Vault-13

CAPITAL GROUP GBL GROWTH EQT CGGO

SHS CREATION UNI · ETP · CUSIP 14020X104

97 institutional holders +25 vs Q3 2022
34,635,03634.6m shares reported held*
$703.6mreported value*
26 new 57 added 4 reduced 2 sold out net bought ≈ $280.6m (+13.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $20.31.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 72Q4 22: 9797Q3 22Q4 22
Numbers
QuarterHolders
Q3 202272
Q4 202297

Biggest buyers

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +1,686,994+1.7m
RAYMOND JAMES & ASSOCIATES Added +1,189,927+1.2m
Capital Group Private Client Services, Inc. Added +1,158,232+1.2m
COMMONWEALTH EQUITY SERVICES, LLC Added +886,277+886.3k
HoyleCohen, LLC Added +865,684+865.7k
LPL Financial LLC Added +694,992+695.0k
Financial Council, LLC Added +611,117+611.1k
WNY Asset Management, LLC Added +591,566+591.6k
Baird Financial Group, Inc. Added +523,449+523.4k
ROYAL BANK OF CANADA Added +442,098+442.1k

Biggest sellers

FLOW TRADERS U.S. LLC Sold out -18,979-19.0k
Hamilton Wealth, LLC Sold out -13,463-13.5k
Signature Wealth Management Group Reduced -9,672-9.7k
CAPTRUST FINANCIAL ADVISORS Reduced -3,940-3.9k
AXXCESS WEALTH MANAGEMENT, LLC Reduced -2,196-2.2k
Koshinski Asset Management, Inc. Reduced -928-928

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Capital Group Private Client Services, Inc. 1.34% of their portfolio Los Angeles, CA 5,036,5975.0m $105.8m $105.8m 1.34% Added +1.2m +1,158,232
2 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.14% of their portfolio MILWAUKEE, WI 4,284,3624.3m $90.0m $90.0m 0.14% Added +1.7m +1,686,994
3 RAYMOND JAMES & ASSOCIATES 0.07% of their portfolio ST PETERSBURG, FL 3,452,0533.5m $72.5m $72.5m 0.07% Added +1.2m +1,189,927
4 COMMONWEALTH EQUITY SERVICES, LLC 0.08% of their portfolio WALTHAM, MA 1,554,5321.6m $32.7m $32.7m 0.08% Added +886.3k +886,277
5 Raymond James Financial Services Advisors, Inc. 0.06% of their portfolio ST. PETERSBURG, FL 1,424,0901.4m $29.9m $29.9m 0.06% Added +420.9k +420,918
6 ST GERMAIN D J CO INC 0.90% of their portfolio SPRINGFIELD, MA 1,393,7941.4m $14.7m $14.7m 0.90% Not comparable
7 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 1,339,4981.3m $28.1m $28.1m 0.02% Added +695.0k +694,992
8 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 1,294,1611.3m $27.2m $27.2m 0.06% Added +261.3k +261,307
9 Financial Council, LLC 12.72% of their portfolio TOWSON, MD 966,744966.7k $20.3m $20.3m 12.72% Added +611.1k +611,117
10 WNY Asset Management, LLC 5.44% of their portfolio Williamsville, NY 957,362957.4k $20.1m $20.1m 5.44% Added +591.6k +591,566
11 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 918,700918.7k $19.3m $19.3m 0.01% Added +442.1k +442,098
12 HoyleCohen, LLC 1.84% of their portfolio SAN DIEGO, CA 877,620877.6k $18.4m $18.4m 1.84% Added +865.7k +865,684
13 UBS Group AG 0.01% of their portfolio ZURICH, V8 869,911869.9k $18.3m $18.3m 0.01% Added +267.9k +267,944
14 D.A. DAVIDSON & CO. 0.18% of their portfolio GREAT FALLS, MT 727,576727.6k $15.3m $15.3m 0.18% Added +290.7k +290,671
15 Janney Montgomery Scott LLC 0.06% of their portfolio PHILADELPHIA, PA 714,738714.7k $15.0m $15.0m 0.06% Added +72.8k +72,825
16 MML INVESTORS SERVICES, LLC 0.09% of their portfolio SPRINGFIELD, MA 666,867666.9k $14.0m $14.0m 0.09% Added +357.6k +357,611
17 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 570,290570.3k $12.0m $12.0m 0.01% Added +261.3k +261,342
18 Baird Financial Group, Inc. 0.03% of their portfolio MILWAUKEE, WI 543,525543.5k $11.4m $11.4m 0.03% Added +523.4k +523,449
19 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 489,801489.8k $645.0k $645.0k 0.02% Added +19.1k +19,098
20 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 397,891397.9k $8.4m $8.4m 0.04% Added +110.3k +110,279
21 Bleakley Financial Group, LLC 0.28% of their portfolio PARSIPPANY, NJ 377,120377.1k $7.9m $7.9m 0.28% First filing
22 AXXCESS WEALTH MANAGEMENT, LLC 0.63% of their portfolio CARLSBAD, CA 364,769364.8k $7.7m $7.7m 0.63% Reduced -2.2k -2,196
23 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 354,251354.3k $7.4m $7.4m 0.01% New
24 Kestra Advisory Services, LLC 0.06% of their portfolio AUSTIN, TX 321,627321.6k $6.8m $6.8m 0.06% Added +185.3k +185,303
25 Cetera Advisor Networks LLC 0.05% of their portfolio EL SEGUNDO, CA 289,011289.0k $6.1m $6.1m 0.05% Added +232.7k +232,717
26 LINCOLN NATIONAL CORP 0.13% of their portfolio RADNOR, PA 264,401264.4k $5.6m $5.6m 0.13% Added +81.0k +81,032
27 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 264,014264.0k $5.5m $5.5m 0.01% Added +125.5k +125,487
28 Souders Financial Advisors 1.14% of their portfolio CINCINNATI, OH 237,405237.4k $5.0m $5.0m 1.14% Added +23.6k +23,643
29 Main Street Financial Solutions, LLC 0.77% of their portfolio NEWTOWN, PA 232,725232.7k $4.9m $4.9m 0.77% Added +36.4k +36,403
30 U.S. Capital Wealth Advisors, LLC 0.19% of their portfolio AUSTIN, TX 198,338198.3k $4.2m $4.2m 0.19% Added +14.2k +14,182
31 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 196,066196.1k $4.1m $4.1m 0.04% Added +105.3k +105,335
32 PEAPACK GLADSTONE FINANCIAL CORP 0.07% of their portfolio BEDMINSTER, NJ 178,700178.7k $3.8m $3.8m 0.07% Added +112.5k +112,500
33 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.26% of their portfolio RICHMOND, VA 170,651170.7k $3.6m $3.6m 0.26% Added +5.2k +5,193
34 Carson Advisory Inc. 3.22% of their portfolio ATHENS, GA 159,949159.9k $3.4m $3.4m 3.22% Added +16.1k +16,150
35 MADISON WEALTH MANAGEMENT 0.72% of their portfolio CINCINNATI, OH 149,878149.9k $3.1m $3.1m 0.72% Added +53.3k +53,278
36 FINANCIAL MANAGEMENT NETWORK INC 1.39% of their portfolio MISSION VIEJO, CA 146,551146.6k $3.1m $3.1m 1.39% Added +37.3k +37,251
37 BENJAMIN F. EDWARDS & COMPANY, INC. 0.12% of their portfolio ST. LOUIS, MO 128,941128.9k $2.7m $2.7m 0.12% Added +31.7k +31,728
38 Ergawealth Advisors, Inc. 2.29% of their portfolio OAK BROOK, IL 120,509120.5k $2.5m $2.5m 2.29% First filing
39 Strategic Blueprint, LLC 0.29% of their portfolio ATLANTA, GA 118,723118.7k $2.5m $2.5m 0.29% Added +15.3k +15,254
40 OLD MISSION CAPITAL LLC 0.11% of their portfolio CHICAGO, IL 117,950118.0k $2.5m $2.5m 0.11% New
41 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 108,939108.9k $2.3m $2.3m 0.00% New
42 Cedar Brook Financial Partners, LLC 0.59% of their portfolio CLEVELAND, OH 100,318100.3k $2.1m $2.1m 0.59% Added +83.1k +83,072
43 Ameritas Advisory Services, LLC 0.09% of their portfolio Lincoln, NE 91,08691.1k $1.9m $1.9m 0.09% New
44 Smallwood Wealth Investment Management, LLC 1.61% of their portfolio RED BANK, NJ 90,31590.3k $1.9m $1.9m 1.61% Added +42.3k +42,344
45 FSM Wealth Advisors, LLC 1.35% of their portfolio CLEVELAND, OH 90,28390.3k $1.9m $1.9m 1.35% Added +48.4k +48,350
46 Mutual Advisors, LLC 0.08% of their portfolio OMAHA, NE 89,35889.4k $1.9m $1.9m 0.08% Added +26.3k +26,309
47 Capital International Investors 0.00% of their portfolio Los Angeles, CA 80,00080.0k $1.7m $1.7m 0.00% Unchanged
48 Arlington Financial Advisors, LLC 0.66% of their portfolio SANTA BARBARA, CA 73,97774.0k $1.6m $1.6m 0.66% New
49 Capital Planning LLC 0.61% of their portfolio BELLEVUE, WA 65,74965.7k $1.4m $1.4m 0.61% New
50 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 62,72462.7k $1.3m $1.3m 0.00% New
51 Belpointe Asset Management LLC 0.08% of their portfolio RENO, NV 61,10761.1k $1.3m $1.3m 0.08% Added +35.4k +35,390
52 LVW Advisors, LLC 0.25% of their portfolio PITTSFORD, NY 55,70255.7k $1.2m $1.2m 0.25% New
53 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 50,94750.9k $1.1m $1.1m 0.02% Added +24.9k +24,872
54 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 50,90050.9k $1.1m $1.1m 0.00% New
55 Bard Financial Services, Inc. 0.08% of their portfolio BRANFORD, CT 47,10047.1k $990.0k $990.0k 0.08% Added +25.6k +25,650
56 Confluence Wealth Services, Inc. 0.25% of their portfolio MCMURRAY, PA 46,08446.1k $968.2k $968.2k 0.25% Added +16.0k +15,957
57 Advus Financial Partners, LLC 0.38% of their portfolio WINTER PARK, FL 41,44841.4k $870.8k $870.8k 0.38% New
58 Brown Miller Wealth Management, LLC 0.50% of their portfolio MCLEAN, VA 37,57337.6k $789.4k $789.4k 0.50% Added +21.4k +21,437
59 PFG Advisors 0.08% of their portfolio Phoenix, AZ 36,81036.8k $773.4k $773.4k 0.08% New
60 CALTON & ASSOCIATES, INC. 0.27% of their portfolio Tampa, FL 33,79333.8k $710.0k $710.0k 0.27% New
61 Mariner, LLC 0.00% of their portfolio Overland Park, KS 32,89632.9k $691.0k $691.0k 0.00% Added +5.1k +5,119
62 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 28,24228.2k $686.0k $686.0k 0.02% Added +19.5k +19,535
63 Financial Advocates Investment Management 0.04% of their portfolio OLYMPIA, WA 24,98425.0k $524.9k $524.9k 0.04% Added +3.7k +3,682
64 Procyon Advisors, LLC 0.09% of their portfolio SHELTON, CT 24,16424.2k $507.7k $507.7k 0.09% Added +10.9k +10,869
65 &PARTNERS 0.23% of their portfolio NASHVILLE, TN 22,32722.3k $469.1k $469.1k 0.23% Added +328 +328
66 Financial Perspectives, Inc 0.24% of their portfolio MINNEAPOLIS, MN 22,19122.2k $466.2k $466.2k 0.24% Added +19.6k +19,641
67 SILVERLAKE WEALTH MANAGEMENT LLC 0.29% of their portfolio WILLISTON, VT 21,89421.9k $460.0k $460.0k 0.29% Added +816 +816
68 Merit Financial Group, LLC 0.02% of their portfolio ALPHARETTA, GA 20,98221.0k $440.8k $440.8k 0.02% New
69 Gerber Kawasaki Wealth & Investment Management 0.03% of their portfolio SANTA MONICA, CA 18,21518.2k $382.7k $382.7k 0.03% Added +7.6k +7,580
70 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 17,88817.9k $376.0k $376.0k 0.01% Added +2.7k +2,668
71 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 17,56417.6k $369.0k $369.0k 0.01% New
72 Signature Wealth Management Group 0.17% of their portfolio ATLANTA, GA 16,61216.6k $349.0k $349.0k 0.17% Reduced -9.7k -9,672
73 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 16,60716.6k $348.9k $348.9k 0.00% New
74 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 15,94515.9k $335.0k $335.0k 0.00% New
75 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 15,47215.5k $325.1k $325.1k 0.02% Added +4.4k +4,446
76 Valmark Advisers, Inc. 0.01% of their portfolio AKRON, OH 14,45014.4k $303.6k $303.6k 0.01% New
77 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 14,37114.4k $301.9k $301.9k 0.00% Reduced -3.9k -3,940
78 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.02% of their portfolio BIRMINGHAM, AL 14,14714.1k $297.2k $297.2k 0.02% Added +1.4k +1,440
79 180 WEALTH ADVISORS, LLC 0.07% of their portfolio FEDERAL WAY, WA 13,14413.1k $299.4k $299.4k 0.07% New
80 Meridian Wealth Management, LLC 0.03% of their portfolio LEXINGTON, KY 12,60012.6k $264.7k $264.7k 0.03% Unchanged
81 Koshinski Asset Management, Inc. 0.02% of their portfolio DECATUR, IL 12,02112.0k $252.6k $252.6k 0.02% Reduced -928 -928
82 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 10,79010.8k $226.7k $226.7k 0.01% New
83 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 10,52710.5k $221.2k $221.2k 0.01% New
84 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 10,02610.0k $211.0k $211.0k 0.01% New
85 Beacon Financial Advisory LLC 0.14% of their portfolio CLEVELAND, OH 9,6119.6k $201.9k $201.9k 0.14% New
86 SITTNER & NELSON, LLC 0.04% of their portfolio EUGENE, OR 3,2503.2k $68.3k $68.3k 0.04% Unchanged
87 WR Wealth Planners, LLC 0.04% of their portfolio COLUMBIA, MO 2,9713.0k $62.4k $62.4k 0.04% Added +910 +910
88 EverSource Wealth Advisors, LLC 0.01% of their portfolio BIRMINGHAM, AL 1,7821.8k $37.4k $37.4k 0.01% Added +206 +206
89 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 960960 $20.0k $20.0k 0.00% Added +17 +17
90 Affiance Financial, LLC 0.01% of their portfolio ST. LOUIS PARK, MN 875875 $18.4k $18.4k 0.01% New
91 New England Capital Financial Advisors LLC 0.01% of their portfolio MERIDEN, CT 580580 $13.0k $13.0k 0.01% First filing
92 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 424424 $8.9k $8.9k 0.00% Unchanged
93 CWM, LLC 0.00% of their portfolio OMAHA, NE 345345 $7.0k $7.0k 0.00% Unchanged
94 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 177177 $3.7k $3.7k 0.00% New
95 Retirement Group, LLC 0.00% of their portfolio SAN DIEGO, CA 8585 $2.0k $2.0k 0.00% New
96 FMR LLC 0.00% of their portfolio BOSTON, MA 1111 $231 $231 0.00% New
97 Burleson & Company, LLC 0.00% of their portfolio Petaluma, CA 22 $42 $42 0.00% Unchanged