Vault-13

CAPITAL GROUP GBL GROWTH EQT CGGO

SHS CREATION UNI · ETP · CUSIP 14020X104

111 institutional holders +14 vs Q4 2022
41,457,11041.5m shares reported held*
$956.1mreported value*
21 new 60 added 18 reduced 6 sold out net bought ≈ $189.4m (+8.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $23.06.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 72Q4 22: 97Q1 23: 111111Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202272
Q4 202297
Q1 2023111

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 83 bought or addedQ4 22: 6 cut or sold outQ4 22Q1 23: 81 bought or addedQ1 23: 24 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022836
Q1 20238124

Biggest buyers

Capital Group Private Client Services, Inc. Added +1,199,722+1.2m
Johnson Bixby & Associates, LLC New +1,033,106+1.0m
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +885,795+885.8k
Raymond James Financial Services Advisors, Inc. Added +759,342+759.3k
UBS Group AG Added +735,822+735.8k
MML INVESTORS SERVICES, LLC Added +731,651+731.7k
WNY Asset Management, LLC Added +544,796+544.8k
Cambridge Investment Research Advisors, Inc. Added +527,021+527.0k
LPL Financial LLC Added +510,786+510.8k
Simplicity Solutions, LLC New +369,196+369.2k

Biggest sellers

JANE STREET GROUP, LLC Sold out -354,251-354.3k
RAYMOND JAMES & ASSOCIATES Reduced -129,229-129.2k
ROYAL BANK OF CANADA Reduced -64,375-64.4k
CITADEL ADVISORS LLC Sold out -62,724-62.7k
Capital Planning LLC Reduced -50,040-50.0k
Capital International Investors Reduced -40,000-40.0k
Arlington Financial Advisors, LLC Reduced -35,411-35.4k
CARY STREET PARTNERS INVESTMENT ADVISORY LLC Reduced -34,788-34.8k
Ergawealth Advisors, Inc. Reduced -24,907-24.9k
Brown Miller Wealth Management, LLC Reduced -19,063-19.1k

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Capital Group Private Client Services, Inc. 1.78% of their portfolio Los Angeles, CA 6,236,3196.2m $143.8m $143.8m 1.78% Added +1.2m +1,199,722
2 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.17% of their portfolio MILWAUKEE, WI 5,170,1575.2m $119.2m $119.2m 0.17% Added +885.8k +885,795
3 RAYMOND JAMES & ASSOCIATES 0.07% of their portfolio ST PETERSBURG, FL 3,322,8243.3m $76.6m $76.6m 0.07% Reduced -129.2k -129,229
4 Raymond James Financial Services Advisors, Inc. 0.10% of their portfolio ST. PETERSBURG, FL 2,183,4322.2m $50.3m $50.3m 0.10% Added +759.3k +759,342
5 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 1,850,2841.9m $42.7m $42.7m 0.03% Added +510.8k +510,786
6 COMMONWEALTH EQUITY SERVICES, LLC 0.08% of their portfolio WALTHAM, MA 1,746,8211.7m $40.3m $40.3m 0.08% Added +192.3k +192,289
7 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,605,7331.6m $37.0m $37.0m 0.02% Added +735.8k +735,822
8 WNY Asset Management, LLC 8.24% of their portfolio Williamsville, NY 1,502,1581.5m $34.6m $34.6m 8.24% Added +544.8k +544,796
9 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 1,445,8921.4m $33.3m $33.3m 0.06% Added +151.7k +151,731
10 MML INVESTORS SERVICES, LLC 0.23% of their portfolio SPRINGFIELD, MA 1,398,5181.4m $32.2m $32.2m 0.23% Added +731.7k +731,651
11 Johnson Bixby & Associates, LLC 5.26% of their portfolio VANCOUVER, WA 1,033,1061.0m $23.8m $23.8m 5.26% New
12 Financial Council, LLC 18.40% of their portfolio TOWSON, MD 978,482978.5k $22.6m $22.6m 18.40% Added +11.7k +11,738
13 Cambridge Investment Research Advisors, Inc. 0.10% of their portfolio FAIRFIELD, IA 924,912924.9k $21.3m $21.3m 0.10% Added +527.0k +527,021
14 HoyleCohen, LLC 1.89% of their portfolio SAN DIEGO, CA 879,453879.5k $20.3m $20.3m 1.89% Added +1.8k +1,833
15 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 854,325854.3k $19.7m $19.7m 0.01% Reduced -64.4k -64,375
16 D.A. DAVIDSON & CO. 0.20% of their portfolio GREAT FALLS, MT 753,969754.0k $17.4m $17.4m 0.20% Added +26.4k +26,393
17 Janney Montgomery Scott LLC 0.07% of their portfolio PHILADELPHIA, PA 733,288733.3k $16.9m $16.9m 0.07% Added +18.6k +18,550
18 Baird Financial Group, Inc. 0.04% of their portfolio MILWAUKEE, WI 648,413648.4k $15.0m $15.0m 0.04% Added +104.9k +104,888
19 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 643,274643.3k $14.8m $14.8m 0.01% Added +73.0k +72,984
20 NewEdge Advisors, LLC 0.15% of their portfolio NEW ORLEANS, LA 509,350509.4k $11.7m $11.7m 0.15% Added +19.5k +19,549
21 Simplicity Solutions, LLC 0.22% of their portfolio MINNEAPOLIS, MN 369,196369.2k $8.5m $8.5m 0.22% New
22 Bleakley Financial Group, LLC 0.28% of their portfolio PARSIPPANY, NJ 369,196369.2k $8.5m $8.5m 0.28% Reduced -7.9k -7,924
23 AXXCESS WEALTH MANAGEMENT, LLC 0.64% of their portfolio CARLSBAD, CA 352,833352.8k $8.1m $8.1m 0.64% Reduced -11.9k -11,936
24 Kestra Advisory Services, LLC 0.08% of their portfolio AUSTIN, TX 337,101337.1k $7.8m $7.8m 0.08% Added +15.5k +15,474
25 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 322,141322.1k $7.4m $7.4m 0.01% Added +58.1k +58,127
26 Cetera Advisor Networks LLC 0.05% of their portfolio EL SEGUNDO, CA 293,362293.4k $6.8m $6.8m 0.05% Added +4.4k +4,351
27 LINCOLN NATIONAL CORP 0.14% of their portfolio RADNOR, PA 286,853286.9k $6.6m $6.6m 0.14% Added +22.5k +22,452
28 BENJAMIN F. EDWARDS & COMPANY, INC. 0.25% of their portfolio ST. LOUIS, MO 258,239258.2k $6.0m $6.0m 0.25% Added +129.3k +129,298
29 Souders Financial Advisors 1.22% of their portfolio CINCINNATI, OH 249,967250.0k $5.8m $5.8m 1.22% Added +12.6k +12,562
30 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 244,217244.2k $5.6m $5.6m 0.00% Added +135.3k +135,278
31 Main Street Financial Solutions, LLC 0.80% of their portfolio NEWTOWN, PA 237,411237.4k $5.5m $5.5m 0.80% Added +4.7k +4,686
32 FinDec Wealth Services, Inc. 3.94% of their portfolio Stockton, CA 226,147226.1k $5.2m $5.2m 3.94% New
33 U.S. Capital Wealth Advisors, LLC 0.22% of their portfolio AUSTIN, TX 203,244203.2k $4.7m $4.7m 0.22% Added +4.9k +4,906
34 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 196,007196.0k $4.5m $4.5m 0.04% Reduced -59 -59
35 PEAPACK GLADSTONE FINANCIAL CORP 0.08% of their portfolio BEDMINSTER, NJ 192,500192.5k $4.4m $4.4m 0.08% Added +13.8k +13,800
36 OLD MISSION CAPITAL LLC 0.13% of their portfolio CHICAGO, IL 180,500180.5k $4.2m $4.2m 0.13% Added +62.5k +62,550
37 MADISON WEALTH MANAGEMENT 0.83% of their portfolio CINCINNATI, OH 165,983166.0k $3.8m $3.8m 0.83% Added +16.1k +16,105
38 Carson Advisory Inc. 3.38% of their portfolio ATHENS, GA 164,702164.7k $3.8m $3.8m 3.38% Added +4.8k +4,753
39 FINANCIAL MANAGEMENT NETWORK INC 1.37% of their portfolio MISSION VIEJO, CA 148,004148.0k $3.4m $3.4m 1.37% Added +1.5k +1,453
40 Strategic Blueprint, LLC 0.35% of their portfolio ATLANTA, GA 147,151147.2k $3.4m $3.4m 0.35% Added +28.4k +28,428
41 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.23% of their portfolio RICHMOND, VA 135,863135.9k $3.1m $3.1m 0.23% Reduced -34.8k -34,788
42 Mutual Advisors, LLC 0.10% of their portfolio OMAHA, NE 103,514103.5k $2.4m $2.4m 0.10% Added +14.2k +14,156
43 Cedar Brook Financial Partners, LLC 0.60% of their portfolio CLEVELAND, OH 100,855100.9k $2.3m $2.3m 0.60% Added +537 +537
44 Bard Financial Services, Inc. 0.18% of their portfolio BRANFORD, CT 98,45098.5k $2.3m $2.3m 0.18% Added +51.4k +51,350
45 Ergawealth Advisors, Inc. 1.79% of their portfolio OAK BROOK, IL 95,60295.6k $2.2m $2.2m 1.79% Reduced -24.9k -24,907
46 Smallwood Wealth Investment Management, LLC 1.99% of their portfolio RED BANK, NJ 91,32791.3k $2.1m $2.1m 1.99% Added +1.0k +1,012
47 FSM Wealth Advisors, LLC 1.18% of their portfolio CLEVELAND, OH 88,42088.4k $2.0m $2.0m 1.18% Reduced -1.9k -1,863
48 Ameritas Advisory Services, LLC 0.09% of their portfolio Lincoln, NE 78,46878.5k $1.8m $1.8m 0.09% Reduced -12.6k -12,618
49 Steward Partners Investment Advisory, LLC 0.03% of their portfolio STAMFORD, CT 75,58875.6k $1.7m $1.7m 0.03% Added +24.6k +24,641
50 Belpointe Asset Management LLC 0.08% of their portfolio RENO, NV 68,11468.1k $1.6m $1.6m 0.08% Added +7.0k +7,007
51 Tradition Wealth Management, LLC 0.18% of their portfolio EDINA, MN 61,46661.5k $1.4m $1.4m 0.18% New
52 Confluence Wealth Services, Inc. 0.27% of their portfolio MCMURRAY, PA 49,66049.7k $1.1m $1.1m 0.27% Added +3.6k +3,576
53 Advus Financial Partners, LLC 0.40% of their portfolio WINTER PARK, FL 41,61741.6k $959.7k $959.7k 0.40% Added +169 +169
54 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 40,67740.7k $938.0k $938.0k 0.00% New
55 Capital International Investors 0.00% of their portfolio Los Angeles, CA 40,00040.0k $922.4k $922.4k 0.00% Reduced -40.0k -40,000
56 Arlington Financial Advisors, LLC 0.34% of their portfolio SANTA BARBARA, CA 38,56638.6k $889.3k $889.3k 0.34% Reduced -35.4k -35,411
57 LVW Advisors, LLC 0.17% of their portfolio PITTSFORD, NY 37,82637.8k $872.3k $872.3k 0.17% Reduced -17.9k -17,876
58 PFG Advisors 0.07% of their portfolio Phoenix, AZ 36,97937.0k $852.7k $852.7k 0.07% Added +169 +169
59 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 36,70036.7k $846.0k $846.0k 0.00% Reduced -14.2k -14,200
60 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 35,76235.8k $824.7k $824.7k 0.01% New
61 Mariner, LLC 0.00% of their portfolio Overland Park, KS 35,61135.6k $821.0k $821.0k 0.00% Added +2.7k +2,715
62 CALTON & ASSOCIATES, INC. 0.36% of their portfolio Tampa, FL 34,09334.1k $786.2k $786.2k 0.36% Added +300 +300
63 &PARTNERS 0.39% of their portfolio NASHVILLE, TN 31,08831.1k $817.0k $817.0k 0.39% Added +8.8k +8,761
64 Financial Advocates Investment Management 0.05% of their portfolio OLYMPIA, WA 29,94729.9k $690.6k $690.6k 0.05% Added +5.0k +4,963
65 Meridian Wealth Management, LLC 0.06% of their portfolio LEXINGTON, KY 29,06929.1k $670.3k $670.3k 0.06% Added +16.5k +16,469
66 Procyon Advisors, LLC 0.10% of their portfolio SHELTON, CT 24,87424.9k $573.6k $573.6k 0.10% Added +710 +710
67 SILVERLAKE WEALTH MANAGEMENT LLC 0.34% of their portfolio WILLISTON, VT 24,49024.5k $564.7k $564.7k 0.34% Added +2.6k +2,596
68 HRT FINANCIAL LP 0.01% of their portfolio NEW YORK, NY 23,85423.9k $550.0k $550.0k 0.01% New
69 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 23,36023.4k $568.3k $568.3k 0.02% Reduced -4.9k -4,882
70 Financial Perspectives, Inc 0.24% of their portfolio MINNEAPOLIS, MN 22,19122.2k $511.7k $511.7k 0.24% Unchanged
71 Merit Financial Group, LLC 0.02% of their portfolio ALPHARETTA, GA 21,78121.8k $502.3k $502.3k 0.02% Added +799 +799
72 Gerber Kawasaki Wealth & Investment Management 0.04% of their portfolio SANTA MONICA, CA 20,78020.8k $479.2k $479.2k 0.04% Added +2.6k +2,565
73 WEST MICHIGAN ADVISORS, LLC 0.25% of their portfolio HOLLAND, MI 19,19419.2k $442.6k $442.6k 0.25% New
74 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 18,62518.6k $429.5k $429.5k 0.00% Added +2.7k +2,680
75 Brown Miller Wealth Management, LLC 0.25% of their portfolio MCLEAN, VA 18,51018.5k $426.8k $426.8k 0.25% Reduced -19.1k -19,063
76 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 18,11018.1k $417.6k $417.6k 0.02% Added +2.6k +2,638
77 CHOREO, LLC 0.01% of their portfolio ROCKFORD, IL 17,97118.0k $414.4k $414.4k 0.01% New
78 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 17,88817.9k $412.0k $412.0k 0.01% Unchanged
79 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 17,56417.6k $405.0k $405.0k 0.01% Unchanged
80 Fermata Advisors, LLC 0.24% of their portfolio SONOMA, CA 17,53017.5k $404.2k $404.2k 0.24% New
81 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 17,03417.0k $392.8k $392.8k 0.00% Added +7.0k +7,008
82 Signature Wealth Management Group 0.17% of their portfolio ATLANTA, GA 15,86515.9k $365.8k $365.8k 0.17% Reduced -747 -747
83 Capital Planning LLC 0.15% of their portfolio BELLEVUE, WA 15,70915.7k $362.2k $362.2k 0.15% Reduced -50.0k -50,040
84 180 WEALTH ADVISORS, LLC 0.08% of their portfolio FEDERAL WAY, WA 15,41615.4k $355.5k $355.5k 0.08% Added +2.3k +2,272
85 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 15,37015.4k $354.4k $354.4k 0.01% Added +4.6k +4,580
86 Virtu Financial LLC 0.04% of their portfolio New York, NY 14,78914.8k $341.0k $341.0k 0.04% New
87 Orion Porfolio Solutions, LLC 0.00% of their portfolio OMAHA, NE 14,37614.4k $331.5k $331.5k 0.00% New
88 Orion Portfolio Solutions, LLC 0.00% of their portfolio Omaha, NE 14,37614.4k $331.5k $331.5k 0.00% New
89 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 14,37114.4k $331.4k $331.4k 0.00% Unchanged
90 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.03% of their portfolio BIRMINGHAM, AL 14,14714.1k $326.2k $326.2k 0.03% Unchanged
91 Beacon Financial Advisory LLC 0.21% of their portfolio CLEVELAND, OH 14,12614.1k $325.7k $325.7k 0.21% Added +4.5k +4,515
92 Koshinski Asset Management, Inc. 0.03% of their portfolio DECATUR, IL 13,89813.9k $320.5k $320.5k 0.03% Added +1.9k +1,877
93 Valmark Advisers, Inc. 0.01% of their portfolio AKRON, OH 13,85013.8k $319.4k $319.4k 0.01% Reduced -600 -600
94 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 12,84912.8k $296.0k $296.0k 0.00% New
95 FOUNDERS FINANCIAL SECURITIES LLC 0.04% of their portfolio TOWSON, MD 12,30012.3k $283.6k $283.6k 0.04% New
96 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 11,83711.8k $273.0k $273.0k 0.00% New
97 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.03% of their portfolio ORLANDO, FL 9,0309.0k $208.2k $208.2k 0.03% New
98 Lantz Financial LLC 0.08% of their portfolio NAPERVILLE, IL 8,7908.8k $202.7k $202.7k 0.08% New
99 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 5,5225.5k $127.3k $127.3k 0.00% Added +5.3k +5,345
100 EverSource Wealth Advisors, LLC 0.01% of their portfolio BIRMINGHAM, AL 3,8513.9k $88.8k $88.8k 0.01% Added +2.1k +2,069