Vault-13

CANON INC CAJPY

SPONSORED ADR · ADR · CUSIP 138006309

Japanese multinational imaging corporation

17 institutional holders -23 vs Q1 2023
738,902738.9k shares reported held*
$19.4mreported value*
4 new 3 added 2 reduced 27 sold out net sold ≈ $19.3m (-735.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $26.21. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 159Q4 22: 154Q1 23: 40Q2 23: 1717Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022159
Q4 2022154
Q1 202340
Q2 202317

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 62 bought or addedQ4 22: 93 cut or sold outQ4 22Q1 23: 16 bought or addedQ1 23: 137 cut or sold outQ1 23Q2 23: 7 bought or addedQ2 23: 29 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226293
Q1 202316137
Q2 2023729

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ3 22 calls: $538.0kQ3 22 puts: $10.0kQ3 22P/C 0.02Q4 22 calls: $500.5kQ4 22 puts: $32.2kQ4 22P/C 0.06Q1 23 calls: $4.0kQ1 23 puts: $44.0kQ1 23P/C 11.00Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$538.0k$10.0k0.02
Q4 2022$500.5k$32.2k0.06
Q1 2023$4.0k$44.0k11.00
Q2 2023$0$0—

Biggest buyers

LSV ASSET MANAGEMENT Added +73,440+73.4k
RHUMBLINE ADVISERS New +34,578+34.6k
Russell Investments Group, Ltd. Added +756+756
YOUSIF CAPITAL MANAGEMENT, LLC Added +456+456
RFP Financial Group LLC New +223+223
ORG Partners LLC New +150+150
Financial Gravity Asset Management, Inc. New +26+26

Biggest sellers

NATIXIS ADVISORS, LLC Sold out -176,265-176.3k
ASSETMARK, INC Sold out -153,598-153.6k
MARSHALL WACE, LLP Sold out -147,073-147.1k
Manning & Napier Group, LLC Sold out -92,208-92.2k
OLD MISSION CAPITAL LLC Sold out -43,621-43.6k
Advisors Asset Management, Inc. Sold out -41,971-42.0k
KLR INVESTMENT ADVISORS, LLC Sold out -38,026-38.0k
Biechele Royce Advisors Sold out -35,708-35.7k
Capricorn Fund Managers Ltd Sold out -31,083-31.1k
Quantinno Capital Management LP Sold out -25,329-25.3k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q2 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2023.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LSV ASSET MANAGEMENT 0.03% of their portfolio CHICAGO, IL 535,500535.5k $14.1m $14.1m 0.03% Added +73.4k +73,440
2 SILVERCREST ASSET MANAGEMENT GROUP LLC 0.01% of their portfolio NEW YORK, NY 62,23062.2k $1.6m $1.6m 0.01% Unchanged
3 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 39,10439.1k $1.0m $1.0m 0.00% Reduced -515 -515
4 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 34,57834.6k $909.1k $909.1k 0.00% New
5 Rodgers Brothers Inc. 0.14% of their portfolio Harmony, PA 29,76329.8k $780.4k $780.4k 0.14% Reduced -2.5k -2,475
6 YOUSIF CAPITAL MANAGEMENT, LLC 0.01% of their portfolio BLOOMFIELD HILLS, MI 22,74722.7k $598.0k $598.0k 0.01% Added +456 +456
7 ATLAS CAPITAL ADVISORS INC. 0.04% of their portfolio JACKSON, WY 9,2439.2k $243.0k $243.0k 0.04% Unchanged
8 COMERICA BANK 0.00% of their portfolio DALLAS, TX 1,9401.9k $3 $3 0.00% First filing
9 Pinnacle Bancorp, Inc. 0.02% of their portfolio BEATRICE, NE 1,8361.8k $48.3k $48.3k 0.02% Unchanged
10 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 778778 $20.5k $20.5k 0.00% Added +756 +756
11 BOYD WATTERSON ASSET MANAGEMENT LLC/OH 0.00% of their portfolio CLEVELAND, OH 393393 $10.3k $10.3k 0.00% Unchanged
12 First Horizon Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 359359 $9.4k $9.4k 0.00% Unchanged
13 RFP Financial Group LLC 0.00% of their portfolio ATLANTA, GA 223223 $5.8k $5.8k 0.00% New
14 ORG Partners LLC 0.00% of their portfolio ROANOKE, IN 150150 $4.0k $4.0k 0.00% New
15 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 3232 $841 $841 0.00% Unchanged
16 Financial Gravity Asset Management, Inc. 0.00% of their portfolio Lakeway, TX 2626 $114 $114 0.00% New
17 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged