Vault-13

CAPITAL GROUP CORE EQUITY ET CGUS

SHS CREATION UNI · ETP · CUSIP 14020V108

93 institutional holders +26 vs Q3 2022
13,983,81514.0m shares reported held*
$308.8mreported value*
28 new 50 added 4 reduced 6 sold out net bought ≈ $119.2m (+5.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $22.08. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 67Q4 22: 9393Q3 22Q4 22
Numbers
QuarterHolders
Q3 202267
Q4 202293

Biggest buyers

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +719,408+719.4k
LPL Financial LLC Added +668,060+668.1k
Cetera Investment Advisers Added +438,217+438.2k
Capital Group Private Client Services, Inc. Added +424,107+424.1k
Baird Financial Group, Inc. New +404,305+404.3k
COMMONWEALTH EQUITY SERVICES, LLC Added +332,447+332.4k
Raymond James Financial Services Advisors, Inc. Added +297,542+297.5k
OSAIC HOLDINGS, INC. Added +224,460+224.5k
RAYMOND JAMES & ASSOCIATES Added +217,174+217.2k
Advisory Services Network, LLC Added +193,383+193.4k

Biggest sellers

Capital International, Inc./CA/ Sold out -616,857-616.9k
OLD MISSION CAPITAL LLC Sold out -109,690-109.7k
Mariner, LLC Sold out -47,238-47.2k
Confluence Wealth Services, Inc. Sold out -24,160-24.2k
Capital International Investors Reduced -20,000-20.0k
CAPTRUST FINANCIAL ADVISORS Sold out -13,316-13.3k
Capital Analysts, LLC Sold out -2,750-2.8k
Prospera Financial Services Inc Reduced -1,731-1.7k
CapWealth Advisors, LLC Reduced -572-572
NATIONS FINANCIAL GROUP INC, /IA/ /ADV Reduced -475-475

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Capital Group Private Client Services, Inc. 0.43% of their portfolio Los Angeles, CA 1,501,6131.5m $33.7m $33.7m 0.43% Added +424.1k +424,107
2 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 1,329,4631.3m $29.9m $29.9m 0.03% Added +668.1k +668,060
3 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.04% of their portfolio MILWAUKEE, WI 1,284,2581.3m $28.8m $28.8m 0.04% Added +719.4k +719,408
4 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 1,103,1291.1m $24.8m $24.8m 0.05% Added +297.5k +297,542
5 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 842,625842.6k $18.9m $18.9m 0.05% Added +332.4k +332,447
6 Cambridge Investment Research Advisors, Inc. 0.07% of their portfolio FAIRFIELD, IA 606,627606.6k $13.6m $13.6m 0.07% Added +95.4k +95,426
7 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 555,546555.5k $12.5m $12.5m 0.01% Added +217.2k +217,174
8 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 555,176555.2k $12.5m $12.5m 0.03% Added +224.5k +224,460
9 Cetera Investment Advisers 0.09% of their portfolio SCHAUMBURG, IL 448,494448.5k $10.1m $10.1m 0.09% Added +438.2k +438,217
10 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 404,305404.3k $9.1m $9.1m 0.02% New
11 Souders Financial Advisors 1.67% of their portfolio CINCINNATI, OH 325,833325.8k $7.3m $7.3m 1.67% Added +157.6k +157,608
12 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 322,845322.8k $7.3m $7.3m 0.00% Added +139.0k +139,030
13 Strategic Blueprint, LLC 0.84% of their portfolio ATLANTA, GA 321,577321.6k $7.2m $7.2m 0.84% Added +42.0k +41,992
14 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 284,672284.7k $6.4m $6.4m 0.04% Added +102.6k +102,583
15 Advisory Services Network, LLC 0.18% of their portfolio ATLANTA, GA 258,697258.7k $5.8m $5.8m 0.18% Added +193.4k +193,383
16 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 230,520230.5k $5.2m $5.2m 0.01% Added +26.6k +26,560
17 &PARTNERS 2.30% of their portfolio NASHVILLE, TN 205,935205.9k $4.6m $4.6m 2.30% Added +131.6k +131,621
18 Midwest Heritage Bank, FSB 4.43% of their portfolio WEST DES MOINES, IA 203,783203.8k $4.6m $4.6m 4.43% Added +150.8k +150,817
19 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 191,229191.2k $4.3m $4.3m 0.00% Added +38.9k +38,885
20 FinDec Wealth Services, Inc. 3.43% of their portfolio Stockton, CA 184,682184.7k $4.1m $4.1m 3.43% First filing
21 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 183,633183.6k $4.1m $4.1m 0.04% Added +111.9k +111,894
22 Cetera Advisors LLC 0.07% of their portfolio DENVER, CO 174,794174.8k $3.9m $3.9m 0.07% Added +157.6k +157,551
23 G&S Capital LLC 1.61% of their portfolio DENVER, CO 161,930161.9k $3.6m $3.6m 1.61% New
24 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 159,008159.0k $3.6m $3.6m 0.01% Added +43.7k +43,725
25 LINCOLN NATIONAL CORP 0.08% of their portfolio RADNOR, PA 153,616153.6k $3.5m $3.5m 0.08% Added +96.6k +96,551
26 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 150,143150.1k $260.4k $260.4k 0.01% Added +85.0k +85,005
27 Procyon Advisors, LLC 0.52% of their portfolio SHELTON, CT 126,886126.9k $2.8m $2.8m 0.52% Added +5.1k +5,146
28 D.A. DAVIDSON & CO. 0.03% of their portfolio GREAT FALLS, MT 118,011118.0k $2.7m $2.7m 0.03% Added +20.9k +20,891
29 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 115,923115.9k $2.6m $2.6m 0.00% New
30 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 105,908105.9k $163.8k $163.8k 0.00% Added +41.1k +41,112
31 Robbie L. Kennerson P.A., Inc. 2.19% of their portfolio Port Orange, FL 95,99296.0k $2.2m $2.2m 2.19% First filing
32 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.15% of their portfolio RICHMOND, VA 92,10892.1k $2.1m $2.1m 0.15% Added +4.0k +3,976
33 UBS Group AG 0.00% of their portfolio ZURICH, V8 88,78388.8k $2.0m $2.0m 0.00% Added +46.0k +46,013
34 BARNES PETTEY FINANCIAL ADVISORS, LLC 2.05% of their portfolio CLARKSDALE, MS 88,44588.4k $2.0m $2.0m 2.05% New
35 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 62,01862.0k $1.4m $1.4m 0.01% New
36 BENJAMIN F. EDWARDS & COMPANY, INC. 0.06% of their portfolio ST. LOUIS, MO 59,73659.7k $1.3m $1.3m 0.06% Added +23.6k +23,601
37 Cedar Brook Financial Partners, LLC 0.31% of their portfolio CLEVELAND, OH 48,99049.0k $1.1m $1.1m 0.31% Added +12.7k +12,739
38 Ameritas Advisory Services, LLC 0.05% of their portfolio Lincoln, NE 43,23043.2k $970.9k $970.9k 0.05% New
39 Sigma Planning Corp 0.03% of their portfolio ANN ARBOR, MI 40,76640.8k $915.6k $915.6k 0.03% Added +2.9k +2,859
40 HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC 0.22% of their portfolio PITTSBURGH, PA 40,36040.4k $905.0k $905.0k 0.22% Added +5.7k +5,735
41 Detalus Advisors, LLC 0.40% of their portfolio ST. LOUIS, MO 36,06536.1k $810.0k $810.0k 0.40% New
42 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 34,38834.4k $772.8k $772.8k 0.01% Added +8.7k +8,669
43 Sunbelt Securities, Inc. 0.14% of their portfolio HOUSTON, TX 31,97332.0k $718.1k $718.1k 0.14% Added +5.7k +5,697
44 Belpointe Asset Management LLC 0.04% of their portfolio RENO, NV 31,94031.9k $717.4k $717.4k 0.04% Added +1.9k +1,900
45 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.06% of their portfolio BIRMINGHAM, AL 30,94430.9k $695.0k $695.0k 0.06% Added +4.2k +4,151
46 Bard Financial Services, Inc. 0.06% of their portfolio BRANFORD, CT 30,87530.9k $693.0k $693.0k 0.06% Added +9.1k +9,125
47 Essex Financial Services, Inc. 0.07% of their portfolio ESSEX, CT 30,75630.8k $690.0k $690.0k 0.07% Added +11.6k +11,627
48 TKG Advisors, LLC 0.43% of their portfolio VALPARAISO, IN 29,35029.4k $659.2k $659.2k 0.43% New
49 First Heartland Consultants, Inc. 0.09% of their portfolio LAKE ST. LOUIS, MO 25,79025.8k $579.2k $579.2k 0.09% Unchanged
50 180 WEALTH ADVISORS, LLC 0.11% of their portfolio FEDERAL WAY, WA 20,03820.0k $475.9k $475.9k 0.11% New
51 Capital International Investors 0.00% of their portfolio Los Angeles, CA 20,00020.0k $449.2k $449.2k 0.00% Reduced -20.0k -20,000
52 Gerber Kawasaki Wealth & Investment Management 0.04% of their portfolio SANTA MONICA, CA 18,51018.5k $415.7k $415.7k 0.04% New
53 SITTNER & NELSON, LLC 0.25% of their portfolio EUGENE, OR 18,26118.3k $410.1k $410.1k 0.25% Added +11.3k +11,311
54 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 18,10118.1k $406.5k $406.5k 0.02% Added +10.9k +10,873
55 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 17,35617.4k $389.8k $389.8k 0.01% New
56 Bleakley Financial Group, LLC 0.01% of their portfolio PARSIPPANY, NJ 16,60516.6k $372.9k $372.9k 0.01% First filing
57 Koshinski Asset Management, Inc. 0.04% of their portfolio DECATUR, IL 16,30916.3k $366.3k $366.3k 0.04% New
58 Cravens & Co Advisors, LLC 0.33% of their portfolio COOKEVILLE, TN 15,77315.8k $354.3k $354.3k 0.33% First filing
59 Bill Few Associates, Inc. 0.21% of their portfolio SEWICKLEY, PA 15,55715.6k $349.4k $349.4k 0.21% New
60 FOUNDERS FINANCIAL SECURITIES LLC 0.05% of their portfolio TOWSON, MD 14,85314.9k $333.6k $333.6k 0.05% Added +239 +239
61 EverSource Wealth Advisors, LLC 0.05% of their portfolio BIRMINGHAM, AL 14,40314.4k $323.5k $323.5k 0.05% Added +10.4k +10,445
62 SILVERLAKE WEALTH MANAGEMENT LLC 0.20% of their portfolio WILLISTON, VT 14,11014.1k $316.9k $316.9k 0.20% Added +854 +854
63 CapWealth Advisors, LLC 0.04% of their portfolio FRANKLIN, TN 13,69413.7k $307.6k $307.6k 0.04% Reduced -572 -572
64 Meridian Wealth Management, LLC 0.03% of their portfolio LEXINGTON, KY 13,65813.7k $306.8k $306.8k 0.03% Added +2.0k +2,043
65 Cypress Capital, LLC 0.09% of their portfolio FRANKLIN, TN 13,46413.5k $302.4k $302.4k 0.09% Added +640 +640
66 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 12,73312.7k $286.0k $286.0k 0.00% New
67 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 11,50011.5k $258.3k $258.3k 0.01% New
68 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 11,37811.4k $256.0k $256.0k 0.01% Unchanged
69 Summit Investment Advisory Services, LLC 0.29% of their portfolio ROSEVILLE, MN 10,81310.8k $242.9k $242.9k 0.29% First filing
70 BAKER TILLY WEALTH MANAGEMENT, LLC 0.03% of their portfolio MADISON, WI 10,67010.7k $239.6k $239.6k 0.03% New
71 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.03% of their portfolio CEDAR RAPIDS, IA 10,64010.6k $239.0k $239.0k 0.03% Reduced -475 -475
72 Valmark Advisers, Inc. 0.01% of their portfolio AKRON, OH 10,41010.4k $233.8k $233.8k 0.01% New
73 WINTRUST INVESTMENTS LLC 0.03% of their portfolio CHICAGO, IL 10,00410.0k $225.0k $225.0k 0.03% New
74 Lantz Financial LLC 0.10% of their portfolio NAPERVILLE, IL 9,7489.7k $218.9k $218.9k 0.10% New
75 National Wealth Management Group, LLC 0.25% of their portfolio CINCINNATI, OH 9,4359.4k $211.9k $211.9k 0.25% New
76 CENTAURUS FINANCIAL, INC. 0.02% of their portfolio ANAHEIM, CA 9,1669.2k $206.0k $206.0k 0.02% Added +2.7k +2,695
77 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 8,9569.0k $201.2k $201.2k 0.00% New
78 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 8,9188.9k $200.3k $200.3k 0.01% Reduced -1.7k -1,731
79 ST GERMAIN D J CO INC 0.01% of their portfolio SPRINGFIELD, MA 5,3675.4k $120.5k $120.5k 0.01% Not comparable
80 AdvisorNet Financial, Inc 0.01% of their portfolio MINNETONKA, MN 4,9154.9k $110.4k $110.4k 0.01% Added +3.3k +3,265
81 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 4,5844.6k $103.0k $103.0k 0.00% Added +4.0k +4,039
82 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 4,1914.2k $104.0k $104.0k 0.00% Added +1.3k +1,275
83 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 4,0004.0k $90.0k $90.0k 0.01% New
84 CREATIVE FINANCIAL DESIGNS INC /ADV 0.01% of their portfolio KOKOMO, IN 2,8832.9k $64.7k $64.7k 0.01% Added +346 +346
85 ICA Group Wealth Management, LLC 0.01% of their portfolio DENVER, CO 2,3502.4k $52.8k $52.8k 0.01% New
86 Financial Perspectives, Inc 0.02% of their portfolio MINNEAPOLIS, MN 1,5311.5k $34.4k $34.4k 0.02% New
87 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,3001.3k $29.2k $29.2k 0.00% New
88 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 1,2781.3k $28.7k $28.7k 0.00% Not comparable
89 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 1,0351.0k $23.2k $23.2k 0.00% Unchanged
90 Affiance Financial, LLC 0.01% of their portfolio ST. LOUIS PARK, MN 900900 $20.2k $20.2k 0.01% New
91 BARRETT & COMPANY, INC. 0.01% of their portfolio PROVIDENCE, RI 585585 $13.1k $13.1k 0.01% Unchanged
92 WR Wealth Planners, LLC 0.01% of their portfolio COLUMBIA, MO 438438 $9.8k $9.8k 0.01% New
93 FMR LLC 0.00% of their portfolio BOSTON, MA 2525 $562 $562 0.00% New