Vault-13

CAPITAL GROUP CORE EQUITY ET CGUS

SHS CREATION UNI · ETP · CUSIP 14020V108

118 institutional holders +11 vs Q1 2023
22,485,12222.5m shares reported held*
$577.4mreported value*
13 new 66 added 24 reduced 3 sold out net bought ≈ $119.4m (+4.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $25.68. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 67Q4 22: 93Q1 23: 107Q2 23: 118118Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202267
Q4 202293
Q1 2023107
Q2 2023118

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 78 bought or addedQ4 22: 10 cut or sold outQ4 22Q1 23: 80 bought or addedQ1 23: 18 cut or sold outQ1 23Q2 23: 79 bought or addedQ2 23: 27 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227810
Q1 20238018
Q2 20237927

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC Added +820,173+820.2k
Cetera Advisors LLC Added +509,726+509.7k
MML INVESTORS SERVICES, LLC Added +498,394+498.4k
RAYMOND JAMES & ASSOCIATES Added +358,347+358.3k
Raymond James Financial Services Advisors, Inc. Added +275,898+275.9k
Souders Financial Advisors Added +271,944+271.9k
LPL Financial LLC Added +265,700+265.7k
Capital Group Private Client Services, Inc. Added +235,676+235.7k
OSAIC HOLDINGS, INC. Added +216,448+216.4k
WELLS FARGO & COMPANY/MN Added +202,317+202.3k

Biggest sellers

Advisory Services Network, LLC Reduced -196,642-196.6k
JPMORGAN CHASE & CO Sold out -178,287-178.3k
Strategic Blueprint, LLC Reduced -87,775-87.8k
FLOW TRADERS U.S. LLC Sold out -45,268-45.3k
Cetera Investment Advisers Reduced -38,695-38.7k
G&S Capital LLC Reduced -26,786-26.8k
Steward Partners Investment Advisory, LLC Reduced -16,126-16.1k
Summit Investment Advisory Services, LLC Reduced -14,603-14.6k
Belpointe Asset Management LLC Reduced -13,945-13.9k
CENTAURUS FINANCIAL, INC. Sold out -9,166-9.2k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Capital Group Private Client Services, Inc. 0.66% of their portfolio Los Angeles, CA 2,194,4752.2m $56.4m $56.4m 0.66% Added +235.7k +235,676
2 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 1,991,7902.0m $51.1m $51.1m 0.04% Added +265.7k +265,700
3 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.05% of their portfolio MILWAUKEE, WI 1,605,5111.6m $41.2m $41.2m 0.05% Added +54.1k +54,123
4 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 1,297,9961.3m $33.3m $33.3m 0.01% Added +820.2k +820,173
5 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 1,162,5541.2m $29.9m $29.9m 0.05% Added +275.9k +275,898
6 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 1,013,4721.0m $26.0m $26.0m 0.05% Added +64.0k +64,048
7 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 946,657946.7k $24.3m $24.3m 0.02% Added +358.3k +358,347
8 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 866,807866.8k $22.3m $22.3m 0.04% Added +216.4k +216,448
9 Cetera Advisors LLC 0.31% of their portfolio DENVER, CO 766,150766.1k $19.7m $19.7m 0.31% Added +509.7k +509,726
10 Summit Investment Advisory Services, LLC 12.70% of their portfolio ROSEVILLE, MN 747,667747.7k $19.2m $19.2m 12.70% Reduced -14.6k -14,603
11 Cambridge Investment Research Advisors, Inc. 0.08% of their portfolio FAIRFIELD, IA 717,932717.9k $18.4m $18.4m 0.08% Added +5.1k +5,143
12 MML INVESTORS SERVICES, LLC 0.10% of their portfolio SPRINGFIELD, MA 717,596717.6k $18.4m $18.4m 0.10% Added +498.4k +498,394
13 Souders Financial Advisors 3.32% of their portfolio CINCINNATI, OH 676,199676.2k $17.4m $17.4m 3.32% Added +271.9k +271,944
14 Baird Financial Group, Inc. 0.04% of their portfolio MILWAUKEE, WI 590,973591.0k $15.2m $15.2m 0.04% Added +156.8k +156,774
15 Midwest Heritage Bank, FSB 10.84% of their portfolio WEST DES MOINES, IA 556,283556.3k $14.3m $14.3m 10.84% Added +14.9k +14,921
16 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 483,133483.1k $12.4m $12.4m 0.02% Added +126.2k +126,208
17 Cetera Investment Advisers 0.10% of their portfolio SCHAUMBURG, IL 448,946448.9k $11.5m $11.5m 0.10% Reduced -38.7k -38,695
18 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 353,629353.6k $9.1m $9.1m 0.01% Added +105.2k +105,218
19 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 346,648346.6k $8.9m $8.9m 0.00% Added +202.3k +202,317
20 Strategic Blueprint, LLC 0.71% of their portfolio ATLANTA, GA 292,169292.2k $7.5m $7.5m 0.71% Reduced -87.8k -87,775
21 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 275,299275.3k $7.1m $7.1m 0.00% Added +15.2k +15,206
22 Kestra Advisory Services, LLC 0.06% of their portfolio AUSTIN, TX 223,373223.4k $5.7m $5.7m 0.06% Added +13.5k +13,485
23 &PARTNERS 2.48% of their portfolio NASHVILLE, TN 215,971216.0k $5.5m $5.5m 2.48% Added +8.0k +8,037
24 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 200,463200.5k $5.2m $5.2m 0.04% Added +22.8k +22,775
25 LINCOLN NATIONAL CORP 0.10% of their portfolio RADNOR, PA 193,678193.7k $5.0m $5.0m 0.10% Added +16.3k +16,251
26 FinDec Wealth Services, Inc. 3.32% of their portfolio Stockton, CA 184,935184.9k $4.7m $4.7m 3.32% Reduced -1.3k -1,295
27 UBS Group AG 0.00% of their portfolio ZURICH, V8 177,854177.9k $4.6m $4.6m 0.00% Added +26.4k +26,389
28 BENJAMIN F. EDWARDS & COMPANY, INC. 0.17% of their portfolio ST. LOUIS, MO 176,328176.3k $4.5m $4.5m 0.17% Added +19.0k +19,000
29 NewEdge Advisors, LLC 0.05% of their portfolio NEW ORLEANS, LA 161,349161.3k $4.1m $4.1m 0.05% Added +23.9k +23,875
30 Merit Financial Group, LLC 0.12% of their portfolio ALPHARETTA, GA 143,117143.1k $3.7m $3.7m 0.12% New
31 Gerber Kawasaki Wealth & Investment Management 0.25% of their portfolio SANTA MONICA, CA 143,078143.1k $3.7m $3.7m 0.25% Added +124.0k +123,968
32 ST GERMAIN D J CO INC 0.18% of their portfolio SPRINGFIELD, MA 134,451134.5k $3.5m $3.5m 0.18% First filing
33 D.A. DAVIDSON & CO. 0.03% of their portfolio GREAT FALLS, MT 129,036129.0k $3.3m $3.3m 0.03% Added +1.7k +1,722
34 Procyon Advisors, LLC 0.42% of their portfolio SHELTON, CT 128,858128.9k $3.3m $3.3m 0.42% Reduced -1.2k -1,225
35 G&S Capital LLC 1.56% of their portfolio DENVER, CO 126,401126.4k $3.2m $3.2m 1.56% Reduced -26.8k -26,786
36 Advisory Services Network, LLC 0.08% of their portfolio ATLANTA, GA 110,023110.0k $2.8m $2.8m 0.08% Reduced -196.6k -196,642
37 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.17% of their portfolio RICHMOND, VA 104,074104.1k $2.7m $2.7m 0.17% Added +102.6k +102,619
38 BARNES PETTEY FINANCIAL ADVISORS, LLC 2.29% of their portfolio CLARKSDALE, MS 103,138103.1k $2.6m $2.6m 2.29% Added +13.3k +13,326
39 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 82,89782.9k $2.1m $2.1m 0.03% Added +6.6k +6,637
40 Aptus Capital Advisors, LLC 0.06% of their portfolio FAIRHOPE, AL 79,07079.1k $2.0m $2.0m 0.06% Reduced -7.3k -7,340
41 Sunbelt Securities, Inc. 0.27% of their portfolio HOUSTON, TX 72,88572.9k $1.9m $1.9m 0.27% Added +31.4k +31,438
42 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 72,37072.4k $1.9m $1.9m 0.01% Added +29.5k +29,531
43 Simplicity Solutions, LLC 0.05% of their portfolio MINNEAPOLIS, MN 70,70770.7k $1.8m $1.8m 0.05% Added +54.1k +54,102
44 Bleakley Financial Group, LLC 0.06% of their portfolio PARSIPPANY, NJ 70,70770.7k $1.8m $1.8m 0.06% Added +54.1k +54,102
45 Olistico Wealth, LLC 1.50% of their portfolio TULSA, OK 68,20068.2k $1.8m $1.8m 1.50% New
46 Essex Financial Services, Inc. 0.20% of their portfolio ESSEX, CT 67,11867.1k $1.7m $1.7m 0.20% Added +17.1k +17,061
47 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 65,58865.6k $1.7m $1.7m 0.01% Added +951 +951
48 CHOREO, LLC 0.05% of their portfolio ROCKFORD, IL 62,21562.2k $1.6m $1.6m 0.05% Added +10.2k +10,242
49 Cedar Brook Financial Partners, LLC 0.34% of their portfolio CLEVELAND, OH 55,76455.8k $1.4m $1.4m 0.34% Added +1.2k +1,178
50 Wealthcare Advisory Partners LLC 0.05% of their portfolio WEST CHESTER, PA 43,48843.5k $1.1m $1.1m 0.05% Added +6.2k +6,204
51 Bard Financial Services, Inc. 0.08% of their portfolio BRANFORD, CT 43,00043.0k $1.1m $1.1m 0.08% Added +3.9k +3,875
52 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 40,85640.9k $1.0m $1.0m 0.00% New
53 SMITH, MOORE & CO. 0.12% of their portfolio CLAYTON, MO 38,03038.0k $976.6k $976.6k 0.12% Added +19.7k +19,705
54 Sigma Planning Corp 0.03% of their portfolio ANN ARBOR, MI 35,91335.9k $922.3k $922.3k 0.03% Reduced -4.4k -4,430
55 Continuum Advisory, LLC 0.14% of their portfolio EAGLE, ID 33,42733.4k $858.4k $858.4k 0.14% New
56 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.06% of their portfolio BIRMINGHAM, AL 31,53531.5k $812.4k $812.4k 0.06% Reduced -1.4k -1,362
57 FOUNDERS FINANCIAL SECURITIES LLC 0.10% of their portfolio TOWSON, MD 30,20330.2k $775.6k $775.6k 0.10% Added +6.0k +5,972
58 OLD MISSION CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 29,40329.4k $755.1k $755.1k 0.03% New
59 180 WEALTH ADVISORS, LLC 0.15% of their portfolio FEDERAL WAY, WA 27,24327.2k $699.3k $699.3k 0.15% Added +4.6k +4,611
60 WINTRUST INVESTMENTS LLC 0.07% of their portfolio CHICAGO, IL 26,36126.4k $677.0k $677.0k 0.07% Added +16.3k +16,268
61 HARBOUR INVESTMENTS, INC. 0.03% of their portfolio MADISON, WI 25,95926.0k $666.6k $666.6k 0.03% Added +3.0k +3,006
62 First Heartland Consultants, Inc. 0.09% of their portfolio LAKE ST. LOUIS, MO 25,79025.8k $662.3k $662.3k 0.09% Unchanged
63 Prospera Financial Services Inc 0.03% of their portfolio Dallas, TX 25,44125.4k $653.4k $653.4k 0.03% New
64 TKG Advisors, LLC 0.41% of their portfolio VALPARAISO, IN 24,26424.3k $623.1k $623.1k 0.41% Reduced -3.8k -3,832
65 Belpointe Asset Management LLC 0.07% of their portfolio RENO, NV 23,94023.9k $614.8k $614.8k 0.07% Reduced -13.9k -13,945
66 Lodestone Wealth Management LLC 0.42% of their portfolio SPOKANE, WA 23,62823.6k $606.8k $606.8k 0.42% New
67 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 23,54823.5k $604.7k $604.7k 0.01% New
68 Lantz Financial LLC 0.23% of their portfolio NAPERVILLE, IL 23,08623.1k $592.8k $592.8k 0.23% Added +3.8k +3,788
69 Ameritas Advisory Services, LLC 0.07% of their portfolio Lincoln, NE 21,65421.7k $549.8k $549.8k 0.07% Reduced -1.9k -1,866
70 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 19,22519.2k $493.7k $493.7k 0.01% Added +6.6k +6,600
71 Koshinski Asset Management, Inc. 0.05% of their portfolio DECATUR, IL 19,20519.2k $493.2k $493.2k 0.05% Added +1.7k +1,736
72 SITTNER & NELSON, LLC 0.26% of their portfolio EUGENE, OR 18,26118.3k $468.9k $468.9k 0.26% Unchanged
73 HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC 0.09% of their portfolio PITTSBURGH, PA 17,92517.9k $460.0k $460.0k 0.09% Reduced -8.0k -8,000
74 Meridian Wealth Management, LLC 0.04% of their portfolio LEXINGTON, KY 17,21217.2k $442.0k $442.0k 0.04% Added +3.2k +3,198
75 Bill Few Associates, Inc. 0.22% of their portfolio SEWICKLEY, PA 16,79216.8k $431.2k $431.2k 0.22% Reduced -85 -85
76 Valmark Advisers, Inc. 0.01% of their portfolio AKRON, OH 16,31616.3k $419.0k $419.0k 0.01% Added +5.7k +5,678
77 HBW ADVISORY SERVICES LLC 0.09% of their portfolio SIMI VALLEY, CA 16,15416.2k $415.0k $415.0k 0.09% Added +4.7k +4,730
78 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.04% of their portfolio CEDAR RAPIDS, IA 15,44115.4k $396.5k $396.5k 0.04% Reduced -3.0k -2,959
79 EverSource Wealth Advisors, LLC 0.04% of their portfolio BIRMINGHAM, AL 15,39815.4k $395.4k $395.4k 0.04% Added +445 +445
80 Capital International Investors 0.00% of their portfolio Los Angeles, CA 15,00015.0k $385.2k $385.2k 0.00% Unchanged
81 SILVERLAKE WEALTH MANAGEMENT LLC 0.21% of their portfolio WILLISTON, VT 14,89014.9k $382.4k $382.4k 0.21% Reduced -25 -25
82 Cravens & Co Advisors, LLC 0.34% of their portfolio COOKEVILLE, TN 14,40114.4k $369.8k $369.8k 0.34% Reduced -505 -505
83 Global Retirement Partners, LLC 0.02% of their portfolio San Rafael, CA 13,59513.6k $349.1k $349.1k 0.02% Added +2.3k +2,313
84 Armstrong, Fleming & Moore, Inc 0.32% of their portfolio WASHINGTON, DC 13,56113.6k $348.3k $348.3k 0.32% First filing
85 BAKER TILLY WEALTH MANAGEMENT, LLC 0.04% of their portfolio MADISON, WI 13,49013.5k $346.4k $346.4k 0.04% Reduced -900 -900
86 CapWealth Advisors, LLC 0.04% of their portfolio FRANKLIN, TN 12,84312.8k $329.8k $329.8k 0.04% Reduced -782 -782
87 CWS Financial Advisors, LLC 0.12% of their portfolio KALAMAZOO, MI 12,74612.7k $327.3k $327.3k 0.12% New
88 Beacon Financial Advisory LLC 0.18% of their portfolio CLEVELAND, OH 12,18512.2k $312.9k $312.9k 0.18% Added +3.2k +3,189
89 Moloney Securities Asset Management, LLC 0.05% of their portfolio MANCHESTER, MO 11,89811.9k $305.5k $305.5k 0.05% New
90 WEALTHSOURCE PARTNERS, LLC 0.02% of their portfolio SAN LUIS OBISPO, CA 11,57911.6k $297.3k $297.3k 0.02% Added +1.6k +1,558
91 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 11,37811.4k $292.0k $292.0k 0.01% Unchanged
92 CWM, LLC 0.00% of their portfolio OMAHA, NE 11,16011.2k $287.0k $287.0k 0.00% New
93 Cypress Capital, LLC 0.08% of their portfolio FRANKLIN, TN 11,12411.1k $285.7k $285.7k 0.08% Added +98 +98
94 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 10,87110.9k $279.2k $279.2k 0.00% Added +1.9k +1,915
95 Patriot Financial Group Insurance Agency, LLC 0.05% of their portfolio Westborough, MA 10,75310.8k $276.1k $276.1k 0.05% New
96 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 10,57610.6k $271.6k $271.6k 0.00% Added +921 +921
97 Latitude Advisors, LLC 0.18% of their portfolio YORKVILLE, IL 10,03010.0k $257.6k $257.6k 0.18% Unchanged
98 tru Independence LLC 0.08% of their portfolio PORTLAND, OR 9,6409.6k $247.6k $247.6k 0.08% Added +262 +262
99 National Wealth Management Group, LLC 0.26% of their portfolio CINCINNATI, OH 9,5199.5k $249.6k $249.6k 0.26% Unchanged
100 Investmark Advisory Group LLC 0.16% of their portfolio Shelton, CT 9,2259.2k $236.9k $236.9k 0.16% New