Vault-13

CANON INC CAJPY

SPONSORED ADR · ADR · CUSIP 138006309

Japanese multinational imaging corporation

40 institutional holders -114 vs Q4 2022
1,473,3561.5m shares reported held*
$32.8mreported value*
11 new 5 added 15 reduced 122 sold out net sold ≈ $274.4m (-12.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $22.24. Options: 2 managers hold calls ($4.0k notional), 2 hold puts ($44.0k).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 159Q4 22: 154Q1 23: 4040Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022159
Q4 2022154
Q1 202340

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 62 bought or addedQ4 22: 93 cut or sold outQ4 22Q1 23: 16 bought or addedQ1 23: 137 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226293
Q1 202316137

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ3 22 calls: $538.0kQ3 22 puts: $10.0kQ3 22P/C 0.02Q4 22 calls: $500.5kQ4 22 puts: $32.2kQ4 22P/C 0.06Q1 23 calls: $4.0kQ1 23 puts: $44.0kQ1 23P/C 11.00
Numbers
QuarterCallsPutsP/C
Q3 2022$538.0k$10.0k0.02
Q4 2022$500.5k$32.2k0.06
Q1 2023$4.0k$44.0k11.00

Biggest buyers

MARSHALL WACE, LLP Added +133,873+133.9k
OLD MISSION CAPITAL LLC New +43,621+43.6k
Janney Montgomery Scott LLC New +39,619+39.6k
Capricorn Fund Managers Ltd New +31,083+31.1k
LSV ASSET MANAGEMENT Added +14,500+14.5k
ASSETMARK, INC Added +9,661+9.7k
Cable Hill Partners, LLC New +9,514+9.5k
Dynamic Technology Lab Private Ltd New +9,216+9.2k
SIMPLEX TRADING, LLC New +1,339+1.3k
Advisors Asset Management, Inc. Added +948+948

Biggest sellers

MORGAN STANLEY Sold out -2,211,849-2.2m
RENAISSANCE TECHNOLOGIES LLC Sold out -1,228,843-1.2m
BlackRock Inc. Sold out -913,649-913.6k
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Sold out -892,522-892.5k
GOLDMAN SACHS GROUP INC Sold out -862,320-862.3k
MILLENNIUM MANAGEMENT LLC Sold out -801,531-801.5k
ENVESTNET ASSET MANAGEMENT INC Sold out -525,469-525.5k
US BANCORP \DE\ Sold out -515,196-515.2k
NORTHERN TRUST CORP Sold out -371,832-371.8k
CWM, LLC Sold out -351,832-351.8k

Biggest calls

SIMPLEX TRADING, LLC Unchanged $4.0k200 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SIMPLEX TRADING, LLC Added $44.0k2.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q1 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2023.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LSV ASSET MANAGEMENT 0.02% of their portfolio CHICAGO, IL 462,060462.1k $10.3m $10.3m 0.02% Added +14.5k +14,500
2 NATIXIS ADVISORS, LLC 0.01% of their portfolio Boston, MA 176,265176.3k $3.9m $3.9m 0.01% Reduced -122.3k -122,323
3 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 153,598153.6k $3.4m $3.4m 0.01% Added +9.7k +9,661
4 MARSHALL WACE, LLP 0.01% of their portfolio LONDON, X0 147,073147.1k $3.3m $3.3m 0.01% Added +133.9k +133,873
5 Manning & Napier Group, LLC 0.02% of their portfolio Fairport, NY 92,20892.2k $2.1m $2.1m 0.02% Reduced -2.6k -2,566
6 SILVERCREST ASSET MANAGEMENT GROUP LLC 0.01% of their portfolio NEW YORK, NY 62,23062.2k $1.4m $1.4m 0.01% Unchanged
7 OLD MISSION CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 43,62143.6k $968.7k $968.7k 0.03% New
8 Advisors Asset Management, Inc. 0.02% of their portfolio Monument, CO 41,97142.0k $933.9k $933.9k 0.02% Added +948 +948
9 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 39,61939.6k $882.0k $882.0k 0.00% New
10 KLR INVESTMENT ADVISORS, LLC 0.74% of their portfolio PROVIDENCE, RI 38,02638.0k $846.1k $846.1k 0.74% Reduced -12.7k -12,655
11 Biechele Royce Advisors 0.30% of their portfolio FISHERS, IN 35,70835.7k $794.0k $794.0k 0.30% Reduced -31.2k -31,158
12 Rodgers Brothers Inc. 0.14% of their portfolio Harmony, PA 32,23832.2k $715.9k $715.9k 0.14% Reduced -67.8k -67,762
13 Capricorn Fund Managers Ltd 0.21% of their portfolio LONDON, X0 31,08331.1k $672.3k $672.3k 0.21% New
14 Quantinno Capital Management LP 0.04% of their portfolio NEW YORK, NY 25,32925.3k $564.0k $564.0k 0.04% Reduced -1.4k -1,425
15 YOUSIF CAPITAL MANAGEMENT, LLC 0.01% of their portfolio BLOOMFIELD HILLS, MI 22,29122.3k $496.0k $496.0k 0.01% Unchanged
16 FDx Advisors, Inc. 0.02% of their portfolio BERWYN, PA 16,06916.1k $348.0k $348.0k 0.02% Unchanged
17 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 10,38010.4k $231.0k $231.0k 0.00% Reduced -123.3k -123,334
18 Cable Hill Partners, LLC 0.03% of their portfolio PORTLAND, OR 9,5149.5k $211.3k $211.3k 0.03% New
19 ATLAS CAPITAL ADVISORS INC. 0.03% of their portfolio JACKSON, WY 9,2439.2k $205.7k $205.7k 0.03% Reduced -460 -460
20 Dynamic Technology Lab Private Ltd 0.02% of their portfolio SINGAPORE, U0 9,2169.2k $205.0k $205.0k 0.02% New
21 Blue Trust, Inc. 0.00% of their portfolio BRENTWOOD, TN 2,5572.6k $56.0k $56.0k 0.00% Added +277 +277
22 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 2,1372.1k $69.0k $69.0k 0.00% Reduced -452 -452
23 Rosenberg Matthew Hamilton 0.01% of their portfolio GRAND JUNCTION, CO 1,8761.9k $41.7k $41.7k 0.01% Reduced -280 -280
24 Pinnacle Bancorp, Inc. 0.01% of their portfolio BEATRICE, NE 1,8361.8k $40.9k $40.9k 0.01% Unchanged
25 Glassman Wealth Services 0.01% of their portfolio VIENNA, VA 1,5651.6k $34.8k $34.8k 0.01% Reduced -193 -193
26 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 1,5081.5k $34.0k $34.0k 0.00% Reduced -3.1k -3,053
27 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 1,3391.3k $29.0k $29.0k 0.00% New
28 UMB Bank, n.a. 0.00% of their portfolio Kansas City, MO 749749 $16.7k $16.7k 0.00% Unchanged
29 Clearview Wealth Advisors LLC 0.01% of their portfolio SALEM, OR 459459 $10.2k $10.2k 0.01% New
30 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 449449 $10.0k $10.0k 0.00% Reduced -20.9k -20,915
31 BOYD WATTERSON ASSET MANAGEMENT LLC/OH 0.00% of their portfolio CLEVELAND, OH 393393 $8.7k $8.7k 0.00% Unchanged
32 First Horizon Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 359359 $8.0k $8.0k 0.00% Reduced -210 -210
33 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 114114 $2.5k $2.5k 0.00% Reduced -283 -283
34 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 103103 $2.3k $2.3k 0.00% Unchanged
35 WASHINGTON TRUST Co 0.00% of their portfolio WESTERLY, RI 5050 $1.1k $1.1k 0.00% New
36 Ameritas Advisory Services, LLC 0.00% of their portfolio Lincoln, NE 3535 $777 $777 0.00% New
37 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 3232 $712 $712 0.00% New
38 Cullen/Frost Bankers, Inc. 0.00% of their portfolio San Antonio, TX 3131 $690 $690 0.00% Unchanged
39 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 2222 $490 $490 0.00% New
40 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged