Vault-13

CAPITAL GROUP GROWTH ETF CGGR

SHS CREATION UNI · ETP · CUSIP 14020G101

144 institutional holders +20 vs Q4 2022
52,491,33852.5m shares reported held*
$1.2bnreported value*
28 new 82 added 22 reduced 6 sold out net bought ≈ $193.4m (+8.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $22.47. Options: 2 managers hold calls ($22.5k notional), 2 hold puts ($4.5k).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 94Q4 22: 124Q1 23: 144144Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202294
Q4 2022124
Q1 2023144

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 105 bought or addedQ4 22: 11 cut or sold outQ4 22Q1 23: 110 bought or addedQ1 23: 28 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 202210511
Q1 202311028

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10k$20k$30kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $22.5kQ1 23 puts: $4.5kQ1 23P/C 0.20
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$0$0—
Q1 2023$22.5k$4.5k0.20

Biggest buyers

Capital Group Private Client Services, Inc. Added +1,558,395+1.6m
Summit Investment Advisory Services, LLC Added +805,623+805.6k
Global Retirement Partners, LLC Added +638,114+638.1k
Cambridge Investment Research Advisors, Inc. Added +487,885+487.9k
LPL Financial LLC Added +483,804+483.8k
OSAIC HOLDINGS, INC. Added +469,539+469.5k
Arden Trust Co New +453,690+453.7k
ENVESTNET ASSET MANAGEMENT INC Added +427,388+427.4k
COMMONWEALTH EQUITY SERVICES, LLC Added +419,915+419.9k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +372,770+372.8k

Biggest sellers

ROYAL BANK OF CANADA Reduced -569,891-569.9k
Capital Analysts, LLC Reduced -172,295-172.3k
JANE STREET GROUP, LLC Reduced -168,146-168.1k
FLOW TRADERS U.S. LLC Reduced -113,469-113.5k
Financial Council, LLC Reduced -77,825-77.8k
New England Capital Financial Advisors LLC Reduced -44,138-44.1k
OPPENHEIMER & CO INC Sold out -43,397-43.4k
Capital International Investors Reduced -20,000-20.0k
Bank of New York Mellon Corp Sold out -13,565-13.6k
Brown Miller Wealth Management, LLC Reduced -10,223-10.2k

Biggest calls

CITADEL ADVISORS LLC New $22.5k1.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC New $4.5k200 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Capital Group Private Client Services, Inc. 2.72% of their portfolio Los Angeles, CA 9,784,1579.8m $219.8m $219.8m 2.72% Added +1.6m +1,558,395
2 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.13% of their portfolio MILWAUKEE, WI 4,237,7254.2m $95.2m $95.2m 0.13% Added +372.8k +372,770
3 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 3,285,8673.3m $73.8m $73.8m 0.06% Added +483.8k +483,804
4 COMMONWEALTH EQUITY SERVICES, LLC 0.13% of their portfolio WALTHAM, MA 2,700,4692.7m $60.7m $60.7m 0.13% Added +419.9k +419,915
5 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 1.93% of their portfolio LOS ANGELES, CA 2,453,8702.5m $55.1m $55.1m 1.93% Added +232.6k +232,614
6 Cambridge Investment Research Advisors, Inc. 0.20% of their portfolio FAIRFIELD, IA 1,816,5971.8m $40.8m $40.8m 0.20% Added +487.9k +487,885
7 New England Capital Financial Advisors LLC 27.98% of their portfolio MERIDEN, CT 1,764,1361.8m $39.6m $39.6m 27.98% Reduced -44.1k -44,138
8 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 1,666,8621.7m $37.4m $37.4m 0.03% Added +137.3k +137,295
9 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 1,432,0611.4m $32.2m $32.2m 0.02% Added +427.4k +427,388
10 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 1,391,6241.4m $31.2m $31.2m 0.06% Added +469.5k +469,539
11 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,228,8901.2m $27.6m $27.6m 0.01% Reduced -569.9k -569,891
12 Baird Financial Group, Inc. 0.05% of their portfolio MILWAUKEE, WI 963,182963.2k $21.6m $21.6m 0.05% Added +52.4k +52,433
13 Gerber Kawasaki Wealth & Investment Management 1.70% of their portfolio SANTA MONICA, CA 956,999957.0k $21.5m $21.5m 1.70% Added +2.3k +2,305
14 ADAMSBROWN WEALTH CONSULTANTS LLC 11.47% of their portfolio WICHITA, KS 885,687885.7k $19.9m $19.9m 11.47% Reduced -5.6k -5,596
15 MML INVESTORS SERVICES, LLC 0.14% of their portfolio SPRINGFIELD, MA 850,848850.8k $19.1m $19.1m 0.14% Added +95.1k +95,090
16 Summit Investment Advisory Services, LLC 13.28% of their portfolio ROSEVILLE, MN 830,805830.8k $18.7m $18.7m 13.28% Added +805.6k +805,623
17 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 689,643689.6k $15.5m $15.5m 0.00% Added +358.5k +358,472
18 BARNES PETTEY FINANCIAL ADVISORS, LLC 14.24% of their portfolio CLARKSDALE, MS 663,809663.8k $14.9m $14.9m 14.24% Added +95.0k +94,995
19 Janney Montgomery Scott LLC 0.06% of their portfolio PHILADELPHIA, PA 658,210658.2k $14.8m $14.8m 0.06% Added +28.8k +28,793
20 Global Retirement Partners, LLC 0.77% of their portfolio San Rafael, CA 646,916646.9k $14.5m $14.5m 0.77% Added +638.1k +638,114
21 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 585,173585.2k $13.1m $13.1m 0.02% Added +123.7k +123,716
22 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 576,123576.1k $12.9m $12.9m 0.02% Added +124.0k +124,028
23 HoyleCohen, LLC 1.11% of their portfolio SAN DIEGO, CA 530,367530.4k $11.9m $11.9m 1.11% Added +20.2k +20,221
24 UBS Group AG 0.01% of their portfolio ZURICH, V8 521,078521.1k $11.7m $11.7m 0.01% Added +165.8k +165,782
25 Ergawealth Advisors, Inc. 9.52% of their portfolio OAK BROOK, IL 520,456520.5k $11.7m $11.7m 9.52% Added +58.3k +58,337
26 NewEdge Advisors, LLC 0.14% of their portfolio NEW ORLEANS, LA 516,069516.1k $11.6m $11.6m 0.14% Added +69.4k +69,429
27 Kestra Advisory Services, LLC 0.12% of their portfolio AUSTIN, TX 504,040504.0k $11.3m $11.3m 0.12% Added +57.1k +57,061
28 Prism Advisors, Inc. 3.91% of their portfolio STUDIO CITY, CA 501,154501.2k $11.3m $11.3m 3.91% Added +7.5k +7,486
29 Cetera Advisor Networks LLC 0.08% of their portfolio EL SEGUNDO, CA 494,295494.3k $11.1m $11.1m 0.08% Added +45.1k +45,076
30 Arden Trust Co 1.84% of their portfolio WILMINGTON, DE 453,690453.7k $10.2m $10.2m 1.84% New
31 Financial Council, LLC 8.13% of their portfolio TOWSON, MD 443,986444.0k $10.0m $10.0m 8.13% Reduced -77.8k -77,825
32 &PARTNERS 4.51% of their portfolio NASHVILLE, TN 415,513415.5k $9.4m $9.4m 4.51% Added +3.6k +3,559
33 LINCOLN NATIONAL CORP 0.16% of their portfolio RADNOR, PA 329,528329.5k $7.4m $7.4m 0.16% Added +31.6k +31,608
34 Cetera Advisors LLC 0.12% of their portfolio DENVER, CO 318,854318.9k $7.2m $7.2m 0.12% Added +72.5k +72,466
35 Cetera Investment Advisers 0.06% of their portfolio SCHAUMBURG, IL 312,541312.5k $7.0m $7.0m 0.06% Added +14.2k +14,186
36 Souders Financial Advisors 1.29% of their portfolio CINCINNATI, OH 271,377271.4k $6.1m $6.1m 1.29% Reduced -2.0k -1,964
37 Advisory Services Network, LLC 0.16% of their portfolio ATLANTA, GA 260,992261.0k $5.9m $5.9m 0.16% Added +144.6k +144,643
38 Bedel Financial Consulting, Inc. 1.39% of their portfolio INDIANAPOLIS, IN 255,039255.0k $5.7m $5.7m 1.39% Added +31.3k +31,285
39 Strategic Family Wealth Counselors, L.L.C. 2.59% of their portfolio FAIRFIELD, NJ 243,465243.5k $5.5m $5.5m 2.59% Added +81.3k +81,345
40 Confluence Wealth Services, Inc. 1.14% of their portfolio MCMURRAY, PA 217,759217.8k $4.9m $4.9m 1.14% Added +34.8k +34,797
41 Ballew Advisors, Inc 3.84% of their portfolio Jackson, MS 211,294211.3k $5.3m $5.3m 3.84% Added +5.0k +5,030
42 PFG Advisors 0.40% of their portfolio Phoenix, AZ 211,125211.1k $4.7m $4.7m 0.40% Added +45.9k +45,912
43 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 199,318199.3k $4.5m $4.5m 0.01% Added +29.5k +29,512
44 Armor Investment Advisors, LLC 2.39% of their portfolio RALEIGH, NC 186,204186.2k $4.2m $4.2m 2.39% Added +12.5k +12,521
45 Wealthcare Advisory Partners LLC 0.16% of their portfolio WEST CHESTER, PA 166,598166.6k $3.7m $3.7m 0.16% New
46 Steward Partners Investment Advisory, LLC 0.06% of their portfolio STAMFORD, CT 159,041159.0k $3.6m $3.6m 0.06% Added +10.6k +10,592
47 Investmark Advisory Group LLC 2.49% of their portfolio Shelton, CT 151,194151.2k $3.4m $3.4m 2.49% Added +33.5k +33,550
48 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.24% of their portfolio RICHMOND, VA 147,077147.1k $3.3m $3.3m 0.24% Added +45.3k +45,300
49 ECLECTIC ASSOCIATES INC /ADV 1.68% of their portfolio FULLERTON, CA 145,725145.7k $3.3m $3.3m 1.68% Added +7.1k +7,136
50 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 142,213142.2k $3.2m $3.2m 0.03% Added +37.1k +37,133
51 OLD MISSION CAPITAL LLC 0.10% of their portfolio CHICAGO, IL 141,043141.0k $3.2m $3.2m 0.10% Added +61.0k +61,030
52 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 129,158129.2k $2.9m $2.9m 0.00% Reduced -168.1k -168,146
53 Faithward Advisors, LLC 0.60% of their portfolio LANCASTER, PA 116,300116.3k $2.6m $2.6m 0.60% Reduced -3.7k -3,683
54 BENJAMIN F. EDWARDS & COMPANY, INC. 0.11% of their portfolio ST. LOUIS, MO 112,320112.3k $2.5m $2.5m 0.11% Added +51.7k +51,657
55 Vawter Financial, Ltd. 2.52% of their portfolio COLUMBUS, OH 110,745110.7k $2.5m $2.5m 2.52% Added +16.8k +16,783
56 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 106,937106.9k $2.4m $2.4m 0.00% New
57 Merit Financial Group, LLC 0.09% of their portfolio ALPHARETTA, GA 106,520106.5k $2.4m $2.4m 0.09% Added +6.3k +6,273
58 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 100,000100.0k $2.2m $2.2m 0.00% New
59 CALTON & ASSOCIATES, INC. 1.04% of their portfolio Tampa, FL 99,69699.7k $2.2m $2.2m 1.04% Reduced -2.5k -2,500
60 Midwest Heritage Bank, FSB 1.67% of their portfolio WEST DES MOINES, IA 92,44892.4k $2.1m $2.1m 1.67% Added +18.0k +17,979
61 Investments & Financial Planning, LLC 1.74% of their portfolio LEXINGTON, KY 84,27684.3k $1.9m $1.9m 1.74% Added +29.3k +29,341
62 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 81,90481.9k $1.8m $1.8m 0.02% Added +9.4k +9,359
63 CapWealth Advisors, LLC 0.22% of their portfolio FRANKLIN, TN 77,16177.2k $1.7m $1.7m 0.22% Reduced -1.1k -1,070
64 HARBOUR INVESTMENTS, INC. 0.09% of their portfolio MADISON, WI 76,58176.6k $1.7m $1.7m 0.09% Added +28.7k +28,707
65 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 73,49173.5k $1.7m $1.7m 0.01% Reduced -2.1k -2,101
