CANAAN INC CAN
SPONSORED ADS · ADR · CUSIP 134748102 · ISIN US1347481020
Chinese computer manufacturer
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $2.13. Options: 8 managers hold calls ($999.7k notional), 5 hold puts ($665.5k).
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 79 |
| Q4 2022 | 84 |
| Q1 2023 | 77 |
| Q2 2023 | 73 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 31 | 43 |
| Q1 2023 | 33 | 45 |
| Q2 2023 | 38 | 32 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $6.3m | $3.7m | 0.59 |
| Q4 2022 | $6.1m | $1.2m | 0.20 |
| Q1 2023 | $1.9m | $1.5m | 0.79 |
| Q2 2023 | $999.7k | $665.5k | 0.67 |
Biggest buyers
| STATE STREET CORP | Added | +2.1m |
| Invesco Ltd. | Added | +1.5m |
| EXCHANGE TRADED CONCEPTS, LLC | Added | +803.1k |
| VAN ECK ASSOCIATES CORP | Added | +730.2k |
| BlackRock Inc. | Added | +387.5k |
| Baader Bank Aktiengesellschaft | Added | +263.5k |
| Ariose Capital Management Ltd | New | +201.9k |
| VANGUARD GROUP INC | Added | +161.4k |
| Mirae Asset Global Investments Co., Ltd. | Added | +117.4k |
| AMERICAN CENTURY COMPANIES INC | Added | +98.1k |
Biggest sellers
| Chiron Investment Management, LLC | Sold out | -1.1m |
| ENVESTNET ASSET MANAGEMENT INC | Reduced | -783.6k |
| WT Asset Management Ltd | Sold out | -738.6k |
| Tidal Investments LLC | Reduced | -720.2k |
| WELLINGTON MANAGEMENT GROUP LLP | Reduced | -458.0k |
| RENAISSANCE TECHNOLOGIES LLC | Sold out | -387.2k |
| BIT Capital GmbH | Sold out | -115.5k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | -106.8k |
| MERCER GLOBAL ADVISORS INC /ADV | Reduced | -87.7k |
| WELLS FARGO & COMPANY/MN | Reduced | -72.1k |
Biggest calls
| CITADEL ADVISORS LLC | Reduced | $356.6k167.4k shares |
| IMC-Chicago, LLC | Added | $258.6k121.4k shares |
| SIMPLEX TRADING, LLC | Reduced | $127.0k60.0k shares |
| GROUP ONE TRADING LLC | Reduced | $98.6k46.3k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $68.4k32.1k shares |
| JANE STREET GROUP, LLC | Reduced | $60.5k28.4k shares |
| SABBY MANAGEMENT, LLC | Unchanged | $30.0k141 shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| GROUP ONE TRADING LLC | Reduced | $263.1k123.5k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $201.3k94.5k shares |
| CITADEL ADVISORS LLC | Reduced | $111.2k52.2k shares |
| SIMPLEX TRADING, LLC | Added | $90.0k42.3k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| Cipher Digital Inc. 13G · passive investor new · filed 2026-02-25 | 7.7% |
| Zhang Nangeng 13G · exempt (held before listing) -4.3 pts · filed 2026-02-13 | 5.8% |
| Invesco Ltd. 13G · institution -9.6 pts · filed 2026-08-13 | 5.4% |
| Weiss Asset Management LP 13G · institution -1.4 pts · filed 2026-08-11 | 5.2% |
Fell to 5% or below in the last year: Streeterville Capital LLC (0.0%, 2025-12-12)
Insider purchases and sales in Q2 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q2 2023.
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| VANGUARD GROUP INC 0.00% of their portfolio | 6.2m $13.1m | Added +161.4k |
| BlackRock Inc. 0.00% of their portfolio | 3.5m $7.4m | Added +387.5k |
| STATE STREET CORP 0.00% of their portfolio | 3.4m $7.2m | Added +2.1m |
| Tidal Investments LLC 0.18% of their portfolio | 2.9m $6.2m | Reduced -720.2k |
| Invesco Ltd. 0.00% of their portfolio | 2.9m $6.2m | Added +1.5m |
| VAN ECK ASSOCIATES CORP 0.01% of their portfolio | 1.8m $3.7m | Added +730.2k |
| EXCHANGE TRADED CONCEPTS, LLC 0.09% of their portfolio | 1.7m $3.6m | Added +803.1k |
| Polunin Capital Partners Ltd 0.62% of their portfolio | 1.4m $3.0m | Added +37.2k |
| Baader Bank Aktiengesellschaft 0.21% of their portfolio | 1.1m $2.4m | Added +263.5k |
| Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio | 1.1m $2.3m | Added +117.4k |
| AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio | 528.7k $1.1m | Added +98.1k |
| SRN Advisors, LLC 0.94% of their portfolio | 498.1k $1.1m | Added +85.4k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 370.6k $789.4k | Reduced -106.8k |
| California Public Employees Retirement System 0.00% of their portfolio | 303.7k $646.8k | Added +27.3k |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 208.4k $446.5k | Added +55.6k |
| Ariose Capital Management Ltd 0.34% of their portfolio | 201.9k $430.1k | New |
| PRUDENTIAL PLC 0.00% of their portfolio | 183.3k $390.5k | Unchanged |
| Vident Investment Advisory, LLC 0.01% of their portfolio | 151.4k $322.5k | Added +40.9k |
| MORGAN STANLEY 0.00% of their portfolio | 131.4k $279.9k | Added +8.9k |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 120.1k $255.9k | Added +29.4k |
| Nuveen Asset Management, LLC 0.00% of their portfolio | 101.9k $217.0k | Reduced -35.6k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 100.1k $213.3k | Reduced -783.6k |
| GMT Capital Corp 0.01% of their portfolio | 98.4k $209.6k | Unchanged |
| Hennion & Walsh Asset Management, Inc. 0.01% of their portfolio | 74.9k $160.0k | Reduced -1.0k |
| GROUP ONE TRADING LLC 0.01% of their portfolio | 70.8k $150.9k | Added +40.9k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 67.2k $143.0k | Added +2.1k |
| MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio | 53.9k $115.0k | Reduced -87.7k |
| WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio | 53.3k $113.5k | Reduced -458.0k |
| TWO SIGMA SECURITIES, LLC 0.01% of their portfolio | 47.5k $101.1k | Added +32.5k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 44.0k $93.7k | Reduced -72.1k |
| PICTET ASSET MANAGEMENT SA 0.00% of their portfolio | 43.7k $93.1k | Added +10.6k |
| NORTHERN TRUST CORP 0.00% of their portfolio | 32.3k $68.9k | Reduced -2.1k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 30.8k $65.7k | Added +1.7k |
| AE Wealth Management LLC 0.00% of their portfolio | 30.3k $64.5k | Added +18.7k |
| Impact Partnership Wealth, LLC 0.02% of their portfolio | 30.2k $64.3k | First filing |
| First Trust Direct Indexing L.P. 0.01% of their portfolio | 26.8k $57.0k | New |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 26.3k $56.0k | Reduced -243 |
| NOMURA HOLDINGS INC 0.00% of their portfolio | 25.4k $54.1k | New |
| SIMPLEX TRADING, LLC 0.00% of their portfolio | 25.1k $53.0k | New |
| GTS SECURITIES LLC 0.00% of their portfolio | 21.6k $46.0k | First filing |
| Ridgewood Investments LLC 0.02% of their portfolio | 19.5k $41.5k | Unchanged |
| Virtu Financial LLC 0.00% of their portfolio | 16.5k $35.0k | New |
| CREDIT SUISSE AG/ 0.00% of their portfolio | 16.4k $34.9k | Reduced -8 |
| UBS Group AG 0.00% of their portfolio | 16.3k $34.8k | Added +5.7k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 14.2k $30.0k | Added +400 |
| CI INVESTMENTS INC. 0.00% of their portfolio | 13.9k $30.0k | Added +169 |
| PROFUND ADVISORS LLC 0.00% of their portfolio | 12.7k $27.0k | Added +501 |
| GSA CAPITAL PARTNERS LLP 0.00% of their portfolio | 12.2k $26.0k | Reduced -58.0k |
| Legal & General Group Plc 0.00% of their portfolio | 11.9k $25.3k | Unchanged |
| CITIGROUP INC 0.00% of their portfolio | 11.1k $23.6k | Unchanged |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 10.8k $23.0k | Reduced -45 |
| NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio | 9.4k $20.1k | Reduced -5.4k |
| RHUMBLINE ADVISERS 0.00% of their portfolio | 5.1k $10.9k | New |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 3.3k $7.1k | Reduced -6.8k |
| Farther Finance Advisors, LLC 0.00% of their portfolio | 2.1k $4.5k | Reduced -215 |
| HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio | 1.5k $3.1k | Unchanged |
| Leonteq Securities AG 0.00% of their portfolio | 1.2k $2.6k | Added +164 |
| SIGNATUREFD, LLC 0.00% of their portfolio | 1.0k $2.1k | Unchanged |
| BARCLAYS PLC 0.00% of their portfolio | 1.0k $2.1k | Reduced -56.0k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 902 $1.9k | Added +102 |
| BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio | 900 $2.0k | Unchanged |
| IFP Advisors, Inc 0.00% of their portfolio | 606 $3.4k | Added +303 |
| Cornerstone Planning Group LLC 0.00% of their portfolio | 535 $1.1k | First filing |
| MACROVIEW INVESTMENT MANAGEMENT LLC 0.00% of their portfolio | 520 $1.1k | Unchanged |
| Clearview Wealth Advisors LLC 0.00% of their portfolio | 500 $1.1k | Unchanged |
| LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio | 225 $0 | Unchanged |
| Fiduciary Alliance LLC 0.00% of their portfolio | 150 $320 | New |
| CWM, LLC 0.00% of their portfolio | 120 $0 | Unchanged |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 100 $213 | New |
| Blue Trust, Inc. 0.00% of their portfolio | 31 $0 | Added +21 |
| EverSource Wealth Advisors, LLC 0.00% of their portfolio | 10 $21 | Unchanged |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 3 $6 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |