Vault-13

CANAAN INC CAN

SPONSORED ADS · ADR · CUSIP 134748102 · ISIN US1347481020

Chinese computer manufacturer

73 institutional holders -4 vs Q1 2023
29,751,94229.8m shares reported held*
$63.4mreported value*
8 new 30 added 17 reduced 15 sold out net bought ≈ $5.4m (+1.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $2.13. Options: 8 managers hold calls ($999.7k notional), 5 hold puts ($665.5k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 79Q4 22: 84Q1 23: 77Q2 23: 7373Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202279
Q4 202284
Q1 202377
Q2 202373

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 31 bought or addedQ4 22: 43 cut or sold outQ4 22Q1 23: 33 bought or addedQ1 23: 45 cut or sold outQ1 23Q2 23: 38 bought or addedQ2 23: 32 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223143
Q1 20233345
Q2 20233832

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ3 22 calls: $6.3mQ3 22 puts: $3.7mQ3 22P/C 0.59Q4 22 calls: $6.1mQ4 22 puts: $1.2mQ4 22P/C 0.20Q1 23 calls: $1.9mQ1 23 puts: $1.5mQ1 23P/C 0.79Q2 23 calls: $999.7kQ2 23 puts: $665.5kQ2 23P/C 0.67
Numbers
QuarterCallsPutsP/C
Q3 2022$6.3m$3.7m0.59
Q4 2022$6.1m$1.2m0.20
Q1 2023$1.9m$1.5m0.79
Q2 2023$999.7k$665.5k0.67

Biggest buyers

STATE STREET CORP Added +2,112,322+2.1m
Invesco Ltd. Added +1,518,689+1.5m
EXCHANGE TRADED CONCEPTS, LLC Added +803,077+803.1k
VAN ECK ASSOCIATES CORP Added +730,157+730.2k
BlackRock Inc. Added +387,481+387.5k
Baader Bank Aktiengesellschaft Added +263,454+263.5k
Ariose Capital Management Ltd New +201,938+201.9k
VANGUARD GROUP INC Added +161,381+161.4k
Mirae Asset Global Investments Co., Ltd. Added +117,438+117.4k
AMERICAN CENTURY COMPANIES INC Added +98,092+98.1k

Biggest sellers

Chiron Investment Management, LLC Sold out -1,078,725-1.1m
ENVESTNET ASSET MANAGEMENT INC Reduced -783,596-783.6k
WT Asset Management Ltd Sold out -738,633-738.6k
Tidal Investments LLC Reduced -720,197-720.2k
WELLINGTON MANAGEMENT GROUP LLP Reduced -457,995-458.0k
RENAISSANCE TECHNOLOGIES LLC Sold out -387,172-387.2k
BIT Capital GmbH Sold out -115,530-115.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -106,795-106.8k
MERCER GLOBAL ADVISORS INC /ADV Reduced -87,709-87.7k
WELLS FARGO & COMPANY/MN Reduced -72,149-72.1k

Biggest calls

CITADEL ADVISORS LLC Reduced $356.6k167.4k shares
IMC-Chicago, LLC Added $258.6k121.4k shares
SIMPLEX TRADING, LLC Reduced $127.0k60.0k shares
GROUP ONE TRADING LLC Reduced $98.6k46.3k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $68.4k32.1k shares
JANE STREET GROUP, LLC Reduced $60.5k28.4k shares
SABBY MANAGEMENT, LLC Unchanged $30.0k141 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

GROUP ONE TRADING LLC Reduced $263.1k123.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $201.3k94.5k shares
CITADEL ADVISORS LLC Reduced $111.2k52.2k shares
SIMPLEX TRADING, LLC Added $90.0k42.3k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Cipher Digital Inc. 13G · passive investor new · filed 2026-02-25 7.7% new 806.4m 2026-02-25
Zhang Nangeng 13G · exempt (held before listing) -4.3 pts · filed 2026-02-13 5.8% -4.3 pts 576.1m 2026-02-13
Invesco Ltd. 13G · institution -9.6 pts · filed 2026-08-13 5.4% -9.6 pts 606.0m 2026-08-13
Weiss Asset Management LP 13G · institution -1.4 pts · filed 2026-08-11 5.2% -1.4 pts 583.5m 2026-08-11

Fell to 5% or below in the last year: Streeterville Capital LLC (0.0%, 2025-12-12)

Insider purchases and sales in Q2 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2023.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 6,169,1226.2m $13.1m $13.1m 0.00% Added +161.4k +161,381
2 BlackRock Inc. 0.00% of their portfolio New York, NY 3,463,2233.5m $7.4m $7.4m 0.00% Added +387.5k +387,481
3 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 3,388,6533.4m $7.2m $7.2m 0.00% Added +2.1m +2,112,322
4 Tidal Investments LLC 0.18% of their portfolio Milwaukee, WI 2,908,8192.9m $6.2m $6.2m 0.18% Reduced -720.2k -720,197
5 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 2,898,6872.9m $6.2m $6.2m 0.00% Added +1.5m +1,518,689
6 VAN ECK ASSOCIATES CORP 0.01% of their portfolio NEW YORK, NY 1,751,9681.8m $3.7m $3.7m 0.01% Added +730.2k +730,157
7 EXCHANGE TRADED CONCEPTS, LLC 0.09% of their portfolio Oklahoma City, OK 1,668,1171.7m $3.6m $3.6m 0.09% Added +803.1k +803,077
8 Polunin Capital Partners Ltd 0.62% of their portfolio LONDON, X0 1,412,1411.4m $3.0m $3.0m 0.62% Added +37.2k +37,200
9 Baader Bank Aktiengesellschaft 0.21% of their portfolio Unterschleissheim, 2M 1,139,1541.1m $2.4m $2.4m 0.21% Added +263.5k +263,454
10 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 1,065,3231.1m $2.3m $2.3m 0.00% Added +117.4k +117,438
11 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 528,655528.7k $1.1m $1.1m 0.00% Added +98.1k +98,092
12 SRN Advisors, LLC 0.94% of their portfolio HUNTINGDON VALLEY, PA 498,056498.1k $1.1m $1.1m 0.94% Added +85.4k +85,443
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 370,605370.6k $789.4k $789.4k 0.00% Reduced -106.8k -106,795
14 California Public Employees Retirement System 0.00% of their portfolio Sacramento, CA 303,684303.7k $646.8k $646.8k 0.00% Added +27.3k +27,252
15 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 208,360208.4k $446.5k $446.5k 0.00% Added +55.6k +55,618
16 Ariose Capital Management Ltd 0.34% of their portfolio CENTRAL, HONG KONG, K3 201,938201.9k $430.1k $430.1k 0.34% New
17 PRUDENTIAL PLC 0.00% of their portfolio LONDON, X0 183,317183.3k $390.5k $390.5k 0.00% Unchanged
18 Vident Investment Advisory, LLC 0.01% of their portfolio Alpharetta, GA 151,427151.4k $322.5k $322.5k 0.01% Added +40.9k +40,936
19 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 131,428131.4k $279.9k $279.9k 0.00% Added +8.9k +8,880
20 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 120,149120.1k $255.9k $255.9k 0.00% Added +29.4k +29,370
21 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 101,900101.9k $217.0k $217.0k 0.00% Reduced -35.6k -35,600
22 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 100,118100.1k $213.3k $213.3k 0.00% Reduced -783.6k -783,596
23 GMT Capital Corp 0.01% of their portfolio ATLANTA, GA 98,40098.4k $209.6k $209.6k 0.01% Unchanged
24 Hennion & Walsh Asset Management, Inc. 0.01% of their portfolio Parsippany, NJ 74,92774.9k $160.0k $160.0k 0.01% Reduced -1.0k -1,035
25 GROUP ONE TRADING LLC 0.01% of their portfolio CHICAGO, IL 70,82270.8k $150.9k $150.9k 0.01% Added +40.9k +40,894
26 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 67,15367.2k $143.0k $143.0k 0.00% Added +2.1k +2,145
27 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 53,85953.9k $115.0k $115.0k 0.00% Reduced -87.7k -87,709
28 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 53,30853.3k $113.5k $113.5k 0.00% Reduced -458.0k -457,995
29 TWO SIGMA SECURITIES, LLC 0.01% of their portfolio NEW YORK, NY 47,48247.5k $101.1k $101.1k 0.01% Added +32.5k +32,452
30 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 43,98244.0k $93.7k $93.7k 0.00% Reduced -72.1k -72,149
31 PICTET ASSET MANAGEMENT SA 0.00% of their portfolio GENEVA 73, V8 43,70043.7k $93.1k $93.1k 0.00% Added +10.6k +10,600
32 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 32,34332.3k $68.9k $68.9k 0.00% Reduced -2.1k -2,070
33 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 30,83930.8k $65.7k $65.7k 0.00% Added +1.7k +1,672