66 Valmark Advisers, Inc. 0.03% of their portfolio AKRON, OH 70,23670.2k $1.6m $1.6m 0.03% Added +2.2k +2,221
67 Cedar Brook Financial Partners, LLC 0.40% of their portfolio CLEVELAND, OH 70,15870.2k $1.6m $1.6m 0.40% Added +3.4k +3,385
68 TOWNSEND ASSET MANAGEMENT CORP /NC/ /ADV 0.81% of their portfolio RALEIGH, NC 69,86569.9k $1.6m $1.6m 0.81% New
69 Wayfinding Financial, LLC 1.18% of their portfolio LYNNWOOD, WA 69,10469.1k $1.6m $1.6m 1.18% New
70 CENTRAL TRUST Co 0.05% of their portfolio JEFFERSON CITY, MO 68,84868.8k $1.5m $1.5m 0.05% New
71 FLOW TRADERS U.S. LLC 0.06% of their portfolio NEW YORK, NY 67,03567.0k $1.5m $1.5m 0.06% Reduced -113.5k -113,469
72 CWS Financial Advisors, LLC 0.57% of their portfolio KALAMAZOO, MI 63,98464.0k $1.4m $1.4m 0.57% New
73 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 60,00060.0k $1.3m $1.3m 0.01% Added +20.1k +20,140
74 Capital Planning LLC 0.55% of their portfolio BELLEVUE, WA 59,41559.4k $1.3m $1.3m 0.55% Added +5.5k +5,468
75 Aptus Capital Advisors, LLC 0.04% of their portfolio FAIRHOPE, AL 58,38558.4k $1.3m $1.3m 0.04% New
76 Lantz Financial LLC 0.54% of their portfolio NAPERVILLE, IL 57,94757.9k $1.3m $1.3m 0.54% Added +13.9k +13,872
77 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 52,62452.6k $1.2m $1.2m 0.00% New
78 Ameritas Advisory Services, LLC 0.06% of their portfolio Lincoln, NE 52,31152.3k $1.2m $1.2m 0.06% Added +2.3k +2,271
79 Bridge Advisory, LLC 0.43% of their portfolio PASADENA, CA 49,16649.2k $1.1m $1.1m 0.43% Reduced -1.1k -1,145
80 Stratos Wealth Advisors, LLC 0.08% of their portfolio BEACHWOOD, OH 48,84648.8k $1.1m $1.1m 0.08% Added +5.1k +5,113
81 MADISON WEALTH MANAGEMENT 0.22% of their portfolio CINCINNATI, OH 44,43844.4k $998.1k $998.1k 0.22% Added +306 +306
82 WEALTHSOURCE PARTNERS, LLC 0.06% of their portfolio SAN LUIS OBISPO, CA 42,59342.6k $956.6k $956.6k 0.06% New
83 Financial Perspectives, Inc 0.46% of their portfolio MINNEAPOLIS, MN 42,52442.5k $955.1k $955.1k 0.46% Added +4.6k +4,646
84 Meridian Wealth Management, LLC 0.08% of their portfolio LEXINGTON, KY 40,46140.5k $908.8k $908.8k 0.08% New
85 Tradition Wealth Management, LLC 0.11% of their portfolio EDINA, MN 40,00640.0k $899.0k $899.0k 0.11% New
86 Bard Financial Services, Inc. 0.07% of their portfolio BRANFORD, CT 39,25039.2k $881.6k $881.6k 0.07% Added +7.5k +7,500
87 Mariner, LLC 0.00% of their portfolio Overland Park, KS 38,41438.4k $863.0k $863.0k 0.00% Added +1.2k +1,190
88 STONNINGTON GROUP, LLC 0.23% of their portfolio PASADENA, CA 38,40038.4k $868.2k $868.2k 0.23% New
89 CAROLINAS WEALTH CONSULTING LLC 0.18% of their portfolio CHARLOTTE, NC 38,31138.3k $860.5k $860.5k 0.18% Added +2.1k +2,139
90 WNY Asset Management, LLC 0.20% of their portfolio Williamsville, NY 37,29537.3k $837.6k $837.6k 0.20% Reduced -4.6k -4,628
91 Koshinski Asset Management, Inc. 0.08% of their portfolio DECATUR, IL 36,58636.6k $821.7k $821.7k 0.08% Added +7.3k +7,320
92 ACAS, LLC 1.16% of their portfolio RANCHO SANTA FE, CA 35,86235.9k $805.5k $805.5k 1.16% Added +4.9k +4,916
93 PETTYJOHN, WOOD & WHITE, INC 0.16% of their portfolio LYNCHBURG, VA 28,52528.5k $640.7k $640.7k 0.16% Reduced -625 -625
94 Beacon Financial Advisory LLC 0.40% of their portfolio CLEVELAND, OH 28,26428.3k $634.8k $634.8k 0.40% Added +17.8k +17,816
95 Cornerstone Wealth Management, LLC 0.06% of their portfolio ST. PETERS, MO 25,64625.6k $576.0k $576.0k 0.06% First filing
96 Belpointe Asset Management LLC 0.03% of their portfolio RENO, NV 24,65524.7k $553.8k $553.8k 0.03% Added +3.4k +3,425
97 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 24,59524.6k $552.4k $552.4k 0.00% New
98 FOUNDERS FINANCIAL SECURITIES LLC 0.07% of their portfolio TOWSON, MD 22,56822.6k $506.9k $506.9k 0.07% Added +9.9k +9,860
99 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 22,52922.5k $506.0k $506.0k 0.01% Added +852 +852
100 Spire Wealth Management 0.02% of their portfolio MCLEAN, VA 22,48122.5k $504.9k $504.9k 0.02% New