CANOO INC
CL A COM NEW · CUSIP 13803R201
111
institutional holders
+5 vs Q2 2024
16.8m
shares reported held*
$16.5mreported value*
26 new
22 added
17 reduced
22 sold out
net bought ≈ $300.4k (+305.5k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.98. Options: 9 managers hold calls ($2.7m notional), 8 hold puts ($2.3m).
Trends to Q3 2024
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 1 |
| Q4 2022 | 1 |
| Q1 2023 | 0 |
| Q2 2023 | 0 |
| Q3 2023 | 1 |
| Q4 2023 | 1 |
| Q1 2024 | 74 |
| Q2 2024 | 106 |
| Q3 2024 | 111 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 0 | 0 |
| Q1 2023 | 0 | 1 |
| Q4 2023 | 0 | 1 |
| Q1 2024 | 74 | 1 |
| Q2 2024 | 71 | 24 |
| Q3 2024 | 48 | 39 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q4 2023 | $0 | $0 | — |
| Q1 2024 | $11.7m | $8.9m | 0.76 |
| Q2 2024 | $5.3m | $7.1m | 1.34 |
| Q3 2024 | $2.7m | $2.3m | 0.84 |
Biggest buyers
| VANGUARD GROUP INC | Added | +1.2m |
| GEODE CAPITAL MANAGEMENT, LLC | Added | +341.9k |
| NORTHERN TRUST CORP | Added | +330.6k |
| Virtu Financial LLC | New | +284.3k |
| GOLDMAN SACHS GROUP INC | Added | +189.4k |
| Squarepoint Ops LLC | New | +168.7k |
| AJOVista, LLC | New | +122.3k |
| BARCLAYS PLC | Added | +67.0k |
| Verition Fund Management LLC | New | +65.5k |
| STATE STREET CORP | Added | +63.7k |
Biggest sellers
| JANE STREET GROUP, LLC | Reduced | -681.8k |
| CLEAR STREET LLC | Sold out | -460.0k |
| Nuveen Asset Management, LLC | Reduced | -433.8k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | Reduced | -372.5k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | -253.5k |
| Rafferty Asset Management, LLC | Sold out | -212.3k |
| BANK OF AMERICA CORP /DE/ | Reduced | -167.8k |
| MORGAN STANLEY | Reduced | -59.1k |
| Alpine Global Management, LLC | Sold out | -58.0k |
| COWEN AND COMPANY, LLC | Sold out | -51.1k |
Biggest calls
| SIMPLEX TRADING, LLC | Added | $1.2m1.2m shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $601.8k614.1k shares |
| CITADEL ADVISORS LLC | Added | $398.6k405.3k shares |
| Caption Management, LLC | Unchanged | $245.9k250.0k shares |
| WOLVERINE TRADING, LLC | Added | $181.8k169.9k shares |
| GTS SECURITIES LLC | Reduced | $70.4k71.6k shares |
| JANE STREET GROUP, LLC | New | $19.1k19.4k shares |
| Walleye Trading LLC | Unchanged | $12.2k12.4k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| NATIONAL BANK OF CANADA /FI/ | New | $740.5k7.5k shares |
| SIMPLEX TRADING, LLC | Reduced | $579.0k589.3k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $413.8k422.2k shares |
| CITADEL ADVISORS LLC | Added | $293.0k297.9k shares |
| GTS SECURITIES LLC | Added | $119.2k121.3k shares |
| Verition Fund Management LLC | Added | $70.2k71.4k shares |
| WOLVERINE TRADING, LLC | Added | $50.0k46.7k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q3 2024
| Manager | Shares | Change |
|---|---|---|
| BlackRock, Inc. 0.00% of their portfolio | 4.1m $4.0m | First filing |
| VANGUARD GROUP INC 0.00% of their portfolio | 3.9m $3.9m | Added +1.2m |
| STATE STREET CORP 0.00% of their portfolio | 2.3m $2.3m | Added +63.7k |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 1.7m $1.7m | Added +341.9k |
| Infini Capital Management Ltd 0.62% of their portfolio | 727.8k $715.8k | First filing |
| NORTHERN TRUST CORP 0.00% of their portfolio | 470.4k $462.7k | Added +330.6k |
| Virtu Financial LLC 0.02% of their portfolio | 284.3k $280.0k | New |
| Mitsubishi UFJ Asset Management Co., Ltd. 0.00% of their portfolio | 255.3k $251.1k | Reduced -9.7k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 253.8k $249.7k | Added +189.4k |
| MORGAN STANLEY 0.00% of their portfolio | 248.9k $244.8k | Reduced -59.1k |
| Marex Group Ltd 0.00% of their portfolio | 196.4k $193.2k | Added +1.0k |
| Squarepoint Ops LLC 0.00% of their portfolio | 168.7k $165.9k | New |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 164.1k $161.4k | Reduced -372.5k |
| Bank of New York Mellon Corp 0.00% of their portfolio | 135.0k $132.8k | Reduced -48.8k |
| AJOVista, LLC 0.51% of their portfolio | 122.3k $120.3k | New |
| Nuveen Asset Management, LLC 0.00% of their portfolio | 115.9k $114.0k | Reduced -433.8k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 113.0k $111.2k | Reduced -253.5k |
| EP Wealth Advisors, LLC 0.00% of their portfolio | 100.0k $98.3k | Reduced -21.7k |
| ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio | 98.2k $96.6k | Unchanged |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 92.1k $90.6k | Reduced -681.8k |
| BARCLAYS PLC 0.00% of their portfolio | 87.8k $86.3k | Added +67.0k |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 74.9k $73.7k | Added +37.1k |
| CITIGROUP INC 0.00% of their portfolio | 69.3k $68.1k | Added +38.1k |
| RHUMBLINE ADVISERS 0.00% of their portfolio | 65.9k $64.9k | Reduced -6.0k |
| Verition Fund Management LLC 0.00% of their portfolio | 65.5k $64.4k | New |
| ExodusPoint Capital Management, LP 0.00% of their portfolio | 62.2k $61.0k | New |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 58.2k $57.2k | Added +7.4k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 49.8k $49.0k | Added +32.0k |
| DEUTSCHE BANK AG\ 0.00% of their portfolio | 37.2k $36.5k | Unchanged |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 35.9k $35.3k | Reduced -167.8k |
| SEI INVESTMENTS CO 0.00% of their portfolio | 35.7k $35.1k | New |
| Corebridge Financial, Inc. 0.00% of their portfolio | 35.1k $34.5k | Added +3.1k |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.00% of their portfolio | 33.1k $32.5k | New |
| XTX Topco Ltd 0.00% of their portfolio | 31.7k $31.1k | Added +20.8k |
| Daiwa Securities Group Inc. 0.00% of their portfolio | 31.4k $31.0k | Reduced -1.3k |
| UBS Group AG 0.00% of their portfolio | 31.3k $30.8k | Added +6.4k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 30.4k $29.9k | Added +4.1k |
| Invesco Ltd. 0.00% of their portfolio | 25.8k $25.3k | Reduced -1.1k |
| Farther Finance Advisors, LLC 0.00% of their portfolio | 25.0k $24.6k | Unchanged |
| Cetera Investment Advisers 0.00% of their portfolio | 24.5k $24.1k | New |
| SG Americas Securities, LLC 0.00% of their portfolio | 23.1k $23.0k | New |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 20.8k $20.0k | Reduced -113 |
| Balyasny Asset Management L.P. 0.00% of their portfolio | 20.0k $19.7k | New |
| Curbstone Financial Management Corp 0.00% of their portfolio | 20.0k $19.7k | Unchanged |
| PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio | 19.2k $19.0k | Unchanged |
| StoneX Group Inc. 0.00% of their portfolio | 19.1k $18.8k | New |
| TWO SIGMA SECURITIES, LLC 0.00% of their portfolio | 19.0k $18.7k | New |
| WOLVERINE TRADING, LLC 0.00% of their portfolio | 18.6k $20.0k | New |
| Harel Insurance Investments & Financial Services Ltd. 0.00% of their portfolio | 16.5k $16.0k | Added +44 |
| Quadrature Capital Ltd 0.00% of their portfolio | 16.4k $16.1k | New |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio | 16.3k $16.0k | Unchanged |
| MBL Wealth, LLC 0.00% of their portfolio | 14.7k $14.4k | Unchanged |
| NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio | 14.3k $14.1k | Reduced -36.0k |
| Amundi 0.00% of their portfolio | 14.1k $13.9k | Unchanged |
| BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio | 12.9k $12.7k | Added +3.1k |
| ProShare Advisors LLC 0.00% of their portfolio | 12.4k $12.2k | New |
| AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio | 11.6k $11.4k | New |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 11.4k $11.0k | New |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 10.3k $10.1k | New |
| Apollon Wealth Management, LLC 0.00% of their portfolio | 10.0k $9.8k | Unchanged |
| Russell Investments Group, Ltd. 0.00% of their portfolio | 8.9k $8.8k | New |
| FMR LLC 0.00% of their portfolio | 8.2k $8.0k | Added +3.3k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 7.7k $7.0k | Added +1.8k |
| Ameritas Investment Partners, Inc. 0.00% of their portfolio | 5.8k $5.7k | Unchanged |
| Legal & General Group Plc 0.00% of their portfolio | 5.1k $5.0k | Unchanged |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio | 4.3k $4.2k | Unchanged |
| AMALGAMATED BANK 0.00% of their portfolio | 2.1k $2.0k | Unchanged |
| FEDERATED HERMES, INC. 0.00% of their portfolio | 1.5k $1.5k | New |
| CAROLINAS WEALTH CONSULTING LLC 0.00% of their portfolio | 1.4k $1.3k | Unchanged |
| HARBOR INVESTMENT ADVISORY, LLC 0.00% of their portfolio | 1.0k $984 | Unchanged |
| CWM, LLC 0.00% of their portfolio | 906 $1.0k | Added +894 |
| Allworth Financial LP 0.00% of their portfolio | 893 $879 | Unchanged |
| Olistico Wealth, LLC 0.00% of their portfolio | 868 $854 | Unchanged |
| TOTH FINANCIAL ADVISORY CORP 0.00% of their portfolio | 826 $813 | Unchanged |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 725 $713 | Unchanged |
| Federation des caisses Desjardins du Quebec 0.00% of their portfolio | 686 $675 | Unchanged |
| Lindbrook Capital, LLC 0.00% of their portfolio | 564 $555 | Unchanged |
| First Command Advisory Services, Inc. 0.00% of their portfolio | 434 $427 | Unchanged |
| GPS Wealth Strategies Group, LLC 0.00% of their portfolio | 346 $340 | Unchanged |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 241 $237 | Reduced -3.2k |
| CoreCap Advisors, LLC 0.00% of their portfolio | 228 $224 | Unchanged |
| TrinityBridge Ltd 0.00% of their portfolio | 221 $0 | Unchanged |
| Bear Mountain Capital, Inc. 0.00% of their portfolio | 217 $206 | Unchanged |
| Sterling Capital Management LLC 0.00% of their portfolio | 189 $186 | First filing |
| NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio | 143 $141 | Added +78 |
| NISA INVESTMENT ADVISORS, LLC 0.00% of their portfolio | 130 $128 | New |
| Allspring Global Investments Holdings, LLC 0.00% of their portfolio | 92 $90 | New |
| CIBC Private Wealth Group LLC 0.00% of their portfolio | 89 $88 | Reduced -39 |
| TRUST CO OF VERMONT 0.00% of their portfolio | 86 $85 | Unchanged |
| DecisionPoint Financial, LLC 0.00% of their portfolio | 86 $85 | Unchanged |
| JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio | 66 $71 | Added +62 |
| US BANCORP \DE\ 0.00% of their portfolio | 65 $64 | Unchanged |
| PICTON MAHONEY ASSET MANAGEMENT 0.00% of their portfolio | 52 $1.0k | New |
| ARMSTRONG ADVISORY GROUP, INC 0.00% of their portfolio | 51 $51 | Unchanged |
| Compagnie Lombard Odier SCmA 0.00% of their portfolio | 48 $48 | Unchanged |
| Perritt Capital Management Inc 0.00% of their portfolio | 43 $42 | Unchanged |
| Avior Wealth Management, LLC 0.00% of their portfolio | 43 $42 | Unchanged |
| Investors Research Corp 0.00% of their portfolio | 43 $42 | Unchanged |
| DHJJ Financial Advisors, Ltd. 0.00% of their portfolio | 43 $43 | Unchanged |
| Atlantic Edge Private Wealth Management, LLC 0.00% of their portfolio | 43 $43 | Unchanged |