Vault-13

CAPITAL GROUP GROWTH ETF CGGR

SHS CREATION UNI · ETP · CUSIP 14020G101

124 institutional holders +30 vs Q3 2022
44,157,04944.2m shares reported held*
$873.2mreported value*
30 new 75 added 5 reduced 6 sold out net bought ≈ $358.6m (+18.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $19.78. Options: 1 managers hold calls ($0 notional), 2 hold puts ($0).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 94Q4 22: 124124Q3 22Q4 22
Numbers
QuarterHolders
Q3 202294
Q4 2022124

Biggest buyers

SIGNATURE ESTATE & INVESTMENT ADVISORS LLC New +2,221,256+2.2m
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +1,885,673+1.9m
Capital Group Private Client Services, Inc. Added +1,593,806+1.6m
ROYAL BANK OF CANADA Added +1,415,393+1.4m
LPL Financial LLC Added +1,240,999+1.2m
Baird Financial Group, Inc. Added +891,566+891.6k
COMMONWEALTH EQUITY SERVICES, LLC Added +869,086+869.1k
RAYMOND JAMES & ASSOCIATES Added +637,331+637.3k
ENVESTNET ASSET MANAGEMENT INC Added +540,731+540.7k
HoyleCohen, LLC Added +499,266+499.3k

Biggest sellers

CFS Investment Advisory Services, LLC Reduced -172,975-173.0k
RENAISSANCE TECHNOLOGIES LLC Sold out -56,600-56.6k
CWS Financial Advisors, LLC Sold out -55,470-55.5k
Atria Wealth Solutions, Inc. Sold out -13,668-13.7k
CAPTRUST FINANCIAL ADVISORS Sold out -13,457-13.5k
OLD MISSION CAPITAL LLC Reduced -9,897-9.9k
Householder Group Estate & Retirement Specialist, LLC Sold out -6,970-7.0k
CARY STREET PARTNERS INVESTMENT ADVISORY LLC Reduced -5,929-5.9k
Faithward Advisors, LLC Reduced -5,642-5.6k
Selective Wealth Management, Inc. Sold out -1,000-1.0k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
SIMPLEX TRADING, LLC Unchanged $0100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Capital Group Private Client Services, Inc. 2.07% of their portfolio Los Angeles, CA 8,225,7628.2m $164.0m $164.0m 2.07% Added +1.6m +1,593,806
2 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.12% of their portfolio MILWAUKEE, WI 3,864,9553.9m $77.1m $77.1m 0.12% Added +1.9m +1,885,673
3 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 2,802,0632.8m $55.9m $55.9m 0.05% Added +1.2m +1,240,999
4 COMMONWEALTH EQUITY SERVICES, LLC 0.11% of their portfolio WALTHAM, MA 2,280,5542.3m $45.5m $45.5m 0.11% Added +869.1k +869,086
5 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 1.59% of their portfolio LOS ANGELES, CA 2,221,2562.2m $44.3m $44.3m 1.59% New
6 New England Capital Financial Advisors LLC 27.39% of their portfolio MERIDEN, CT 1,808,2741.8m $38.6m $38.6m 27.39% First filing
7 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,798,7811.8m $35.9m $35.9m 0.01% Added +1.4m +1,415,393
8 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 1,529,5671.5m $30.5m $30.5m 0.03% Added +637.3k +637,331
9 Cambridge Investment Research Advisors, Inc. 0.14% of their portfolio FAIRFIELD, IA 1,328,7121.3m $26.5m $26.5m 0.14% Added +385.8k +385,784
10 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 1,004,6731.0m $20.0m $20.0m 0.01% Added +540.7k +540,731
11 Gerber Kawasaki Wealth & Investment Management 1.69% of their portfolio SANTA MONICA, CA 954,694954.7k $19.0m $19.0m 1.69% Added +124.3k +124,294
12 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 922,085922.1k $18.4m $18.4m 0.04% Added +251.7k +251,743
13 Baird Financial Group, Inc. 0.05% of their portfolio MILWAUKEE, WI 910,749910.7k $18.2m $18.2m 0.05% Added +891.6k +891,566
14 ADAMSBROWN WEALTH CONSULTANTS LLC 10.79% of their portfolio WICHITA, KS 891,283891.3k $17.8m $17.8m 10.79% Added +142.5k +142,477
15 MML INVESTORS SERVICES, LLC 0.10% of their portfolio SPRINGFIELD, MA 755,758755.8k $15.1m $15.1m 0.10% Added +358.6k +358,645
16 Janney Montgomery Scott LLC 0.05% of their portfolio PHILADELPHIA, PA 629,417629.4k $12.6m $12.6m 0.05% Added +58.8k +58,751
17 BARNES PETTEY FINANCIAL ADVISORS, LLC 11.70% of their portfolio CLARKSDALE, MS 568,814568.8k $11.3m $11.3m 11.70% Added +187.2k +187,164
18 Financial Council, LLC 6.52% of their portfolio TOWSON, MD 521,811521.8k $10.4m $10.4m 6.52% Added +318.5k +318,510
19 HoyleCohen, LLC 1.01% of their portfolio SAN DIEGO, CA 510,146510.1k $10.2m $10.2m 1.01% Added +499.3k +499,266
20 Prism Advisors, Inc. 3.61% of their portfolio STUDIO CITY, CA 493,668493.7k $9.8m $9.8m 3.61% Added +53.9k +53,937
21 Ergawealth Advisors, Inc. 8.34% of their portfolio OAK BROOK, IL 462,119462.1k $9.2m $9.2m 8.34% First filing
22 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 461,457461.5k $9.2m $9.2m 0.02% Added +116.2k +116,174
23 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 452,095452.1k $9.0m $9.0m 0.01% Added +40.0k +40,042
24 Cetera Advisor Networks LLC 0.07% of their portfolio EL SEGUNDO, CA 449,219449.2k $9.0m $9.0m 0.07% Added +219.9k +219,928
25 Kestra Advisory Services, LLC 0.08% of their portfolio AUSTIN, TX 446,979447.0k $8.9m $8.9m 0.08% Added +198.6k +198,641
26 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 446,640446.6k $508.4k $508.4k 0.01% Added +145.8k +145,792
27 &PARTNERS 4.08% of their portfolio NASHVILLE, TN 411,954412.0k $8.2m $8.2m 4.08% Added +99.8k +99,805
28 UBS Group AG 0.00% of their portfolio ZURICH, V8 355,296355.3k $7.1m $7.1m 0.00% Added +231.2k +231,159
29 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 331,171331.2k $6.6m $6.6m 0.00% New
30 Cetera Investment Advisers 0.06% of their portfolio SCHAUMBURG, IL 298,355298.4k $5.9m $5.9m 0.06% Added +282.9k +282,904
31 LINCOLN NATIONAL CORP 0.13% of their portfolio RADNOR, PA 297,920297.9k $5.9m $5.9m 0.13% Added +94.9k +94,909
32 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 297,304297.3k $5.9m $5.9m 0.01% Added +35.8k +35,786
33 Souders Financial Advisors 1.24% of their portfolio CINCINNATI, OH 273,341273.3k $5.5m $5.5m 1.24% Added +4.0k +3,951
34 Cetera Advisors LLC 0.09% of their portfolio DENVER, CO 246,388246.4k $4.9m $4.9m 0.09% New
35 Robbie L. Kennerson P.A., Inc. 4.87% of their portfolio Port Orange, FL 240,663240.7k $4.8m $4.8m 4.87% First filing
36 Bedel Financial Consulting, Inc. 1.11% of their portfolio INDIANAPOLIS, IN 223,754223.8k $4.5m $4.5m 1.11% Added +145.0k +145,042
37 Ballew Advisors, Inc 3.34% of their portfolio Jackson, MS 206,264206.3k $4.4m $4.4m 3.34% New
38 Confluence Wealth Services, Inc. 0.95% of their portfolio MCMURRAY, PA 182,962183.0k $3.6m $3.6m 0.95% Added +115.8k +115,773
39 FLOW TRADERS U.S. LLC 0.18% of their portfolio NEW YORK, NY 180,504180.5k $3.6m $3.6m 0.18% Added +136.3k +136,333
40 Capital Analysts, LLC 0.22% of their portfolio FORT WASHINGTON, PA 177,510177.5k $3.5m $3.5m 0.22% Added +126.7k +126,711
41 Armor Investment Advisors, LLC 2.11% of their portfolio RALEIGH, NC 173,683173.7k $3.5m $3.5m 2.11% Added +143.3k +143,290
42 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 169,806169.8k $3.4m $3.4m 0.01% New
43 PFG Advisors 0.32% of their portfolio Phoenix, AZ 165,213165.2k $3.3m $3.3m 0.32% Added +80.9k +80,923
44 Strategic Family Wealth Counselors, L.L.C. 1.61% of their portfolio FAIRFIELD, NJ 162,120162.1k $3.2m $3.2m 1.61% New
45 Steward Partners Investment Advisory, LLC 0.05% of their portfolio STAMFORD, CT 148,449148.4k $3.0m $3.0m 0.05% Added +88.8k +88,835
46 ECLECTIC ASSOCIATES INC /ADV 1.34% of their portfolio FULLERTON, CA 138,589138.6k $2.8m $2.8m 1.34% Added +72.8k +72,824
47 Faithward Advisors, LLC 0.52% of their portfolio LANCASTER, PA 119,983120.0k $2.4m $2.4m 0.52% Reduced -5.6k -5,642
48 Investmark Advisory Group LLC 1.74% of their portfolio Shelton, CT 117,644117.6k $2.3m $2.3m 1.74% Added +28.8k +28,834
49 Advisory Services Network, LLC 0.07% of their portfolio ATLANTA, GA 116,349116.3k $2.3m $2.3m 0.07% Added +86.2k +86,211
50 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 105,080105.1k $297.4k $297.4k 0.01% Added +78.2k +78,223
51 CALTON & ASSOCIATES, INC. 0.79% of their portfolio Tampa, FL 102,196102.2k $2.0m $2.0m 0.79% Added +84.5k +84,486
52 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.15% of their portfolio RICHMOND, VA 101,777101.8k $2.0m $2.0m 0.15% Reduced -5.9k -5,929
53 Merit Financial Group, LLC 0.07% of their portfolio ALPHARETTA, GA 100,247100.2k $2.0m $2.0m 0.07% Added +56.9k +56,872
54 Vawter Financial, Ltd. 2.18% of their portfolio COLUMBUS, OH 93,96294.0k $1.9m $1.9m 2.18% First filing
55 OLD MISSION CAPITAL LLC 0.07% of their portfolio CHICAGO, IL 80,01380.0k $1.6m $1.6m 0.07% Reduced -9.9k -9,897
56 CapWealth Advisors, LLC 0.18% of their portfolio FRANKLIN, TN 78,23178.2k $1.6m $1.6m 0.18% Unchanged
57 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 75,59275.6k $1.5m $1.5m 0.01% Added +12.6k +12,580
58 Midwest Heritage Bank, FSB 1.44% of their portfolio WEST DES MOINES, IA 74,46974.5k $1.5m $1.5m 1.44% Added +27.2k +27,242
59 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 72,54572.5k $1.4m $1.4m 0.02% Added +17.4k +17,417
60 Valmark Advisers, Inc. 0.03% of their portfolio AKRON, OH 68,01568.0k $1.4m $1.4m 0.03% Added +50.0k +49,954
61 Cedar Brook Financial Partners, LLC 0.38% of their portfolio CLEVELAND, OH 66,77366.8k $1.3m $1.3m 0.38% Added +56.6k +56,642
62 BENJAMIN F. EDWARDS & COMPANY, INC. 0.05% of their portfolio ST. LOUIS, MO 60,66360.7k $1.2m $1.2m 0.05% Added +11.1k +11,140
63 Investments & Financial Planning, LLC 1.07% of their portfolio LEXINGTON, KY 54,93554.9k $1.1m $1.1m 1.07% First filing
64 Capital Planning LLC 0.48% of their portfolio BELLEVUE, WA 53,94753.9k $1.1m $1.1m 0.48% Added +36.3k +36,259
65 Bridge Advisory, LLC 0.42% of their portfolio PASADENA, CA 50,31150.3k $1.0m $1.0m 0.42% Added +769 +769
66 Ameritas Advisory Services, LLC 0.05% of their portfolio Lincoln, NE 50,04050.0k $997.8k $997.8k 0.05% New
67 HARBOUR INVESTMENTS, INC. 0.06% of their portfolio MADISON, WI 47,87447.9k $954.6k $954.6k 0.06% Added +25.1k +25,119
68 MADISON WEALTH MANAGEMENT 0.20% of their portfolio CINCINNATI, OH 44,13244.1k $880.0k $880.0k 0.20% Added +14.5k +14,517
69 Lantz Financial LLC 0.40% of their portfolio NAPERVILLE, IL 44,07544.1k $878.9k $878.9k 0.40% New
70 Stratos Wealth Advisors, LLC 0.07% of their portfolio BEACHWOOD, OH 43,73343.7k $872.0k $872.0k 0.07% New
71 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 43,39743.4k $865.3k $865.3k 0.02% New
72 WNY Asset Management, LLC 0.23% of their portfolio Williamsville, NY 41,92341.9k $835.9k $835.9k 0.23% New
73 Capital International Investors 0.00% of their portfolio Los Angeles, CA 40,00040.0k $797.6k $797.6k 0.00% Unchanged
74 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 39,86039.9k $794.8k $794.8k 0.00% New
75 Financial Perspectives, Inc 0.39% of their portfolio MINNEAPOLIS, MN 37,87837.9k $755.3k $755.3k 0.39% Added +15.8k +15,827
76 Mariner, LLC 0.00% of their portfolio Overland Park, KS 37,22437.2k $742.0k $742.0k 0.00% Added +6.9k +6,938
77 CAROLINAS WEALTH CONSULTING LLC 0.16% of their portfolio CHARLOTTE, NC 36,17236.2k $721.3k $721.3k 0.16% Added +35.7k +35,678
78 Bard Financial Services, Inc. 0.05% of their portfolio BRANFORD, CT 31,75031.8k $633.0k $633.0k 0.05% Added +19.2k +19,250
79 ACAS, LLC 0.95% of their portfolio RANCHO SANTA FE, CA 30,94630.9k $617.1k $617.1k 0.95% First filing
80 Koshinski Asset Management, Inc. 0.06% of their portfolio DECATUR, IL 29,26629.3k $583.6k $583.6k 0.06% New
81 PETTYJOHN, WOOD & WHITE, INC 0.14% of their portfolio LYNCHBURG, VA 29,15029.1k $581.0k $581.0k 0.14% New
82 Brown Miller Wealth Management, LLC 0.34% of their portfolio MCLEAN, VA 27,08727.1k $540.1k $540.1k 0.34% Added +13.8k +13,827
83 Summit Investment Advisory Services, LLC 0.61% of their portfolio ROSEVILLE, MN 25,18225.2k $502.1k $502.1k 0.61% First filing
84 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 23,05823.1k $459.8k $459.8k 0.02% Added +10.9k +10,856
85 Signature Wealth Management Group 0.22% of their portfolio ATLANTA, GA 22,41122.4k $446.9k $446.9k 0.22% Added +6.4k +6,436
86 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 21,97422.0k $438.0k $438.0k 0.02% New
87 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 21,67721.7k $432.2k $432.2k 0.01% Added +10.1k +10,096
88 Belpointe Asset Management LLC 0.03% of their portfolio RENO, NV 21,23021.2k $423.3k $423.3k 0.03% Added +3.0k +2,950
89 SILVERLAKE WEALTH MANAGEMENT LLC 0.24% of their portfolio WILLISTON, VT 19,59219.6k $390.7k $390.7k 0.24% Added +773 +773
90 Rehmann Capital Advisory Group 0.04% of their portfolio LANSING, MI 19,48519.5k $388.5k $388.5k 0.04% Added +544 +544
91 WINTRUST INVESTMENTS LLC 0.05% of their portfolio CHICAGO, IL 18,66318.7k $372.0k $372.0k 0.05% Reduced -49 -49
92 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 17,73217.7k $353.6k $353.6k 0.01% New
93 180 WEALTH ADVISORS, LLC 0.09% of their portfolio FEDERAL WAY, WA 17,37717.4k $383.5k $383.5k 0.09% New
94 AdvisorNet Financial, Inc 0.03% of their portfolio MINNETONKA, MN 16,07416.1k $320.5k $320.5k 0.03% Added +11.4k +11,355
95 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 15,96416.0k $318.0k $318.0k 0.01% Added +4.9k +4,892
96 Lincoln Capital LLC 0.09% of their portfolio LINCOLN, NE 15,54315.5k $309.9k $309.9k 0.09% Added +105 +105
97 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 15,52915.5k $309.6k $309.6k 0.02% New
98 WR Wealth Planners, LLC 0.18% of their portfolio COLUMBIA, MO 14,97715.0k $298.6k $298.6k 0.18% Added +1.8k +1,783
99 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 13,56513.6k $270.5k $270.5k 0.00% New
100 FINANCIAL MANAGEMENT NETWORK INC 0.12% of their portfolio MISSION VIEJO, CA 13,40813.4k $269.5k $269.5k 0.12% New