Vault-13

CAPITAL GROUP DIVIDEND VALUE CGDV

SHS CREATION UNI · ETP · CUSIP 14020W106

184 institutional holders +24 vs Q1 2023
61,471,84661.5m shares reported held*
$1.7bnreported value*
31 new 104 added 26 reduced 8 sold out net bought ≈ $379.0m (+14.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $27.04. Options: 1 managers hold calls ($0 notional), 2 hold puts ($1.2m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 94Q4 22: 134Q1 23: 160Q2 23: 184184Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202294
Q4 2022134
Q1 2023160
Q2 2023184

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 109 bought or addedQ4 22: 9 cut or sold outQ4 22Q1 23: 129 bought or addedQ1 23: 31 cut or sold outQ1 23Q2 23: 135 bought or addedQ2 23: 34 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221099
Q1 202312931
Q2 202313534

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $1.2mQ2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$0$0—
Q1 2023$0$0—
Q2 2023$0$1.2m—

Biggest buyers

LPL Financial LLC Added +2,221,134+2.2m
MML INVESTORS SERVICES, LLC Added +1,195,298+1.2m
ENVESTNET ASSET MANAGEMENT INC Added +1,021,987+1.0m
ROYAL BANK OF CANADA Added +879,732+879.7k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +769,426+769.4k
Raymond James Financial Services Advisors, Inc. Added +678,620+678.6k
RAYMOND JAMES & ASSOCIATES Added +616,039+616.0k
Capital Group Private Client Services, Inc. Added +577,147+577.1k
WELLS FARGO & COMPANY/MN Added +563,453+563.5k
BANK OF AMERICA CORP /DE/ New +559,184+559.2k

Biggest sellers

Strategic Blueprint, LLC Reduced -86,254-86.3k
FLOW TRADERS U.S. LLC Sold out -80,799-80.8k
JPMORGAN CHASE & CO Reduced -71,031-71.0k
OLD MISSION CAPITAL LLC Reduced -63,512-63.5k
GOLDMAN SACHS GROUP INC Sold out -60,000-60.0k
Fulcrum Equity Management Reduced -58,829-58.8k
Advisory Services Network, LLC Reduced -57,754-57.8k
Belpointe Asset Management LLC Reduced -56,405-56.4k
Ameritas Advisory Services, LLC Sold out -25,795-25.8k
IAMS WEALTH MANAGEMENT, LLC Sold out -25,545-25.5k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

