Vault-13

CANOPY GROWTH CORP CGC

COM NEW · Common Stock · CUSIP 138035704 · ISIN CA1380357048

Medical marijuana company based in Smiths Falls, Ontario

221 institutional holders +2 vs Q4 2023
10,542,28110.5m shares reported held*
11.6% of all shares outstanding*
$91.1mreported value*
43 new 38 added 44 reduced 43 sold out net bought ≈ $57.2m (+6.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($125.4k this quarter). Holder counts are more reliable. Shares outstanding: 91.1m as of 2024-02-07, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $8.64. Options: 20 managers hold calls ($176.5m notional), 19 hold puts ($40.2m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 2Q4 22: 2Q1 23: 2Q2 23: 3Q3 23: 4Q4 23: 219Q1 24: 221221Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 20222
Q4 20222
Q1 20232
Q2 20233
Q3 20234
Q4 2023219
Q1 2024221

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 0 bought or addedQ4 22: 0 cut or sold outQ4 22Q1 23: 1 bought or addedQ1 23: 1 cut or sold outQ1 23Q2 23: 1 bought or addedQ2 23: 1 cut or sold outQ2 23Q3 23: 1 bought or addedQ3 23: 0 cut or sold outQ3 23Q4 23: 205 bought or addedQ4 23: 4 cut or sold outQ4 23Q1 24: 81 bought or addedQ1 24: 87 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 202200
Q1 202311
Q2 202311
Q3 202310
Q4 20232054
Q1 20248187

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150m$200mQ2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $71.0mQ4 23 puts: $18.7mQ4 23P/C 0.26Q1 24 calls: $176.5mQ1 24 puts: $40.2mQ1 24P/C 0.23
Numbers
QuarterCallsPutsP/C
Q2 2023$0$0—
Q3 2023$0$0—
Q4 2023$71.0m$18.7m0.26
Q1 2024$176.5m$40.2m0.23

Biggest buyers

Tidal Investments LLC New +2,516,529+2.5m
MORGAN STANLEY Added +1,333,853+1.3m
ROYAL BANK OF CANADA Added +1,204,669+1.2m
JANE STREET GROUP, LLC Added +1,014,701+1.0m
BANK OF AMERICA CORP /DE/ Added +337,263+337.3k
MILLENNIUM MANAGEMENT LLC Added +228,110+228.1k
GOLDMAN SACHS GROUP INC Added +191,816+191.8k
GTS SECURITIES LLC Added +161,362+161.4k
CANTOR FITZGERALD, L. P. New +142,700+142.7k
SIMPLEX TRADING, LLC Added +115,495+115.5k

Biggest sellers

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -320,065-320.1k
Mirae Asset Global Investments Co., Ltd. Sold out -215,817-215.8k
LORD, ABBETT & CO. LLC Reduced -134,432-134.4k
Connective Capital Management, LLC Sold out -125,330-125.3k
AXS Investments LLC Sold out -100,628-100.6k
Aequim Alternative Investments LP Sold out -70,000-70.0k
GROUP ONE TRADING LLC Sold out -46,072-46.1k
RENAISSANCE TECHNOLOGIES LLC Reduced -25,839-25.8k
Balyasny Asset Management L.P. Sold out -21,115-21.1k
CIBC WORLD MARKET INC. Reduced -20,866-20.9k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $51.0m5.9m shares
GROUP ONE TRADING LLC Added $50.4m5.8m shares
SIMPLEX TRADING, LLC Reduced $21.9m2.5m shares
ROYAL BANK OF CANADA New $14.7m1.7m shares
CITADEL ADVISORS LLC Added $11.1m1.3m shares
JANE STREET GROUP, LLC Added $6.0m701.0k shares
BANK OF MONTREAL /CAN/ New $4.8m500.0k shares
SIG North Trading, ULC First filing $3.9m447.7k shares
IMC-Chicago, LLC Reduced $3.8m435.1k shares
NATIONAL BANK OF CANADA /FI/ Added $2.9m3.2k shares

Biggest puts

NATIONAL BANK OF CANADA /FI/ Reduced $6.9m7.6k shares
CITADEL ADVISORS LLC Added $6.5m751.9k shares
SIMPLEX TRADING, LLC Added $6.3m729.7k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $5.4m623.7k shares
GROUP ONE TRADING LLC Added $3.7m429.9k shares
JANE STREET GROUP, LLC Added $1.8m209.6k shares
ROYAL BANK OF CANADA New $1.7m200.0k shares
Parallax Volatility Advisers, L.P. New $1.6m188.7k shares
WOLVERINE TRADING, LLC New $1.5m176.2k shares
GTS SECURITIES LLC Added $1.5m169.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q1 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
10010Q2 22: 0 buyingQ2 22: 2 sellingQ3 22: 0 buyingQ3 22: 0 sellingQ3 22Q4 22: 0 buyingQ4 22: 3 sellingQ1 23: 0 buyingQ1 23: 0 sellingQ1 23Q2 23: 0 buyingQ2 23: 6 sellingQ3 23: 0 buyingQ3 23: 3 sellingQ3 23Q4 23: 0 buyingQ4 23: 3 sellingQ1 24: 0 buyingQ1 24: 0 sellingQ1 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q2 20220—2$6.5k—
Q3 20220—0——
Q4 20220—3$27.4k—
Q1 20230—0——
Q2 20230—6$28.5k—
Q3 20230—3$68.5k—
Q4 20230—3$126.7k—
Q1 20240—0——

None reported in Q1 2024.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Tidal Investments LLC 0.37% of their portfolio Milwaukee, WI 2,516,5292.5m $21.7m $21.7m 0.37% New
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,749,4231.7m $15.1m $15.1m 0.00% Added +1.3m +1,333,853
3 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 1,321,8311.3m $11.4m $11.4m 0.01% Added +1.0m +1,014,701
4 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,256,5001.3m $10.8m $10.8m 0.00% Added +1.2m +1,204,669
5 LORD, ABBETT & CO. LLC 0.01% of their portfolio JERSEY CITY, NJ 990,688990.7k $8.6m $8.6m 0.01% Reduced -134.4k -134,432
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 352,657352.7k $3.0m $3.0m 0.00% Added +337.3k +337,263
7 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 317,373317.4k $2.7m $2.7m 0.00% Added +228.1k +228,110
8 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 247,211247.2k $2.1m $2.1m 0.00% Added +191.8k +191,816
9 GTS SECURITIES LLC 0.04% of their portfolio NEW YORK, NY 190,209190.2k $1.6m $1.6m 0.04% Added +161.4k +161,362
10 CANTOR FITZGERALD, L. P. 0.30% of their portfolio NEW YORK, NY 142,700142.7k $1.3m $1.3m 0.30% New
11 SIMPLEX TRADING, LLC 0.03% of their portfolio CHICAGO, IL 117,294117.3k $1.0m $1.0m 0.03% Added +115.5k +115,495
12 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 90,01090.0k $776.8k $776.8k 0.00% Added +72.9k +72,869
13 SG Americas Securities, LLC 0.00% of their portfolio NEW YORK, NY 85,70085.7k $740.0k $740.0k 0.00% New
14 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 75,40775.4k $650.8k $650.8k 0.02% New
15 TD Asset Management Inc 0.00% of their portfolio Toronto, A6 64,38264.4k $554.7k $554.7k 0.00% Added +12.7k +12,658
16 Virtu Financial LLC 0.04% of their portfolio New York, NY 63,08063.1k $544.0k $544.0k 0.04% New
17 Baader Bank Aktiengesellschaft 0.04% of their portfolio Unterschleissheim, 2M 57,00057.0k $490.9k $490.9k 0.04% New
18 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 53,46953.5k $461.0k $461.0k 0.00% Reduced -25.8k -25,839
19 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 51,08851.1k $440.9k $440.9k 0.00% Added +4.2k +4,181
20 SCOTIA CAPITAL INC. 0.00% of their portfolio TORONTO, A6 49,20049.2k $419.6k $419.6k 0.00% Added +147 +147
21 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 46,34046.3k $400.0k $400.0k 0.00% Reduced -4.4k -4,438
22 AdvisorShares Investments LLC 0.05% of their portfolio BETHESDA, MD 36,92236.9k $318.6k $318.6k 0.05% Reduced -1 -1
23 Penserra Capital Management LLC 0.00% of their portfolio ORINDA, CA 36,27636.3k $313.0k $313.0k 0.00% Unchanged
24 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 35,59935.6k $353.8k $353.8k 0.00% Added +7.1k +7,118
25 Gainplan LLC 0.15% of their portfolio BLOOMFIELD HILLS, MI 35,00035.0k $302.0k $302.0k 0.15% New
26 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 33,96534.0k $293.1k $293.1k 0.00% Added +5.7k +5,661
27 Concurrent Investment Advisors, LLC 0.01% of their portfolio Tampa, FL 33,44133.4k $288.6k $288.6k 0.01% New
28 PCG Wealth Advisors, LLC 0.13% of their portfolio OVERLAND PARK, KS 31,36331.4k $270.7k $270.7k 0.13% Added +13.3k +13,300
29 MACKENZIE FINANCIAL CORP 0.00% of their portfolio TORONTO ONTARIO, A6 29,30129.3k $252.3k $252.3k 0.00% Added +6.2k +6,219
30 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 29,10429.1k $279.4k $279.4k 0.00% Reduced -2.8k -2,804
31 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 27,44327.4k $236.8k $236.8k 0.00% Added +16.1k +16,103
32 WOLVERINE TRADING, LLC 0.00% of their portfolio CHICAGO, IL 24,91024.9k $215.0k $215.0k 0.00% New
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 19,35519.4k $167.0k $167.0k 0.00% Reduced -320.1k -320,065
34 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 19,07119.1k $164.6k $164.6k 0.00% Added +2.8k +2,781
35 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 17,83317.8k $153.8k $153.8k 0.00% Added +584 +584
36 Centiva Capital, LP 0.01% of their portfolio New York, NY 17,79017.8k $153.5k $153.5k 0.01% New
37 UBS Group AG 0.00% of their portfolio ZURICH, V8 17,59217.6k $151.8k $151.8k 0.00% Added +7.6k +7,607
38 LAKE STREET PRIVATE WEALTH, LLC 0.02% of their portfolio CHICAGO, IL 17,43017.4k $150.4k $150.4k 0.02% New
39 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 16,05916.1k $138.6k $138.6k 0.00% Added +6.1k +6,082
40 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 15,86415.9k $136.9k $136.9k 0.00% Reduced -2.0k -2,047
41 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 15,28015.3k $132.0k $132.0k 0.00% Reduced -20.9k -20,866
42 Marex Group Ltd 0.00% of their portfolio London, X0 14,16714.2k $122.3k $122.3k 0.00% New
43 Cambria Investment Management, L.P. 0.01% of their portfolio Manhattan Beach, CA 13,83213.8k $119.4k $119.4k 0.01% New
44 Genesee Capital Advisors, LLC 0.06% of their portfolio AUBURN, NY 13,04713.0k $112.6k $112.6k 0.06% Added +3.0k +3,000
45 Atom Investors LP 0.01% of their portfolio AUSTIN, TX 12,58912.6k $108.6k $108.6k 0.01% New
46 Walleye Capital LLC 0.00% of their portfolio NEW YORK, NY 12,30812.3k $106.2k $106.2k 0.00% New
47 Bayesian Capital Management, LP 0.01% of their portfolio Brooklyn, NY 12,20012.2k $105.3k $105.3k 0.01% Reduced -6.4k -6,440
48 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 12,08512.1k $109.1k $109.1k 0.00% Added +2.3k +2,310
49 FinTrust Capital Advisors, LLC 0.02% of their portfolio Greenville, SC 11,66811.7k $100.7k $100.7k 0.02% Reduced -10.0k -10,000
50 SIG North Trading, ULC 0.03% of their portfolio Bala Cynwyd, PA 10,72410.7k $92.5k $92.5k 0.03% First filing
51 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 10,71910.7k $93.0k $93.0k 0.00% New
52 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 10,30910.3k $118.8k $118.8k 0.00% Added +301 +301
53 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 8,4488.4k $95.1k $95.1k 0.00% Reduced -311 -311
54 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 6,9747.0k $60.2k $60.2k 0.00% Reduced -15.1k -15,112
55 Leonteq Securities AG 0.01% of their portfolio ZURICH, V8 6,7466.7k $66.7k $66.7k 0.01% Reduced -4.9k -4,855
56 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 5,6035.6k $41.0k $41.0k 0.00% New
57 Belvedere Trading LLC 0.00% of their portfolio CHICAGO, IL 5,2525.3k $45.3k $45.3k 0.00% New
58 Cutler Group LLC / CA 0.02% of their portfolio SAN FRANCISCO, CA 4,6004.6k $39.0k $39.0k 0.02% Added +4.4k +4,443
59 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 3,6733.7k $31.6k $31.6k 0.00% New
60 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 3,0193.0k $26.0k $26.0k 0.00% Reduced -4.8k -4,849
61 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 2,9232.9k $25.2k $25.2k 0.00% Added +839 +839
62 WFA Asset Management Corp 0.01% of their portfolio WHITEFISH BAY, WI 2,2532.3k $19.4k $19.4k 0.01% Added +1.2k +1,193
63 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.00% of their portfolio FRANKFURT AM MAIN, 2M 1,6101.6k $13.8k $13.8k 0.00% Unchanged
64 GABLES CAPITAL MANAGEMENT INC. 0.01% of their portfolio MIAMI, FL 1,3951.4k $12.0k $12.0k 0.01% Unchanged
65 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,2301.2k $10.6k $10.6k 0.00% Reduced -135 -135
66 FIL Ltd 0.00% of their portfolio HAMILTON, D0 866866 $7.5k $7.5k 0.00% Reduced -46 -46
67 Venturi Wealth Management, LLC 0.00% of their portfolio AUSTIN, TX 800800 $6.9k $6.9k 0.00% Unchanged
68 Activest Wealth Management 0.00% of their portfolio AVENTURA, FL 796796 $6.9k $6.9k 0.00% Unchanged
69 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 759759 $2.9k $2.9k 0.00% New
70 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 751751 $6.5k $6.5k 0.00% Added +105 +105
71 TORONTO DOMINION BANK 0.00% of their portfolio TORONTO, ONTARIO, A6 699699 $6.0k $6.0k 0.00% Reduced -19.2k -19,204
72 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 692692 $6.0k $6.0k 0.00% Added +2 +2
73 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 583583 $5.0k $5.0k 0.00% Added +314 +314
74 Aspire Private Capital, LLC 0.00% of their portfolio Cornelius, NC 568568 $4.9k $4.9k 0.00% Reduced -10 -10
75 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 564564 $4.2k $4.2k 0.00% Unchanged
76 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 530530 $4.6k $4.6k 0.00% Reduced -38 -38
77 Prestige Wealth Management Group LLC 0.00% of their portfolio FLEMINGTON, NJ 474474 $4.1k $4.1k 0.00% Unchanged
78 BlackRock Inc. 0.00% of their portfolio New York, NY 469469 $4.0k $4.0k 0.00% Added +50 +50
79 CarsonAllaria Wealth Management, Ltd. 0.00% of their portfolio GLEN CARBON, IL 469469 $4.0k $4.0k 0.00% Reduced -17 -17
80 Farmers & Merchants Trust Co of Chambersburg PA 0.00% of their portfolio CHAMBERSBURG, PA 445445 $4.0k $4.0k 0.00% Unchanged
81 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 444444 $3.8k $3.8k 0.00% Reduced -175 -175
82 PFS Partners, LLC 0.00% of their portfolio MINE HILL, NJ 429429 $3.7k $3.7k 0.00% Unchanged
83 Householder Group Estate & Retirement Specialist, LLC 0.00% of their portfolio SCOTTSDALE, AZ 415415 $3.6k $3.6k 0.00% Unchanged
84 TSFG, LLC 0.00% of their portfolio LAKE FOREST, IL 410410 $4.0k $4.0k 0.00% Reduced -60 -60
85 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 389389 $3.4k $3.4k 0.00% Added +5 +5
86 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 387387 $3.3k $3.3k 0.00% Reduced -979 -979
87 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 385385 $3.0k $3.0k 0.00% Reduced -22 -22
88 AllSquare Wealth Management LLC 0.00% of their portfolio ALBANY, NY 381381 $3.3k $3.3k 0.00% Unchanged
89 Westside Investment Management, Inc. 0.00% of their portfolio SANTA MONICA, CA 380380 $3.0k $3.0k 0.00% Reduced -50 -50
90 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 365365 $3.1k $3.1k 0.00% Unchanged
91 Headlands Technologies LLC 0.00% of their portfolio CHICAGO, IL 320320 $2.8k $2.8k 0.00% New
92 Compagnie Lombard Odier SCmA 0.00% of their portfolio 1204 GENEVA, V8 315315 $2.7k $2.7k 0.00% Unchanged
93 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 304304 $2.3k $2.3k 0.00% New
94 Cedar Mountain Advisors, LLC 0.00% of their portfolio LAKE OSWEGO, OR 297297 $2.6k $2.6k 0.00% Unchanged
95 Stephens Consulting, LLC 0.00% of their portfolio FLINT, MI 293293 $2.5k $2.5k 0.00% Unchanged
96 HANTZ FINANCIAL SERVICES, INC. 0.00% of their portfolio SOUTHFIELD, MI 272272 $2.0k $2.0k 0.00% Reduced -15 -15
97 Rise Advisors, LLC 0.00% of their portfolio ROCHESTER, NY 267267 $2.3k $2.3k 0.00% Added +200 +200
98 Pacifica Partners Inc. 0.00% of their portfolio SURREY, Z4 263263 $1.6k $1.6k 0.00% New
99 HHM Wealth Advisors, LLC 0.00% of their portfolio CHATTANOOGA, TN 251251 $2.2k $2.2k 0.00% Reduced -63 -63
100 LRI Investments, LLC 0.00% of their portfolio PALM BEACH GARDENS, FL 223223 $1.9k $1.9k 0.00% First filing