGS, INC. Added +269,283+269.3k
WEST MICHIGAN ADVISORS, LLC Added +258,028+258.0k

Biggest sellers

WNY Asset Management, LLC Reduced -144,637-144.6k
Strategic Blueprint, LLC Reduced -53,096-53.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -40,677-40.7k
Cetera Investment Advisers Reduced -38,858-38.9k
Belpointe Asset Management LLC Reduced -36,239-36.2k
AXXCESS WEALTH MANAGEMENT, LLC Reduced -35,115-35.1k
Janney Montgomery Scott LLC Reduced -32,072-32.1k
Ameritas Advisory Services, LLC Reduced -28,271-28.3k
HRT FINANCIAL LP Sold out -23,854-23.9k
Souders Financial Advisors Reduced -22,832-22.8k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Capital Group Private Client Services, Inc. 2.06% of their portfolio Los Angeles, CA 7,208,9827.2m $175.1m $175.1m 2.06% Added +972.7k +972,663
2 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.17% of their portfolio MILWAUKEE, WI 5,385,5555.4m $130.8m $130.8m 0.17% Added +215.4k +215,398
3 RAYMOND JAMES & ASSOCIATES 0.07% of their portfolio ST PETERSBURG, FL 3,431,6613.4m $83.4m $83.4m 0.07% Added +108.8k +108,837
4 Raymond James Financial Services Advisors, Inc. 0.12% of their portfolio ST. PETERSBURG, FL 2,692,1532.7m $65.4m $65.4m 0.12% Added +508.7k +508,721
5 UBS Group AG 0.03% of their portfolio ZURICH, V8 2,682,0592.7m $65.1m $65.1m 0.03% Added +1.1m +1,076,326
6 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 2,143,3622.1m $52.1m $52.1m 0.04% Added +293.1k +293,078
7 COMMONWEALTH EQUITY SERVICES, LLC 0.09% of their portfolio WALTHAM, MA 1,917,7601.9m $46.6m $46.6m 0.09% Added +170.9k +170,939
8 OSAIC HOLDINGS, INC. 0.07% of their portfolio SCOTTSDALE, AZ 1,715,1751.7m $41.6m $41.6m 0.07% Added +269.3k +269,283
9 MML INVESTORS SERVICES, LLC 0.23% of their portfolio SPRINGFIELD, MA 1,712,6201.7m $41.6m $41.6m 0.23% Added +314.1k +314,102
10 WNY Asset Management, LLC 7.01% of their portfolio Williamsville, NY 1,357,5211.4m $33.0m $33.0m 7.01% Reduced -144.6k -144,637
11 Johnson Bixby & Associates, LLC 6.39% of their portfolio VANCOUVER, WA 1,269,8411.3m $30.8m $30.8m 6.39% Added +236.7k +236,735
12 Cambridge Investment Research Advisors, Inc. 0.12% of their portfolio FAIRFIELD, IA 1,091,1011.1m $26.5m $26.5m 0.12% Added +166.2k +166,189
13 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,077,2271.1m $26.2m $26.2m 0.01% Added +222.9k +222,902
14 Financial Council, LLC 18.50% of their portfolio TOWSON, MD 997,638997.6k $24.2m $24.2m 18.50% Added +19.2k +19,156
15 ST GERMAIN D J CO INC 1.26% of their portfolio SPRINGFIELD, MA 981,701981.7k $23.8m $23.8m 1.26% First filing
16 JANE STREET GROUP, LLC 0.03% of their portfolio NEW YORK, NY 930,894930.9k $22.6m $22.6m 0.03% New
17 HoyleCohen, LLC 1.91% of their portfolio SAN DIEGO, CA 889,017889.0k $21.6m $21.6m 1.91% Added +9.6k +9,564
18 Baird Financial Group, Inc. 0.05% of their portfolio MILWAUKEE, WI 767,895767.9k $18.7m $18.7m 0.05% Added +119.5k +119,482
19 D.A. DAVIDSON & CO. 0.19% of their portfolio GREAT FALLS, MT 759,295759.3k $18.4m $18.4m 0.19% Added +5.3k +5,326
20 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 729,998730.0k $17.7m $17.7m 0.01% Added +86.7k +86,724
21 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 703,432703.4k $17.1m $17.1m 0.00% Added +459.2k +459,215
22 Janney Montgomery Scott LLC 0.06% of their portfolio PHILADELPHIA, PA 701,216701.2k $17.0m $17.0m 0.06% Reduced -32.1k -32,072
23 NewEdge Advisors, LLC 0.14% of their portfolio NEW ORLEANS, LA 509,656509.7k $12.4m $12.4m 0.14% Added +306 +306
24 Kestra Advisory Services, LLC 0.11% of their portfolio AUSTIN, TX 434,175434.2k $10.5m $10.5m 0.11% Added +97.1k +97,074
25 Simplicity Solutions, LLC 0.26% of their portfolio MINNEAPOLIS, MN 394,096394.1k $9.6m $9.6m 0.26% Added +24.9k +24,900
26 Bleakley Financial Group, LLC 0.30% of their portfolio PARSIPPANY, NJ 394,096394.1k $9.6m $9.6m 0.30% Added +24.9k +24,900
27 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 393,903393.9k $9.6m $9.6m 0.01% Added +71.8k +71,762
28 Cetera Advisor Networks LLC 0.05% of their portfolio EL SEGUNDO, CA 323,595323.6k $7.9m $7.9m 0.05% Added +30.2k +30,233
29 AXXCESS WEALTH MANAGEMENT, LLC 0.56% of their portfolio CARLSBAD, CA 317,718317.7k $7.7m $7.7m 0.56% Reduced -35.1k -35,115
30 LINCOLN NATIONAL CORP 0.15% of their portfolio RADNOR, PA 302,275302.3k $7.3m $7.3m 0.15% Added +15.4k +15,422
31 BENJAMIN F. EDWARDS & COMPANY, INC. 0.28% of their portfolio ST. LOUIS, MO 300,001300.0k $7.3m $7.3m 0.28% Added +41.8k +41,762
32 Paragon Advisors, LLC 2.22% of their portfolio COLLEGE STATION, TX 280,926280.9k $6.8m $6.8m 2.22% New
33 WEST MICHIGAN ADVISORS, LLC 2.69% of their portfolio HOLLAND, MI 277,222277.2k $6.7m $6.7m 2.69% Added +258.0k +258,028
34 FinDec Wealth Services, Inc. 4.06% of their portfolio Stockton, CA 239,028239.0k $5.8m $5.8m 4.06% Added +12.9k +12,881
35 Main Street Financial Solutions, LLC 0.78% of their portfolio NEWTOWN, PA 238,304238.3k $5.8m $5.8m 0.78% Added +893 +893
36 PEAPACK GLADSTONE FINANCIAL CORP 0.10% of their portfolio BEDMINSTER, NJ 237,660237.7k $5.8m $5.8m 0.10% Added +45.2k +45,160
37 OLD MISSION CAPITAL LLC 0.21% of their portfolio CHICAGO, IL 231,337231.3k $5.6m $5.6m 0.21% Added +50.8k +50,837
38 Souders Financial Advisors 1.05% of their portfolio CINCINNATI, OH 227,135227.1k $5.5m $5.5m 1.05% Reduced -22.8k -22,832
39 U.S. Capital Wealth Advisors, LLC 0.24% of their portfolio AUSTIN, TX 205,682205.7k $5.0m $5.0m 0.24% Added +2.4k +2,438
40 Atria Wealth Solutions, Inc. 0.06% of their portfolio NEW YORK, NY 194,092194.1k $4.7m $4.7m 0.06% Added +158.3k +158,330
41 Carson Advisory Inc. 3.75% of their portfolio ATHENS, GA 182,905182.9k $4.4m $4.4m 3.75% Added +18.2k +18,203
42 MADISON WEALTH MANAGEMENT 0.87% of their portfolio CINCINNATI, OH 176,777176.8k $4.3m $4.3m 0.87% Added +10.8k +10,794
43 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 157,149157.1k $3.8m $3.8m 0.03% Reduced -38.9k -38,858
44 FINANCIAL MANAGEMENT NETWORK INC 1.29% of their portfolio MISSION VIEJO, CA 152,927152.9k $3.7m $3.7m 1.29% Added +4.9k +4,923
45 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.22% of their portfolio RICHMOND, VA 138,279138.3k $3.4m $3.4m 0.22% Added +2.4k +2,416
46 Mutual Advisors, LLC 0.13% of their portfolio OMAHA, NE 138,083138.1k $3.4m $3.4m 0.13% Added +34.6k +34,569
47 San Luis Wealth Advisors LLC 0.92% of their portfolio SAN LUIS OBISPO, CA 107,882107.9k $2.6m $2.6m 0.92% New
48 Bard Financial Services, Inc. 0.19% of their portfolio BRANFORD, CT 105,200105.2k $2.6m $2.6m 0.19% Added +6.8k +6,750
49 MARSHALL WACE, LLP 0.01% of their portfolio LONDON, X0 103,701103.7k $2.5m $2.5m 0.01% New
50 Cedar Brook Financial Partners, LLC 0.58% of their portfolio CLEVELAND, OH 101,019101.0k $2.5m $2.5m 0.58% Added +164 +164
51 FLOW TRADERS U.S. LLC 0.10% of their portfolio NEW YORK, NY 95,07695.1k $2.3m $2.3m 0.10% New
52 Strategic Blueprint, LLC 0.22% of their portfolio ATLANTA, GA 94,05594.1k $2.3m $2.3m 0.22% Reduced -53.1k -53,096
53 FSM Wealth Advisors, LLC 1.12% of their portfolio CLEVELAND, OH 92,76392.8k $2.2m $2.2m 1.12% Added +4.3k +4,343
54 Smallwood Wealth Investment Management, LLC 1.91% of their portfolio RED BANK, NJ 88,12888.1k $2.1m $2.1m 1.91% Reduced -3.2k -3,199
55 Ergawealth Advisors, Inc. 1.36% of their portfolio OAK BROOK, IL 81,79081.8k $2.0m $2.0m 1.36% Reduced -13.8k -13,812
56 Steward Partners Investment Advisory, LLC 0.03% of their portfolio STAMFORD, CT 76,28076.3k $1.9m $1.9m 0.03% Added +692 +692
57 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 69,80069.8k $1.7m $1.7m 0.00% Added +33.1k +33,100
58 Sowell Financial Services LLC 0.09% of their portfolio NORTH LITTLE ROCK, AR 67,16467.2k $1.6m $1.6m 0.09% New
59 Tradition Wealth Management, LLC 0.19% of their portfolio EDINA, MN 65,86865.9k $1.6m $1.6m 0.19% Added +4.4k +4,402
60 Confluence Wealth Services, Inc. 0.29% of their portfolio MCMURRAY, PA 55,56755.6k $1.3m $1.3m 0.29% Added +5.9k +5,907
61 Mariner, LLC 0.00% of their portfolio Overland Park, KS 52,13952.1k $1.3m $1.3m 0.00% Added +16.5k +16,528
62 Ameritas Advisory Services, LLC 0.15% of their portfolio Lincoln, NE 50,19750.2k $1.2m $1.2m 0.15% Reduced -28.3k -28,271
63 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 50,00950.0k $1.2m $1.2m 0.00% Added +35.6k +35,638
64 Cetera Advisors LLC 0.02% of their portfolio DENVER, CO 49,83249.8k $1.2m $1.2m 0.02% Added +32.3k +32,268
65 Kingsview Wealth Management, LLC 0.04% of their portfolio GRANTS PASS, OR 46,22346.2k $1.1m $1.1m 0.04% New
66 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 44,19444.2k $1.1m $1.1m 0.02% Added +20.8k +20,834
67 Advus Financial Partners, LLC 0.40% of their portfolio WINTER PARK, FL 42,80842.8k $1.0m $1.0m 0.40% Added +1.2k +1,191
68 Armstrong, Fleming & Moore, Inc 0.90% of their portfolio WASHINGTON, DC 40,40140.4k $981.3k $981.3k 0.90% First filing
69 LVW Advisors, LLC 0.19% of their portfolio PITTSFORD, NY 39,04639.0k $948.4k $948.4k 0.19% Added +1.2k +1,220
70 Arlington Financial Advisors, LLC 0.34% of their portfolio SANTA BARBARA, CA 38,56638.6k $936.8k $936.8k 0.34% Unchanged
71 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 37,16737.2k $902.0k $902.0k 0.00% Added +24.3k +24,318
72 Financial Advocates Investment Management 0.07% of their portfolio OLYMPIA, WA 36,77336.8k $893.2k $893.2k 0.07% Added +6.8k +6,826
73 PFG Advisors 0.07% of their portfolio Phoenix, AZ 35,98936.0k $874.2k $874.2k 0.07% Reduced -990 -990
74 &PARTNERS 0.39% of their portfolio NASHVILLE, TN 35,43135.4k $860.6k $860.6k 0.39% Added +4.3k +4,343
75 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 34,09434.1k $828.1k $828.1k 0.01% New
76 CALTON & ASSOCIATES, INC. 0.39% of their portfolio Tampa, FL 34,04334.0k $826.9k $826.9k 0.39% Reduced -50 -50
77 Capital International Investors 0.00% of their portfolio Los Angeles, CA 32,84432.8k $797.6k $797.6k 0.00% Reduced -7.2k -7,156
78 Meridian Wealth Management, LLC 0.07% of their portfolio LEXINGTON, KY 32,35932.4k $786.0k $786.0k 0.07% Added +3.3k +3,290
79 Belpointe Asset Management LLC 0.08% of their portfolio RENO, NV 31,87531.9k $774.2k $774.2k 0.08% Reduced -36.2k -36,239
80 Professional Financial Advisors, LLC 0.40% of their portfolio NORTH PLATTE, NE 31,82831.8k $773.1k $773.1k 0.40% New
81 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 31,09731.1k $755.3k $755.3k 0.01% Added +14.1k +14,063
82 SILVERLAKE WEALTH MANAGEMENT LLC 0.39% of their portfolio WILLISTON, VT 29,11529.1k $707.2k $707.2k 0.39% Added +4.6k +4,625
83 HBW ADVISORY SERVICES LLC 0.15% of their portfolio SIMI VALLEY, CA 27,63527.6k $671.0k $671.0k 0.15% New
84 Procyon Advisors, LLC 0.08% of their portfolio SHELTON, CT 26,67126.7k $647.8k $647.8k 0.08% Added +1.8k +1,797
85 HARBOUR INVESTMENTS, INC. 0.03% of their portfolio MADISON, WI 26,20726.2k $636.6k $636.6k 0.03% Added +8.1k +8,097
86 MOSELEY INVESTMENT MANAGEMENT INC 0.35% of their portfolio BRADENTON, FL 25,03025.0k $608.0k $608.0k 0.35% New
87 Olistico Wealth, LLC 0.47% of their portfolio TULSA, OK 22,55022.6k $547.7k $547.7k 0.47% New
88 Financial Perspectives, Inc 0.24% of their portfolio MINNEAPOLIS, MN 22,19122.2k $539.0k $539.0k 0.24% Unchanged
89 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 21,16521.2k $514.1k $514.1k 0.00% Added +2.5k +2,540
90 Gerber Kawasaki Wealth & Investment Management 0.03% of their portfolio SANTA MONICA, CA 21,13021.1k $513.2k $513.2k 0.03% Added +350 +350
91 CHOREO, LLC 0.02% of their portfolio ROCKFORD, IL 19,17119.2k $467.8k $467.8k 0.02% Added +1.2k +1,200
92 Brown Miller Wealth Management, LLC 0.24% of their portfolio MCLEAN, VA 18,51018.5k $449.6k $449.6k 0.24% Unchanged
93 Orion Porfolio Solutions, LLC 0.00% of their portfolio OMAHA, NE 17,96718.0k $436.4k $436.4k 0.00% Added +3.6k +3,591
94 Orion Portfolio Solutions, LLC 0.00% of their portfolio Omaha, NE 17,96718.0k $436.4k $436.4k 0.00% Added +3.6k +3,591
95 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 17,88817.9k $435.0k $435.0k 0.01% Unchanged
96 FOUNDERS FINANCIAL SECURITIES LLC 0.06% of their portfolio TOWSON, MD 17,37917.4k $422.1k $422.1k 0.06% Added +5.1k +5,079
97 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 17,08817.1k $415.1k $415.1k 0.02% Added +1.7k +1,718
98 Beacon Financial Advisory LLC 0.23% of their portfolio CLEVELAND, OH 16,53616.5k $401.7k $401.7k 0.23% Added +2.4k +2,410
99 Koshinski Asset Management, Inc. 0.04% of their portfolio DECATUR, IL 16,19216.2k $393.3k $393.3k 0.04% Added +2.3k +2,294
100 180 WEALTH ADVISORS, LLC 0.09% of their portfolio FEDERAL WAY, WA 16,08116.1k $390.1k $390.1k 0.09% Added +665 +665