IAMS WEALTH MANAGEMENT, LLC New $1.2m45.2k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.11% of their portfolio FORT MILL, SC 5,634,0045.6m $152.3m $152.3m 0.11% Added +2.2m +2,221,134
2 Capital Group Private Client Services, Inc. 1.29% of their portfolio Los Angeles, CA 4,056,1954.1m $109.7m $109.7m 1.29% Added +577.1k +577,147
3 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.13% of their portfolio MILWAUKEE, WI 3,791,6903.8m $102.5m $102.5m 0.13% Added +769.4k +769,426
4 Raymond James Financial Services Advisors, Inc. 0.17% of their portfolio ST. PETERSBURG, FL 3,667,7263.7m $99.2m $99.2m 0.17% Added +678.6k +678,620
5 RAYMOND JAMES & ASSOCIATES 0.08% of their portfolio ST PETERSBURG, FL 3,501,2203.5m $94.7m $94.7m 0.08% Added +616.0k +616,039
6 COMMONWEALTH EQUITY SERVICES, LLC 0.16% of their portfolio WALTHAM, MA 2,917,4402.9m $78.9m $78.9m 0.16% Added +460.9k +460,931
7 OSAIC HOLDINGS, INC. 0.13% of their portfolio SCOTTSDALE, AZ 2,626,1592.6m $71.0m $71.0m 0.13% Added +289.8k +289,829
8 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 2,265,1622.3m $61.2m $61.2m 0.03% Added +1.0m +1,021,987
9 MML INVESTORS SERVICES, LLC 0.27% of their portfolio SPRINGFIELD, MA 1,834,6221.8m $49.6m $49.6m 0.27% Added +1.2m +1,195,298
10 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,679,3651.7m $45.4m $45.4m 0.02% Added +154.9k +154,939
11 Cambridge Investment Research Advisors, Inc. 0.20% of their portfolio FAIRFIELD, IA 1,590,8001.6m $43.0m $43.0m 0.20% Added +143.8k +143,788
12 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,565,1641.6m $42.3m $42.3m 0.01% Added +879.7k +879,732
13 Confluence Wealth Services, Inc. 8.79% of their portfolio MCMURRAY, PA 1,533,7231.5m $41.5m $41.5m 8.79% Added +89.2k +89,162
14 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,297,4721.3m $35.1m $35.1m 0.01% Added +563.5k +563,453
15 WNY Asset Management, LLC 6.87% of their portfolio Williamsville, NY 1,195,1571.2m $32.3m $32.3m 6.87% Added +98.4k +98,387
16 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 1,011,9411.0m $27.4m $27.4m 0.04% Added +96.2k +96,241
17 Kestra Advisory Services, LLC 0.26% of their portfolio AUSTIN, TX 942,726942.7k $25.5m $25.5m 0.26% Added +103.2k +103,175
18 Cetera Advisors LLC 0.35% of their portfolio DENVER, CO 818,717818.7k $22.1m $22.1m 0.35% Added +481.0k +480,965
19 Johnson Bixby & Associates, LLC 4.38% of their portfolio VANCOUVER, WA 780,429780.4k $21.1m $21.1m 4.38% Added +53.9k +53,884
20 Summit Investment Advisory Services, LLC 13.93% of their portfolio ROSEVILLE, MN 779,107779.1k $21.1m $21.1m 13.93% Reduced -13.5k -13,515
21 Gerber Kawasaki Wealth & Investment Management 1.38% of their portfolio SANTA MONICA, CA 758,805758.8k $20.5m $20.5m 1.38% Reduced -9.8k -9,777
22 Janney Montgomery Scott LLC 0.07% of their portfolio PHILADELPHIA, PA 717,706717.7k $19.4m $19.4m 0.07% Added +103.1k +103,062
23 Cetera Advisor Networks LLC 0.13% of their portfolio EL SEGUNDO, CA 707,175707.2k $19.1m $19.1m 0.13% Added +216.9k +216,938
24 Souders Financial Advisors 3.37% of their portfolio CINCINNATI, OH 652,528652.5k $17.6m $17.6m 3.37% Added +22.4k +22,423
25 AXXCESS WEALTH MANAGEMENT, LLC 1.24% of their portfolio CARLSBAD, CA 632,505632.5k $17.1m $17.1m 1.24% Added +347.8k +347,781
26 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 602,240602.2k $16.3m $16.3m 0.02% Added +111.0k +111,013
27 Cetera Investment Advisers 0.13% of their portfolio SCHAUMBURG, IL 573,881573.9k $15.5m $15.5m 0.13% Added +36.1k +36,114
28 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 559,184559.2k $15.1m $15.1m 0.00% New
29 Erickson Financial Group, LLC 13.61% of their portfolio ALLENTOWN, PA 554,791554.8k $15.0m $15.0m 13.61% Added +22.3k +22,323
30 Capital International, Inc./CA/ 0.27% of their portfolio Los Angeles, CA 549,898549.9k $14.9m $14.9m 0.27% Unchanged
31 Ergawealth Advisors, Inc. 10.18% of their portfolio OAK BROOK, IL 549,283549.3k $14.9m $14.9m 10.18% Added +55.0k +54,953
32 Global Retirement Partners, LLC 0.66% of their portfolio San Rafael, CA 499,328499.3k $13.5m $13.5m 0.66% Added +48.1k +48,147
33 &PARTNERS 5.53% of their portfolio NASHVILLE, TN 456,827456.8k $12.4m $12.4m 5.53% Added +6.4k +6,403
34 Arden Trust Co 2.02% of their portfolio WILMINGTON, DE 454,974455.0k $12.3m $12.3m 2.02% Added +16.3k +16,295
35 Valmark Advisers, Inc. 0.22% of their portfolio AKRON, OH 398,753398.8k $10.8m $10.8m 0.22% Added +128.7k +128,729
36 LINCOLN NATIONAL CORP 0.19% of their portfolio RADNOR, PA 357,283357.3k $9.7m $9.7m 0.19% Added +49.2k +49,156
37 WJ Wealth Management, LLC 4.36% of their portfolio GLENDALE, AZ 340,554340.6k $9.2m $9.2m 4.36% New
38 HoyleCohen, LLC 0.80% of their portfolio SAN DIEGO, CA 333,538333.5k $9.0m $9.0m 0.80% Added +45.9k +45,924
39 Private Advisor Group, LLC 0.07% of their portfolio MORRISTOWN, NJ 310,600310.6k $8.5m $8.5m 0.07% Added +31.7k +31,736
40 Bard Financial Services, Inc. 0.61% of their portfolio BRANFORD, CT 296,550296.6k $8.0m $8.0m 0.61% Added +27.6k +27,575
41 Strategic Blueprint, LLC 0.73% of their portfolio ATLANTA, GA 285,274285.3k $7.7m $7.7m 0.73% Reduced -86.3k -86,254
42 FinDec Wealth Services, Inc. 5.35% of their portfolio Stockton, CA 282,615282.6k $7.6m $7.6m 5.35% Added +1.2k +1,191
43 Atria Wealth Solutions, Inc. 0.10% of their portfolio NEW YORK, NY 272,549272.5k $7.4m $7.4m 0.10% Added +117.3k +117,268
44 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 260,586260.6k $7.0m $7.0m 0.02% Added +107.5k +107,524
45 BENJAMIN F. EDWARDS & COMPANY, INC. 0.25% of their portfolio ST. LOUIS, MO 246,600246.6k $6.7m $6.7m 0.25% Added +35.7k +35,676
46 Sigma Planning Corp 0.23% of their portfolio ANN ARBOR, MI 238,610238.6k $6.5m $6.5m 0.23% Added +112.5k +112,486
47 NewEdge Advisors, LLC 0.07% of their portfolio NEW ORLEANS, LA 225,168225.2k $6.1m $6.1m 0.07% Added +28.7k +28,688
48 Main Line Retirement Advisors, LLC 5.34% of their portfolio WHITEFISH, MT 210,046210.0k $5.7m $5.7m 5.34% First filing
49 D.A. DAVIDSON & CO. 0.05% of their portfolio GREAT FALLS, MT 183,327183.3k $5.0m $5.0m 0.05% Added +12.3k +12,346
50 DB Wealth Management Group, LLC 3.03% of their portfolio SAN DIEGO, CA 183,103183.1k $5.0m $5.0m 3.03% New
51 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.29% of their portfolio RICHMOND, VA 167,109167.1k $4.5m $4.5m 0.29% Reduced -22.1k -22,059
52 Merit Financial Group, LLC 0.15% of their portfolio ALPHARETTA, GA 166,815166.8k $4.5m $4.5m 0.15% Added +8.8k +8,792
53 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 166,067166.1k $4.5m $4.5m 0.01% Added +138.3k +138,349
54 ST GERMAIN D J CO INC 0.23% of their portfolio SPRINGFIELD, MA 163,542163.5k $4.4m $4.4m 0.23% First filing
55 SILVER OAK SECURITIES, INCORPORATED 0.66% of their portfolio JACKSON, TN 150,747150.7k $4.1m $4.1m 0.66% Added +29.5k +29,496
56 CHOREO, LLC 0.14% of their portfolio ROCKFORD, IL 150,345150.3k $4.1m $4.1m 0.14% Added +19.7k +19,668
57 WINTRUST INVESTMENTS LLC 0.42% of their portfolio CHICAGO, IL 147,712147.7k $4.0m $4.0m 0.42% Added +9.2k +9,177
58 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 147,500147.5k $4.0m $4.0m 0.01% Added +125.9k +125,900
59 U.S. Capital Wealth Advisors, LLC 0.17% of their portfolio AUSTIN, TX 132,063132.1k $3.6m $3.6m 0.17% Added +1.9k +1,950
60 Prospera Financial Services Inc 0.13% of their portfolio Dallas, TX 128,408128.4k $3.5m $3.5m 0.13% Added +1.2k +1,170
61 Atria Investments, Inc 0.06% of their portfolio Charlotte, NC 127,061127.1k $3.4m $3.4m 0.06% Added +14.8k +14,815
62 Advisory Services Network, LLC 0.09% of their portfolio ATLANTA, GA 126,792126.8k $3.4m $3.4m 0.09% Reduced -57.8k -57,754
63 IFP Advisors, Inc 0.07% of their portfolio TAMPA, FL 116,774116.8k $3.0m $3.0m 0.07% Added +90.8k +90,756
64 Aptus Capital Advisors, LLC 0.08% of their portfolio FAIRHOPE, AL 95,65795.7k $2.6m $2.6m 0.08% Reduced -2.7k -2,684
65 Smallwood Wealth Investment Management, LLC 2.25% of their portfolio RED BANK, NJ 93,46493.5k $2.5m $2.5m 2.25% Reduced -3.2k -3,197
66 HARBOUR INVESTMENTS, INC. 0.12% of their portfolio MADISON, WI 92,83992.8k $2.5m $2.5m 0.12% Added +11.8k +11,758
67 SITTNER & NELSON, LLC 1.34% of their portfolio EUGENE, OR 90,09990.1k $2.4m $2.4m 1.34% Added +11.4k +11,355
68 AdvisorNet Financial, Inc 0.20% of their portfolio MINNETONKA, MN 85,56685.6k $2.3m $2.3m 0.20% Unchanged
69 Mutual Advisors, LLC 0.09% of their portfolio OMAHA, NE 83,68583.7k $2.3m $2.3m 0.09% Added +42.6k +42,564
70 Midwest Heritage Bank, FSB 1.69% of their portfolio WEST DES MOINES, IA 82,30582.3k $2.2m $2.2m 1.69% Unchanged
71 RAYMOND JAMES TRUST N.A. 0.06% of their portfolio ST. PETERSBURG, FL 82,06982.1k $2.2m $2.2m 0.06% Added +55.9k +55,949
72 Cedar Brook Financial Partners, LLC 0.52% of their portfolio CLEVELAND, OH 81,42281.4k $2.2m $2.2m 0.52% Added +24.9k +24,873
73 Essex Financial Services, Inc. 0.23% of their portfolio ESSEX, CT 74,35574.4k $2.0m $2.0m 0.23% Added +15.6k +15,617
74 New England Private Wealth Advisors LLC 0.40% of their portfolio WELLESLEY, MA 73,26273.3k $2.0m $2.0m 0.40% New
75 Simplicity Solutions, LLC 0.05% of their portfolio MINNEAPOLIS, MN 72,37872.4k $2.0m $2.0m 0.05% New
76 Bleakley Financial Group, LLC 0.06% of their portfolio PARSIPPANY, NJ 72,37872.4k $2.0m $2.0m 0.06% New
77 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.45% of their portfolio CONCORD, MA 68,56768.6k $1.9m $1.9m 0.45% Added +14.5k +14,480
78 CAROLINAS WEALTH CONSULTING LLC 0.35% of their portfolio CHARLOTTE, NC 64,23664.2k $1.7m $1.7m 0.35% Added +936 +936
79 Financial Advocates Investment Management 0.12% of their portfolio OLYMPIA, WA 58,70658.7k $1.6m $1.6m 0.12% Reduced -8.5k -8,483
80 WEDBUSH SECURITIES INC 0.07% of their portfolio PASADENA, CA 57,31257.3k $1.6m $1.6m 0.07% Added +12.9k +12,934
81 HRT FINANCIAL LP 0.01% of their portfolio NEW YORK, NY 56,31156.3k $1.5m $1.5m 0.01% New
82 OPPENHEIMER & CO INC 0.03% of their portfolio NEW YORK, NY 56,22656.2k $1.5m $1.5m 0.03% Added +8.2k +8,151
83 Carson Advisory Inc. 1.26% of their portfolio ATHENS, GA 55,16755.2k $1.5m $1.5m 1.26% Added +2.3k +2,337
84 Affiance Financial, LLC 0.69% of their portfolio ST. LOUIS PARK, MN 52,61652.6k $1.4m $1.4m 0.69% Added +9.6k +9,553
85 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.11% of their portfolio BIRMINGHAM, AL 51,14151.1k $1.4m $1.4m 0.11% Reduced -3.3k -3,286
86 Pillar Wealth Advisors, LLC 1.15% of their portfolio WESTTOWN, PA 50,73250.7k $1.4m $1.4m 1.15% Added +6.5k +6,467
87 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 50,64550.6k $1.4m $1.4m 0.01% Added +30.2k +30,162
88 SILVERLAKE WEALTH MANAGEMENT LLC 0.75% of their portfolio WILLISTON, VT 49,83049.8k $1.3m $1.3m 0.75% Added +5.8k +5,837
89 Lodestone Wealth Management LLC 0.90% of their portfolio SPOKANE, WA 48,69348.7k $1.3m $1.3m 0.90% Added +32.3k +32,277
90 Bill Few Associates, Inc. 0.67% of their portfolio SEWICKLEY, PA 48,29148.3k $1.3m $1.3m 0.67% Added +4.6k +4,598
91 Olistico Wealth, LLC 1.11% of their portfolio TULSA, OK 48,07048.1k $1.3m $1.3m 1.11% New
92 Armstrong, Fleming & Moore, Inc 1.18% of their portfolio WASHINGTON, DC 47,42047.4k $1.3m $1.3m 1.18% First filing
93 Per Stirling Capital Management, LLC. 0.25% of their portfolio AUSTIN, TX 45,86745.9k $1.2m $1.2m 0.25% New
94 PEAPACK GLADSTONE FINANCIAL CORP 0.02% of their portfolio BEDMINSTER, NJ 45,49045.5k $1.2m $1.2m 0.02% Added +7.1k +7,120
95 Capital Planning LLC 0.46% of their portfolio BELLEVUE, WA 43,41343.4k $1.2m $1.2m 0.46% Reduced -578 -578
96 Koshinski Asset Management, Inc. 0.12% of their portfolio DECATUR, IL 42,97943.0k $1.2m $1.2m 0.12% Reduced -14.0k -14,035
97 Delta Financial Group, Inc. 1.30% of their portfolio BASKING RIDGE, NJ 40,81140.8k $1.1m $1.1m 1.30% New
98 Beacon Financial Advisory LLC 0.60% of their portfolio CLEVELAND, OH 38,72638.7k $1.0m $1.0m 0.60% Added +23.3k +23,258
99 ROTHSCHILD INVESTMENT LLC /IL 0.09% of their portfolio CHICAGO, IL 37,97538.0k $1.0m $1.0m 0.09% Added +3.3k +3,256
100 Goldstone Financial Group, LLC 0.30% of their portfolio OAKBROOK TERRACE, IL 37,89337.9k $1.0m $1.0m 0.30% Added +329 +329