34 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 30,28030.3k $64.5k $64.5k 0.00% Added +18.7k +18,701
35 Impact Partnership Wealth, LLC 0.02% of their portfolio MARIETTA, GA 30,18130.2k $64.3k $64.3k 0.02% First filing
36 First Trust Direct Indexing L.P. 0.01% of their portfolio Boston, MA 26,75726.8k $57.0k $57.0k 0.01% New
37 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 26,26826.3k $56.0k $56.0k 0.00% Reduced -243 -243
38 NOMURA HOLDINGS INC 0.00% of their portfolio TOKYO, M0 25,39325.4k $54.1k $54.1k 0.00% New
39 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 25,07225.1k $53.0k $53.0k 0.00% New
40 GTS SECURITIES LLC 0.00% of their portfolio NEW YORK, NY 21,61021.6k $46.0k $46.0k 0.00% First filing
41 Ridgewood Investments LLC 0.02% of their portfolio SPRINGFIELD, NJ 19,50019.5k $41.5k $41.5k 0.02% Unchanged
42 Virtu Financial LLC 0.00% of their portfolio New York, NY 16,47016.5k $35.0k $35.0k 0.00% New
43 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 16,40016.4k $34.9k $34.9k 0.00% Reduced -8 -8
44 UBS Group AG 0.00% of their portfolio ZURICH, V8 16,32116.3k $34.8k $34.8k 0.00% Added +5.7k +5,733
45 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 14,19014.2k $30.0k $30.0k 0.00% Added +400 +400
46 CI INVESTMENTS INC. 0.00% of their portfolio TORONTO, Z4 13,90713.9k $30.0k $30.0k 0.00% Added +169 +169
47 PROFUND ADVISORS LLC 0.00% of their portfolio BETHESDA, MD 12,69912.7k $27.0k $27.0k 0.00% Added +501 +501
48 GSA CAPITAL PARTNERS LLP 0.00% of their portfolio LONDON, X0 12,16812.2k $26.0k $26.0k 0.00% Reduced -58.0k -58,003
49 Legal & General Group Plc 0.00% of their portfolio London, X0 11,89911.9k $25.3k $25.3k 0.00% Unchanged
50 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 11,09711.1k $23.6k $23.6k 0.00% Unchanged
51 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 10,81010.8k $23.0k $23.0k 0.00% Reduced -45 -45
52 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 9,4149.4k $20.1k $20.1k 0.00% Reduced -5.4k -5,391
53 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 5,1405.1k $10.9k $10.9k 0.00% New
54 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 3,3333.3k $7.1k $7.1k 0.00% Reduced -6.8k -6,788
55 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 2,1182.1k $4.5k $4.5k 0.00% Reduced -215 -215
56 HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio NEWPORT BEACH, CA 1,4721.5k $3.1k $3.1k 0.00% Unchanged
57 Leonteq Securities AG 0.00% of their portfolio ZURICH, V8 1,2101.2k $2.6k $2.6k 0.00% Added +164 +164
58 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 1,0031.0k $2.1k $2.1k 0.00% Unchanged
59 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 1,0001.0k $2.1k $2.1k 0.00% Reduced -56.0k -55,969
60 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 902902 $1.9k $1.9k 0.00% Added +102 +102
61 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 900900 $2.0k $2.0k 0.00% Unchanged
62 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 606606 $3.4k $3.4k 0.00% Added +303 +303
63 Cornerstone Planning Group LLC 0.00% of their portfolio FAIRFIELD, NJ 535535 $1.1k $1.1k 0.00% First filing
64 MACROVIEW INVESTMENT MANAGEMENT LLC 0.00% of their portfolio BETHESDA, MD 520520 $1.1k $1.1k 0.00% Unchanged
65 Clearview Wealth Advisors LLC 0.00% of their portfolio SALEM, OR 500500 $1.1k $1.1k 0.00% Unchanged
66 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 225225 $0 $0 0.00% Unchanged
67 Fiduciary Alliance LLC 0.00% of their portfolio GREENVILLE, SC 150150 $320 $320 0.00% New
68 CWM, LLC 0.00% of their portfolio OMAHA, NE 120120 $0 $0 0.00% Unchanged
69 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 100100 $213 $213 0.00% New
70 Blue Trust, Inc. 0.00% of their portfolio BRENTWOOD, TN 3131 $0 $0 0.00% Added +21 +21
71 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 1010 $21 $21 0.00% Unchanged
72 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 33 $6 $6 0.00% Unchanged
73 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged