Vault-13

CANAAN INC CAN

SPONSORED ADS · ADR · CUSIP 134748102 · ISIN US1347481020

Chinese computer manufacturer

70 institutional holders -14 vs Q1 2024
57,878,62657.9m shares reported held*
$57.9mreported value*
11 new 17 added 27 reduced 25 sold out net sold ≈ $2.4m (-2.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($15 this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $1.00. Options: 9 managers hold calls ($2.3m notional), 9 hold puts ($874.3k).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 79Q4 22: 84Q1 23: 77Q2 23: 73Q3 23: 69Q4 23: 81Q1 24: 84Q2 24: 7070Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202279
Q4 202284
Q1 202377
Q2 202373
Q3 202369
Q4 202381
Q1 202484
Q2 202470

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 31 bought or addedQ4 22: 43 cut or sold outQ4 22Q1 23: 33 bought or addedQ1 23: 45 cut or sold outQ2 23: 38 bought or addedQ2 23: 32 cut or sold outQ2 23Q3 23: 33 bought or addedQ3 23: 27 cut or sold outQ4 23: 42 bought or addedQ4 23: 29 cut or sold outQ4 23Q1 24: 55 bought or addedQ1 24: 30 cut or sold outQ2 24: 28 bought or addedQ2 24: 52 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20223143
Q1 20233345
Q2 20233832
Q3 20233327
Q4 20234229
Q1 20245530
Q2 20242852

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2.5m$5m$7.5m$10mQ3 23 calls: $1.4mQ3 23 puts: $962.0kQ3 23P/C 0.68Q4 23 calls: $8.2mQ4 23 puts: $3.2mQ4 23P/C 0.39Q1 24 calls: $4.0mQ1 24 puts: $1.9mQ1 24P/C 0.47Q2 24 calls: $2.3mQ2 24 puts: $874.3kQ2 24P/C 0.37
Numbers
QuarterCallsPutsP/C
Q3 2023$1.4m$962.0k0.68
Q4 2023$8.2m$3.2m0.39
Q1 2024$4.0m$1.9m0.47
Q2 2024$2.3m$874.3k0.37

Biggest buyers

STATE STREET CORP Added +7,999,154+8.0m
VAN ECK ASSOCIATES CORP Added +3,482,283+3.5m
TWO SIGMA INVESTMENTS, LP Added +1,761,498+1.8m
TWO SIGMA ADVISERS, LP New +779,700+779.7k
GEODE CAPITAL MANAGEMENT, LLC Added +701,805+701.8k
Prime Capital Investment Advisors, LLC Added +327,288+327.3k
Baader Bank Aktiengesellschaft Added +289,629+289.6k
VANGUARD GROUP INC Added +265,647+265.6k
Leonteq Securities AG Added +131,746+131.7k
Mitsubishi UFJ Asset Management Co., Ltd. Added +110,942+110.9k

Biggest sellers

BlackRock Inc. Reduced -3,554,299-3.6m
MILLENNIUM MANAGEMENT LLC Reduced -2,859,889-2.9m
Tidal Investments LLC Sold out -2,662,619-2.7m
Schonfeld Strategic Advisors LLC Sold out -1,380,403-1.4m
Mirae Asset Global Investments Co., Ltd. Sold out -954,283-954.3k
JANE STREET GROUP, LLC Reduced -907,588-907.6k
Hel Ved Capital Management Ltd Sold out -804,600-804.6k
CITADEL ADVISORS LLC Reduced -750,536-750.5k
GROUP ONE TRADING LLC Reduced -630,047-630.0k
SRN Advisors, LLC Reduced -592,756-592.8k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $637.2k637.2k shares
SIMPLEX TRADING, LLC Reduced $477.0k477.4k shares
CITADEL ADVISORS LLC Reduced $450.4k450.5k shares
JANE STREET GROUP, LLC Added $330.0k330.1k shares
IMC-Chicago, LLC Reduced $233.6k233.6k shares
GROUP ONE TRADING LLC Added $128.6k128.6k shares
WOLVERINE TRADING, LLC Reduced $55.6k55.6k shares
GTS SECURITIES LLC Reduced $26.3k26.3k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

IMC-Chicago, LLC Added $242.8k242.8k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $223.4k223.4k shares
CITADEL ADVISORS LLC Reduced $170.6k170.6k shares
SIMPLEX TRADING, LLC Reduced $91.0k91.4k shares
GROUP ONE TRADING LLC Reduced $57.7k57.7k shares
GTS SECURITIES LLC Reduced $44.3k44.3k shares
JANE STREET GROUP, LLC Reduced $28.6k28.6k shares
WOLVERINE TRADING, LLC Reduced $16.0k16.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Cipher Digital Inc. 13G · passive investor new · filed 2026-02-25 7.7% new 806.4m 2026-02-25
Zhang Nangeng 13G · exempt (held before listing) -4.3 pts · filed 2026-02-13 5.8% -4.3 pts 576.1m 2026-02-13
Invesco Ltd. 13G · institution -9.6 pts · filed 2026-08-13 5.4% -9.6 pts 606.0m 2026-08-13
Weiss Asset Management LP 13G · institution -1.4 pts · filed 2026-08-11 5.2% -1.4 pts 583.5m 2026-08-11

Fell to 5% or below in the last year: Streeterville Capital LLC (0.0%, 2025-12-12)

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VAN ECK ASSOCIATES CORP 0.01% of their portfolio NEW YORK, NY 9,762,9729.8m $9.8m $9.8m 0.01% Added +3.5m +3,482,283
2 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 9,087,3109.1m $9.1m $9.1m 0.00% Added +8.0m +7,999,154
3 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 5,547,3685.5m $5.5m $5.5m 0.00% Added +265.6k +265,647
4 MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.01% of their portfolio CAUSEWAY BAY, K3 5,535,1575.5m $5.5m $5.5m 0.01% First filing
5 SG Americas Securities, LLC 0.03% of their portfolio NEW YORK, NY 5,265,1325.3m $5.3m $5.3m 0.03% Reduced -119.9k -119,941
6 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 2,704,7212.7m $2.7m $2.7m 0.01% Added +1.8m +1,761,498
7 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 2,444,4262.4m $2.4m $2.4m 0.00% Added +701.8k +701,805
8 EXCHANGE TRADED CONCEPTS, LLC 0.06% of their portfolio Oklahoma City, OK 2,346,1562.3m $2.3m $2.3m 0.06% Reduced -131.8k -131,784
9 GROUP ONE TRADING LLC 0.06% of their portfolio CHICAGO, IL 2,058,5912.1m $2.1m $2.1m 0.06% Reduced -630.0k -630,047
10 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 1,440,6281.4m $1.4m $1.4m 0.00% Reduced -186.8k -186,789
11 Polunin Capital Partners Ltd 0.24% of their portfolio LONDON, X0 1,412,1411.4m $1.4m $1.4m 0.24% Unchanged
12 BlackRock Inc. 0.00% of their portfolio New York, NY 1,131,7691.1m $1.1m $1.1m 0.00% Reduced -3.6m -3,554,299
13 Prime Capital Investment Advisors, LLC 0.01% of their portfolio OVERLAND PARK, KS 871,611871.6k $871.4k $871.4k 0.01% Added +327.3k +327,288
14 Baader Bank Aktiengesellschaft 0.06% of their portfolio Unterschleissheim, 2M 825,876825.9k $823.9k $823.9k 0.06% Added +289.6k +289,629
15 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 803,290803.3k $803.1k $803.1k 0.00% Added +15.7k +15,655
16 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 779,700779.7k $779.5k $779.5k 0.00% New
17 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 679,715679.7k $679.6k $679.6k 0.00% Reduced -907.6k -907,588
18 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 668,761668.8k $668.6k $668.6k 0.00% Reduced -2.9m -2,859,889
19 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 485,149485.1k $485.1k $485.1k 0.00% Reduced -265.6k -265,645
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 359,143359.1k $359.1k $359.1k 0.00% Reduced -410.6k -410,644
21 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 313,546313.5k $313.5k $313.5k 0.00% Reduced -86.4k -86,351
22 UBS Group AG 0.00% of their portfolio ZURICH, V8 304,315304.3k $304.3k $304.3k 0.00% Reduced -29.0k -28,969
23 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 233,580233.6k $233.5k $233.5k 0.00% Reduced -201.0k -201,024
24 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 215,372215.4k $215.0k $215.0k 0.00% Added +36.4k +36,422
25 California Public Employees Retirement System 0.00% of their portfolio Sacramento, CA 202,231202.2k $202.2k $202.2k 0.00% Reduced -46.9k -46,865
26 BEACON FINANCIAL GROUP 0.02% of their portfolio DALLAS, TX 201,159201.2k $201.1k $201.1k 0.02% Added +5.3k +5,350
27 Vident Advisory, LLC 0.01% of their portfolio Alpharetta, GA 197,396197.4k $197.4k $197.4k 0.01% Reduced -1.2k -1,225
28 SIMPLEX TRADING, LLC 0.01% of their portfolio CHICAGO, IL 193,649193.6k $193.0k $193.0k 0.01% Reduced -220.6k -220,588
29 Leonteq Securities AG 0.02% of their portfolio ZURICH, V8 172,363172.4k $172.3k $172.3k 0.02% Added +131.7k +131,746
30 Mitsubishi UFJ Asset Management Co., Ltd. 0.00% of their portfolio TOKYO, M0 172,147172.1k $172.1k $172.1k 0.00% Added +110.9k +110,942
31 SRN Advisors, LLC 0.12% of their portfolio HUNTINGDON VALLEY, PA 146,547146.5k $146.5k $146.5k 0.12% Reduced -592.8k -592,756
32 CI INVESTMENTS INC. 0.00% of their portfolio TORONTO, Z4 129,743129.7k $130.0k $130.0k 0.00% Added +104.4k +104,448
33 Quadrature Capital Ltd 0.00% of their portfolio LONDON, X0 126,924126.9k $126.9k $126.9k 0.00% Reduced -153.8k -153,762
34 Impact Partnership Wealth, LLC 0.03% of their portfolio MARIETTA, GA 125,990126.0k $126.0k $126.0k 0.03% Added +92.0k +92,038
35 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 116,159116.2k $116.1k $116.1k 0.00% Reduced -19.7k -19,749
36 GMT Capital Corp 0.00% of their portfolio ATLANTA, GA 98,40098.4k $98.4k $98.4k 0.00% New
37 SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC 0.00% of their portfolio BALA CYNWYD, PA 97,98698.0k $98.0k $98.0k 0.00% Unchanged
38 GTS SECURITIES LLC 0.00% of their portfolio NEW YORK, NY 94,59794.6k $94.6k $94.6k 0.00% Reduced -49.5k -49,473
39 XTX Topco Ltd 0.01% of their portfolio LONDON, X0 79,27079.3k $79.3k $79.3k 0.01% New
40 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 78,96279.0k $81.3k $81.3k 0.00% Added +76.6k +76,565
41 Virtu Financial LLC 0.01% of their portfolio New York, NY 76,47476.5k $76.0k $76.0k 0.01% New
42 IvyRock Asset Management (HK) Ltd 0.02% of their portfolio SHEUNG WAN, K3 48,00048.0k $48.0k $48.0k 0.02% Unchanged
43 Vanguard Personalized Indexing Management, LLC 0.00% of their portfolio OAKLAND, CA 34,30034.3k $34.3k $34.3k 0.00% New
44 Catalyst Funds Management Pty Ltd 0.01% of their portfolio SYDNEY NSW, C3 25,50025.5k $25.5k $25.5k 0.01% New
45 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 23,92523.9k $23.9k $23.9k 0.00% New
46 Mariner, LLC 0.00% of their portfolio Overland Park, KS 19,74119.7k $19.8k $19.8k 0.00% New
47 Ridgewood Investments LLC 0.01% of their portfolio SPRINGFIELD, NJ 19,50019.5k $19.5k $19.5k 0.01% Unchanged
48 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 17,51617.5k $17.5k $17.5k 0.00% Reduced -3.2k -3,223
49 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 17,48817.5k $17.5k $17.5k 0.00% Reduced -750.5k -750,536
50 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 13,99714.0k $14.0k $14.0k 0.00% Reduced -7.2k -7,217
51 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 13,00013.0k $13.0k $13.0k 0.00% Unchanged
52 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 11,32211.3k $11.3k $11.3k 0.00% Reduced -116.3k -116,268
53 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 11,09711.1k $11.1k $11.1k 0.00% Reduced -5.8k -5,776
54 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 10,81010.8k $11.0k $11.0k 0.00% Unchanged
55 Abich Financial Wealth Management LLC 0.01% of their portfolio ASHBURN, VA 9,7399.7k $9.7k $9.7k 0.01% Added +4.9k +4,894
56 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 5,5625.6k $5.6k $5.6k 0.00% Reduced -3.2k -3,206
57 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 2,0502.0k $2.0k $2.0k 0.00% New
58 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1,7561.8k $1.8k $1.8k 0.00% Added +1.5k +1,453
59 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,6511.7k $1.7k $1.7k 0.00% Reduced -2.6k -2,626
60 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,2131.2k $1.2k $1.2k 0.00% Reduced -23.3k -23,303
61 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 1,0031.0k $1.0k $1.0k 0.00% Unchanged
62 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 1,0001.0k $1.0k $1.0k 0.00% Unchanged
63 Cornerstone Planning Group LLC 0.00% of their portfolio FAIRFIELD, NJ 535535 $457 $457 0.00% Unchanged
64 MACROVIEW INVESTMENT MANAGEMENT LLC 0.00% of their portfolio BETHESDA, MD 520520 $520 $520 0.00% Unchanged
65 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 452452 $452 $452 0.00% New
66 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 400400 $0 $0 0.00% New
67 CWM, LLC 0.00% of their portfolio OMAHA, NE 120120 $0 $0 0.00% Unchanged
68 Blue Trust, Inc. 0.00% of their portfolio BRENTWOOD, TN 1010 $15 $15 0.00% Unchanged
69 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 33 $3 $3 0.00% Unchanged
70 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged